CIK: 0001535264 · Show all filings
Period: Q4 2014 (Next →)
Filing Date: Feb 11, 2015
Total Value ($000): $733,432 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Arrowhead Research Corp @1.83 | 119,939,789 | $38,421 | 5.2% | $0.32 | — | preferred | 999999999 |
| — | Pfsweb, Inc. | 2,298,955 | $29,105 | 4.0% | $12.66 | — | common | 717098206 |
| — | Vocera Communications, Inc. | 2,388,325 | $24,886 | 3.4% | $10.42 | — | common | 92857F107 |
| CEVA | CEVA, Inc. | 1,275,449 | $23,137 | 3.2% | $15.86 | 0.0% | common | 157210105 |
| KOPN | Kopin Corporation | 6,126,598 | $22,178 | 3.0% | $3.44 | 0.0% | common | 500600101 |
| — | LivePerson, Inc. | 1,427,200 | $20,124 | 2.7% | $14.10 | — | common | 538146101 |
| UCTT | Ultra Clean Holdings, Inc. | 1,864,691 | $17,304 | 2.4% | $8.47 | 0.0% | common | 90385V107 |
| PCRX | Pacira Pharmaceuticals, Inc. | 180,000 | $15,959 | 2.2% | $94.59 | 0.0% | common | 695127100 |
| — | Brightcove, Inc. | 1,918,557 | $14,926 | 2.0% | $7.78 | — | common | 075097042 |
| — | GeneNews, Ltd. (Canada) (CF) | 9,303,242 | $14,093 | 1.9% | $1.51 | — | common | 36870T107 |
| — | Vitae Pharmaceuticals, Inc. | 825,000 | $13,728 | 1.9% | $16.64 | — | common | 92847N103 |
| — | Adept Technology, Inc. | 1,467,850 | $12,741 | 1.7% | $8.68 | — | common | 006854202 |
| — | LRAD Corporation | 4,667,710 | $12,603 | 1.7% | $2.70 | — | common | 50213V109 |
| — | PowerSecure International, Inc | 1,022,531 | $11,912 | 1.6% | $11.65 | — | common | 73936N105 |
| — | Pure Technologies, Ltd. | 1,869,300 | $11,889 | 1.6% | $6.36 | — | common | 745915108 |
| SIMO | Silicon Motion Technology Corp | 490,527 | $11,601 | 1.6% | $23.65 | — | common | 82706C108 |
| — | Broadwind Energy Inc. | 2,112,191 | $11,385 | 1.6% | $5.39 | — | common | 11161T108 |
| — | Constant Contact Inc. | 299,252 | $10,983 | 1.5% | $36.70 | — | common | 210313102 |
| — | Aratana Therapeutics, Inc. | 600,000 | $10,692 | 1.5% | $17.82 | — | common | 03874P101 |
| LMAT | Lemaitre Vascular Inc. | 1,329,858 | $10,173 | 1.4% | $6.39 | 0.0% | common | 525558201 |
| — | MicroFinancial Incorporated | 992,804 | $10,132 | 1.4% | $10.21 | — | common | 595072109 |
| — | Energous, Corp. | 906,096 | $9,931 | 1.4% | $10.96 | — | common | 29272C103 |
| CVU | CPI Aerostructures, Inc. | 931,040 | $9,767 | 1.3% | $10.75 | 0.0% | common | 125919308 |
| — | MagneTek, Inc. | 240,126 | $9,761 | 1.3% | $40.65 | — | common | 559424403 |
| — | Neonode, Inc. | 2,768,640 | $9,358 | 1.3% | $3.38 | — | common | 64051M402 |
| AVAV | Aerovironment, Inc. | 336,159 | $9,160 | 1.2% | $28.60 | 0.0% | common | 008073108 |
| — | Entropic Communications, Inc. | 3,574,310 | $9,043 | 1.2% | $2.53 | — | common | 29384R105 |
| EXTR | Extreme Networks, Inc. | 2,422,864 | $8,553 | 1.2% | $3.65 | 0.0% | common | 30226D106 |
| — | Ideal Power, Inc. | 1,146,935 | $8,327 | 1.1% | $7.26 | — | common | 451622104 |
| — | Gigamon, Inc. | 468,966 | $8,315 | 1.1% | $17.73 | — | common | 37518B102 |
| — | Five Prime Therapeutics, Inc. | 300,000 | $8,100 | 1.1% | $27.00 | — | common | 33830X104 |
| RGEN | Repligen Corporation | 400,000 | $7,920 | 1.1% | $22.36 | 0.0% | common | 759916109 |
| — | Incontact Inc. | 863,552 | $7,591 | 1.0% | $8.79 | — | common | 45336E109 |
