CIK: 0001535264 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 8, 2015
Total Value ($000): $723,199 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Digital Guardian Inc. (Private | 112,722,066 | $42,694 | 5.9% | $0.32 | — | common | 999999999 |
| CEVA | CEVA, Inc. | 1,261,046 | $26,886 | 3.7% | $15.86 | +23.5% | common | 157210105 |
| — | Vocera Communications, Inc. | 2,376,325 | $23,573 | 3.3% | $10.42 | — | common | 92857F107 |
| — | Pfsweb, Inc. | 2,089,868 | $22,968 | 3.2% | $12.66 | — | common | 717098206 |
| KOPN | Kopin Corporation | 6,126,598 | $21,566 | 3.0% | $3.44 | +12.3% | common | 500600101 |
| — | LivePerson, Inc. | 1,572,800 | $16,098 | 2.2% | $13.74 | — | common | 538146101 |
| — | Trillium Therapeutics Corp. | 12,038,159 | $14,994 | 2.1% | $0.58 | — | common | 89620X100 |
| — | Brightcove, Inc. | 1,918,557 | $14,063 | 1.9% | $7.78 | — | common | 075097042 |
| — | Pfenex, Inc. | 858,775 | $13,689 | 1.9% | $7.32 | — | common | 717071104 |
| — | PowerSecure International, Inc | 1,022,531 | $13,457 | 1.9% | $11.65 | — | common | 73936N105 |
| UCTT | Ultra Clean Holdings, Inc. | 1,864,691 | $13,333 | 1.8% | $8.47 | +3.9% | common | 90385V107 |
| SIMO | Silicon Motion Technology Corp | 488,527 | $13,132 | 1.8% | $23.65 | — | common | 82706C108 |
| — | MoSys, Inc. | 6,121,540 | $12,855 | 1.8% | $2.04 | — | common | 619718109 |
| — | Pure Technologies, Ltd. (Canad | 1,869,300 | $11,959 | 1.7% | $6.36 | — | common | 745915108 |
| — | Adept Technology, Inc. | 1,854,812 | $11,407 | 1.6% | $8.15 | — | common | 006854202 |
| CVU | CPI Aerostructures, Inc. | 931,040 | $11,359 | 1.6% | $10.75 | +10.3% | common | 125919308 |
| LMAT | Lemaitre Vascular Inc. | 1,329,858 | $11,144 | 1.5% | $6.39 | +10.0% | common | 525558201 |
| — | LRAD Corporation | 4,667,710 | $10,969 | 1.5% | $2.70 | — | common | 50213V109 |
| — | Ideal Power, Inc. | 1,146,935 | $10,861 | 1.5% | $7.26 | — | common | 451622104 |
| — | Vitae Pharmaceuticals, Inc. | 872,000 | $10,211 | 1.4% | $16.37 | — | common | 92847N103 |
| — | Gigamon, Inc. | 468,966 | $9,961 | 1.4% | $17.73 | — | common | 37518B102 |
| — | Aratana Therapeutics, Inc. | 600,000 | $9,606 | 1.3% | $17.82 | — | common | 03874P101 |
| AVAV | Aerovironment, Inc. | 336,159 | $8,912 | 1.2% | $28.60 | -7.7% | common | 008073108 |
| — | Broadwind Energy Inc. | 1,776,350 | $8,882 | 1.2% | $5.39 | — | common | 11161T108 |
| — | NeoPhotonics Corporation | 1,309,437 | $8,839 | 1.2% | $3.38 | — | common | 64051T100 |
| — | Incontact Inc. | 802,652 | $8,749 | 1.2% | $8.79 | — | common | 45336E109 |
| — | MagneTek, Inc. | 225,904 | $8,702 | 1.2% | $40.65 | — | common | 559424403 |
| — | LendingTree, Inc. | 152,469 | $8,540 | 1.2% | $49.85 | — | common | 894675107 |
| — | Neonode, Inc. | 2,607,876 | $8,267 | 1.1% | $3.38 | — | common | 64051M402 |
| — | Vitesse Semiconductor Corp. | 1,502,400 | $7,978 | 1.1% | $3.78 | — | common | 928497304 |
| — | DSP Group, Inc. | 657,534 | $7,877 | 1.1% | $11.13 | — | common | 23332B106 |
| MXL | MaxLinear, Inc. | 968,397 | $7,873 | 1.1% | $7.14 | +15.2% | common | 57776J100 |
| — | Energous, Corp. | 819,296 | $7,734 | 1.1% | $10.96 | — | common | 29272C103 |
