ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 6, 2019

Total Value ($000): $140,449 (100.0% shares, 0.0% debt)

Holdings (76)

BIL SPDR SER TR 42.0%
Value ($000) $59,034 Shares 644,480 Est. Cost $91.56 Unrealized
AXSM AXSOME THERAPEUTICS INC 11.6%
Value ($000) $16,228 Shares 1,140,394 Est. Cost $4.58 Unrealized +102.6%
COF CAPITAL ONE FINL CORP 8.3%
Value ($000) $11,666 Shares 142,810 Est. Cost $66.87 Unrealized +8.0%
KURA KURA ONCOLOGY INC 2.8%
Value ($000) $3,964 Shares 238,916 Est. Cost $13.40 Unrealized +14.9%
PM PHILIP MORRIS INTL INC 1.8%
Value ($000) $2,500 Shares 28,287 Est. Cost $56.07 Unrealized 0.0%
MO ALTRIA GROUP INC 1.6%
Value ($000) $2,274 Shares 39,589 Est. Cost $29.72 Unrealized 0.0%
PEG PUBLIC SVC ENTERPRISE GRP IN 1.6%
Value ($000) $2,217 Shares 37,314 Est. Cost $44.28 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 1.5%
Value ($000) $2,097 Shares 14,999 Est. Cost $110.34 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 1.3%
Value ($000) $1,817 Shares 30,727 Est. Cost $38.95 Unrealized 0.0%
VIACOM INC NEW 1.1%
Value ($000) $1,561 Shares 55,623 Est. Cost $28.06 Unrealized
CIDARA THERAPEUTICS INC 1.1%
Value ($000) $1,495 Shares 564,313 Est. Cost $4.23 Unrealized
SJM SMUCKER J M CO 1.1%
Value ($000) $1,491 Shares 12,795 Est. Cost $83.62 Unrealized 0.0%
WALGREENS BOOTS ALLIANCE INC 1.0%
Value ($000) $1,422 Shares 22,471 Est. Cost $63.28 Unrealized
CAG CONAGRA BRANDS INC 1.0%
Value ($000) $1,337 Shares 48,212 Est. Cost $17.39 Unrealized 0.0%
DOV DOVER CORP 0.9%
Value ($000) $1,263 Shares 13,460 Est. Cost $78.16 Unrealized 0.0%
NORDSTROM INC 0.8%
Value ($000) $1,191 Shares 26,831 Est. Cost $44.39 Unrealized
SLB SCHLUMBERGER LTD 0.8%
Value ($000) $1,179 Shares 27,054 Est. Cost $35.74 Unrealized 0.0%
AES AES CORP 0.8%
Value ($000) $1,167 Shares 64,564 Est. Cost $13.17 Unrealized 0.0%
DTE DTE ENERGY CO 0.8%
Value ($000) $1,077 Shares 8,633 Est. Cost $80.08 Unrealized 0.0%
HAS HASBRO INC 0.7%
Value ($000) $1,011 Shares 11,892 Est. Cost $69.56 Unrealized -2.9%
AZN ASTRAZENECA PLC 0.7%
Value ($000) $973 Shares 24,074 Est. Cost $40.42 Unrealized
XEROX CORP 0.7%
Value ($000) $967 Shares 30,253 Est. Cost $31.96 Unrealized
USB US BANCORP DEL 0.6%
Value ($000) $905 Shares 18,774 Est. Cost $37.60 Unrealized 0.0%
APACHE CORP 0.5%
Value ($000) $767 Shares 22,126 Est. Cost $34.67 Unrealized
MMM 3M CO 0.5%
Value ($000) $727 Shares 3,500 Est. Cost $92.17 Unrealized +42.2%
GOOG ALPHABET INC 0.5%
Value ($000) $727 Shares 620 Est. Cost $40.39 Unrealized +37.9%
HON HONEYWELL INTL INC 0.5%
Value ($000) $715 Shares 4,500 Est. Cost $81.58 Unrealized +48.5%
RA MED SYS INC 0.5%
Value ($000) $704 Shares 206,980 Est. Cost $5.34 Unrealized
LMT LOCKHEED MARTIN CORP 0.5%
Value ($000) $700 Shares 2,333 Est. Cost $243.60 Unrealized 0.0%
DAL DELTA AIR LINES INC DEL 0.5%
Value ($000) $695 Shares 13,452 Est. Cost $46.78 Unrealized 0.0%
WM WASTE MGMT INC DEL 0.5%
Value ($000) $655 Shares 6,300 Est. Cost $59.19 Unrealized +47.0%
PG PROCTER AND GAMBLE CO 0.4%
Value ($000) $624 Shares 6,000 Est. Cost $68.89 Unrealized +19.1%
ITW ILLINOIS TOOL WKS INC 0.4%
Value ($000) $574 Shares 4,000 Est. Cost $86.60 Unrealized +35.1%
CVS CVS HEALTH CORP 0.4%
Value ($000) $574 Shares 10,646 Est. Cost $49.47 Unrealized 0.0%
KMB KIMBERLY CLARK CORP 0.4%
Value ($000) $571 Shares 4,605 Est. Cost $90.30 Unrealized +1.1%
ETN EATON CORP PLC 0.4%
Value ($000) $564 Shares 7,000 Est. Cost $48.13 Unrealized +38.1%
CMI CUMMINS INC 0.4%
