K2 PRINCIPAL FUND, L.P. Hedge Fund

CIK: 0001461790 · Show all filings

Period: Q4 2014 (Next →)

Filing Date: Feb 19, 2015

Total Value ($000): $426,496 (100.0% shares, 0.0% debt)

Holdings (162)

POWERSHARES QQQ TRUST 10.4%
Value ($000) $44,484 Shares 440,000 Est. Cost Unrealized
GOOGLE INC 7.5%
Value ($000) $32,189 Shares 60,658 Est. Cost $530.66 Unrealized
ALLERGAN INC 5.6%
Value ($000) $23,887 Shares 112,361 Est. Cost $212.59 Unrealized
POWERSHARES QQQ TRUST 4.6%
Value ($000) $19,618 Shares 190,000 Est. Cost Unrealized
CUBIST PHARMACEUTICALS INC 4.0%
Value ($000) $16,866 Shares 167,574 Est. Cost $100.65 Unrealized
GLD SPDR GOLD TRUST 2.6%
Value ($000) $11,051 Shares 97,300 Est. Cost Unrealized
ASSOCIATED ESTATES RLTY CORP 2.6%
Value ($000) $11,016 Shares 474,626 Est. Cost $23.21 Unrealized
SILVER WHEATON CORP 2.2%
Value ($000) $9,443 Shares 464,500 Est. Cost $20.34 Unrealized
SHIRE PLC 2.2%
Value ($000) $9,437 Shares 44,400 Est. Cost $212.50 Unrealized
GOOGLE INC 1.8%
Value ($000) $7,633 Shares 14,500 Est. Cost Unrealized
GOOGLE INC 1.7%
Value ($000) $7,370 Shares 14,000 Est. Cost Unrealized
FIREEYE INC 1.7%
Value ($000) $7,143 Shares 226,200 Est. Cost $31.58 Unrealized
QSR RESTAURANT BRANDS INTL INC 1.6%
Value ($000) $7,004 Shares 179,400 Est. Cost $38.08 Unrealized 0.0%
TALISMAN ENERGY INC 1.6%
Value ($000) $6,810 Shares 869,716 Est. Cost $7.83 Unrealized
VNQ VANGUARD INDEX FDS 1.5%
Value ($000) $6,480 Shares 80,000 Est. Cost Unrealized
GOOGLE INC 1.5%
Value ($000) $6,368 Shares 12,000 Est. Cost $530.66 Unrealized
DIRECTV 1.4%
Value ($000) $6,059 Shares 69,881 Est. Cost $86.70 Unrealized
BGC PARTNERS INC 1.4%
Value ($000) $6,044 Shares 660,541 Est. Cost $9.15 Unrealized
FIREEYE INC 1.3%
Value ($000) $5,694 Shares 180,314 Est. Cost $31.58 Unrealized
GLD SPDR GOLD TRUST 1.3%
Value ($000) $5,679 Shares 50,000 Est. Cost Unrealized
EBAY EBAY INC 1.2%
Value ($000) $5,331 Shares 95,000 Est. Cost $20.20 Unrealized 0.0%
MARKET VECTORS ETF TR 1.1%
Value ($000) $4,782 Shares 199,833 Est. Cost $23.93 Unrealized
EBAY EBAY INC 1.1%
Value ($000) $4,630 Shares 82,500 Est. Cost $20.20 Unrealized 0.0%
SILVER WHEATON CORP 1.0%
Value ($000) $4,371 Shares 215,000 Est. Cost $20.34 Unrealized
AGRIUM INC 1.0%
Value ($000) $4,286 Shares 45,248 Est. Cost $94.72 Unrealized
AWI ARMSTRONG WORLD INDS INC NEW 1.0%
Value ($000) $4,151 Shares 81,194 Est. Cost $46.09 Unrealized 0.0%
XLP SELECT SECTOR SPDR TR 0.9%
Value ($000) $3,899 Shares 80,400 Est. Cost Unrealized
CMCSA COMCAST CORP NEW CL A 0.9%
Value ($000) $3,776 Shares 65,100 Est. Cost $21.26 Unrealized 0.0%
AARONS INC 0.9%
Value ($000) $3,630 Shares 118,734 Est. Cost $30.57 Unrealized
DRESSER-RAND GROUP INC 0.8%
Value ($000) $3,542 Shares 43,300 Est. Cost $81.80 Unrealized
TJX TJX COS INC NEW 0.8%
