CIK: 0001404574 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $1,540,830 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 1,355,000 | $358,763 | 23.3% | — | — | Put | 88160R101 |
| CVNA | CARVANA CO | 1,561,634 | $92,277 | 6.0% | $20.23 | +164.6% | CL A | 146869102 |
| — | NII HOLDINGS INC | 14,045,499 | $82,307 | 5.3% | $1.28 | — | COM PAR | 62913F508 |
| NFLX | NETFLIX INC | 200,000 | $74,826 | 4.9% | — | — | Put | 64110L106 |
| — | TRUECAR INC | 3,383,358 | $47,705 | 3.1% | $10.34 | — | COM | 89785L107 |
| ADNT | ADIENT PLC | 1,000,000 | $39,310 | 2.6% | $56.82 | -20.8% | ORD SHS | G0084W101 |
| QURE | UNIQURE NV | 984,100 | $35,811 | 2.3% | $6.03 | +516.8% | SHS | N90064101 |
| JNJ | JOHNSON & JOHNSON | 250,000 | $34,543 | 2.2% | — | — | Put | 478160104 |
| — | TRIVAGO N V | 5,600,000 | $34,496 | 2.2% | $6.24 | — | SPON ADS A SHS | 89686D105 |
| — | REDHILL BIOPHARMA LTD | 3,631,019 | $32,062 | 2.1% | $7.11 | — | SPONSORED ADS | 757468103 |
| RACE | FERRARI N V | 200,000 | $27,382 | 1.8% | — | — | Put | N3167Y103 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 300,000 | $26,256 | 1.7% | $70.96 | +41.8% | COM | 02043Q107 |
| XLP | SELECT SECTOR SPDR TR | 450,000 | $24,269 | 1.6% | — | — | Put | 81369Y308 |
| PCG | PG&E CORP | 511,910 | $23,553 | 1.5% | $53.90 | -18.3% | COM | 69331C108 |
| — | ON DECK CAP INC | 3,050,000 | $23,089 | 1.5% | $5.25 | — | COM | 682163100 |
| MMM | 3M CO | 100,500 | $21,176 | 1.4% | — | — | Put | 88579Y101 |
| ALDX | ALDEYRA THERAPEUTICS INC | 1,350,000 | $18,630 | 1.2% | $5.96 | +36.2% | COM | 01438T106 |
| KO | COCA COLA CO | 400,000 | $18,476 | 1.2% | — | — | Put | 191216100 |
| — | GALMED PHARMACEUTICALS LTD | 1,350,000 | $18,333 | 1.2% | $9.54 | — | SHS | M47238106 |
| XRT | SPDR SERIES TRUST | 350,000 | $17,857 | 1.2% | — | — | Put | 78464A714 |
| KR | KROGER CO | 575,000 | $16,738 | 1.1% | $21.37 | +18.9% | COM | 501044101 |
| HLF | HERBALIFE NUTRITION LTD | 300,000 | $16,365 | 1.1% | — | — | Put | G4412G101 |
| — | NEW YORK REIT INC | 856,394 | $15,535 | 1.0% | $21.09 | — | COM NEW | 64976L208 |
| — | ZAFGEN INC | 1,300,000 | $15,197 | 1.0% | $11.69 | — | COM | 98885E107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 100,000 | $15,121 | 1.0% | — | — | Put | 459200101 |
| — | IRSA INVERSIONES Y REP S A | 841,071 | $14,256 | 0.9% | $14.62 | — | GLOBL DEP RCPT | 450047204 |
| NVDA | NVIDIA CORP | 50,000 | $14,051 | 0.9% | — | — | Put | 67066G104 |
| — | KELLOGG CO | 200,000 | $14,004 | 0.9% | — | — | Put | 487836108 |
| — | GRUBHUB INC | 100,000 | $13,862 | 0.9% | — | — | Put | 400110102 |
| ENVA | ENOVA INTL INC | 465,000 | $13,392 | 0.9% | $9.01 | +278.0% | COM | 29357K103 |
| — | NATIONAL OILWELL VARCO INC | 295,000 | $12,709 | 0.8% | $35.78 | — | COM | 637071101 |
| MU | MICRON TECHNOLOGY INC | 280,000 | $12,664 | 0.8% | $17.98 | +173.8% | COM | 595112103 |
| CRESY | CRESUD S A C I F Y A | 824,314 | $11,672 | 0.8% | $12.28 | — | SPONSORED ADR | 226406106 |
