ADVENT CAPITAL MANAGEMENT /DE/ Quant / Systematic

CIK: 0001097278 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value ($000): $4,640,816 (11.9% shares, 88.1% debt)

Holdings (252)

SOUTHWEST AIRLINES CO 4.3%
Value ($000) $197,863 Shares 114,908,000 Est. Cost $1.20 Unrealized
DISH NETWORK CORP 2.2%
Value ($000) $102,597 Shares 106,060,000 Est. Cost $0.95 Unrealized
WESTERN DIGITAL CORP 2.2%
Value ($000) $101,637 Shares 98,775,000 Est. Cost $0.98 Unrealized
PEBBLEBROOK HOTEL TRUST 2.2%
Value ($000) $100,705 Shares 85,449,000 Est. Cost $1.09 Unrealized
EURONET WORLDWIDE INC 2.2%
Value ($000) $100,354 Shares 88,030,000 Est. Cost $0.92 Unrealized
AKAMAI TECHNOLOGIES INC 2.1%
Value ($000) $98,852 Shares 90,741,000 Est. Cost $1.13 Unrealized
STANLEY BLACK & DECKER I 2.1%
Value ($000) $97,302 Shares 818,579 Est. Cost $95.34 Unrealized
LUMENTUM HOLDINGS INC 1.9%
Value ($000) $87,000 Shares 74,847,000 Est. Cost $1.20 Unrealized
WORKDAY INC 1.8%
Value ($000) $83,858 Shares 48,554,000 Est. Cost $1.39 Unrealized
FIREEYE INC 1.7%
Value ($000) $79,744 Shares 70,650,000 Est. Cost $1.03 Unrealized
ILLUMINA INC 1.6%
Value ($000) $74,543 Shares 62,641,000 Est. Cost $1.10 Unrealized
TESLA INC 1.6%
Value ($000) $73,775 Shares 7,250,000 Est. Cost $1.63 Unrealized
NEXTERA ENERGY INC 1.6%
Value ($000) $72,405 Shares 1,456,699 Est. Cost $48.77 Unrealized
BIOMARIN PHARMACEUTICAL 1.5%
Value ($000) $69,432 Shares 67,735,000 Est. Cost $1.04 Unrealized
HERBALIFE LTD 1.5%
Value ($000) $68,578 Shares 65,415,000 Est. Cost $0.96 Unrealized
LIBERTY MEDIA CORP 1.5%
Value ($000) $68,525 Shares 53,439,000 Est. Cost $1.05 Unrealized
RINGCENTRAL INC 1.4%
Value ($000) $64,874 Shares 59,121,000 Est. Cost $1.10 Unrealized
MICROCHIP TECHNOLOGY INC 1.4%
Value ($000) $64,276 Shares 54,473,000 Est. Cost $1.16 Unrealized
FORTIVE CORPORATION 1.4%
Value ($000) $63,656 Shares 62,561,000 Est. Cost $0.93 Unrealized
TWITTER INC 1.4%
Value ($000) $63,197 Shares 60,839,000 Est. Cost $1.01 Unrealized
NRG ENERGY INC 1.3%
Value ($000) $61,569 Shares 52,981,000 Est. Cost $1.11 Unrealized
IONIS PHARMACEUTICALS IN 1.3%
Value ($000) $60,544 Shares 64,309,000 Est. Cost $1.03 Unrealized
NUVASIVE INC 1.3%
Value ($000) $58,064 Shares 56,821,000 Est. Cost $1.02 Unrealized
KBR INC 1.2%
Value ($000) $56,467 Shares 35,729,000 Est. Cost $1.12 Unrealized
ALTERYX INC 1.2%
Value ($000) $55,244 Shares 61,099,000 Est. Cost $0.96 Unrealized
VISHAY INTERTECHNOLOGY 1.2%
Value ($000) $54,846 Shares 50,099,000 Est. Cost $0.95 Unrealized
TERADYNE INC 1.2%
Value ($000) $54,596 Shares 14,189,000 Est. Cost $1.98 Unrealized
ZYNGA INC 1.2%
Value ($000) $54,274 Shares 39,712,000 Est. Cost $1.32 Unrealized
ANTHEM INC 1.1%
Value ($000) $52,555 Shares 10,474,000 Est. Cost $2.34 Unrealized
LIGAND PHARMACEUTICALS I 1.1%
Value ($000) $52,330 Shares 50,581,000 Est. Cost $0.89 Unrealized