Value ($000) $3,429 Shares 50,000 Est. Cost Unrealized
TD TORONTO DOMINION BK 0.7%
Value ($000) $3,173 Shares 66,400 Est. Cost $48.24 Unrealized 0.0%
SIERRA WIRELESS INC 0.7%
Value ($000) $3,080 Shares 65,000 Est. Cost Unrealized
PANW PALO ALTO NETWORKS INC 0.7%
Value ($000) $2,819 Shares 23,000 Est. Cost Unrealized
T AT T INC 0.6%
Value ($000) $2,738 Shares 81,500 Est. Cost Unrealized
XLV SELECT SECTOR SPDR TR 0.6%
Value ($000) $2,735 Shares 40,000 Est. Cost Unrealized
AMER RLTY CAP HEALTHCAR TR I 0.6%
Value ($000) $2,678 Shares 225,000 Est. Cost $11.90 Unrealized
MARKET VECTORS ETF TR 0.6%
Value ($000) $2,635 Shares 110,100 Est. Cost $23.93 Unrealized
ABBV ABBVIE 0.6%
Value ($000) $2,487 Shares 38,000 Est. Cost $40.24 Unrealized 0.0%
BSBR BANCO SANTANDER BRASIL S A 0.6%
Value ($000) $2,436 Shares 485,245 Est. Cost $5.02 Unrealized
XRT SPDR SERIES TRUST 0.6%
Value ($000) $2,400 Shares 25,000 Est. Cost Unrealized
WL ROSS HLDG CORP 0.6%
Value ($000) $2,383 Shares 205,411 Est. Cost $11.60 Unrealized
CAPITOL ACQUISITION CORP II 0.6%
Value ($000) $2,371 Shares 240,000 Est. Cost $9.88 Unrealized
FIREEYE INC 0.5%
Value ($000) $2,211 Shares 70,000 Est. Cost $31.58 Unrealized
SIGMA ALDRICH CORP 0.5%
Value ($000) $2,196 Shares 16,000 Est. Cost $137.25 Unrealized
IWB ISHARES TR 0.5%
Value ($000) $2,189 Shares 19,100 Est. Cost Unrealized
LORILLARD INC 0.5%
Value ($000) $2,181 Shares 34,653 Est. Cost $62.94 Unrealized
MEADWESTVACO CORP 0.5%
Value ($000) $2,173 Shares 48,963 Est. Cost $44.38 Unrealized
CARBONITE INC 0.5%
Value ($000) $2,162 Shares 151,479 Est. Cost $14.27 Unrealized
IWM ISHARES TR 0.5%
Value ($000) $2,093 Shares 17,500 Est. Cost Unrealized
COTT CORP QUE 0.5%
Value ($000) $2,011 Shares 292,256 Est. Cost $6.88 Unrealized
AAPL APPLE INC 0.5%
Value ($000) $2,009 Shares 18,200 Est. Cost $24.08 Unrealized 0.0%
TERRAPIN 3 ACQUISITION CORP 0.5%
Value ($000) $2,000 Shares 200,000 Est. Cost $10.00 Unrealized
DIGITAL RIV INC 0.4%
Value ($000) $1,810 Shares 73,181 Est. Cost $24.73 Unrealized
RIVERBED TECHNOLOGY INC 0.4%
Value ($000) $1,767 Shares 86,590 Est. Cost $20.41 Unrealized
SUSQUEHANNA BANCSHARES INC P 0.4%
Value ($000) $1,739 Shares 129,496 Est. Cost $13.43 Unrealized
SAN BANCO SANTANDER SA 0.4%
Value ($000) $1,725 Shares 207,100 Est. Cost Unrealized
ACTAVIS PLC 0.4%
Value ($000) $1,673 Shares 6,500 Est. Cost Unrealized
MEADWESTVACO CORP 0.4%
Value ($000) $1,660 Shares 37,400 Est. Cost $44.38 Unrealized
CNI CANADIAN NATL RY CO 0.4%
Value ($000) $1,629 Shares 12,500 Est. Cost $55.92 Unrealized 0.0%
AAL AMERICAN AIRLS GROUP INC 0.4%
Value ($000) $1,609 Shares 30,000 Est. Cost Unrealized
GAS NAT INC 0.4%
Value ($000) $1,589 Shares 144,235 Est. Cost $11.02 Unrealized
OTEX OPEN TEXT CORP 0.4%
Value ($000) $1,544 Shares 26,500 Est. Cost Unrealized
PANL PANGAEA LOGISTICS SOLUTION 0.4%