| KR | KROGER CO | 400,000 | $11,644 | 0.8% | $21.37 | +18.9% | Call | 501044101 |
| CAT | CATERPILLAR INC DEL | 75,000 | $11,437 | 0.7% | — | — | Put | 149123101 |
| — | MARINUS PHARMACEUTICALS INC | 1,100,000 | $11,000 | 0.7% | $5.81 | — | COM | 56854Q101 |
| FATE | FATE THERAPEUTICS INC | 649,800 | $10,585 | 0.7% | $4.63 | +155.4% | COM | 31189P102 |
| ORCL | ORACLE CORP | 200,000 | $10,312 | 0.7% | — | — | Put | 68389X105 |
| ERII | ENERGY RECOVERY INC | 1,100,000 | $9,845 | 0.6% | $7.82 | +13.1% | COM | 29270J100 |
| WMT | WALMART INC | 100,000 | $9,391 | 0.6% | — | — | Put | 931142103 |
| META | FACEBOOK INC | 50,000 | $8,223 | 0.5% | — | — | Put | 30303M102 |
| EIX | EDISON INTL | 120,000 | $8,122 | 0.5% | $52.85 | -8.3% | COM | 281020107 |
| — | AVEO PHARMACEUTICALS INC | 2,449,800 | $8,109 | 0.5% | $0.60 | — | COM | 053588109 |
| FENC | FENNEC PHARMACEUTICALS INC | 971,351 | $7,965 | 0.5% | $11.19 | -17.1% | COM | 31447P100 |
| EXAS | EXACT SCIENCES CORP | 100,000 | $7,892 | 0.5% | — | — | Put | 30063P105 |
| — | EIGER BIOPHARMACEUTICALS INC | 631,233 | $7,575 | 0.5% | $11.37 | — | COM | 28249U105 |
| — | WILLSCOT CORP | 2,489,958 | $7,420 | 0.5% | $1.47 | — | *W EXP 09/10/202 | 971375118 |
| MGNX | MACROGENICS INC | 335,634 | $7,196 | 0.5% | $23.58 | -9.6% | COM | 556099109 |
| — | ONCONOVA THERAPEUTICS INC | 966,877 | $7,097 | 0.5% | $7.34 | — | COM PAR | 68232V405 |
| — | BLACKSTONE GROUP L P | 170,000 | $6,474 | 0.4% | $33.35 | — | COM UNIT LTD | 09253U108 |
| MO | ALTRIA GROUP INC | 100,000 | $6,031 | 0.4% | — | — | Put | 02209S103 |
| — | TRACON PHARMACEUTICALS INC | 2,738,938 | $5,615 | 0.4% | $2.93 | — | COM | 89237H100 |
| — | SEQUENTIAL BRNDS GROUP INC N | 3,356,200 | $5,605 | 0.4% | $5.80 | — | COM | 81734P107 |
| — | SCORPIO TANKERS INC | 2,767,440 | $5,563 | 0.4% | $2.01 | — | SHS | Y7542C106 |
| — | MEDICINES CO | 167,252 | $5,003 | 0.3% | $30.77 | — | COM | 584688105 |
| ADMA | ADMA BIOLOGICS INC | 805,000 | $4,999 | 0.3% | $2.99 | +92.3% | COM | 000899104 |
| MDLZ | MONDELEZ INTL INC | 100,000 | $4,996 | 0.3% | — | — | Put | 609207105 |
| — | CONTRAFECT CORP | 2,280,000 | $4,720 | 0.3% | $1.11 | — | COM | 212326102 |
| INSE | INSPIRED ENTMT INC | 758,430 | $4,626 | 0.3% | $7.77 | -14.1% | COM | 45782N108 |
| MYGN | MYRIAD GENETICS INC | 100,000 | $4,600 | 0.3% | — | — | Put | 62855J104 |
| — | TARGET CORP | 50,000 | $4,411 | 0.3% | — | — | Put | 87612E110 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 521,000 | $4,210 | 0.3% | $9.50 | -24.9% | COM | 87164F105 |
| — | MEGALITH FINL ACQUISITION CO | 400,000 | $4,040 | 0.3% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | POLARITYTE INC | 163,000 | $3,113 | 0.2% | $23.54 | — | COM | 731094108 |
| — | SIERRA ONCOLOGY INC | 1,800,000 | $3,060 | 0.2% | $2.95 | — | COM | 82640U107 |
| — | FORUM MERGER II CORP | 300,000 | $3,039 | 0.2% | $10.13 | — | UNIT 09/30/2025 | 34986F202 |
