Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 15, 2019
Total Value: $1.65B (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TSLA | TESLA INC | 1,395,600 | $464M | 28.1% | — | — | Put | 88160R101 |
| JNJ | JOHNSON & JOHNSON | 650,000 | $83.88M | 5.1% | — | — | Put | 478160104 |
| CVNA | CARVANA CO | 1,860,000 | $60.84M | 3.7% | $23.74 | +77.3% | CL A | 146869102 |
| — | NII HLDGS INC | 13,163,432 | $58.05M | 3.5% | $1.28 | — | COM PAR | 62913F508 |
| NFLX | NETFLIX INC | 200,000 | $53.53M | 3.2% | — | — | Put | 64110L106 |
| XLU | SELECT SECTOR SPDR TR | 780,000 | $41.28M | 2.5% | — | — | Put | 81369Y886 |
| RACE | FERRARI N V | 340,000 | $33.81M | 2.0% | $112.28 | 0.0% | Put | N3167Y103 |
| — | TRIVAGO N V | 5,600,000 | $31.53M | 1.9% | $6.24 | — | SPON ADS A SHS | 89686D105 |
| — | TRUECAR INC | 3,458,358 | $31.33M | 1.9% | $10.31 | — | COM | 89785L107 |
| QURE | UNIQURE NV | 1,085,000 | $31.27M | 1.9% | $8.06 | +245.3% | SHS | N90064101 |
| KO | COCA COLA CO | 600,000 | $28.41M | 1.7% | — | — | Put | 191216100 |
| PG | PROCTER AND GAMBLE CO | 300,000 | $27.58M | 1.7% | — | — | Put | 742718109 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 326,000 | $23.77M | 1.4% | $71.43 | +7.7% | COM | 02043Q107 |
| — | SCORPIO TANKERS INC | 12,430,435 | $21.88M | 1.3% | $1.82 | — | SHS | Y7542C106 |
| — | INVESCO SR INCOME TR | 1,000,000 | $21.78M | 1.3% | — | — | Put | 46131H107 |
| — | KELLOGG CO | 375,000 | $21.38M | 1.3% | — | — | Put | 487836108 |
| — | REDHILL BIOPHARMA LTD | 3,693,840 | $20.5M | 1.2% | $7.08 | — | SPONSORED ADS | 757468103 |
| XLP | SELECT SECTOR SPDR TR | 375,000 | $19.04M | 1.2% | — | — | Put | 81369Y308 |
| — | MUDRICK CAP ACQUISITION CORP | 1,900,000 | $18.77M | 1.1% | $9.88 | — | COM CLASS A | 624745105 |
| COF | CAPITAL ONE FINL CORP | 246,000 | $18.59M | 1.1% | $76.57 | 0.0% | COM | 14040H105 |
| — | ON DECK CAP INC | 3,050,000 | $18M | 1.1% | $5.25 | — | COM | 682163100 |
| ADNT | ADIENT PLC | 1,192,000 | $17.95M | 1.1% | $51.83 | -50.1% | ORD SHS | G0084W101 |
| HLF | HERBALIFE NUTRITION LTD | 300,000 | $17.68M | 1.1% | — | — | Put | G4412G101 |
| — | EIGER BIOPHARMACEUTICALS INC | 1,610,529 | $16.36M | 1.0% | $10.63 | — | COM | 28249U105 |
| HYG | ISHARES TR | 200,000 | $16.22M | 1.0% | — | — | Put | 464288513 |
| — | TIFFANY & CO NEW | 200,000 | $16.1M | 1.0% | — | — | Put | 886547108 |
| PCG | PG&E CORP | 665,101 | $15.8M | 1.0% | $49.64 | -28.7% | COM | 69331C108 |
| PFE | PFIZER INC | 300,000 | $13.1M | 0.8% | — | — | Put | 717081103 |
| MMM | 3M CO | 65,500 | $12.48M | 0.8% | — | — | Put | 88579Y101 |
| RACE | FERRARI N V | 125,000 | $12.43M | 0.8% | $112.28 | 0.0% | Call | N3167Y103 |
| XRT | SPDR SERIES TRUST | 300,000 | $12.3M | 0.7% | — | — | Put | 78464A714 |
| — | IRSA INVERSIONES Y REP S A | 894,724 | $11.69M | 0.7% | $14.53 | — | GLOBL DEP RCPT | 450047204 |
| ALDX | ALDEYRA THERAPEUTICS INC | 1,393,700 | $11.57M | 0.7% | $6.09 | +68.2% | COM | 01438T106 |