Value ($000) $1,543 Shares 324,947 Est. Cost $4.37 Unrealized 0.0%
HENNESSY CAP ACQUISITION CORP 0.4%
Value ($000) $1,538 Shares 150,000 Est. Cost $10.25 Unrealized
UHAL AMERCO 0.4%
Value ($000) $1,494 Shares 5,254 Est. Cost $27.10 Unrealized 0.0%
MERUS LABS INTL INC NEW 0.3%
Value ($000) $1,480 Shares 895,298 Est. Cost $1.65 Unrealized
VOO VANGUARD INDEX FDS 0.3%
Value ($000) $1,413 Shares 7,500 Est. Cost Unrealized
ROI ACQUISITION CORP II 0.3%
Value ($000) $1,407 Shares 140,653 Est. Cost $10.00 Unrealized
ABBV ABBVIE 0.3%
Value ($000) $1,374 Shares 21,000 Est. Cost $40.24 Unrealized 0.0%
KMX CARMAX INC 0.3%
Value ($000) $1,332 Shares 20,000 Est. Cost Unrealized
NXPI NXP SEMICONDUCTORS N V 0.3%
Value ($000) $1,329 Shares 17,398 Est. Cost $62.99 Unrealized 0.0%
PANW PALO ALTO NETWORKS INC 0.3%
Value ($000) $1,226 Shares 10,000 Est. Cost Unrealized
MARKIT LTD SHS 0.3%
Value ($000) $1,206 Shares 45,614 Est. Cost $26.44 Unrealized
BROOKFIELD RESIDENTIAL PPTYS COM 0.3%
Value ($000) $1,194 Shares 49,637 Est. Cost $24.05 Unrealized
DEALERTRACK TECHNOLOGIES INC 0.3%
Value ($000) $1,190 Shares 26,851 Est. Cost $44.32 Unrealized
PARAMOUNT GOLD SILVER CORP 0.3%
Value ($000) $1,182 Shares 1,159,164 Est. Cost $1.02 Unrealized
ITB ISHARES 0.3%
Value ($000) $1,165 Shares 45,000 Est. Cost Unrealized
HANESBRANDS INC 0.3%
Value ($000) $1,127 Shares 10,100 Est. Cost $111.67 Unrealized
EWZ ISHARES 0.3%
Value ($000) $1,097 Shares 30,000 Est. Cost Unrealized
META FACEBOOK INC 0.3%
Value ($000) $1,084 Shares 13,900 Est. Cost Unrealized
NEVSUN RES LTD 0.2%
Value ($000) $1,047 Shares 269,267 Est. Cost $3.89 Unrealized
WHR WHIRLPOOL CORP 0.2%
Value ($000) $969 Shares 5,000 Est. Cost Unrealized
CANADIAN PAC RY LTD 0.2%
Value ($000) $925 Shares 4,800 Est. Cost $192.71 Unrealized
GM GENERAL MTRS CO 0.2%
Value ($000) $918 Shares 26,284 Est. Cost $24.50 Unrealized 0.0%
FAMILY DLR STORES INC 0.2%
Value ($000) $911 Shares 11,500 Est. Cost $79.22 Unrealized
CHART ACQUISITION CORP 0.2%
Value ($000) $890 Shares 91,074 Est. Cost $9.77 Unrealized
STAMPS COM INC 0.2%
Value ($000) $873 Shares 18,200 Est. Cost $47.97 Unrealized
XPH SPDR SERIES TRUST 0.2%
Value ($000) $864 Shares 8,000 Est. Cost Unrealized
PROSENSA HLDG N V 0.2%
Value ($000) $828 Shares 44,183 Est. Cost $18.74 Unrealized
COTT CORP QUE 0.2%
Value ($000) $826 Shares 120,000 Est. Cost $6.88 Unrealized
TU TELUS CORP 0.2%
Value ($000) $791 Shares 21,936 Est. Cost $18.01 Unrealized 0.0%
CNI CANADIAN NATL RY CO 0.2%
Value ($000) $790 Shares 4,100 Est. Cost $55.92 Unrealized 0.0%
NXPI NXP SEMICONDUCTORS N V 0.2%
Value ($000) $764 Shares 20,000 Est. Cost $62.99 Unrealized 0.0%
AUXILIUM PHARMACEUTICALS INC 0.2%
Value ($000) $756 Shares 22,000 Est. Cost $34.36 Unrealized
XLV SELECT SECTOR SPDR TR 0.2%
Value ($000) $745 Shares 10,900 Est. Cost Unrealized
