CIK: 0001404574 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value ($000): $899,336 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVNA | CARVANA CO | 1,800,000 | $118,800 | 13.2% | $24.72 | +190.7% | CL A | 146869102 |
| TSLA | TESLA INC | 247,500 | $59,615 | 6.6% | — | — | Put | 88160R101 |
| HSY | HERSHEY CO | 350,000 | $54,247 | 6.0% | — | — | Put | 427866108 |
| ALNY | ALNYLAM PHARMACEUTICALS INC | 354,000 | $28,469 | 3.2% | $71.95 | +10.0% | COM | 02043Q107 |
| GM | GENERAL MTRS CO | 750,000 | $28,110 | 3.1% | $34.73 | +3.7% | Call | 37045V100 |
| — | NII HLDGS INC | 13,163,432 | $25,800 | 2.9% | $1.28 | — | COM PAR | 62913F508 |
| PG | PROCTER & GAMBLE CO | 200,000 | $24,876 | 2.8% | — | — | Put | 742718109 |
| — | REDHILL BIOPHARMA LTD | 3,476,039 | $24,472 | 2.7% | $7.08 | — | SPONSORED ADS | 757468103 |
| — | AT HOME GROUP INC | 2,450,000 | $23,569 | 2.6% | $9.62 | — | COM | 04650Y100 |
| BYND | BEYOND MEAT INC | 152,500 | $22,665 | 2.5% | — | — | Call | 08862E109 |
| QURE | UNIQURE NV | 570,000 | $22,435 | 2.5% | $14.15 | +307.6% | SHS | N90064101 |
| ORCL | ORACLE CORP | 400,000 | $22,012 | 2.4% | — | — | Put | 68389X105 |
| — | MUDRICK CAP ACQUISITION CORP | 1,900,000 | $19,534 | 2.2% | $9.88 | — | COM CLASS A | 624745105 |
| — | EIGER BIOPHARMACEUTICALS INC | 1,860,529 | $19,071 | 2.1% | $10.62 | — | COM | 28249U105 |
| ADNT | ADIENT PLC | 812,000 | $18,643 | 2.1% | $41.25 | -44.7% | ORD SHS | G0084W101 |
| ENVA | ENOVA INTL INC | 895,000 | $18,571 | 2.1% | $15.94 | +48.3% | COM | 29357K103 |
| — | PENN VA CORP NEW | 577,599 | $16,790 | 1.9% | $30.52 | — | COM | 70788V102 |
| MMM | 3M CO | 100,000 | $16,440 | 1.8% | — | — | Put | 88579Y101 |
| KO | COCA COLA CO | 300,000 | $16,332 | 1.8% | — | — | Put | 191216100 |
| PEP | PEPSICO INC | 100,000 | $13,710 | 1.5% | — | — | Put | 713448108 |
| KR | KROGER CO | 500,000 | $12,890 | 1.4% | $21.37 | -5.1% | Call | 501044101 |
| — | TRIVAGO N V | 3,121,334 | $12,829 | 1.4% | $6.24 | — | SPON ADS A SHS | 89686D105 |
| CDLX | CARDLYTICS INC | 375,000 | $12,569 | 1.4% | $28.28 | +13.4% | COM | 14161W105 |
| — | ON DECK CAP INC | 3,725,000 | $12,517 | 1.4% | $5.00 | — | COM | 682163100 |
| ALDX | ALDEYRA THERAPEUTICS INC | 2,350,000 | $12,384 | 1.4% | $6.64 | -18.9% | COM | 01438T106 |
| — | ARYA SCIENCES ACQUISITION CO | 1,000,000 | $10,310 | 1.1% | $9.80 | — | SHS CL A | G3165V109 |
| ARDX | ARDELYX INC | 2,050,010 | $9,635 | 1.1% | $3.63 | -4.3% | COM | 039697107 |
| PCG | PG&E CORP | 900,000 | $9,000 | 1.0% | $24.67 | -39.4% | COM | 69331C108 |
| ERII | ENERGY RECOVERY INC | 970,000 | $8,987 | 1.0% | $7.82 | +28.9% | COM | 29270J100 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 1,171,648 | $8,751 | 1.0% | $6.83 | +33.3% | COM | 87164F105 |