| ENVA | ENOVA INTL INC | 590,000 | $11.48M | 0.7% | $11.93 | +90.9% | COM | 29357K103 |
| MU | MICRON TECHNOLOGY INC | 360,000 | $11.42M | 0.7% | $22.20 | +66.6% | COM | 595112103 |
| KR | KROGER CO | 400,000 | $11M | 0.7% | $21.37 | +16.5% | Call | 501044101 |
| CRESY | CRESUD S A C I F Y A | 870,000 | $10.57M | 0.6% | $12.27 | — | SPONSORED ADR | 226406106 |
| — | GLOBALSTAR INC | 16,110,778 | $10.31M | 0.6% | $0.61 | — | COM | 378973408 |
| — | ARYA SCIENCES ACQUISITION CO | 1,000,000 | $9.8M | 0.6% | $9.80 | — | SHS CL A | G3165V109 |
| CAT | CATERPILLAR INC DEL | 75,000 | $9.53M | 0.6% | — | — | Put | 149123101 |
| — | GALMED PHARMACEUTICALS LTD | 1,350,000 | $9.221M | 0.6% | $9.54 | — | SHS | M47238106 |
| — | POLARITYTE INC | 680,900 | $9.185M | 0.6% | $15.90 | — | COM | 731094108 |
| KR | KROGER CO | 305,000 | $8.388M | 0.5% | $21.37 | +16.5% | COM | 501044101 |
| — | MARKER THERAPEUTICS INC | 1,460,000 | $8.103M | 0.5% | $5.55 | — | COM | 57055L107 |
| — | GRUBHUB INC | 100,000 | $7.681M | 0.5% | — | — | Put | 400110102 |
| COF | CAPITAL ONE FINL CORP | 100,000 | $7.559M | 0.5% | $76.57 | 0.0% | Put | 14040H105 |
| ERII | ENERGY RECOVERY INC | 1,100,000 | $7.403M | 0.4% | $7.82 | +0.6% | COM | 29270J100 |
| — | ZAFGEN INC | 1,400,000 | $6.93M | 0.4% | $4.95 | — | COM | 98885E103 |
| META | FACEBOOK INC | 50,000 | $6.555M | 0.4% | — | — | Put | 30303M102 |
| EXAS | EXACT SCIENCES CORP | 100,000 | $6.31M | 0.4% | — | — | Put | 30063P105 |
| FENC | FENNEC PHARMACEUTICALS INC | 971,351 | $6.197M | 0.4% | $11.19 | -37.5% | COM | 31447P100 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 1,342,839 | $5.976M | 0.4% | $7.04 | -22.1% | COM | 87164F105 |
| HCC | WARRIOR MET COAL INC | 245,000 | $5.907M | 0.4% | $25.54 | 0.0% | COM | 93627C101 |
| — | NAVIOS MARITIME CONTAINERS L | 1,962,199 | $5.553M | 0.3% | $2.83 | — | COM UNIT RP LP | Y62151108 |
| FATE | FATE THERAPEUTICS INC | 405,000 | $5.196M | 0.3% | $4.63 | +201.1% | COM | 31189P102 |
| — | MIRAGEN THERAPEUTICS INC | 1,697,038 | $5.142M | 0.3% | $3.03 | — | COM | 60463E103 |
| — | BLACKSTONE GROUP L P | 170,000 | $5.068M | 0.3% | $33.35 | — | COM UNIT LTD | 09253U108 |
| MO | ALTRIA GROUP INC | 100,000 | $4.939M | 0.3% | — | — | Put | 02209S103 |
| MGNX | MACROGENICS INC | 384,970 | $4.889M | 0.3% | $22.70 | -26.1% | COM | 556099109 |
| — | ELEVATE CREDIT INC | 1,045,305 | $4.683M | 0.3% | $4.48 | — | COM | 28621V101 |
| KRE | SPDR SERIES TRUST | 100,000 | $4.679M | 0.3% | — | — | Put | 78464A698 |
| ORCL | ORACLE CORP | 100,000 | $4.515M | 0.3% | — | — | Put | 68389X105 |
| EXPE | EXPEDIA GROUP INC | 40,000 | $4.506M | 0.3% | — | — | Put | 30212P303 |
| — | CONTURA ENERGY INC | 66,625 | $4.38M | 0.3% | $65.74 | — | COM | 21241B100 |
| — | DESPEGAR COM CORP | 350,000 | $4.344M | 0.3% | $12.41 | — | ORD SHS | G27358103 |
| T | AT&T INC | 150,000 | $4.281M | 0.3% | — | — | Put | 00206R102 |