CIMATRON LTD ORD 0.2%
Value ($000) $739 Shares 83,382 Est. Cost $8.86 Unrealized
SHORETEL INC 0.2%
Value ($000) $736 Shares 100,186 Est. Cost $7.35 Unrealized
KEYCORP NEW 0.2%
Value ($000) $735 Shares 5,630 Est. Cost $130.55 Unrealized
NPS PHARMACEUTICALS INC 0.2%
Value ($000) $730 Shares 20,400 Est. Cost $35.75 Unrealized
ROWAN COMPANIES PLC 0.2%
Value ($000) $730 Shares 31,300 Est. Cost Unrealized
INTU INTUIT 0.2%
Value ($000) $719 Shares 7,800 Est. Cost $81.30 Unrealized 0.0%
NPS PHARMACEUTICALS INC 0.2%
Value ($000) $715 Shares 20,000 Est. Cost $35.75 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $714 Shares 10,913 Est. Cost $40.24 Unrealized 0.0%
SNY SANOFI SPONSORED 0.2%
Value ($000) $684 Shares 15,000 Est. Cost $45.60 Unrealized
LPX LOUISIANA PAC CORP 0.2%
Value ($000) $662 Shares 40,000 Est. Cost $14.95 Unrealized 0.0%
HC2 HLDGS INC 0.2%
Value ($000) $650 Shares 77,138 Est. Cost $8.43 Unrealized
QSR RESTAURANT BRANDS INTL INC 0.1%
Value ($000) $628 Shares 16,089 Est. Cost $38.08 Unrealized 0.0%
BAKER HUGHES INC 0.1%
Value ($000) $628 Shares 11,200 Est. Cost $56.07 Unrealized
PROTECTIVE LIFE CORP 0.1%
Value ($000) $592 Shares 8,500 Est. Cost $69.65 Unrealized
SMART TECHNOLOGIES INC 0.1%
Value ($000) $576 Shares 488,481 Est. Cost $1.18 Unrealized
HUN HUNTSMAN CORP 0.1%
Value ($000) $570 Shares 25,000 Est. Cost Unrealized
LXU LSB INDS INC 0.1%
Value ($000) $566 Shares 18,000 Est. Cost $25.60 Unrealized 0.0%
PETSMART INC 0.1%
Value ($000) $555 Shares 6,828 Est. Cost $81.28 Unrealized
MORGANS HOTEL GROUP CO 0.1%
Value ($000) $547 Shares 69,805 Est. Cost $7.84 Unrealized
SOTHEBYS 0.1%
Value ($000) $531 Shares 12,300 Est. Cost Unrealized
GOOGLE INC 0.1%
Value ($000) $531 Shares 1,000 Est. Cost $530.66 Unrealized
TRW AUTOMOTIVE HLDGS CORP 0.1%
Value ($000) $514 Shares 5,000 Est. Cost $102.80 Unrealized
ROI ACQUISITION CORP II 0.1%
Value ($000) $472 Shares 48,000 Est. Cost $9.83 Unrealized
WL ROSS HLDG CORP 0.1%
Value ($000) $465 Shares 45,300 Est. Cost $10.26 Unrealized
BHP BILLITON PLC 0.1%
Value ($000) $450 Shares 9,500 Est. Cost Unrealized
GFI GROUP INC 0.1%
Value ($000) $420 Shares 77,040 Est. Cost $5.45 Unrealized
TRULIA INC 0.1%
Value ($000) $419 Shares 9,100 Est. Cost $46.04 Unrealized
SILVER WHEATON CORP 0.1%
Value ($000) $409 Shares 20,104 Est. Cost $20.34 Unrealized
JAZZ JAZZ PHARMACEUTICALS PLC 0.1%
Value ($000) $393 Shares 2,400 Est. Cost $165.98 Unrealized 0.0%
BB T CORP 0.1%
Value ($000) $389 Shares 10,000 Est. Cost Unrealized
ENDO INTL PLC 0.1%
Value ($000) $361 Shares 5,000 Est. Cost Unrealized
CNI CANADIAN NATL RY CO 0.1%
Value ($000) $358 Shares 5,200 Est. Cost $55.92 Unrealized 0.0%
SBSI SOUTHSIDE BANCSHARES INC 0.1%
Value ($000) $351 Shares 12,149 Est. Cost $29.86 Unrealized 0.0%
SHIRE PLC SPONSORED 0.1%