| — | HEALTH SCIENCES ACQUSTN CORP | 800,000 | $8,016 | 0.9% | $10.02 | — | COM | 42227C102 |
| — | GALMED PHARMACEUTICALS LTD | 1,356,356 | $6,483 | 0.7% | $9.54 | — | SHS | M47238106 |
| JNJ | JOHNSON & JOHNSON | 50,000 | $6,469 | 0.7% | $110.00 | 0.0% | Put | 478160104 |
| MGTX | MEIRAGTX HOLDINGS PLC | 400,000 | $6,380 | 0.7% | $13.56 | +71.7% | COM | G59665102 |
| — | GLOBALSTAR INC | 15,415,778 | $6,377 | 0.7% | $0.61 | — | COM | 378973408 |
| ADMA | ADMA BIOLOGICS INC | 1,424,378 | $6,338 | 0.7% | $3.61 | +15.7% | COM | 000899104 |
| TSLA | TESLA INC | 25,000 | $6,022 | 0.7% | — | — | Call | 88160R101 |
| — | MAIDEN HOLDINGS LTD | 7,876,964 | $5,908 | 0.7% | $0.79 | — | SHS | G5753U112 |
| INSE | INSPIRED ENTMT INC | 801,824 | $5,764 | 0.6% | $7.69 | -1.2% | COM | 45782N108 |
| STNG | SCORPIO TANKERS INC | 187,100 | $5,568 | 0.6% | $19.84 | — | SHS | Y7542C130 |
| CRESY | CRESUD S A C I F Y A | 937,360 | $5,540 | 0.6% | $11.66 | — | SPONSORED ADR | 226406106 |
| GIS | GENERAL MLS INC | 100,000 | $5,512 | 0.6% | — | — | Put | 370334104 |
| DSSI | DIAMOND S SHIPPING INC | 485,000 | $5,345 | 0.6% | $11.61 | — | COM | Y20676105 |
| INTC | INTEL CORP | 100,000 | $5,153 | 0.6% | — | — | Put | 458140100 |
| MGNX | MACROGENICS INC | 400,000 | $5,104 | 0.6% | $21.17 | -32.0% | COM | 556099109 |
| HCC | WARRIOR MET COAL INC | 245,000 | $4,782 | 0.5% | $25.54 | -12.4% | COM | 93627C101 |
| — | IRSA INVERSIONES Y REP S A | 906,224 | $4,767 | 0.5% | $14.41 | — | GLOBL DEP RCPT | 450047204 |
| FENC | FENNEC PHARMACEUTICALS INC | 971,351 | $4,672 | 0.5% | $11.19 | -60.6% | COM | 31447P100 |
| — | SYROS PHARMACEUTICALS INC | 429,775 | $4,461 | 0.5% | $9.26 | — | COM | 87184Q107 |
| — | NAVIOS MARITIME CONTAINERS L | 2,235,000 | $4,447 | 0.5% | $2.74 | — | COM UNIT RP LP | Y62151108 |
| — | M D C HLDGS INC | 100,000 | $4,310 | 0.5% | — | — | Put | 552676108 |
| — | HOSTESS BRANDS INC | 2,520,000 | $4,309 | 0.5% | $1.70 | — | *W EXP 11/04/202 | 44109J114 |
| FATE | FATE THERAPEUTICS INC | 225,000 | $3,494 | 0.4% | $4.63 | +314.0% | COM | 31189P102 |
| JNJ | JOHNSON & JOHNSON | 25,000 | $3,235 | 0.4% | $110.00 | 0.0% | COM | 478160104 |
| DHT | DHT HOLDINGS INC | 515,000 | $3,168 | 0.4% | $2.56 | +31.3% | SHS NEW | Y2065G121 |
| — | OTONOMY INC | 1,100,000 | $2,629 | 0.3% | $4.19 | — | COM | 68906L105 |
| CUE | CUE BIOPHARMA INC | 300,000 | $2,529 | 0.3% | $8.01 | 0.0% | COM | 22978P106 |
| — | IRSA PROPIEDADES COMERCIALES | 185,000 | $2,405 | 0.3% | $20.05 | — | SPONSORED ADR | 463588103 |
| — | APPLIED GENETIC TECHNOL CORP | 557,834 | $2,321 | 0.3% | $3.99 | — | COM | 03820J100 |
| TGTX | TG THERAPEUTICS INC | 400,000 | $2,246 | 0.2% | $11.14 | -37.4% | COM | 88322Q108 |
| — | STRONGBRIDGE BIOPHARMA PLC | 923,700 | $2,208 | 0.2% | $5.23 | — | SHS USD | G85347105 |