| — | NeoPhotonics Corporation | 2,230,997 | $7,541 | 1.0% | $3.38 | — | common | 64051T100 |
| — | Argos Therapeutics, Inc. | 750,000 | $7,500 | 1.0% | $10.00 | — | common | 040221103 |
| — | Pfenex, Inc. | 1,000,000 | $7,320 | 1.0% | $7.32 | — | common | 717071104 |
| MXL | MaxLinear, Inc. | 968,397 | $7,176 | 1.0% | $7.14 | 0.0% | common | 57776J100 |
| — | Trillium Therapeutics Corp. | 12,069,127 | $7,030 | 1.0% | $0.58 | — | common | 89620X100 |
| SGMO | Sangamo BioSciences, Inc. | 460,000 | $6,997 | 1.0% | $12.14 | 0.0% | common | 800677106 |
| — | Carbon Natural Gas Co. | 10,888,889 | $6,969 | 1.0% | $0.64 | — | common | 14115T109 |
| — | Manitex Int'l Inc. | 527,491 | $6,704 | 0.9% | $12.71 | — | common | 563420108 |
| ASC | Ardmore Shipping Corp(Ireland) | 554,710 | $6,640 | 0.9% | $7.91 | 0.0% | common | Y0207T100 |
| — | Tree.com, Inc. | 122,469 | $5,920 | 0.8% | $48.34 | — | common | 894675107 |
| — | Vitesse Semiconductor Corp. | 1,502,400 | $5,679 | 0.8% | $3.78 | — | common | 928497304 |
| — | DSP Group, Inc. | 504,334 | $5,482 | 0.7% | $10.87 | — | common | 23332B106 |
| — | Lightbridge Corporation | 3,508,789 | $5,439 | 0.7% | $1.55 | — | common | 53224K104 |
| — | Erickson Incorporated | 638,976 | $5,329 | 0.7% | $8.34 | — | common | 29482P100 |
| — | SeaChange International, Inc. | 834,485 | $5,324 | 0.7% | $6.38 | — | common | 811699107 |
| CVV | CVD Equipment Corporation | 349,166 | $5,024 | 0.7% | $12.79 | 0.0% | common | 126601103 |
| — | Fuelcell Energy Inc. | 3,184,885 | $4,905 | 0.7% | $1.54 | — | common | 35952H106 |
| — | Spark Networks, Inc. | 1,313,918 | $4,717 | 0.6% | $3.59 | — | common | 84651P100 |
| — | World Energy Solutions, Inc. | 838,652 | $4,613 | 0.6% | $5.50 | — | common | 98145W208 |
| DXYN | Dixie Group, Inc. | 495,094 | $4,540 | 0.6% | $7.93 | 0.0% | common | 255519100 |
| — | Synergetics USA, Inc. | 1,036,727 | $4,510 | 0.6% | $4.35 | — | common | 87160G107 |
| — | BTU International Corp. | 1,341,837 | $4,415 | 0.6% | $3.29 | — | common | 056032105 |
| — | Cellectar [email protected] 2/6 | 2,208,368 | $4,383 | 0.6% | $1.98 | — | warrants | 15117F203 |
| — | WaferGen Bio-systems Inc. | 1,400,000 | $4,200 | 0.6% | $3.00 | — | common | 93041P308 |
| — | Support.com, Inc. | 1,968,120 | $4,153 | 0.6% | $2.11 | — | common | 86858W101 |
| — | PC-Tel, Inc. | 476,576 | $4,127 | 0.6% | $8.66 | — | common | 69325Q105 |
| — | SMART Technologies, Inc.(Canad | 3,483,053 | $4,110 | 0.6% | $1.18 | — | common | 83172R108 |
| — | iPass, Inc. | 2,979,509 | $4,082 | 0.6% | $1.37 | — | common | 46261V108 |
| — | Selectica, Inc. | 768,569 | $3,981 | 0.5% | $5.18 | — | common | 816288104 |
| INFU | Infusystem Holdings, Inc. | 1,173,102 | $3,695 | 0.5% | $3.18 | 0.0% | common | 45685K102 |
| OPK | Opko Health Inc. | 350,000 | $3,496 | 0.5% | $8.56 | 0.0% | common | 68375N103 |
| — | Silver Spring Networks, Inc. | 412,033 | $3,473 | 0.5% | $8.43 | — | common | 82817Q103 |
| — | NTN Buzztime, Inc. | 7,823,652 | $3,442 | 0.5% | $0.44 | — | common | 629410309 |
| — | Novavax, Inc. | 570,000 | $3,380 | 0.5% | $5.93 | — | common | 670002104 |
| — | Hamilton Thorne, Ltd.(Canada) | 9,756,544 | $3,355 | 0.5% | $0.34 | — | common | 407891100 |