TWITTER INC 1.1%
Value ($000) $51,788 Shares 38,663,000 Est. Cost $0.98 Unrealized
SUMMIT HOTEL PROPERTIES 1.1%
Value ($000) $51,049 Shares 46,180,000 Est. Cost $1.11 Unrealized
ARES CAPITAL CORP 1.1%
Value ($000) $49,855 Shares 45,590,000 Est. Cost $0.99 Unrealized
LIVE NATION ENTERTAINMEN 1.1%
Value ($000) $49,522 Shares 44,732,000 Est. Cost $1.11 Unrealized
ON SEMICONDUCTOR CORP 1.1%
Value ($000) $49,077 Shares 23,647,000 Est. Cost $1.11 Unrealized
PROOFPOINT INC 1.0%
Value ($000) $48,306 Shares 45,206,000 Est. Cost $1.00 Unrealized
NEW RELIC INC 1.0%
Value ($000) $45,529 Shares 46,385,000 Est. Cost $0.98 Unrealized
LIBERTY MEDIA CORP 1.0%
Value ($000) $44,306 Shares 92,716,000 Est. Cost $0.88 Unrealized
PURE STORAGE INC 0.9%
Value ($000) $43,541 Shares 39,479,000 Est. Cost $1.00 Unrealized
AIR TRANSPORT SERVICES G 0.8%
Value ($000) $37,983 Shares 33,615,000 Est. Cost $1.02 Unrealized
DOMINION ENERGY INC 0.8%
Value ($000) $37,422 Shares 376,875 Est. Cost $101.79 Unrealized
AMERICAN ELECTRIC POWER 0.8%
Value ($000) $37,284 Shares 756,582 Est. Cost $49.39 Unrealized
ARES CAPITAL CORP 0.8%
Value ($000) $36,916 Shares 35,821,000 Est. Cost $1.02 Unrealized
ILLUMINA INC 0.8%
Value ($000) $36,509 Shares 24,215,000 Est. Cost $1.25 Unrealized
VONAGE HOLDINGS CORP 0.8%
Value ($000) $36,165 Shares 34,132,000 Est. Cost $0.93 Unrealized
STARWOOD PROPERTY TRUST 0.8%
Value ($000) $36,141 Shares 34,358,000 Est. Cost $1.01 Unrealized
NEXTERA ENERGY INC 0.8%
Value ($000) $35,955 Shares 721,911 Est. Cost $43.91 Unrealized
PALO ALTO NETWORKS 0.8%
Value ($000) $35,705 Shares 26,958,000 Est. Cost $1.05 Unrealized
JAZZ INVESTMENTS I LTD 0.8%
Value ($000) $35,374 Shares 32,522,000 Est. Cost $0.95 Unrealized
INSULET CORPORATION 0.7%
Value ($000) $34,430 Shares 25,884,000 Est. Cost $1.33 Unrealized
TESLA INC 0.7%
Value ($000) $33,312 Shares 3,098,000 Est. Cost $0.98 Unrealized
INTEGRA LIFESCIENCES HLD 0.7%
Value ($000) $32,127 Shares 28,658,000 Est. Cost $1.12 Unrealized
DTE ENERGY CO 0.7%
Value ($000) $32,104 Shares 641,233 Est. Cost $50.38 Unrealized
SNAP INC 0.7%
Value ($000) $31,979 Shares 13,551,000 Est. Cost $1.44 Unrealized
CSG SYSTEMS INTERNATIONA 0.7%
Value ($000) $31,576 Shares 29,871,000 Est. Cost $1.04 Unrealized
PRA GROUP INC 0.7%
Value ($000) $30,846 Shares 28,650,000 Est. Cost $1.06 Unrealized
INTERDIGITAL INC 0.7%
Value ($000) $30,310 Shares 28,449,000 Est. Cost $1.04 Unrealized
MICRON TECHNOLOGY INC 0.7%
Value ($000) $30,191 Shares 3,424,000 Est. Cost $4.21 Unrealized
CHENIERE ENERGY INC 0.6%
Value ($000) $28,990 Shares 35,403,000 Est. Cost $0.74 Unrealized
PINDUODUO INC 0.6%
Value ($000) $28,724 Shares 27,111,000 Est. Cost $1.24 Unrealized
INNOVIVA INC 0.6%
Value ($000) $28,480 Shares 28,350,000 Est. Cost $1.03 Unrealized
ALTERYX INC 0.6%