| XRT | SPDR SERIES TRUST | 100,000 | $4.099M | 0.2% | — | — | Call | 78464A714 |
| MDLZ | MONDELEZ INTL INC | 100,000 | $4.003M | 0.2% | — | — | Put | 609207105 |
| — | MARINUS PHARMACEUTICALS INC | 1,350,000 | $3.875M | 0.2% | $5.26 | — | COM | 56854Q101 |
| INSE | INSPIRED ENTMT INC | 801,824 | $3.849M | 0.2% | $7.69 | -19.2% | COM | 45782N108 |
| — | STRONGBRIDGE BIOPHARMA PLC | 848,700 | $3.802M | 0.2% | $5.41 | — | SHS USD | G85347105 |
| — | CONTRAFECT CORP | 2,280,000 | $3.488M | 0.2% | $1.11 | — | COM | 212326102 |
| — | NATIONAL OILWELL VARCO INC | 130,000 | $3.341M | 0.2% | $35.78 | — | COM | 637071101 |
| — | MEDICINES CO | 167,252 | $3.201M | 0.2% | $30.77 | — | COM | 584688105 |
| — | TOCAGEN INC | 375,000 | $3.079M | 0.2% | $8.36 | — | COM | 888846102 |
| — | AVEO PHARMACEUTICALS INC | 1,875,000 | $3M | 0.2% | $0.60 | — | COM | 053588109 |
| — | SCHULTZE SPL PURP ACQUISITIO | 300,000 | $2.985M | 0.2% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| GGAL | GRUPO FINANCIERO GALICIA-ADR | 105,000 | $2.895M | 0.2% | $28.66 | — | SP ADR 10 SH B | 399909100 |
| — | SIERRA ONCOLOGY INC | 2,173,620 | $2.869M | 0.2% | $2.67 | — | COM | 82640U107 |
| — | M D C HLDGS INC | 100,000 | $2.811M | 0.2% | — | — | Put | 552676108 |
| — | SEQUENTIAL BRNDS GROUP INC N | 3,356,200 | $2.685M | 0.2% | $5.80 | — | COM | 81734P107 |
| AGRO | ADECOAGRO S A | 350,000 | $2.436M | 0.1% | $8.26 | -21.2% | COM | L00849106 |
| — | HOSTESS BRANDS INC | 2,520,000 | $2.341M | 0.1% | $1.70 | — | *W EXP 11/04/202 | 44109J114 |
| — | SELLAS LIFE SCIENCES GROUP I | 1,900,000 | $2.337M | 0.1% | $1.22 | — | COM | 81642T100 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $2.171M | 0.1% | $9.50 | — | ORD SHS | G88950103 |
| TGTX | TG THERAPEUTICS INC | 500,000 | $2.05M | 0.1% | $11.43 | -56.5% | COM | 88322Q108 |
| — | ONCONOVA THERAPEUTICS INC | 966,877 | $2.04M | 0.1% | $7.34 | — | COM PAR | 68232V405 |
| — | OTONOMY INC | 1,100,000 | $2.035M | 0.1% | $4.19 | — | COM | 68906L105 |
| — | AMCI ACQUISITION CORP | 200,000 | $1.99M | 0.1% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | MEGALITH FINL ACQUISITION CO | 200,000 | $1.94M | 0.1% | $9.70 | — | CL A COM | 58518F109 |
| ADMA | ADMA BIOLOGICS INC | 805,000 | $1.924M | 0.1% | $2.99 | +65.4% | COM | 000899104 |
| — | ADAMIS PHARMACEUTICALS CORP | 850,000 | $1.913M | 0.1% | $3.50 | — | COM NEW | 00547W208 |
| — | ZOGENIX INC | 50,000 | $1.823M | 0.1% | $44.20 | — | COM NEW | 98978L204 |
| DHT | DHT HOLDINGS INC | 465,000 | $1.823M | 0.1% | $2.58 | +2.3% | SHS NEW | Y2065G121 |
| — | TRACON PHARMACEUTICALS INC | 2,738,938 | $1.726M | 0.1% | $2.93 | — | COM | 89237H100 |
| ARDX | ARDELYX INC | 907,114 | $1.624M | 0.1% | $4.16 | -29.2% | COM | 039697107 |
| — | ACHILLION PHARMACEUTICALS IN | 1,000,000 | $1.59M | 0.1% | $1.59 | — | COM | 00448Q201 |
| BHF | BRIGHTHOUSE FINL INC | 52,100 | $1.588M | 0.1% | $39.02 | 0.0% | COM | 10922N103 |