| — | SCORPIO TANKERS INC | 2,000,000 | $2,127 | 0.2% | $0.78 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | MUSTANG BIO INC | 625,000 | $2,038 | 0.2% | $3.68 | — | COM | 62818Q104 |
| — | ZOGENIX INC | 50,000 | $2,002 | 0.2% | $44.20 | — | COM NEW | 98978L204 |
| — | TEEKAY TANKERS LTD | 1,425,000 | $1,853 | 0.2% | $1.05 | — | CL A | Y8565N102 |
| AGRO | ADECOAGRO S A | 300,000 | $1,749 | 0.2% | $8.26 | -32.1% | COM | L00849106 |
| — | ZAFGEN INC | 2,331,413 | $1,723 | 0.2% | $3.15 | — | COM | 98885E103 |
| — | MARINUS PHARMACEUTICALS INC | 1,100,000 | $1,695 | 0.2% | $5.23 | — | COM | 56854Q101 |
| — | AVEO PHARMACEUTICALS INC | 1,978,723 | $1,671 | 0.2% | $0.84 | — | COM | 053588109 |
| GNK | GENCO SHIPPING & TRADING LTD | 180,496 | $1,660 | 0.2% | $9.66 | -1.6% | SHS | Y2685T131 |
| — | MUDRICK CAP ACQUISITION CORP | 2,500,000 | $1,563 | 0.2% | $0.65 | — | *W EXP 02/12/202 | 624745113 |
| — | CHARDAN HEALTHCARE ACQUISITI | 136,995 | $1,391 | 0.2% | $9.79 | — | COM | 15957A108 |
| — | ADAMIS PHARMACEUTICALS CORP | 1,938,825 | $1,366 | 0.2% | $1.93 | — | COM NEW | 00547W208 |
| — | SEADRILL LTD | 627,302 | $1,317 | 0.1% | $8.47 | — | COM | G7998G106 |
| — | MIRAGEN THERAPEUTICS INC | 1,766,038 | $1,291 | 0.1% | $3.02 | — | COM | 60463E103 |
| — | SIERRA ONCOLOGY INC | 3,274,953 | $1,279 | 0.1% | $2.00 | — | COM | 82640U107 |
| — | NRC GROUP HLDGS CORP | 537,500 | $1,269 | 0.1% | $0.81 | — | *W EXP 10/17/202 | 629375114 |
| — | AFFIMED N V | 425,000 | $1,249 | 0.1% | $2.91 | — | COM | N01045108 |
| — | TRACON PHARMACEUTICALS INC | 2,597,680 | $1,161 | 0.1% | $2.93 | — | COM | 89237H100 |
| — | VBI VACCINES INC | 2,000,000 | $942 | 0.1% | $0.47 | — | COM NEW | 91822J103 |
| DSX | DIANA SHIPPING INC | 272,622 | $921 | 0.1% | $2.44 | -17.9% | COM | Y2066G104 |
| — | CONTRAFECT CORP | 2,500,000 | $895 | 0.1% | $1.05 | — | COM | 212326102 |
| — | TRINITY MERGER CORP | 700,000 | $889 | 0.1% | $0.50 | — | *W EXP 05/11/202 | 89653L114 |
| — | SOLENO THERAPEUTICS INC | 569,087 | $854 | 0.1% | $1.80 | — | COM NEW | 834203200 |
| — | KADMON HLDGS INC | 334,900 | $844 | 0.1% | $2.08 | — | COM | 48283N106 |
| BBCP | CONCRETE PUMPING HLDGS INC | 197,245 | $783 | 0.1% | $5.05 | -25.9% | COM | 206704108 |
| — | CHIMERIX INC | 330,061 | $776 | 0.1% | $2.73 | — | COM | 16934W106 |
| — | ARYA SCIENCES ACQUISITION CO | 500,000 | $760 | 0.1% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| — | HEALTH SCIENCES ACQUSTN CORP | 800,000 | $672 | 0.1% | $0.84 | — | *W EXP 04/01/202 | 42227C110 |
| — | AZURRX BIOPHARMA INC | 1,067,571 | $640 | 0.1% | $1.75 | — | COM | 05502L105 |
| — | AKAZOO SA | 100,000 | $633 | 0.1% | $6.33 | — | SHS | L0164E108 |
| XBIT | XBIOTECH INC | 60,000 | $628 | 0.1% | $7.49 | -6.4% | COM | 98400H102 |