Value ($000) $27,877 Shares 29,714,000 Est. Cost $0.96 Unrealized
NUTANIX INC 0.6%
Value ($000) $27,807 Shares 28,246,000 Est. Cost $0.97 Unrealized
EXACT SCIENCES CORP 0.6%
Value ($000) $27,673 Shares 21,404,000 Est. Cost $0.98 Unrealized
OSI SYSTEMS INC 0.6%
Value ($000) $27,660 Shares 25,687,000 Est. Cost $0.94 Unrealized
SAREPTA THERAPEUTICS INC 0.6%
Value ($000) $26,930 Shares 20,563,000 Est. Cost $1.55 Unrealized
SOUTHERN CO 0.6%
Value ($000) $26,685 Shares 521,913 Est. Cost $53.51 Unrealized
TRAVERE THERAPEUTICS INC 0.6%
Value ($000) $26,452 Shares 26,122,000 Est. Cost $0.93 Unrealized
SYNAPTICS INC 0.6%
Value ($000) $26,278 Shares 14,215,000 Est. Cost $1.09 Unrealized
PENN NATIONAL GAMING INC 0.6%
Value ($000) $25,890 Shares 5,725,000 Est. Cost $3.53 Unrealized
EXACT SCIENCES CORP 0.5%
Value ($000) $25,333 Shares 18,519,000 Est. Cost $1.11 Unrealized
INSMED INC 0.5%
Value ($000) $25,058 Shares 22,407,000 Est. Cost $0.88 Unrealized
CYBERARK SOFTWARE LTD 0.5%
Value ($000) $24,940 Shares 23,057,000 Est. Cost $1.21 Unrealized
GREENBRIER COS INC 0.5%
Value ($000) $24,183 Shares 22,069,000 Est. Cost $1.02 Unrealized
MONGODB INC 0.5%
Value ($000) $24,062 Shares 16,685,000 Est. Cost $1.44 Unrealized
INTERCEPT PHARMAS 0.5%
Value ($000) $22,755 Shares 27,701,000 Est. Cost $0.94 Unrealized
REDWOOD TRUST INC 0.5%
Value ($000) $22,731 Shares 22,725,000 Est. Cost $1.01 Unrealized
VIAVI SOLUTIONS INC 0.5%
Value ($000) $22,158 Shares 16,801,000 Est. Cost $1.05 Unrealized
NEOGENOMICS INC 0.5%
Value ($000) $21,564 Shares 21,139,000 Est. Cost $1.02 Unrealized
TABULA RASA HLTHCR INC 0.4%
Value ($000) $20,525 Shares 20,478,000 Est. Cost $1.00 Unrealized
PLURALSIGHT INC 0.4%
Value ($000) $19,613 Shares 19,929,000 Est. Cost $0.89 Unrealized
BENEFITFOCUS INC 0.4%
Value ($000) $19,568 Shares 21,019,000 Est. Cost $0.86 Unrealized
PEGASYSTEMS INC 0.4%
Value ($000) $18,424 Shares 16,797,000 Est. Cost $1.10 Unrealized
MICROCHIP TECHNOLOGY INC 0.4%
Value ($000) $18,284 Shares 8,022,000 Est. Cost $1.16 Unrealized
ZILLOW GROUP INC 0.4%
Value ($000) $17,914 Shares 6,000,000 Est. Cost $2.99 Unrealized
AMERICAN ELECTRIC POWER 0.4%
Value ($000) $17,729 Shares 365,013 Est. Cost $51.80 Unrealized
ZILLOW GROUP INC 0.4%
Value ($000) $17,204 Shares 10,248,000 Est. Cost $1.10 Unrealized
MERITOR INC 0.4%
Value ($000) $17,111 Shares 14,780,000 Est. Cost $0.95 Unrealized
OKTA INC 0.4%
Value ($000) $16,898 Shares 12,509,000 Est. Cost $1.33 Unrealized
NEW MOUNTAIN FINANCE COR 0.4%
Value ($000) $16,332 Shares 15,638,000 Est. Cost $1.03 Unrealized
ELANCO ANIMAL HEALTH INC 0.3%
Value ($000) $16,122 Shares 352,550 Est. Cost $43.31 Unrealized
UNITED STATES STEEL CORP 0.3%
Value ($000) $15,959 Shares 7,350,000 Est. Cost $2.17 Unrealized
COLFAX CORP 0.3%
Value ($000) $15,936 Shares 88,413 Est. Cost $154.36 Unrealized