| — | SCORPIO TANKERS INC | 2,000,000 | $1.563M | 0.1% | $0.78 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | CHARDAN HEALTHCARE ACQUISITI | 150,000 | $1.511M | 0.1% | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | SOLENO THERAPEUTICS INC | 844,112 | $1.443M | 0.1% | $1.80 | — | COM NEW | 834203200 |
| — | RUMBLEON INC | 300,000 | $1.413M | 0.1% | $4.71 | — | CL B | 781386206 |
| — | IRSA PROPIEDADES COMERCIALES | 72,050 | $1.299M | 0.1% | $21.34 | — | SPONSORED ADR | 463588103 |
| — | ADVERUM BIOTECHNOLOGIES INC | 362,386 | $1.142M | 0.1% | $3.38 | — | COM | 00773U108 |
| — | INTEC PHARMA LTD JERUSALEM | 150,000 | $1.131M | 0.1% | $4.40 | — | SHS | M53644106 |
| — | MUDRICK CAP ACQUISITION CORP | 2,500,000 | $1.125M | 0.1% | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | MAGNOLIA OIL & GAS CORP | 341,333 | $1.034M | 0.1% | $4.68 | — | *W EXP 07/31/202 | 559663117 |
| — | CONCRETE PUMPING HLDGS INC | 1,234,606 | $963K | 0.1% | $0.78 | — | *W EXP 08/01/202 | 206704116 |
| GNK | GENCO SHIPPING & TRADING LTD | 118,200 | $933K | 0.1% | $10.45 | -2.5% | SHS | Y2685T131 |
| — | TETRAPHASE PHARMACEUTICALS I | 790,571 | $893K | 0.1% | $2.84 | — | COM | 88165N105 |
| NESRW | NATIONAL ENERGY SERVICES REU | 725,000 | $870K | 0.1% | $0.63 | — | *W EXP 05/05/202 | G6375R115 |
| DSX | DIANA SHIPPING INC | 272,622 | $867K | 0.1% | $2.44 | -13.5% | COM | Y2066G104 |
| — | AZURRX BIOPHARMA INC | 695,504 | $842K | 0.1% | $2.36 | — | COM | 05502L105 |
| — | ARYA SCIENCES ACQUISITION CO | 500,000 | $800K | 0.0% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| — | CHIMERIX INC | 300,000 | $771K | 0.0% | $2.57 | — | COM | 16934W106 |
| — | MAIDEN HOLDINGS LTD | 425,000 | $701K | 0.0% | $1.65 | — | SHS | G5753U112 |
| — | SEADRILL LTD | 69,649 | $697K | 0.0% | $10.01 | — | COM | G7998G106 |
| — | KADMON HLDGS INC | 334,900 | $697K | 0.0% | $2.08 | — | COM | 48283N106 |
| MGTX | MEIRAGTX HOLDINGS PLC | 70,000 | $675K | 0.0% | $10.80 | +16.8% | COM | G59665102 |
| — | TRIDENT ACQUISITIONS CORP | 1,993,750 | $598K | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| GEF/B | GREIF INC | 11,910 | $529K | 0.0% | $42.55 | -18.3% | CL B | 397624206 |
| — | APPLIED GENETIC TECHNOL CORP | 200,000 | $498K | 0.0% | $3.67 | — | COM | 03820J100 |
| — | U S WELL SVCS INC | 800,000 | $480K | 0.0% | $0.60 | — | *W EXP 03/15/202 | 91274U119 |
| — | TEEKAY TANKERS LTD | 500,000 | $464K | 0.0% | $0.93 | — | CL A | Y8565N102 |
| — | NRC GROUP HLDGS CORP | 537,500 | $435K | 0.0% | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| — | NEXEO SOLUTIONS INC | 1,050,000 | $420K | 0.0% | $0.68 | — | *W EXP 06/09/202 | 65342H110 |
| — | PIERIS PHARMACEUTICALS INC | 150,257 | $400K | 0.0% | $2.66 | — | COM | 720795103 |
| — | ACER THERAPEUTICS INC | 19,367 | $390K | 0.0% | $30.83 | — | COM | 00444P108 |
| — | HAYMAKER ACQUISITION CORP | 380,000 | $312K | 0.0% | $0.80 | — | *W EXP 10/27/202 | 420870115 |