| GEF/B | GREIF INC | 11,910 | $543 | 0.1% | $42.55 | -26.4% | CL B | 397624206 |
| — | PIERIS PHARMACEUTICALS INC | 150,257 | $512 | 0.1% | $2.66 | — | COM | 720795103 |
| — | SEQUENTIAL BRNDS GROUP INC N | 2,190,000 | $504 | 0.1% | $5.62 | — | COM | 81734P107 |
| — | ORISUN ACQUISITION CORP | 50,000 | $500 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | ONCONOVA THERAPEUTICS INC | 560,000 | $476 | 0.1% | $7.34 | — | COM PAR | 68232V405 |
| — | POLARITYTE INC | 146,733 | $474 | 0.1% | $5.70 | — | COM | 731094108 |
| — | AGILE THERAPEUTICS INC | 375,000 | $444 | 0.0% | $1.18 | — | COM | 00847L100 |
| — | ZIOPHARM ONCOLOGY INC | 100,000 | $428 | 0.0% | $3.85 | — | COM | 98973P101 |
| — | SELLAS LIFE SCIENCES GROUP I | 3,300,000 | $400 | 0.0% | $0.50 | — | COM | 81642T100 |
| — | NOVUS THERAPEUTICS INC | 623,102 | $386 | 0.0% | $0.82 | — | COM | 67011N105 |
| — | AKAZOO SA | 500,000 | $385 | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | ONCOSEC MED INC | 188,000 | $370 | 0.0% | $2.53 | — | COM | 68234L306 |
| — | GLOBALSTAR INC | 508,004 | $361 | 0.0% | $0.85 | — | NOTE 5.750% 4/0 | 378973AD3 |
| — | BONANZA CREEK ENERGY INC | 15,000 | $336 | 0.0% | $20.88 | — | COM NEW | 097793400 |
| — | TRIDENT ACQUISITIONS CORP | 1,993,750 | $299 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| NESRW | NATIONAL ENERGY SERVICES REU | 725,000 | $290 | 0.0% | $0.63 | — | *W EXP 05/05/202 | G6375R115 |
| — | FORTRESS BIOTECH INC | 200,000 | $283 | 0.0% | $1.42 | — | COM | 34960Q109 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $266 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | VECTOIQ ACQUISITION CORP | 500,000 | $258 | 0.0% | $0.61 | — | *W EXP 05/11/202 | 92243N111 |
| — | TWELVE SEAS INVESTMENT COMPA | 581,850 | $186 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | LF CAP ACQUISITION CORP | 450,000 | $185 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | PENSARE ACQUISITION CORP | 605,000 | $181 | 0.0% | $0.29 | — | RIGHT 99/99/9999 | 70957E121 |
| — | FORUM MERGER II CORP | 300,000 | $177 | 0.0% | $0.45 | — | *W EXP 09/30/202 | 34986F111 |
| — | LEAP THERAPEUTICS INC | 150,142 | $176 | 0.0% | $8.30 | — | COM | 52187K101 |
| — | LEGACY ACQUISITION CORP | 500,000 | $175 | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | MEGALITH FINL ACQUISITION CO | 400,000 | $152 | 0.0% | $0.40 | — | *W EXP 08/26/202 | 58518F117 |
| — | CHARDAN HEALTHCARE ACQUISITI | 150,000 | $116 | 0.0% | $0.49 | — | *W EXP 12/13/202 | 15957A116 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $105 | 0.0% | $0.34 | — | *W EXP 12/31/202 | 80821R117 |
| — | GIGCAPITAL INC | 150,000 | $102 | 0.0% | $0.47 | — | *W EXP 06/08/202 | 37518N122 |