| EXTR | Extreme Networks, Inc. | 2,422,864 | $7,656 | 1.1% | $3.65 | -10.7% | common | 30226D106 |
| — | Manitex Int'l Inc. | 733,297 | $7,135 | 1.0% | $11.87 | — | common | 563420108 |
| — | Arrowhead Research Corporation | 1,053,031 | $7,124 | 1.0% | $6.80 | — | common | 042797209 |
| — | Carbon Natural Gas Co. | 10,888,889 | $7,078 | 1.0% | $0.64 | — | common | 14115T109 |
| RGEN | Repligen Corporation | 230,000 | $6,983 | 1.0% | $22.36 | +16.0% | common | 759916109 |
| — | Zafgen Inc. | 174,398 | $6,908 | 1.0% | $37.85 | — | common | 98885E102 |
| — | Five Prime Therapeutics, Inc. | 300,000 | $6,855 | 0.9% | $27.00 | — | common | 33830X104 |
| — | Argos Therapeutics, Inc. | 750,000 | $6,682 | 0.9% | $10.00 | — | common | 040221103 |
| — | SeaChange International, Inc. | 834,485 | $6,551 | 0.9% | $6.38 | — | common | 811699107 |
| — | WaferGen Bio-systems Inc. | 1,400,000 | $6,342 | 0.9% | $3.00 | — | common | 93041P308 |
| PCRX | Pacira Pharmaceuticals, Inc. | 70,018 | $6,221 | 0.9% | $94.59 | +7.3% | common | 695127100 |
| — | Streamline Health Solutions | 1,609,318 | $5,745 | 0.8% | $3.69 | — | common | 86323X106 |
| — | GeneNews, Ltd. (Canada) (CF) | 10,028,553 | $5,618 | 0.8% | $1.45 | — | common | 36870T107 |
| — | Synergetics USA, Inc. | 1,036,727 | $5,588 | 0.8% | $4.35 | — | common | 87160G107 |
| ASC | Ardmore Shipping Corp. (Irelan | 554,710 | $5,586 | 0.8% | $7.91 | +6.2% | common | Y0207T100 |
| — | Presbia, PLC (Ireland) | 752,781 | $5,563 | 0.8% | $7.39 | — | common | G7234P100 |
| — | Avinger, Inc. | 500,000 | $5,545 | 0.8% | $11.09 | — | common | 053734109 |
| ASYS | Amtech Systems, Inc. | 479,226 | $5,358 | 0.7% | $10.00 | +0.5% | common | 032332504 |
| CTPR | CTPartners Executive Search | 1,025,921 | $5,140 | 0.7% | $8.88 | -11.6% | common | 22945C105 |
| — | Selectica, Inc. | 768,569 | $4,996 | 0.7% | $5.18 | — | common | 816288104 |
| OPK | Opko Health Inc. | 350,000 | $4,959 | 0.7% | $8.56 | +52.0% | common | 68375N103 |
| — | Quantum Fuel Systems Tech Worl | 1,849,604 | $4,938 | 0.7% | $2.50 | — | common | 74765E109 |
| — | ChannelAdvisor, Corp. | 500,277 | $4,848 | 0.7% | $9.69 | — | common | 159179100 |
| — | Sucampo Pharmaceuticals, Inc. | 300,000 | $4,668 | 0.6% | $15.56 | — | common | 864909106 |
| CVV | CVD Equipment Corporation | 338,466 | $4,667 | 0.6% | $12.79 | +12.1% | common | 126601103 |
| — | Cellectar Biosciences, Inc. | 2,208,368 | $4,384 | 0.6% | $1.98 | — | common | 15117F203 |
| — | Lightbridge Corporation | 3,508,789 | $4,351 | 0.6% | $1.55 | — | common | 53224K104 |
| — | IZEA Inc. | 10,857,144 | $4,343 | 0.6% | $0.28 | — | common | 46603N202 |
| — | SMART Technologies, Inc.(Canad | 3,483,053 | $4,249 | 0.6% | $1.18 | — | common | 83172R108 |
| — | Verastem, Inc. | 400,000 | $4,068 | 0.6% | $9.67 | — | common | 92337C104 |
| — | Fuelcell Energy Inc. | 3,184,885 | $3,981 | 0.6% | $1.54 | — | common | 35952H106 |
| — | Support.com, Inc. | 2,488,120 | $3,881 | 0.5% | $2.00 | — | common | 86858W101 |
| DXYN | Dixie Group, Inc. | 425,945 | $3,855 | 0.5% | $7.93 | +10.7% | common | 255519100 |
| — | Sequans Communications - ADR | 2,201,190 | $3,698 | 0.5% | $1.19 | — | common | 817323108 |