ZILLOW GROUP INC 0.3%
Value ($000) $15,872 Shares 7,659,000 Est. Cost $1.30 Unrealized
ENVESTNET INC 0.3%
Value ($000) $15,122 Shares 12,455,000 Est. Cost $1.24 Unrealized
QIAGEN NV 0.3%
Value ($000) $14,524 Shares 11,800,000 Est. Cost $1.26 Unrealized
REALPAGE INC 0.3%
Value ($000) $13,796 Shares 10,754,000 Est. Cost $1.21 Unrealized
NEXTERA ENERGY INC 0.3%
Value ($000) $13,528 Shares 234,739 Est. Cost $50.29 Unrealized
LENDINGTREE INC 0.3%
Value ($000) $12,656 Shares 10,545,000 Est. Cost $1.34 Unrealized
Q2 HOLDINGS INC 0.3%
Value ($000) $12,455 Shares 9,607,000 Est. Cost $1.23 Unrealized
PROS HOLDINGS INC 0.3%
Value ($000) $12,043 Shares 12,040,000 Est. Cost $1.05 Unrealized
NUANCE COMMUNICATIONS 0.3%
Value ($000) $11,692 Shares 5,138,000 Est. Cost $0.96 Unrealized
VIAVI SOLUTIONS INC 0.2%
Value ($000) $11,463 Shares 9,000,000 Est. Cost $1.27 Unrealized
CHANGE HEALTHCARE INC 0.2%
Value ($000) $10,702 Shares 143,903 Est. Cost $49.27 Unrealized
MARRIOTT VACATION WORLDW 0.2%
Value ($000) $10,541 Shares 8,105,000 Est. Cost $0.88 Unrealized
NY COMMUNITY CAP TRUST V 0.2%
Value ($000) $10,171 Shares 208,571 Est. Cost $44.01 Unrealized
KAMAN CORP 0.2%
Value ($000) $9,991 Shares 9,046,000 Est. Cost $1.11 Unrealized
CHEFS' WAREHOUSE THE 0.2%
Value ($000) $9,892 Shares 9,716,000 Est. Cost $1.02 Unrealized
BLACKSTONE MORTGAGE TR 0.2%
Value ($000) $9,851 Shares 9,590,000 Est. Cost $0.99 Unrealized
RH 0.2%
Value ($000) $9,704 Shares 3,155,000 Est. Cost $2.23 Unrealized
ALTAIR ENGINEERING INC 0.2%
Value ($000) $9,378 Shares 6,500,000 Est. Cost $1.07 Unrealized
FLEXION THERAPEUTICS INC 0.2%
Value ($000) $9,301 Shares 10,429,000 Est. Cost $1.03 Unrealized
SHOPIFY INC 0.2%
Value ($000) $9,212 Shares 8,063,000 Est. Cost $1.18 Unrealized
RH 0.2%
Value ($000) $8,764 Shares 3,105,000 Est. Cost $2.82 Unrealized
AES CORP/THE 0.2%
Value ($000) $8,726 Shares 84,940 Est. Cost $102.73 Unrealized
REDWOOD TRUST INC 0.2%
Value ($000) $8,138 Shares 8,093,000 Est. Cost $1.01 Unrealized
BOOKING HOLDINGS INC 0.2%
Value ($000) $8,134 Shares 6,906,000 Est. Cost $1.09 Unrealized
DEXCOM INC 0.2%
Value ($000) $8,090 Shares 3,654,000 Est. Cost $2.20 Unrealized
AKAMAI TECHNOLOGIES INC 0.2%
Value ($000) $7,108 Shares 5,836,000 Est. Cost $1.09 Unrealized
AERIE PHARMACEUTICALS 0.1%
Value ($000) $6,774 Shares 6,550,000 Est. Cost $1.03 Unrealized
LIVE NATION ENTERTAINMEN 0.1%
Value ($000) $6,655 Shares 4,756,000 Est. Cost $1.10 Unrealized
SSR MINING INC 0.1%
Value ($000) $6,491 Shares 5,703,000 Est. Cost $1.37 Unrealized
EVOLENT HEALTH INC 0.1%
Value ($000) $6,093 Shares 6,534,000 Est. Cost $0.69 Unrealized
MDT MEDTRONIC PLC 0.1%
Value ($000) $5,907 Shares 50,000 Est. Cost $88.39 Unrealized +15.1%
HON HONEYWELL INTERNATIONAL INC 0.1%
Value ($000) $5,427 Shares 25,000 Est. Cost $176.65 Unrealized 0.0%
VLO VALERO ENERGY CORP 0.1%