Value ($000) $340 Shares 1,600 Est. Cost $212.50 Unrealized
HANESBRANDS INC 0.1%
Value ($000) $335 Shares 3,000 Est. Cost $111.67 Unrealized
TRIQUINT SEMICONDUCTOR INC 0.1%
Value ($000) $295 Shares 10,700 Est. Cost $27.57 Unrealized
ELDORADO GOLD CORP 0.1%
Value ($000) $293 Shares 48,200 Est. Cost $6.08 Unrealized
VALEANT PHARMACEUTICALS INTL 0.1%
Value ($000) $286 Shares 2,000 Est. Cost Unrealized
FNV FRANCO NEVADA CORP 0.1%
Value ($000) $280 Shares 5,700 Est. Cost $44.81 Unrealized 0.0%
SBSI SOUTHSIDE BANCSHARES INC 0.1%
Value ($000) $275 Shares 9,500 Est. Cost $29.86 Unrealized 0.0%
MRK MERCK CO INC NEW 0.1%
Value ($000) $273 Shares 4,800 Est. Cost Unrealized
HP HELMERICH PAYNE INC 0.1%
Value ($000) $270 Shares 4,000 Est. Cost Unrealized
QLT INC 0.1%
Value ($000) $255 Shares 63,600 Est. Cost $4.01 Unrealized
RIO RIO TINTO PLC 0.1%
Value ($000) $230 Shares 5,000 Est. Cost Unrealized
BLACKSTONE GROUP L P 0.1%
Value ($000) $230 Shares 6,800 Est. Cost $33.82 Unrealized
AEM AGNICO EAGLE MINES LTD 0.0%
Value ($000) $213 Shares 8,549 Est. Cost $21.47 Unrealized 0.0%
CENTRAL FD CDA LTD CL A 0.0%
Value ($000) $205 Shares 17,676 Est. Cost $11.60 Unrealized
DOMTAR CORP 0.0%
Value ($000) $201 Shares 5,000 Est. Cost $40.20 Unrealized
TEKMIRA PHARMACEUTICALS CORP 0.0%
Value ($000) $193 Shares 12,735 Est. Cost $15.16 Unrealized
MEDIA GEN INC NEW 0.0%
Value ($000) $185 Shares 11,045 Est. Cost $16.75 Unrealized
TRILLIUM THERAPEUTICS INC 0.0%
Value ($000) $178 Shares 19,783 Est. Cost $9.00 Unrealized
RDNT RADNET INC 0.0%
Value ($000) $148 Shares 17,339 Est. Cost $8.44 Unrealized 0.0%
KGC KINROSS GOLD CORP 0.0%
Value ($000) $141 Shares 147,900 Est. Cost $2.81 Unrealized 0.0%
MPVDF MOUNTAIN PROV DIAMONDS INC 0.0%
Value ($000) $133 Shares 31,800 Est. Cost $4.53 Unrealized 0.0%
JUST ENERGY GROUP INC 0.0%
Value ($000) $126 Shares 24,000 Est. Cost Unrealized
HUDBAY MINERALS INC 0.0%
Value ($000) $100 Shares 115,897 Est. Cost $0.86 Unrealized
KGC KINROSS GOLD CORP 0.0%
Value ($000) $87 Shares 30,800 Est. Cost $2.81 Unrealized 0.0%
JUST ENERGY GROUP INC 0.0%
Value ($000) $64 Shares 12,300 Est. Cost Unrealized
WL ROSS HLDG CORP 0.0%
Value ($000) $59 Shares 50,000 Est. Cost $1.18 Unrealized
CAPITOL ACQUISITION CORP II 0.0%
Value ($000) $55 Shares 102,100 Est. Cost $0.54 Unrealized
UROPLASTY INC 0.0%
Value ($000) $52 Shares 25,000 Est. Cost $2.08 Unrealized
CHART ACQUISITION CORP 0.0%
Value ($000) $50 Shares 91,100 Est. Cost $0.55 Unrealized
PENGROWTH ENERGY CORP 0.0%
Value ($000) $47 Shares 15,200 Est. Cost $3.09 Unrealized
THOMPSON CREEK METALS CO INC 0.0%
Value ($000) $34 Shares 20,400 Est. Cost Unrealized
INDEPENDENCE CONTRACT DRIL I 0.0%
Value ($000) $26 Shares 4,991 Est. Cost $5.21 Unrealized
ROI ACQUISITION CORP II 0.0%
Value ($000) $13 Shares 50,000 Est. Cost $0.26 Unrealized