| — | OvaScience, Inc. | 74,000 | $3,272 | 0.4% | $44.22 | — | common | 69014Q101 |
| ORN | Orion Marine Group, Inc. | 283,518 | $3,133 | 0.4% | $10.46 | 0.0% | common | 68628V308 |
| — | Revolution Lighting Technologi | 2,273,100 | $3,069 | 0.4% | $1.35 | — | common | 76155G107 |
| — | IZEA Inc. | 10,857,144 | $3,040 | 0.4% | $0.28 | — | common | 46603N202 |
| — | SFX Entertainment, Inc. | 650,956 | $2,949 | 0.4% | $4.53 | — | common | 784178303 |
| — | MoSys, Inc. | 1,558,027 | $2,914 | 0.4% | $1.87 | — | common | 619718109 |
| — | Bavarian Nordic A/S (Denmark) | 90,000 | $2,888 | 0.4% | $32.09 | — | common | 009225196 |
| — | Marinus Pharmaceuticals, Inc. | 267,337 | $2,818 | 0.4% | $10.54 | — | common | 56854Q101 |
| — | Sequans Communications - ADR | 2,294,290 | $2,730 | 0.4% | $1.19 | — | common | 817323108 |
| IRMD | iRadimed,Corp. | 210,285 | $2,713 | 0.4% | $7.89 | 0.0% | common | 46266A109 |
| — | Amber Road, Inc. | 248,844 | $2,543 | 0.3% | $10.22 | — | common | 02318Y108 |
| — | BioTelemetry, Inc. | 250,182 | $2,509 | 0.3% | $10.03 | — | common | 090672106 |
| — | Regulus Therapeutics, Inc. | 152,100 | $2,440 | 0.3% | $16.04 | — | common | 75915K101 |
| — | Second Sight Medical Products | 234,965 | $2,411 | 0.3% | $10.26 | — | common | 81362J100 |
| — | Tivo, Inc. | 202,908 | $2,402 | 0.3% | $11.84 | — | common | 888706108 |
| ACAD | Acadia Pharmaceuticals, Inc. | 66,357 | $2,107 | 0.3% | $28.36 | 0.0% | common | 004225108 |
| AMRC | Ameresco, Inc. | 286,240 | $2,004 | 0.3% | $7.56 | 0.0% | common | 02361E108 |
| — | ParkerVision, Inc. | 2,187,196 | $1,990 | 0.3% | $0.91 | — | common | 701354102 |
| — | Cimatron Ltd. (Israel) | 224,467 | $1,982 | 0.3% | $8.83 | — | common | M23798107 |
| — | Summit Corporations plc | 938,086 | $1,980 | 0.3% | $2.11 | — | common | B02T3K5GB |
| — | Marin Software, Inc. | 228,456 | $1,933 | 0.3% | $8.46 | — | common | 56804T106 |
| — | Resonant, Inc. | 161,086 | $1,872 | 0.3% | $11.62 | — | common | 76118L102 |
| ORMP | Oramed Pharmaceuticals Inc. | 409,316 | $1,866 | 0.3% | $6.13 | 0.0% | common | 68403P203 |
| — | Unwired Planet, Inc. | 1,861,278 | $1,861 | 0.3% | $1.00 | — | common | 91531F103 |
| — | Verastem, Inc. | 195,000 | $1,782 | 0.2% | $9.14 | — | common | 92337C104 |
| CTPR | CTPartners Executive Search | 110,000 | $1,671 | 0.2% | $17.46 | 0.0% | common | 22945C105 |
| — | Visualant, Inc. | 15,900,000 | $1,669 | 0.2% | $0.10 | — | common | 928449107 |
| — | SMTP, Inc. | 266,971 | $1,623 | 0.2% | $6.08 | — | common | 784589202 |
| UPLD | Upland Software, Inc. | 161,060 | $1,540 | 0.2% | $10.50 | 0.0% | common | 91544A109 |
| — | Tokai Pharmaceuticals, Inc. | 100,000 | $1,474 | 0.2% | $14.74 | — | common | 88907J107 |
| — | UrtheCast Corporation (Canada) | 996,600 | $1,363 | 0.2% | $1.37 | — | common | 91731X102 |
| — | Crailar Technologies Inc. | 6,410,123 | $1,333 | 0.2% | $0.21 | — | common | 224248104 |
| — | Dicerna Pharmaceuticals, Inc. | 80,000 | $1,318 | 0.2% | $16.48 | — | common | 253031108 |
| SAIA | Saia, Inc. | 22,500 | $1,246 | 0.2% | $52.12 | 0.0% | common | 78709Y105 |
| RGDXQ | Response Genetics, Inc. | 3,786,979 | $1,199 | 0.2% | $0.55 | 0.0% | common | 76123U105 |
| — | hopTo Inc. | 8,524,700 | $1,193 | 0.2% | $0.14 | — | common | 440271104 |