Value ($000) $553 Shares 3,500 Est. Cost $88.81 Unrealized +41.6%
BAC BANK AMER CORP 0.4%
Value ($000) $552 Shares 20,000 Est. Cost $18.12 Unrealized +31.9%
AAPL APPLE INC 0.4%
Value ($000) $527 Shares 2,775 Est. Cost $35.72 Unrealized +13.2%
ULTA ULTA BEAUTY INC 0.4%
Value ($000) $507 Shares 1,454 Est. Cost $302.42 Unrealized 0.0%
AMGN AMGEN INC 0.4%
Value ($000) $494 Shares 2,600 Est. Cost $146.23 Unrealized +5.8%
HP HELMERICH & PAYNE INC 0.3%
Value ($000) $476 Shares 8,572 Est. Cost $54.48 Unrealized 0.0%
MSFT MICROSOFT CORP 0.3%
Value ($000) $460 Shares 3,900 Est. Cost $46.85 Unrealized +118.3%
DUK DUKE ENERGY CORP NEW 0.3%
Value ($000) $450 Shares 5,000 Est. Cost $60.54 Unrealized +10.5%
L BRANDS INC 0.3%
Value ($000) $449 Shares 16,293 Est. Cost $27.56 Unrealized
STZ CONSTELLATION BRANDS INC 0.3%
Value ($000) $430 Shares 2,455 Est. Cost $150.53 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 0.3%
Value ($000) $415 Shares 2,953 Est. Cost $118.34 Unrealized 0.0%
JPM JPMORGAN CHASE & CO 0.3%
Value ($000) $415 Shares 4,100 Est. Cost $66.09 Unrealized +29.1%
DISCOVERY INC 0.3%
Value ($000) $392 Shares 15,429 Est. Cost $25.41 Unrealized
ALLERGAN PLC 0.3%
Value ($000) $390 Shares 2,664 Est. Cost $146.40 Unrealized
DISCOVERY INC 0.3%
Value ($000) $389 Shares 14,394 Est. Cost $27.03 Unrealized
HD HOME DEPOT INC 0.3%
Value ($000) $384 Shares 2,000 Est. Cost $142.55 Unrealized +8.5%
REM ISHARES TR 0.3%
Value ($000) $380 Shares 8,763 Est. Cost $43.58 Unrealized
PEP PEPSICO INC 0.3%
Value ($000) $368 Shares 3,000 Est. Cost $87.69 Unrealized +5.4%
DIS DISNEY WALT CO 0.3%
Value ($000) $367 Shares 3,301 Est. Cost $100.71 Unrealized +7.1%
XOM EXXON MOBIL CORP 0.3%
Value ($000) $364 Shares 4,500 Est. Cost $56.14 Unrealized -1.3%
CAH CARDINAL HEALTH INC 0.2%
Value ($000) $337 Shares 7,004 Est. Cost $41.04 Unrealized 0.0%
ALB ALBEMARLE CORP 0.2%
Value ($000) $331 Shares 4,041 Est. Cost $74.32 Unrealized 0.0%
MDT MEDTRONIC PLC 0.2%
Value ($000) $319 Shares 3,500 Est. Cost $63.68 Unrealized +16.7%
T AT&T INC 0.2%
Value ($000) $314 Shares 10,000 Est. Cost $14.53 Unrealized -2.5%
JKHY HENRY JACK & ASSOC INC 0.2%
Value ($000) $301 Shares 2,167 Est. Cost $121.76 Unrealized 0.0%
BLACKROCK INC 0.2%
Value ($000) $299 Shares 700 Est. Cost $392.86 Unrealized
DOWDUPONT INC 0.2%
Value ($000) $267 Shares 5,000 Est. Cost $69.18 Unrealized
UNITED TECHNOLOGIES CORP 0.2%
Value ($000) $255 Shares 1,977 Est. Cost $128.98 Unrealized
MRK MERCK & CO INC 0.2%
Value ($000) $250 Shares 3,000 Est. Cost $44.14 Unrealized +36.6%
CPB CAMPBELL SOUP CO 0.2%
Value ($000) $228 Shares 5,969 Est. Cost $28.15 Unrealized 0.0%
GM GENERAL MTRS CO 0.2%
Value ($000) $223 Shares 6,000 Est. Cost $32.44 Unrealized +7.4%
IBM INTERNATIONAL BUSINESS MACHS 0.2%
Value ($000) $212 Shares 1,500 Est. Cost $94.64 Unrealized 0.0%
BLACKSTONE GROUP L P 0.1%
Value ($000) $210 Shares 6,000 Est. Cost $35.00 Unrealized
BGC PARTNERS INC 0.1%
Value ($000) $181 Shares 34,177 Est. Cost $11.82 Unrealized
BLACKROCK LTD DURATION INC T 0.1%
Value ($000) $169 Shares 11,516 Est. Cost $15.72 Unrealized
XEVMX EATON VANCE CALIF MUN BD FD 0.1%
Value ($000) $148 Shares 13,986 Est. Cost $11.77 Unrealized
CENTURYLINK INC 0.1%
Value ($000) $136 Shares 11,379 Est. Cost $15.15 Unrealized
NEURALSTEM INC 0.1%
Value ($000) $73 Shares 164,394 Est. Cost $5.28 Unrealized
HON HONEYWELL INTL INC 0.0%
Value ($000) $1 Shares 1,000 Est. Cost $81.58 Unrealized +48.5%
JNJ JOHNSON & JOHNSON 0.0%
Value ($000) $0 Shares 500 Est. Cost $110.34 Unrealized 0.0%