Value ($000) $5,012 Shares 70,000 Est. Cost $42.94 Unrealized +33.2%
CHEGG INC 0.1%
Value ($000) $4,806 Shares 2,762,000 Est. Cost $1.82 Unrealized
FIREEYE INC 0.1%
Value ($000) $4,472 Shares 4,509,000 Est. Cost $0.94 Unrealized
UNP UNION PACIFIC CORP 0.1%
Value ($000) $4,408 Shares 20,000 Est. Cost $161.52 Unrealized +16.4%
COP CONOCOPHILLIPS 0.1%
Value ($000) $4,238 Shares 80,000 Est. Cost $41.39 Unrealized 0.0%
DOCU DOCUSIGN INC 0.1%
Value ($000) $4,049 Shares 20,000 Est. Cost $226.80 Unrealized +2.2%
MAR MARRIOTT INTERNATIONAL INC/MD 0.1%
Value ($000) $3,703 Shares 25,000 Est. Cost $131.67 Unrealized 0.0%
SPIRIT AIRLINES INC 0.1%
Value ($000) $3,536 Shares 95,833 Est. Cost $30.41 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.1%
Value ($000) $3,533 Shares 45,000 Est. Cost $86.10 Unrealized 0.0%
SQUARE INC 0.1%
Value ($000) $3,502 Shares 1,199,000 Est. Cost $1.18 Unrealized
CZR CAESARS ENTERTAINMENT INC 0.1%
Value ($000) $3,498 Shares 40,000 Est. Cost $83.92 Unrealized 0.0%
NUANCE COMMUNICATIONS 0.1%
Value ($000) $3,496 Shares 1,887,000 Est. Cost $1.42 Unrealized
CAT CATERPILLAR INC 0.1%
Value ($000) $3,478 Shares 15,000 Est. Cost $126.81 Unrealized +49.1%
DOV DOVER CORP 0.1%
Value ($000) $3,428 Shares 25,000 Est. Cost $119.60 Unrealized 0.0%
GLPI GAMING AND LEISURE PROPERTIES 0.1%
Value ($000) $3,256 Shares 76,735 Est. Cost $36.92 Unrealized
AA ALCOA CORP 0.1%
Value ($000) $3,249 Shares 100,000 Est. Cost $24.17 Unrealized 0.0%
ABBV ABBVIE INC 0.1%
Value ($000) $3,247 Shares 30,000 Est. Cost $88.91 Unrealized 0.0%
VRTX VERTEX PHARMACEUTICALS INC 0.1%
Value ($000) $3,223 Shares 15,000 Est. Cost $229.44 Unrealized -4.3%
V VISA INC 0.1%
Value ($000) $3,176 Shares 15,000 Est. Cost $192.21 Unrealized +5.7%
LYB LYONDELLBASELL INDUSTRIES NV 0.1%
Value ($000) $3,122 Shares 30,000 Est. Cost $70.80 Unrealized 0.0%
CENTENNIAL RESOURCE PROD 0.1%
Value ($000) $3,117 Shares 3,250,000 Est. Cost $0.96 Unrealized
DD DUPONT DE NEMOURS INC 0.1%
Value ($000) $3,091 Shares 40,000 Est. Cost $21.38 Unrealized +36.0%
LVS LAS VEGAS SANDS CORP 0.1%
Value ($000) $3,038 Shares 50,000 Est. Cost $45.63 Unrealized +22.5%
LAM RESEARCH CORP 0.1%
Value ($000) $2,976 Shares 5,000 Est. Cost $595.20 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $2,956 Shares 8,000 Est. Cost $299.96 Unrealized 0.0%
DISH NETWORK CORP 0.1%
Value ($000) $2,877 Shares 2,999,000 Est. Cost $0.90 Unrealized
8X8 INC 0.1%
Value ($000) $2,809 Shares 2,016,000 Est. Cost $1.15 Unrealized
FITB FIFTH THIRD BANCORP 0.1%
Value ($000) $2,809 Shares 75,000 Est. Cost $20.77 Unrealized +35.7%
ADVENT CONVERTIBLE AND INCOME 0.1%
Value ($000) $2,704 Shares 153,048 Est. Cost $15.04 Unrealized
MLM MARTIN MARIETTA MATERIALS INC 0.1%
Value ($000) $2,687 Shares 8,000 Est. Cost $309.80 Unrealized 0.0%
VTR VENTAS INC 0.1%