| — | ALLEGRO MERGER CORP | 443,772 | $102 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | LEISURE ACQUISITION CORP | 125,000 | $95 | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | TOTTENHAM ACQUISITION I LTD | 542,000 | $92 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | GORDON POINTE ACQUISITION CO | 225,000 | $90 | 0.0% | $0.54 | — | *W EXP 07/30/202 | 382788115 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $90 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | GRAF INDL CORP | 225,000 | $88 | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | GIGCAPITAL INC | 98,600 | $88 | 0.0% | $0.38 | — | RIGHT 03/06/2020 | 37518N114 |
| — | CHASERG TECHNLGY ACQUISITN C | 75,000 | $75 | 0.0% | $0.73 | — | *W EXP 04/10/202 | 16166A111 |
| — | AMCI ACQUISITION CORP | 200,000 | $70 | 0.0% | $0.29 | — | *W EXP 05/20/202 | 00165R119 |
| — | BIOCERES CROP SOLUTIONS CORP | 200,000 | $68 | 0.0% | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | TWELVE SEAS INVESTMENT COMPA | 175,000 | $65 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| IFMK | IFRESH INC | 30,000 | $56 | 0.0% | $10.92 | -82.9% | COM | 449538107 |
| — | AKERNA CORP | 75,000 | $55 | 0.0% | $2.97 | — | *W EXP 06/17/202 | 00973W110 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $54 | 0.0% | $0.45 | — | RIGHT 02/20/2020 | G88950137 |
| — | FALCON MINERALS CORP | 149,600 | $52 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | NEW FRONTIER CORP | 50,000 | $50 | 0.0% | $1.18 | — | *W EXP 99/99/999 | G6485P124 |
| — | HL ACQUISITIONS CORP | 180,000 | $49 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | HL ACQUISITIONS CORP | 180,000 | $47 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | DERMTECH INC | 380,000 | $46 | 0.0% | $0.12 | — | *W EXP 08/29/202 | 24984K113 |
| — | TENZING ACQUISITION CORP | 200,000 | $40 | 0.0% | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | TOTTENHAM ACQUISITION I LTD | 134,000 | $39 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | BIG ROCK PARTNERS ACQUISI CO | 165,000 | $36 | 0.0% | $0.42 | — | RIGHT 12/01/2022 | 089482129 |
| — | EDTECHX HLDGS ACQUISITION CO | 125,000 | $30 | 0.0% | $0.35 | — | *W EXP 12/31/202 | 28138X111 |
| — | GREENLAND ACQUISITIN CORPORA | 150,000 | $29 | 0.0% | $0.20 | — | *W EXP 03/03/202 | G40981105 |
| — | OPES ACQUISITION CORP | 150,000 | $27 | 0.0% | $0.35 | — | *W EXP 03/13/202 | 68373P118 |
| — | PENSARE ACQUISITION CORP | 115,000 | $27 | 0.0% | $0.20 | — | *W EXP 07/27/202 | 70957E113 |
| — | TKK SYMPHONY ACQUISITION COR | 225,000 | $20 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G88950129 |
| — | SYNTHETIC BIOLOGICS INC | 42,858 | $19 | 0.0% | $2.59 | — | COM NEW | 87164U201 |
| — | ESTRE AMBIENTAL INC | 730,000 | $17 | 0.0% | $0.51 | — | *W EXP 12/21/202 | G3206V118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 82,500 | $14 | 0.0% | $0.45 | — | *W EXP 12/01/202 | 089482111 |