CIK: 0001386462 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value ($000): $641,162 (96.6% shares, 3.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 2,527,100 | $218,518 | 34.1% | $81.07 | — | Put | 464288513 |
| SPY | SPDR S&P 500 ETF TR | 540,000 | $152,539 | 23.8% | $270.76 | — | Call | 78462F103 |
| EMB | ISHARES TR | 848,533 | $93,390 | 14.6% | $106.64 | — | JPMORGAN USD EMG | 464288281 |
| EMB | ISHARES TR | 400,000 | $44,024 | 6.9% | $106.64 | — | Put | 464288281 |
| FXE | INVESCO CURRENCYSHARES EURO | 82,100 | $8,786 | 1.4% | — | — | Call | 46138K103 |
| — | HIGHLAND FLOATNG RATE OPPRT | 535,374 | $7,436 | 1.2% | $15.61 | — | SHS BEN INT | 43010E404 |
| IWM | ISHARES TR | 41,945 | $6,421 | 1.0% | $133.91 | — | RUSSELL 2000 ETF | 464287655 |
| FXI | ISHARES TR | 144,000 | $6,375 | 1.0% | $42.28 | — | Put | 464287184 |
| GLD | SPDR GOLD TRUST | 50,685 | $6,184 | 1.0% | $122.01 | — | GOLD SHS | 78463V107 |
| GDX | VANECK VECTORS ETF TR | 221,000 | $4,955 | 0.8% | $22.29 | — | Call | 92189F106 |
| GDX | VANECK VECTORS ETF TR | 200,000 | $4,484 | 0.7% | $22.29 | — | Put | 92189F106 |
| — | REALPAGE INC | 2,291,000 | $3,533 | 0.6% | $1.32 | — | NOTE 1.500%11/1 | 75606NAB5 |
| D | DOMINION ENERGY INC | 43,900 | $3,365 | 0.5% | — | — | Call | 25746U109 |
| — | SERVICENOW INC | 1,790,000 | $3,316 | 0.5% | $1.40 | — | NOTE 6/0 | 81762PAC6 |
| — | TOTAL S A | 56,300 | $3,133 | 0.5% | — | — | Call | 89151E109 |
| ZION | ZIONS BANCORPORATION N A | 65,000 | $2,952 | 0.5% | $47.68 | +0.0% | Call | 989701107 |
| — | WORKDAY INC | 1,777,000 | $2,516 | 0.4% | $1.42 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | J2 GLOBAL INC | 1,779,000 | $2,384 | 0.4% | $1.34 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | HERBALIFE LTD | 2,157,000 | $2,284 | 0.4% | $1.06 | — | NOTE 2.625% 3/1 | 42703MAD5 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 100,000 | $2,264 | 0.4% | $21.79 | — | Put | 46138G508 |
| — | CHESAPEAKE ENERGY CORP | 2,233,000 | $2,075 | 0.3% | $0.81 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | EXACT SCIENCES CORP | 2,000,000 | $2,050 | 0.3% | $1.02 | — | NOTE 0.375% 3/1 | 30063PAB1 |
| — | ZIONS BANCORPORATION N A | 155,449 | $2,019 | 0.3% | $5.16 | — | *W EXP 05/21/202 | 989701115 |
| — | MAGNOLIA OIL & GAS CORP | 592,926 | $2,010 | 0.3% | $3.25 | — | *W EXP 07/31/202 | 559663117 |
| — | VIAVI SOLUTIONS INC | 1,778,000 | $2,003 | 0.3% | $1.13 | — | NOTE 1.000% 3/0 | 925550AB1 |
| GDX | VANECK VECTORS ETF TR | 85,837 | $1,924 | 0.3% | $22.29 | — | GOLD MINERS ETF | 92189F106 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 137,580 | $1,787 | 0.3% | $10.23 | -2.6% | SHS USD | G4863A108 |
| — | UBS AG LONDON BRH | 125,512 | $1,776 | 0.3% | $11.94 | — | ETRACS MTH 2XLV | 90270L842 |
| — | PGIM HIGH YIELD BOND FUND IN | 125,021 | $1,773 | 0.3% | $13.33 | — | COM | 69346H100 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 18,060 | $1,689 | 0.3% | $83.32 | +7.8% | COM | 57164Y107 |
