CIK: 0001618824 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 5, 2017
Total Value ($000): $758,165 (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ARCC | ARES CAPITAL CORP | 8,113,004 | $133,865 | 17.7% | $6.34 | +4.4% | COMMON STOCK | 04010L103 |
| — | POWERSHARES SENIOR LOAN PORTFO | 3,279,219 | $76,570 | 10.1% | $23.28 | — | MUTUAL FUND | 73936Q769 |
| — | FS INVESTMENT CORP | 7,180,085 | $73,955 | 9.8% | $10.01 | — | COMMON STOCK | 302635107 |
| PSEC | PROSPECT CAPITAL CORP | 7,603,468 | $63,413 | 8.4% | $2.54 | +4.7% | COMMON STOCK | 74348T102 |
| MAIN | MAIN STREET CAPITAL CORP | 1,188,666 | $43,707 | 5.8% | $33.50 | +5.5% | COMMON STOCK | 56035L104 |
| — | APOLLO INVESTMENT CORP | 6,276,248 | $36,779 | 4.9% | $6.40 | — | COMMON STOCK | 03761U106 |
| GBDC | GOLUB CAPITAL BDC INC | 1,628,893 | $29,955 | 4.0% | $7.28 | +6.8% | COMMON STOCK | 38173M102 |
| NMFC | NEW MOUNTAIN FINANCE COR | 2,102,491 | $29,645 | 3.9% | $4.94 | +5.3% | COMMON STOCK | 647551100 |
| HTGC | HERCULES CAPITAL INC | 1,957,276 | $27,617 | 3.6% | $13.58 | +0.3% | COMMON STOCK | 427096508 |
| SLRC | SOLAR CAPITAL LTD | 1,258,601 | $26,191 | 3.5% | $7.68 | +12.9% | COMMON STOCK | 83413U100 |
| — | TCP CAPITAL CORP | 1,544,605 | $26,027 | 3.4% | $16.49 | — | COMMON STOCK | 87238Q103 |
| GSBD | GOLDMAN SACHS BDC INC | 930,118 | $21,876 | 2.9% | $21.21 | +5.6% | COMMON STOCK | 38147U107 |
| — | TPG SPECIALTY LENDING IN | 1,129,210 | $21,094 | 2.8% | $18.04 | — | COMMON STOCK | 87265K102 |
| — | AMERICAN CAPITAL LTD | 1,119,621 | $20,075 | 2.6% | $14.55 | — | COMMON STOCK | 02503Y103 |
| — | FIFTH STREET FINANCE COR | 3,128,423 | $16,800 | 2.2% | $6.23 | — | COMMON STOCK | 31678A103 |
| — | TRIANGLE CAPITAL CORP | 914,721 | $16,776 | 2.2% | $19.35 | — | COMMON STOCK | 895848109 |
| PNNT | PENNANTPARK INVESTMENT C | 1,308,098 | $10,020 | 1.3% | $2.57 | -0.4% | COMMON STOCK | 708062104 |
| — | BLACKROCK CAPITAL INVEST | 1,440,176 | $10,009 | 1.3% | $8.10 | — | COMMON STOCK | 092533108 |
| HYG | ISHARES IBOXX $ HIGH YIELD COR | 93,000 | $8,048 | 1.1% | $86.39 | — | MUTUAL FUND | 464288513 |
| PFLT | PENNANTPARK FLOATING RATE CAPI | 554,202 | $7,803 | 1.0% | $4.80 | +8.5% | COMMON STOCK | 70806A106 |
| — | SPDR BLOOMBERG BARCLAYS HIGH Y | 209,000 | $7,614 | 1.0% | $36.43 | — | MUTUAL FUND | 78464A417 |
| MRCC | MONROE CAPITAL CORP | 436,904 | $6,720 | 0.9% | $4.84 | +6.8% | COMMON STOCK | 610335101 |
| — | MEDLEY CAPITAL CORP | 816,132 | $6,129 | 0.8% | $8.36 | — | COMMON STOCK | 58503F106 |
| FDUS | FIDUS INVESTMENT CORP | 333,612 | $5,241 | 0.7% | $5.44 | +5.7% | COMMON STOCK | 316500107 |