Value ($000) $2,667 Shares 50,000 Est. Cost $43.25 Unrealized 0.0%
PNC PNC FINANCIAL SERVICES GROUP I 0.1%
Value ($000) $2,631 Shares 15,000 Est. Cost $88.70 Unrealized +56.2%
LUMENTUM HOLDINGS INC 0.1%
Value ($000) $2,629 Shares 1,635,000 Est. Cost $1.41 Unrealized
PENN PENN NATIONAL GAMING INC 0.1%
Value ($000) $2,621 Shares 25,000 Est. Cost $102.88 Unrealized +7.7%
CLEVELAND-CLIFFS INC 0.1%
Value ($000) $2,617 Shares 1,002,000 Est. Cost $2.61 Unrealized
SIX FLAGS ENTERTAINMENT CORP 0.1%
Value ($000) $2,324 Shares 50,000 Est. Cost $46.48 Unrealized
BLACKROCK TCP CAP CORP 0.0%
Value ($000) $2,269 Shares 2,212,000 Est. Cost $1.03 Unrealized
HANESBRANDS INC 0.0%
Value ($000) $1,967 Shares 100,000 Est. Cost $14.58 Unrealized
SUPERNUS PHARMACEUTICALS 0.0%
Value ($000) $1,936 Shares 2,000,000 Est. Cost $0.96 Unrealized
BRISTOL-MYERS SQUIBB CO 0.0%
Value ($000) $1,799 Shares 1,098,000 Est. Cost $1.36 Unrealized
URI UNITED RENTALS INC 0.0%
Value ($000) $1,696 Shares 5,151 Est. Cost $274.28 Unrealized 0.0%
HUM HUMANA INC 0.0%
Value ($000) $1,677 Shares 4,000 Est. Cost $381.33 Unrealized 0.0%
FTI CONSULTING INC 0.0%
Value ($000) $1,271 Shares 868,000 Est. Cost $1.26 Unrealized
NVDA NVIDIA CORP 0.0%
Value ($000) $1,068 Shares 2,000 Est. Cost $13.40 Unrealized 0.0%
SPLUNK INC 0.0%
Value ($000) $1,058 Shares 894,000 Est. Cost $1.14 Unrealized
COMPUTE HEALTH ACQUISITION COR 0.0%
Value ($000) $1,009 Shares 100,000 Est. Cost $10.09 Unrealized
GREEN PLAINS INC 0.0%
Value ($000) $1,003 Shares 892,000 Est. Cost $1.12 Unrealized
FTAC HERA ACQUISITION CORP 0.0%
Value ($000) $999 Shares 100,000 Est. Cost $9.99 Unrealized
DHC ACQUISITION CORP 0.0%
Value ($000) $999 Shares 100,000 Est. Cost $9.99 Unrealized
BLACKSTONE MORTGAGE TR 0.0%
Value ($000) $854 Shares 832,000 Est. Cost $1.02 Unrealized
ESSENTIAL UTILITIES INC 0.0%
Value ($000) $823 Shares 14,385 Est. Cost $60.83 Unrealized
RMG ACQUISITION CORP III 0.0%
Value ($000) $746 Shares 75,000 Est. Cost $9.95 Unrealized
DIAMONDHEAD HOLDINGS CORP 0.0%
Value ($000) $743 Shares 75,000 Est. Cost $9.91 Unrealized
GIGCAPITAL4 INC 0.0%
Value ($000) $740 Shares 75,000 Est. Cost $9.87 Unrealized
II-VI INC 0.0%
Value ($000) $717 Shares 470,000 Est. Cost $1.10 Unrealized
SOUTH JERSEY INDUSTRIES INC 0.0%
Value ($000) $700 Shares 31,000 Est. Cost $22.58 Unrealized
LIVEPERSON INC 0.0%
Value ($000) $665 Shares 431,000 Est. Cost $1.24 Unrealized
FIGURE ACQUISITION CORP I 0.0%
Value ($000) $607 Shares 60,000 Est. Cost $10.12 Unrealized
JWSUF JAWS MUSTANG ACQUISITION CORP 0.0%
Value ($000) $508 Shares 50,000 Est. Cost $10.16 Unrealized
SOARING EAGLE ACQUISITION CORP 0.0%
Value ($000) $506 Shares 50,000 Est. Cost $10.12 Unrealized
COLICITY INC 0.0%
Value ($000) $505 Shares 50,000 Est. Cost $10.10 Unrealized
SIMON PROPERTY GROUP ACQUISITI 0.0%