| — | ADAMIS PHARMACEUTICALS CORP | 850,000 | $2,975 | 0.2% | $3.50 | — | COM NEW | 00547W208 |
| KRE | SPDR SERIES TRUST | 50,000 | $2,971 | 0.2% | — | — | Put | 78464A698 |
| — | M D C HLDGS INC | 100,000 | $2,958 | 0.2% | — | — | Put | 552676108 |
| — | HOSTESS BRANDS INC | 2,680,000 | $2,839 | 0.2% | $1.70 | — | *W EXP 11/04/202 | 44109J114 |
| ARDX | ARDELYX INC | 650,000 | $2,828 | 0.2% | $4.64 | -10.2% | COM | 039697107 |
| TGTX | TG THERAPEUTICS INC | 500,000 | $2,800 | 0.2% | $11.43 | 0.0% | COM | 88322Q108 |
| — | MIRAGEN THERAPEUTICS INC | 500,000 | $2,790 | 0.2% | $5.58 | — | COM | 60463E111 |
| GGAL | GRUPO FINANCIERO GALICIA S A | 105,000 | $2,670 | 0.2% | $28.66 | — | SP ADR 10 SH B | 399909100 |
| AGRO | ADECOAGRO S A | 350,000 | $2,573 | 0.2% | $8.26 | -13.0% | COM | L00849106 |
| — | ZOGENIX INC | 50,000 | $2,480 | 0.2% | $44.20 | — | COM NEW | 98978L204 |
| — | ELLIE MAE INC | 25,000 | $2,369 | 0.2% | — | — | Put | 28849P100 |
| — | OTONOMY INC | 800,000 | $2,200 | 0.1% | $5.06 | — | COM | 68906L105 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $2,138 | 0.1% | $9.50 | — | ORD SHS | G88950103 |
| — | GLOBALSTAR INC | 4,000,000 | $2,032 | 0.1% | $0.51 | — | COM | 378973408 |
| — | TENZING ACQUISITION CORP | 200,000 | $2,013 | 0.1% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | TETRAPHASE PHARMACEUTICALS I | 715,097 | $1,974 | 0.1% | $3.02 | — | COM | 88165N105 |
| — | SOLENO THERAPEUTICS INC | 844,112 | $1,823 | 0.1% | $1.80 | — | COM NEW | 834203200 |
| DSX | DIANA SHIPPING INC | 438,364 | $1,806 | 0.1% | $2.44 | +3.0% | COM | Y2066G104 |
| — | MUDRICK CAP ACQUISITION CORP | 2,500,000 | $1,750 | 0.1% | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 725,000 | $1,624 | 0.1% | $0.63 | — | *W EXP 05/05/202 | G6375R115 |
| DHT | DHT HOLDINGS INC | 345,000 | $1,622 | 0.1% | $2.56 | 0.0% | SHS NEW | Y2065G121 |
| — | MAGNOLIA OIL & GAS CORP | 341,333 | $1,597 | 0.1% | $4.68 | — | *W EXP 07/31/202 | 559663117 |
| — | SELLAS LIFE SCIENCES GROUP I | 1,275,000 | $1,556 | 0.1% | $1.22 | — | COM | 81642T100 |
| — | NEXEO SOLUTIONS INC | 1,423,900 | $1,463 | 0.1% | $0.68 | — | *W EXP 06/09/202 | 65342H110 |
| — | APPLIED GENETIC TECHNOL CORP | 200,000 | $1,460 | 0.1% | $3.67 | — | COM | 03820J100 |
| — | STRONGBRIDGE BIOPHARMA PLC | 299,700 | $1,454 | 0.1% | $7.12 | — | SHS USD | G85347105 |
| — | ONCONOVA THERAPEUTICS INC | 922,550 | $1,373 | 0.1% | $1.49 | — | *W EXP 07/11/202 | 68232V116 |
| — | INDUSTREA ACQUISITION CORP | 1,234,606 | $1,235 | 0.1% | $0.40 | — | *W EXP 08/01/202 | 45579J112 |
| — | LEAP THERAPEUTICS INC | 150,000 | $1,169 | 0.1% | $8.30 | — | COM | 52187K101 |
| — | AZURRX BIOPHARMA INC | 400,000 | $1,028 | 0.1% | $3.21 | — | COM | 05502L105 |
| — | IRSA PROPIEDADES COMERCIALES | 40,747 | $973 | 0.1% | $23.88 | — | SPONSORED ADR | 463588103 |
| GNK | GENCO SHIPPING & TRADING LTD | 68,200 | $955 | 0.1% | $10.64 | +32.7% | SHS | Y2685T131 |