| — | LEAP THERAPEUTICS INC | 150,000 | $300K | 0.0% | $8.30 | — | COM | 52187K101 |
| — | EVOKE PHARMA INC | 114,300 | $283K | 0.0% | $2.26 | — | COM | 30049G104 |
| — | TRINITY MERGER CORP | 700,000 | $277K | 0.0% | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $250K | 0.0% | $0.61 | — | *W EXP 05/11/202 | 92243N111 |
| — | MODERN MEDIA ACQUISITION | 1,000,000 | $250K | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | BLACK RIDGE ACQUISITION CORP | 700,000 | $224K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | LF CAP ACQUISITION CORP | 450,000 | $194K | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | ONCOSEC MED INC | 300,000 | $192K | 0.0% | $1.38 | — | COM NEW | 68234L207 |
| — | SOLENO THERAPEUTICS INC | 602,443 | $186K | 0.0% | $0.31 | — | *W EXP 11/12/201 | 834203135 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $176K | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | PENSARE ACQUISITION CORP | 605,000 | $175K | 0.0% | $0.29 | — | RIGHT 99/99/9999 | 70957E121 |
| — | LEGACY ACQUISITION CORP | 500,000 | $166K | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | MEGALITH FINL ACQUISITION CO | 400,000 | $160K | 0.0% | $0.40 | — | *W EXP 08/26/202 | 58518F117 |
| RACE | FERRARI N V | 1,600 | $159K | 0.0% | $112.28 | 0.0% | COM | N3167Y103 |
| — | TWELVE SEAS INVESTMENT COMPA | 581,850 | $151K | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | HL ACQUISITIONS CORP | 180,000 | $136K | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | FORUM MERGER II CORP | 300,000 | $135K | 0.0% | $0.45 | — | *W EXP 09/30/202 | 34986F111 |
| — | MODERN MEDIA ACQUISITION | 500,000 | $135K | 0.0% | $0.36 | — | *W EXP 05/17/202 | 60765P111 |
| — | ALLEGRO MERGER CORP | 443,772 | $133K | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | SMAAASH ENTERTAINMENT INC | 700,000 | $122K | 0.0% | $0.17 | — | *W EXP 05/22/202 | 831550116 |
| — | TOTTENHAM ACQUISITION I LTD | 542,000 | $108K | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | LEISURE ACQUISITION CORP | 125,000 | $99,000 | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | ONE MADISON CORP | 125,000 | $97,000 | 0.0% | $1.02 | — | *W EXP 99/99/999 | G6772P126 |
| — | GRAF INDL CORP | 225,000 | $90,000 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | FALCON MINERALS CORP | 149,600 | $90,000 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | GORDON POINTE ACQUISITION CO | 225,000 | $88,000 | 0.0% | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | NAVIOS MARITIME HOLDINGS INC | 300,000 | $82,000 | 0.0% | $1.67 | — | COM | Y62196103 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $79,000 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | UNION ACQUISITION CORP | 200,000 | $76,000 | 0.0% | $0.32 | — | RIGHT 12/02/2019 | G9366W135 |