Value ($000) $503 Shares 50,000 Est. Cost $10.06 Unrealized
AUSTERLITZ ACQUISITION CORP I 0.0%
Value ($000) $502 Shares 50,000 Est. Cost $10.04 Unrealized
AUSTERLITZ ACQUISITION CORP II 0.0%
Value ($000) $502 Shares 50,000 Est. Cost $10.04 Unrealized
LAZARD GROWTH ACQUISITION CORP 0.0%
Value ($000) $500 Shares 50,000 Est. Cost $10.00 Unrealized
VISN COMMSCOPE HOLDING CO INC 0.0%
Value ($000) $461 Shares 30,000 Est. Cost $14.99 Unrealized 0.0%
ATLANTIC AVENUE ACQUISITION CO 0.0%
Value ($000) $454 Shares 45,000 Est. Cost $10.60 Unrealized
LUV SOUTHWEST AIRLINES CO 0.0%
Value ($000) $427 Shares 7,000 Est. Cost $49.50 Unrealized 0.0%
LIBERTY MEDIA ACQUISITION CORP 0.0%
Value ($000) $404 Shares 40,000 Est. Cost $10.10 Unrealized
SPARTAN ACQUISITION CORP III 0.0%
Value ($000) $401 Shares 40,000 Est. Cost $10.03 Unrealized
FORTISTAR SUSTAINABLE SOLUTION 0.0%
Value ($000) $297 Shares 30,000 Est. Cost $9.90 Unrealized
RAPID7 INC 0.0%
Value ($000) $287 Shares 157,000 Est. Cost $1.30 Unrealized
CSCO CISCO SYSTEMS INC/DELAWARE 0.0%
Value ($000) $259 Shares 5,000 Est. Cost $35.27 Unrealized +15.1%
ARES ACQUISITION CORP 0.0%
Value ($000) $250 Shares 25,000 Est. Cost $10.00 Unrealized
26 CAPITAL ACQUISITION CORP 0.0%
Value ($000) $243 Shares 25,000 Est. Cost $9.72 Unrealized
DECARBONIZATION PLUS ACQUISITI 0.0%
Value ($000) $201 Shares 20,000 Est. Cost $10.05 Unrealized
TISHMAN SPEYER INNOVATION CORP 0.0%
Value ($000) $200 Shares 20,000 Est. Cost $10.00 Unrealized
WAYFAIR INC 0.0%
Value ($000) $200 Shares 90,000 Est. Cost $1.68 Unrealized
SUSTAINABLE DEVELOPMENT ACQUIS 0.0%
Value ($000) $199 Shares 20,000 Est. Cost $9.95 Unrealized
TELADOC HEALTH INC 0.0%
Value ($000) $197 Shares 58,000 Est. Cost $1.48 Unrealized
MUSIC ACQUISITION CORP/THE 0.0%
Value ($000) $197 Shares 19,763 Est. Cost $9.97 Unrealized
PTON PELOTON INTERACTIVE INC 0.0%
Value ($000) $180 Shares 1,600 Est. Cost $132.66 Unrealized 0.0%
HAYMAKER ACQUISITION CORP III 0.0%
Value ($000) $159 Shares 16,000 Est. Cost $9.94 Unrealized
THUNDER BRIDGE CAPITAL PARTNER 0.0%
Value ($000) $148 Shares 15,000 Est. Cost $9.87 Unrealized
ATMR/U ALTIMAR ACQUISITION CORP II 0.0%
Value ($000) $140 Shares 13,716 Est. Cost $10.21 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.0%
Value ($000) $73 Shares 468 Est. Cost $67.53 Unrealized 0.0%
SUNPOWER CORP 0.0%
Value ($000) $57 Shares 36,000 Est. Cost $0.81 Unrealized
COMMSCOPE HOLDING CO INC 0.0%
Value ($000) $56 Shares 600 Est. Cost Unrealized
BL BLACKLINE INC 0.0%
Value ($000) $54 Shares 500 Est. Cost $124.72 Unrealized 0.0%
MITSUBISHI UFJ FINANCIAL GROUP 0.0%
Value ($000) $53 Shares 1,007 Est. Cost Unrealized
SCORPIO TANKERS INC 0.0%
Value ($000) $25 Shares 25,000 Est. Cost $0.86 Unrealized
MCAP ACQUISITION CORP 0.0%
Value ($000) $25 Shares 2,500 Est. Cost $10.00 Unrealized
LIBERTY MEDIA ACQUISITION -A 0.0%