| — | Amber Road, Inc. | 391,116 | $3,618 | 0.5% | $9.87 | — | common | 02318Y108 |
| ORN | Orion Marine Group, Inc. | 408,056 | $3,615 | 0.5% | $10.19 | -5.8% | common | 68628V308 |
| — | NTN Buzztime, Inc. | 8,143,115 | $3,420 | 0.5% | $0.44 | — | common | 629410309 |
| — | Spark Networks, Inc. | 841,088 | $3,398 | 0.5% | $3.59 | — | common | 84651P100 |
| — | Novavax, Inc. | 400,000 | $3,308 | 0.5% | $5.93 | — | common | 670002104 |
| IRMD | iRadimed,Corp. | 210,285 | $3,203 | 0.4% | $7.89 | +71.0% | common | 46266A109 |
| INFU | Infusystem Holdings, Inc. | 1,173,102 | $3,179 | 0.4% | $3.18 | -14.9% | common | 45685K102 |
| — | iPass, Inc. | 2,979,509 | $3,158 | 0.4% | $1.37 | — | common | 46261V108 |
| IDN | Intellicheck Mobilisa, Inc. | 1,985,022 | $3,077 | 0.4% | $1.62 | 0.0% | common | 45817G201 |
| — | Hamilton Thorne, Ltd.(Canada) | 9,756,544 | $2,772 | 0.4% | $0.34 | — | common | 407891100 |
| SGMO | Sangamo BioSciences, Inc. | 172,200 | $2,700 | 0.4% | $12.14 | +27.4% | common | 800677106 |
| NLST | Netlist, Inc. | 4,587,053 | $2,660 | 0.4% | $1.24 | +6.0% | common | 64118P109 |
| ORMP | Oramed Pharmaceuticals Inc. | 409,316 | $2,607 | 0.4% | $6.13 | -26.6% | common | 68403P203 |
| — | Marinus Pharmaceuticals, Inc. | 267,337 | $2,403 | 0.3% | $10.54 | — | common | 56854Q101 |
| — | BioTelemetry, Inc. | 250,182 | $2,214 | 0.3% | $10.03 | — | common | 090672106 |
| — | Summit Corporations plc | 938,086 | $2,204 | 0.3% | $2.11 | — | common | B02T3K5GB |
| — | Tivo, Inc. | 202,908 | $2,153 | 0.3% | $11.84 | — | common | 888706108 |
| AMRC | Ameresco, Inc. | 286,240 | $2,118 | 0.3% | $7.56 | -12.8% | common | 02361E108 |
| — | Regulus Therapeutics, Inc. | 125,000 | $2,117 | 0.3% | $16.04 | — | common | 75915K101 |
| — | PC-Tel, Inc. | 244,545 | $1,956 | 0.3% | $8.66 | — | common | 69325Q105 |
| — | Dicerna Pharmaceuticals, Inc. | 80,000 | $1,922 | 0.3% | $16.48 | — | common | 253031108 |
| — | ParkerVision, Inc. | 2,187,196 | $1,815 | 0.3% | $0.91 | — | common | 701354102 |
| RGDXQ | Response Genetics, Inc. | 3,710,482 | $1,707 | 0.2% | $0.55 | -19.4% | common | 76123U105 |
| ACAD | Acadia Pharmaceuticals, Inc. | 50,000 | $1,629 | 0.2% | $28.36 | +21.2% | common | 004225108 |
| — | UrtheCast Corporation (Canada) | 996,600 | $1,596 | 0.2% | $1.37 | — | common | 91731X102 |
| — | Crailar Technologies Inc. | 6,410,123 | $1,588 | 0.2% | $0.21 | — | common | 224248104 |
| — | hopTo Inc. | 8,524,700 | $1,482 | 0.2% | $0.14 | — | common | 440271104 |
| — | NV5 Holding Inc. | 89,190 | $1,459 | 0.2% | $13.53 | — | common | 62945V109 |
| — | Health Insurance Innovations | 185,295 | $1,447 | 0.2% | $7.63 | — | common | 42225K106 |
| LAKE | Lakeland Industries, Inc. | 154,090 | $1,379 | 0.2% | $10.69 | -12.9% | common | 511795106 |
| — | Parnell Pharmaceuticals Holdin | 273,901 | $1,345 | 0.2% | $4.14 | — | common | q73622104 |
| — | Marin Software, Inc. | 204,162 | $1,284 | 0.2% | $8.46 | — | common | 56804T106 |
| — | SMTP, Inc. | 239,825 | $1,259 | 0.2% | $6.08 | — | common | 784589202 |
| — | Erickson Incorporated | 290,451 | $1,255 | 0.2% | $8.34 | — | common | 29482P100 |