| CCK | CROWN HOLDINGS INC | 29,980 | $1,636 | 0.3% | $44.31 | +10.6% | COM | 228368106 |
| — | ASA GOLD AND PRECIOUS MTLS L | 158,672 | $1,626 | 0.3% | $9.80 | — | SHS | G3156P103 |
| — | ZAYO GROUP HLDGS INC | 56,200 | $1,597 | 0.2% | $26.82 | — | COM | 98919V105 |
| HYG | ISHARES TR | 18,000 | $1,556 | 0.2% | $81.07 | — | Call | 464288513 |
| — | WILLSCOT CORP | 133,280 | $1,478 | 0.2% | $10.22 | — | COM | 971375126 |
| SHAK | SHAKE SHACK INC | 24,000 | $1,420 | 0.2% | — | — | Put | 819047101 |
| — | BARRICK GOLD CORPORATION | 101,800 | $1,396 | 0.2% | — | — | Call | 067901108 |
| IQ | IQIYI INC | 55,700 | $1,332 | 0.2% | $14.93 | — | Put | 46267X108 |
| RGLD | ROYAL GOLD INC | 14,500 | $1,318 | 0.2% | — | — | Call | 780287108 |
| USFD | US FOODS HLDG CORP | 33,585 | $1,172 | 0.2% | $30.84 | +11.2% | COM | 912008109 |
| SLB | SCHLUMBERGER LTD | 25,500 | $1,111 | 0.2% | $40.92 | -12.7% | Call | 806857108 |
| OSW | ONESPAWORLD HOLDINGS LIMITED | 81,000 | $1,106 | 0.2% | $10.60 | 0.0% | COM | P73684113 |
| — | ANGLOGOLD ASHANTI LTD | 82,200 | $1,077 | 0.2% | — | — | Call | 035128206 |
| GDXJ | VANECK VECTORS ETF TR | 33,897 | $1,076 | 0.2% | $29.61 | — | JR GOLD MINERS E | 92189F791 |
| — | CRESCENT ACQUISITION CORP | 100,000 | $1,000 | 0.2% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| DIS | DISNEY WALT CO | 8,864 | $984 | 0.2% | $107.88 | 0.0% | COM DISNEY | 254687106 |
| — | REALPAGE INC | 15,445 | $937 | 0.1% | $48.17 | — | COM | 75606N109 |
| NIO | NIO INC | 177,800 | $907 | 0.1% | $5.10 | — | Put | 62914V106 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 1,200 | $852 | 0.1% | — | — | Put | 169656105 |
| — | ADAM NAT RES FD INC | 50,573 | $848 | 0.1% | $16.77 | — | COM | 00548F105 |
| — | ADAM NAT RES FD INC | 49,700 | $833 | 0.1% | $16.77 | — | Call | 00548F105 |
| QSR | RESTAURANT BRANDS INTL INC | 12,100 | $788 | 0.1% | — | — | Put | 76131D103 |
| — | VOYA PRIME RATE TR | 162,034 | $775 | 0.1% | $5.13 | — | SH BEN INT | 92913A100 |
| DAL | DELTA AIR LINES INC DEL | 14,750 | $762 | 0.1% | $47.08 | -0.6% | COM NEW | 247361702 |
| FXI | ISHARES TR | 16,000 | $708 | 0.1% | $42.28 | — | Call | 464287184 |
| — | JAZZ INVESTMENTS I LTD | 700,000 | $685 | 0.1% | $0.98 | — | NOTE 1.500% 8/1 | 472145AD3 |
| — | CLEVELAND CLIFFS INC | 489,000 | $667 | 0.1% | $1.36 | — | DBCV 1.500% 1/1 | 185899AA9 |
| LOW | LOWES COS INC | 5,800 | $635 | 0.1% | — | — | Put | 548661107 |
| FOX | FOX CORP | 17,166 | $616 | 0.1% | $34.51 | 0.0% | CL B COM | 35137L204 |
| HGV | HILTON GRAND VACATIONS INC | 19,530 | $603 | 0.1% | $29.01 | +5.6% | COM | 43283X105 |
| — | HOSTESS BRANDS INC | 435,940 | $567 | 0.1% | $2.55 | — | *W EXP 11/04/202 | 44109J114 |
| HLT | HILTON WORLDWIDE HLDGS INC | 6,700 | $557 | 0.1% | — | — | Put | 43300A203 |
| SBUX | STARBUCKS CORP | 7,300 | $543 | 0.1% | — | — | Put | 855244109 |
| CUK | CARNIVAL PLC | 10,710 | $533 | 0.1% | $58.44 | — | ADR | 14365C103 |
| — | INVESCO SR INCOME TR | 125,615 | $528 | 0.1% | $4.42 | — | COM | 46131H107 |