| — | THL CREDIT INC | 441,396 | $4,418 | 0.6% | $11.24 | — | COMMON STOCK | 872438106 |
| — | SOLAR SENIOR CAPITAL LTD | 253,687 | $4,160 | 0.5% | $15.71 | — | COMMON STOCK | 83416M105 |
| — | CAPITALA FINANCE CORP | 317,800 | $4,100 | 0.5% | $14.80 | — | COMMON STOCK | 14054R106 |
| SJNK | SPDR BLOOMBERG BARCLAYS SHORT | 144,000 | $3,986 | 0.5% | $27.68 | — | MUTUAL FUND | 78468R408 |
| SCM | STELLUS CAPITAL INVESTMENT COR | 244,950 | $2,954 | 0.4% | $11.92 | -4.2% | COMMON STOCK | 858568108 |
| — | ALCENTRA CAPITAL CORP | 228,376 | $2,734 | 0.4% | $12.37 | — | COMMON STOCK | 01374T102 |
| — | FIFTH STREET SENIOR FLOATING R | 279,094 | $2,434 | 0.3% | $9.78 | — | COMMON STOCK | 31679F101 |
| — | AMERICAN CAPITAL SENIOR FLOATI | 139,587 | $1,647 | 0.2% | $11.52 | — | COMMON STOCK | 02504D108 |
| — | TICC CAPITAL CORP | 197,321 | $1,304 | 0.2% | $7.53 | — | COMMON STOCK | 87244T109 |
| — | STANDARD CHARTERED BANK | 1,000,000 | $1,053 | 0.1% | $1.05 | — | CORPORATES | QZ2259237 |
| — | WOORI BANK | 900,000 | $885 | 0.1% | $0.98 | — | EURO MTN | 98105HAE0 |
| SPSB | SPDR BLOOMBERG BARCLAYS SHORT | 19,885 | $607 | 0.1% | $30.53 | — | MUTUAL FUND | 78464A474 |
| PLD | PROLOGIS INC | 5,715 | $302 | 0.0% | $33.99 | +15.5% | REIT | 74340W103 |
| HYS | PIMCO 0-5 YEAR HIGH YIELD CORP | 1,895 | $189 | 0.0% | $99.74 | — | MUTUAL FUND | 72201R783 |
| EQIX | EQUINIX INC | 509 | $182 | 0.0% | $268.79 | +9.1% | REIT | 29444U700 |
| AMT | AMERICAN TOWER CORP | 1,454 | $154 | 0.0% | $73.16 | +18.0% | REIT | 03027X100 |
| WELL | WELLTOWER INC | 2,180 | $146 | 0.0% | $48.37 | -2.3% | REIT | 95040Q104 |
| SPG | SIMON PROPERTY GROUP INC | 740 | $131 | 0.0% | $115.91 | -1.0% | REIT | 828806109 |
| CCI | CROWN CASTLE INTL CORP | 1,368 | $119 | 0.0% | $56.09 | +6.4% | REIT | 22822V101 |
| DLR | DIGITAL REALTY TRUST INC | 1,031 | $101 | 0.0% | $59.58 | +13.5% | REIT | 253868103 |
| VNO | VORNADO REALTY TRUST | 968 | $101 | 0.0% | $94.48 | — | REIT | 929042109 |
| — | HEALTHCARE TRUST OF AMERICA IN | 3,312 | $96 | 0.0% | $29.63 | — | REIT | 42225P501 |
| BXP | BOSTON PROPERTIES INC | 673 | $85 | 0.0% | $79.42 | +6.3% | REIT | 101121101 |
| ARE | ALEXANDRIA REAL ESTATE E | 723 | $80 | 0.0% | $57.33 | +35.0% | REIT | 015271109 |
| EQR | EQUITY RESIDENTIAL | 1,239 | $80 | 0.0% | $46.57 | -5.4% | REIT | 29476L107 |
| EXR | EXTRA SPACE STORAGE INC | 956 | $74 | 0.0% | $59.97 | -13.1% | REIT | 30225T102 |
| AVB | AVALONBAY COMMUNITIES INC | 326 | $58 | 0.0% | $126.35 | -2.4% | REIT | 053484101 |
| ESS | ESSEX PROPERTY TRUST INC | 159 | $37 | 0.0% | $158.17 | +0.7% | REIT | 297178105 |
| O | REALTY INCOME CORP | 334 | $19 | 0.0% | $35.05 | +3.7% | REIT | 756109104 |