| — | Entropic Communications, Inc. | 412,925 | $1,222 | 0.2% | $2.53 | — | common | 29384R105 |
| — | Foundation Healthcare, Inc. | 357,422 | $1,208 | 0.2% | $0.32 | — | common | 350405106 |
| — | Xplore Technologies, Corp. | 190,000 | $1,206 | 0.2% | $6.35 | — | common | 983950700 |
| — | Visualant, Inc. | 15,900,000 | $1,192 | 0.2% | $0.10 | — | common | 928449107 |
| — | Intermap Technologies Corp(Can | 14,976,204 | $1,181 | 0.2% | $0.06 | — | common | 458977204 |
| IMMR | Immersion Corporation | 120,136 | $1,103 | 0.2% | $8.83 | 0.0% | common | 452521107 |
| — | Iteris, Inc. | 585,369 | $1,065 | 0.1% | $1.73 | — | common | 46564T107 |
| SAIA | Saia, Inc. | 22,500 | $997 | 0.1% | $52.12 | -11.6% | common | 78709Y105 |
| — | Unwired Planet, Inc. | 1,715,578 | $981 | 0.1% | $1.00 | — | common | 91531F103 |
| — | Truett-Hurst, Inc. | 313,000 | $952 | 0.1% | $3.04 | — | common | 897871109 |
| — | Loxo Oncology, Inc. | 75,000 | $934 | 0.1% | $11.75 | — | common | 548862101 |
| — | Global Power Equipment Group | 65,000 | $858 | 0.1% | $13.82 | — | common | 37941P306 |
| — | Ossen Innovation Co. Spon-ADR | 1,121,537 | $763 | 0.1% | $0.82 | — | common | 688410109 |
| — | Rand logistics Inc. | 218,400 | $710 | 0.1% | $3.25 | — | common | 752182105 |
| — | Precision Optics Corporation, | 1,269,213 | $698 | 0.1% | $0.60 | — | common | 740294301 |
| — | ARI Network Services, Inc. | 200,000 | $676 | 0.1% | $3.79 | — | common | 001930205 |
| — | Hutchinson Technology Inc. | 226,200 | $604 | 0.1% | $2.67 | — | common | 448407106 |
| GLDD | Great Lakes Dredge & Dock Co. | 100,000 | $601 | 0.1% | $7.05 | 0.0% | common | 390607109 |
| — | StarTek, inc. | 77,147 | $575 | 0.1% | $9.75 | — | common | 85569C107 |
| — | Constant Contact Inc. | 13,206 | $505 | 0.1% | $36.70 | — | common | 210313102 |
| — | Flex Pharma Inc. | 25,000 | $490 | 0.1% | $19.60 | — | common | 33938A105 |
| XEBEQ | XEBEC Adsorption, Inc. (Canada | 9,333,761 | $442 | 0.1% | $0.05 | — | common | 983891102 |
| — | Meru Networks, Inc. | 289,465 | $417 | 0.1% | $3.51 | — | common | 59047Q103 |
| — | diaDexus, Inc. | 881,238 | $366 | 0.1% | $0.50 | — | common | 25245P106 |
| — | OvaScience, Inc. | 10,000 | $347 | 0.0% | $44.22 | — | common | 69014Q101 |
| — | Qumu Corporation | 21,871 | $293 | 0.0% | $13.67 | — | common | 749063103 |
| — | Revolution Lighting Technologi | 262,333 | $291 | 0.0% | $1.35 | — | common | 76155G107 |
| — | Dynavax Technologies [email protected] | 360,000 | $266 | 0.0% | $0.23 | — | warrants | 268158102 |
| — | I.D. Systems Inc. | 21,173 | $135 | 0.0% | $6.38 | — | common | 449489103 |
| — | BIOLASE, Inc. | 64,008 | $129 | 0.0% | $2.02 | — | common | 090911108 |
| — | CytRx Corporation R/R 8/1/16 @ | 2,400,000 | $96 | 0.0% | $0.03 | — | warrants | 232828301 |
| IPLY | Interplay Entertainment Corp. | 9,133,000 | $91 | 0.0% | $0.01 | -29.5% | common | 460615107 |
| WHLT | Chase Packaging Corporation | 684,954 | $48 | 0.0% | $0.07 | +7.0% | common | 161635107 |
| — | Integral Vision, Inc. | 1,850,000 | $5 | 0.0% | $0.00 | — | common | 45811H106 |
| — | Altair Nanotech @.58 5/28/16 * | 939,973 | $3 | 0.0% | $0.01 | — | warrants | 03820G106 |