| — | CM SEVEN STAR ACQUISITION CO | 175,000 | $70,000 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | PERNIX THERAPEUTICS HLDGS IN | 9,000,000 | $68,000 | 0.0% | $0.01 | — | DBCV 4.250% 4/0 | 71426VAK4 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $68,000 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | TENZING ACQUISITION CORP | 200,000 | $66,000 | 0.0% | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | TWELVE SEAS INVESTMENT COMPA | 175,000 | $61,000 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $60,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | ESTRE AMBIENTAL INC | 750,000 | $60,000 | 0.0% | $0.51 | — | *W EXP 12/21/202 | G3206V118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $59,000 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| — | CHASERG TECHNLGY ACQUISITN C | 75,000 | $55,000 | 0.0% | $0.73 | — | *W EXP 04/10/202 | 16166A111 |
| — | GIGCAPITAL INC | 200,000 | $55,000 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | HL ACQUISITIONS CORP | 180,000 | $54,000 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | TOTTENHAM ACQUISITION I LTD | 134,000 | $54,000 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | UNION ACQUISITION CORP | 200,000 | $50,000 | 0.0% | $0.35 | — | *W EXP 07/01/202 | G9366W127 |
| — | CONSTELLATION ALPHA CAP CORP | 380,000 | $50,000 | 0.0% | $0.11 | — | *W EXP 03/23/202 | G2379F116 |
| — | NEW FRONTIER CORP | 50,000 | $45,000 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | MTECH ACQUISITION CORP | 75,000 | $45,000 | 0.0% | $0.63 | — | *W EXP 08/01/202 | 55378W115 |
| — | EDTECHX HLDGS ACQUISITION CO | 125,000 | $44,000 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | OPES ACQUISITION CORP | 150,000 | $44,000 | 0.0% | $0.35 | — | *W EXP 03/13/202 | 68373P118 |
| — | SMAAASH ENTERTAINMENT INC | 20,000 | $41,000 | 0.0% | $2.05 | — | COM | 831550108 |
| — | GIGCAPITAL INC | 150,000 | $38,000 | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $34,000 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | CONSTELLATION ALPHA CAP CORP | 180,000 | $34,000 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | G2379F132 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $32,000 | 0.0% | $0.45 | — | *W EXP 12/01/202 | 089482111 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $30,000 | 0.0% | $0.20 | — | *W EXP 03/03/202 | G40981105 |
| — | BISON CAP ACQUISITION CORP | 100,000 | $28,000 | 0.0% | $0.17 | — | RIGHT 03/20/2019 | G1142P138 |
| IFMK | IFRESH INC | 30,000 | $26,000 | 0.0% | $10.92 | -86.7% | COM | 449538107 |
| — | SYNTHETIC BIOLOGICS INC | 42,858 | $24,000 | 0.0% | $2.59 | — | COM NEW | 87164U201 |
| — | PENSARE ACQUISITION CORP | 115,000 | $23,000 | 0.0% | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | CM SEVEN STAR ACQUISITION CO | 75,000 | $22,000 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 85,200 | $17,000 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $12,000 | 0.0% | $0.34 | — | *W EXP 06/20/202 | G1142P112 |
| — | WRIGHT MED GROUP N V | 169,532 | $2,000 | 0.0% | $1.15 | — | RIGHT 03/01/2019 | N96617126 |