Value ($000) $24 Shares 8,000 Est. Cost $3.00 Unrealized
ZYNGA INC 0.0%
Value ($000) $22 Shares 600 Est. Cost Unrealized
SILVERBOX ENGAGED MERGER CORP 0.0%
Value ($000) $20 Shares 2,000 Est. Cost $10.00 Unrealized
SFL CORP LTD 0.0%
Value ($000) $19 Shares 19,000 Est. Cost $1.00 Unrealized
HUAZHU GROUP LTD 0.0%
Value ($000) $18 Shares 14,000 Est. Cost $0.99 Unrealized
DOCUSIGN INC 0.0%
Value ($000) $14 Shares 5,000 Est. Cost $3.20 Unrealized
TWILIO INC 0.0%
Value ($000) $14 Shares 3,000 Est. Cost $1.99 Unrealized
ISHARES IBOXX $ INVESTMENT GRA 0.0%
Value ($000) $14 Shares 2,000 Est. Cost Unrealized
COUPA SOFTWARE INC 0.0%
Value ($000) $14 Shares 8,000 Est. Cost $2.25 Unrealized
HERCULES INC 0.0%
Value ($000) $13 Shares 1,100 Est. Cost $11.82 Unrealized
26 CAPITAL ACQUISITION COR-A 0.0%
Value ($000) $10 Shares 12,499 Est. Cost $0.80 Unrealized
FUSION ACQUISITION CORP II 0.0%
Value ($000) $10 Shares 1,000 Est. Cost $10.00 Unrealized
CARTESIAN GROWTH CORP 0.0%
Value ($000) $9 Shares 900 Est. Cost $10.00 Unrealized
ETSY ETSY INC 0.0%
Value ($000) $9 Shares 45 Est. Cost $209.31 Unrealized 0.0%
AMAT APPLIED MATERIALS INC 0.0%
Value ($000) $8 Shares 59 Est. Cost $105.71 Unrealized 0.0%
WIX LTD 0.0%
Value ($000) $8 Shares 4,000 Est. Cost $1.75 Unrealized
TDOC TELADOC HEALTH INC 0.0%
Value ($000) $7 Shares 37 Est. Cost $231.95 Unrealized 0.0%
IH MERGER SUB LLC 0.0%
Value ($000) $7 Shares 5,000 Est. Cost $1.40 Unrealized
GDS HOLDINGS LIMITED 0.0%
Value ($000) $7 Shares 4,000 Est. Cost $1.75 Unrealized
NEOGENOMICS INC 0.0%
Value ($000) $7 Shares 5,000 Est. Cost $1.60 Unrealized
INPHI CORP 0.0%
Value ($000) $6 Shares 34 Est. Cost $176.47 Unrealized
PATRICK INDUSTRIES INC 0.0%
Value ($000) $5 Shares 4,000 Est. Cost $1.25 Unrealized
PG&E CORP 0.0%
Value ($000) $5 Shares 44 Est. Cost $98.26 Unrealized
EXAS EXACT SCIENCES CORP 0.0%
Value ($000) $5 Shares 39 Est. Cost $136.88 Unrealized 0.0%
DXCM DEXCOM INC 0.0%
Value ($000) $4 Shares 12 Est. Cost $93.87 Unrealized 0.0%
ATLAS AIR WORLDWIDE HLDG 0.0%
Value ($000) $3 Shares 3,000 Est. Cost $1.00 Unrealized
AEROJET ROCKETDYNE HOLDINGS IN 0.0%
Value ($000) $3 Shares 58 Est. Cost $51.72 Unrealized
PACIRA BIOSCIENCES INC 0.0%
Value ($000) $2 Shares 2,000 Est. Cost $0.94 Unrealized
WDAY WORKDAY INC 0.0%
Value ($000) $2 Shares 7 Est. Cost $247.04 Unrealized 0.0%
NIO INC 0.0%
Value ($000) $2 Shares 750 Est. Cost Unrealized
ON ON SEMICONDUCTOR CORP 0.0%
Value ($000) $2 Shares 51 Est. Cost $38.38 Unrealized 0.0%
IONIS PHARMACEUTICALS IN 0.0%
Value ($000) $2 Shares 2,000 Est. Cost $1.00 Unrealized
HELIX ENERGY SOLUTIONS 0.0%
Value ($000) $2 Shares 2,000 Est. Cost $1.00 Unrealized
SLAB SILICON LABORATORIES INC 0.0%
Value ($000) $1 Shares 4 Est. Cost $143.40 Unrealized 0.0%
RIG TRANSOCEAN LTD 0.0%
Value ($000) $0 Shares 97 Est. Cost $3.48 Unrealized 0.0%