| MGTX | MEIRAGTX HOLDINGS PLC | 70,000 | $952 | 0.1% | $10.80 | 0.0% | COM | G59665102 |
| — | TAPIMMUNE INC | 100,000 | $905 | 0.1% | $9.43 | — | COM PAR | 876033408 |
| — | INTEC PHARMA LTD JERUSALEM | 150,000 | $848 | 0.1% | $4.40 | — | SHS | M53644106 |
| — | HENNESSY CAP ACQUSTON CORP I | 537,500 | $806 | 0.1% | $0.86 | — | *W EXP 06/15/202 | 42588L113 |
| — | TOCAGEN INC | 50,000 | $780 | 0.1% | $9.34 | — | COM | 888846102 |
| GEF/B | GREIF INC | 11,910 | $687 | 0.0% | $42.55 | -5.8% | CL B | 397624206 |
| — | MATLIN & PARTNERS ACQUISITIO | 800,000 | $600 | 0.0% | $0.75 | — | *W EXP 05/28/202 | 57682V114 |
| — | ACER THERAPEUTICS INC | 19,367 | $597 | 0.0% | $30.83 | — | COM | 00444P108 |
| — | TRIDENT ACQUISITIONS CORP | 1,993,750 | $578 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 275,000 | $575 | 0.0% | $4.14 | -44.4% | COM | G65773106 |
| — | WRIGHT MED GROUP N V | 396,531 | $555 | 0.0% | $1.15 | — | RIGHT 03/01/2019 | N96617126 |
| — | EASTERLY ACQUISITION CORP | 500,000 | $550 | 0.0% | $0.48 | — | *W EXP 07/29/202 | 27616L110 |
| — | MODERN MEDIA ACQUISITION | 1,000,000 | $470 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | ONCOSEC MED INC | 300,000 | $420 | 0.0% | $1.38 | — | COM NEW | 68234L207 |
| — | HAYMAKER ACQUISITION CORP | 300,000 | $390 | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 25,000 | $371 | 0.0% | $11.98 | — | COM SER A | 531465102 |
| — | TRINITY MERGER CORP | 700,000 | $350 | 0.0% | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | EVOKE PHARMA INC | 114,300 | $341 | 0.0% | $2.26 | — | COM | 30049G104 |
| — | BLACK RIDGE ACQUISITION CORP | 700,000 | $315 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $305 | 0.0% | $0.61 | — | *W EXP 05/11/202 | 92243N111 |
| — | MODERN MEDIA ACQUISITION | 500,000 | $300 | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | PENSARE ACQUISITION CORP | 605,000 | $272 | 0.0% | $0.45 | — | RIGHT 99/99/9999 | 70957E125 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $266 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | ESTRE AMBIENTAL INC | 750,000 | $262 | 0.0% | $0.51 | — | *W EXP 12/21/202 | G3206V118 |
| — | FALCON MINERALS CORP | 149,600 | $255 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | LF CAP ACQUISITION CORP | 450,000 | $248 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | I AM CAP ACQUISITION CO | 700,000 | $245 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | LEGACY ACQUISITION CORP | 500,000 | $223 | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | NAVIOS MARITIME HLDGS INC | 300,000 | $213 | 0.0% | $1.67 | — | COM | Y62196103 |
| — | TWELVE SEAS INVESTMENT COMPA | 581,850 | $209 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | ADVERUM BIOTECHNOLOGIES INC | 28,544 | $173 | 0.0% | $6.06 | — | COM | 00773U108 |