| XPO | XPO LOGISTICS INC | 9,270 | $498 | 0.1% | $24.40 | -21.3% | COM | 983793100 |
| NIO | NIO INC | 97,345 | $496 | 0.1% | $5.10 | — | SPON ADS | 62914V106 |
| — | VIRTUS INVT PARTNERS INC | 5,500 | $490 | 0.1% | $98.77 | — | PFD CV SER D | 92828Q208 |
| AAL | AMERICAN AIRLS GROUP INC | 15,000 | $476 | 0.1% | $34.21 | -3.2% | Put | 02376R102 |
| BMY | BRISTOL MYERS SQUIBB CO | 9,800 | $468 | 0.1% | $41.33 | -7.3% | COM | 110122108 |
| IP | INTL PAPER CO | 10,000 | $463 | 0.1% | $39.21 | -18.9% | COM | 460146103 |
| — | UNITED TECHNOLOGIES CORP | 3,500 | $451 | 0.1% | — | — | Put | 913017109 |
| MSFT | MICROSOFT CORP | 3,540 | $418 | 0.1% | $77.67 | +31.7% | COM | 594918104 |
| — | CONSTELLIUM NV | 51,335 | $410 | 0.1% | $6.99 | — | CL A | N22035104 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,500 | $399 | 0.1% | — | — | Put | 053015103 |
| — | NUVEEN CR STRATEGIES INCM FD | 50,930 | $394 | 0.1% | $8.22 | — | COM SHS | 67073D102 |
| FCX | FREEPORT-MCMORAN INC | 30,000 | $387 | 0.1% | $15.42 | -27.9% | CL B | 35671D857 |
| — | INVESCO DYNAMIC CR OPP FD | 35,530 | $386 | 0.1% | $11.70 | — | COM | 46132R104 |
| — | MFS INTER INCOME TR | 100,117 | $380 | 0.1% | $3.80 | — | SH BEN INT | 55273C107 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 26,700 | $354 | 0.1% | — | — | Call | 33766Y100 |
| — | CAESARS ENTMT CORP | 32,100 | $279 | 0.0% | — | — | Call | 127686103 |
| ZION | ZIONS BANCORPORATION N A | 5,896 | $268 | 0.0% | $47.68 | +0.0% | COM | 989701107 |
| — | VOYA INFRASTRUCTURE INDLS & | 20,000 | $252 | 0.0% | $12.60 | — | COM | 92912X101 |
| HD | HOME DEPOT INC | 1,288 | $247 | 0.0% | $154.70 | 0.0% | COM | 437076102 |
| KO | COCA COLA CO | 5,218 | $245 | 0.0% | $37.78 | 0.0% | COM | 191216100 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 15,252 | $243 | 0.0% | $15.93 | — | SPONSORED ADR | 71654V408 |
| BLNK | BLINK CHARGING CO | 53,100 | $166 | 0.0% | $2.66 | 0.0% | Put | 09354A100 |
| — | DEL TACO RESTAURANTS INC | 117,341 | $154 | 0.0% | $3.72 | — | *W EXP 06/30/202 | 245496112 |
| — | FALCON MINERALS CORP | 164,332 | $136 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | NRC GROUP HLDGS CORP | 105,017 | $95 | 0.0% | $0.90 | — | *W EXP 10/17/202 | 629375114 |
| — | GTY TECHNOLOGY HOLDINGS INC | 156,126 | $94 | 0.0% | $0.60 | — | *W EXP 02/19/202 | 362409112 |
| — | BLINK CHARGING CO | 68,849 | $84 | 0.0% | $1.22 | — | *W EXP 01/31/202 | 09354A118 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 3,401 | $77 | 0.0% | $21.79 | — | SR LN ETF | 46138G508 |
| — | CHESAPEAKE ENERGY CORP | 22,330 | $69 | 0.0% | $3.09 | — | COM | 165167107 |
| BLNK | BLINK CHARGING CO | 14,000 | $44 | 0.0% | $2.66 | 0.0% | COM | 09354A100 |
| — | ELECTRAMECCANICA VEHS CORP | 36,174 | $39 | 0.0% | $1.08 | — | *W EXP 08/03/202 | 284849114 |
| — | OUTLOOK THERAPEUTICS INC | 17,826 | $6 | 0.0% | $0.34 | — | *W EXP 02/18/202 | 69012T115 |
| — | CAESARS ENTMT CORP | 82 | $0 | 0.0% | — | — | NOTE 5.000%10/0 | 127686AA1 |