| — | Active Power, Inc. | 629,800 | $1,159 | 0.2% | $1.84 | — | common | 00504W308 |
| — | Marrone Bio Innovations, Inc. | 314,461 | $1,135 | 0.2% | $3.61 | — | common | 57165B106 |
| — | Parnell Pharmaceuticals Holdin | 273,901 | $1,134 | 0.2% | $4.14 | — | common | q73622104 |
| — | Foundation Healthcare, Inc. | 3,574,220 | $1,126 | 0.2% | $0.32 | — | common | 350405106 |
| — | Quantum Fuel Systems Tech Worl | 535,732 | $1,120 | 0.2% | $2.09 | — | common | 74765E109 |
| — | Zafgen Inc. | 35,000 | $1,079 | 0.1% | $30.83 | — | common | 98885E102 |
| — | Streamline Health Solutions | 244,818 | $1,060 | 0.1% | $4.33 | — | common | 86323X106 |
| — | Kindred Biosciences, Inc. | 131,090 | $977 | 0.1% | $7.45 | — | common | 494577109 |
| — | NV5 Holding Inc. | 75,000 | $975 | 0.1% | $13.00 | — | common | 62945V109 |
| — | Meru Networks, Inc. | 258,265 | $971 | 0.1% | $3.76 | — | common | 59047Q103 |
| — | Iteris, Inc. | 556,169 | $962 | 0.1% | $1.73 | — | common | 46564T107 |
| — | Ossen Innovation Co. Spon-ADR | 1,121,537 | $920 | 0.1% | $0.82 | — | common | 688410109 |
| — | Global Power Equipment Group | 65,000 | $898 | 0.1% | $13.82 | — | common | 37941P306 |
| — | Loxo Oncology, Inc. | 75,000 | $881 | 0.1% | $11.75 | — | common | 548862101 |
| — | Intermap Technologies Corp | 14,976,204 | $837 | 0.1% | $0.06 | — | common | 458977204 |
| — | Precision Optics Corporation | 1,269,213 | $762 | 0.1% | $0.60 | — | common | 740294301 |
| — | ARI Network Services, Inc. | 200,000 | $758 | 0.1% | $3.79 | — | common | 001930205 |
| — | StarTek, inc. | 77,147 | $752 | 0.1% | $9.75 | — | common | 85569C107 |
| — | Antibe Therapeutics, Inc. | 1,666,667 | $717 | 0.1% | $0.43 | — | common | 037025103 |
| — | NV5 Holding Inc. @7.80 3/27/18 | 99,970 | $650 | 0.1% | $6.50 | — | warrants | 62945V117 |
| LAKE | Lakeland Industries, Inc. | 69,198 | $648 | 0.1% | $12.38 | 0.0% | common | 511795106 |
| NLST | Netlist, Inc. | 691,263 | $505 | 0.1% | $0.82 | 0.0% | common | 64118P109 |
| XEBEQ | XEBEC Adsorption, Inc. | 9,333,761 | $482 | 0.1% | $0.05 | — | common | 983891102 |
| — | Spectral Diagnostics Inc. | 1,572,500 | $474 | 0.1% | $0.30 | — | common | 847574100 |
| — | diaDexus, Inc. | 881,238 | $441 | 0.1% | $0.50 | — | common | 25245P106 |
| — | Arrowhead Research Corporation | 56,408 | $416 | 0.1% | $7.37 | — | common | 042797209 |
| ASYS | Amtech Systems, Inc. | 37,629 | $382 | 0.1% | $9.39 | 0.0% | common | 032332504 |
| — | Health Insurance Innovations | 51,000 | $365 | 0.0% | $7.16 | — | common | 42225K106 |
| — | Qumu Corporation | 21,871 | $299 | 0.0% | $13.67 | — | common | 749063103 |
| — | Dynavax Technologies [email protected] | 360,000 | $83 | 0.0% | $0.23 | — | warrants | 268158102 |
| — | CytRx Corporation R/R 8/1/16 @ | 2,400,000 | $72 | 0.0% | $0.03 | — | warrants | 232828301 |
| IPLY | Interplay Entertainment Corp. | 9,133,000 | $58 | 0.0% | $0.01 | 0.0% | common | 460615107 |
| WHLT | Chase Packaging Corporation | 684,954 | $38 | 0.0% | $0.07 | 0.0% | common | 161635107 |
| — | Integral Vision, Inc. | 1,850,000 | $5 | 0.0% | $0.00 | — | common | 45811H106 |
| — | Altair Nanotech @.58 5/28/16 * | 939,973 | $5 | 0.0% | $0.01 | — | warrants | 03820G106 |