| — | ALLEGRO MERGER CORP | 443,772 | $155 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | GORDON POINTE ACQUISITION CO | 225,000 | $146 | 0.0% | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | ONE MADISON CORP | 125,000 | $145 | 0.0% | $1.02 | — | *W EXP 99/99/999 | G6772P126 |
| — | LEISURE ACQUISITION CORP | 125,000 | $134 | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | MTECH ACQUISITION CORP | 75,000 | $111 | 0.0% | $0.63 | — | *W EXP 08/01/202 | 55378W115 |
| — | SYNTHETIC BIOLOGICS INC | 42,858 | $111 | 0.0% | $2.59 | — | COM NEW | 87164U201 |
| — | TOTTENHAM ACQUISITION I LTD | 542,000 | $108 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | GIGCAPITAL INC | 200,000 | $106 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $102 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | I AM CAP ACQUISITION CO | 200,000 | $100 | 0.0% | $0.30 | — | RIGHT 05/22/2019 | 45074Q124 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $96 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | CONSTELLATION ALPHA CAP CORP | 380,000 | $84 | 0.0% | $0.11 | — | *W EXP 03/23/202 | G2379F116 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $83 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| — | UNION ACQUISITION CORP | 200,000 | $80 | 0.0% | $0.32 | — | RIGHT 12/02/2019 | G9366W135 |
| — | GIGCAPITAL INC | 150,000 | $75 | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | TWELVE SEAS INVESTMENT COMPA | 175,000 | $74 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $74 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | HL ACQUISITIONS CORP | 180,000 | $72 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | CONSTELLATION ALPHA CAP CORP | 180,000 | $72 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | UNION ACQUISITION CORP | 200,000 | $70 | 0.0% | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | HL ACQUISITIONS CORP | 180,000 | $65 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | OPES ACQUISITION CORP | 150,000 | $60 | 0.0% | $0.35 | — | *W EXP 03/13/202 | 68373P118 |
| — | PENSARE ACQUISITION CORP | 115,000 | $60 | 0.0% | $0.52 | — | *W EXP 07/27/202 | 70957E117 |
| — | NEW FRONTIER CORP | 50,000 | $59 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| IFMK | IFRESH INC | 25,000 | $56 | 0.0% | $12.82 | -72.2% | COM | 449538107 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $54 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $54 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $53 | 0.0% | $0.17 | — | RIGHT 03/20/2019 | G1142P138 |
| — | TOTTENHAM ACQUISITION I LTD | 134,000 | $50 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | DRAPER OAKWOOD TECHNOLOGY | 85,200 | $50 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | CM SEVEN STAR ACQUISITION CO | 87,500 | $44 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $37 | 0.0% | $0.45 | — | *W EXP 12/01/202 | 089482111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $26 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |