Location: New York, NY
CIK: 0001618824 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 5, 2017
Total Value: $758M (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ARCC | ARES CAPITAL CORP | 8,113,004 | $134M | 17.7% | $16.50 * | $6.34 | +11.4% | COMMON STOCK | 04010L103 |
| — | POWERSHARES SENIOR LOAN PORTFO | 3,279,219 | $76.57M | 10.1% | $23.35 | $23.28 | — | MUTUAL FUND | 73936Q769 |
| — | FS INVESTMENT CORP | 7,180,085 | $73.95M | 9.8% | $10.30 | $10.01 | — | COMMON STOCK | 302635107 |
| PSEC | PROSPECT CAPITAL CORP | 7,603,468 | $63.41M | 8.4% | $8.34 * | $2.54 | +10.9% | COMMON STOCK | 74348T102 |
| MAIN | MAIN STREET CAPITAL CORP | 1,188,666 | $43.71M | 5.8% | $36.77 | $33.50 | +9.8% | COMMON STOCK | 56035L104 |
| — | APOLLO INVESTMENT CORP | 6,276,248 | $36.78M | 4.9% | $5.86 | $6.40 | — | COMMON STOCK | 03761U106 |
| GBDC | GOLUB CAPITAL BDC INC | 1,628,893 | $29.95M | 4.0% | $18.39 * | $7.28 | +9.9% | COMMON STOCK | 38173M102 |
| NMFC | NEW MOUNTAIN FINANCE COR | 2,102,491 | $29.64M | 3.9% | $14.10 * | $4.94 | +9.7% | COMMON STOCK | 647551100 |
| HTGC | HERCULES CAPITAL INC | 1,957,276 | $27.62M | 3.6% | $14.11 | $13.58 | +3.9% | COMMON STOCK | 427096508 |
| SLRC | SOLAR CAPITAL LTD | 1,258,601 | $26.19M | 3.5% | $20.81 * | $7.68 | +16.7% | COMMON STOCK | 83413U100 |
| — | TCP CAPITAL CORP | 1,544,605 | $26.03M | 3.4% | $16.85 | $16.49 | — | COMMON STOCK | 87238Q103 |
| GSBD | GOLDMAN SACHS BDC INC | 930,118 | $21.88M | 2.9% | $23.52 | $21.21 | +10.9% | COMMON STOCK | 38147U107 |
| — | TPG SPECIALTY LENDING IN | 1,129,210 | $21.09M | 2.8% | $18.68 | $18.04 | — | COMMON STOCK | 87265K102 |
| — | AMERICAN CAPITAL LTD | 1,119,621 | $20.07M | 2.6% | $17.93 | $14.55 | — | COMMON STOCK | 02503Y103 |
| — | FIFTH STREET FINANCE COR | 3,128,423 | $16.8M | 2.2% | $5.37 | $6.23 | — | COMMON STOCK | 31678A103 |
| — | TRIANGLE CAPITAL CORP | 914,721 | $16.78M | 2.2% | $18.34 | $19.35 | — | COMMON STOCK | 895848109 |
| PNNT | PENNANTPARK INVESTMENT C | 1,308,098 | $10.02M | 1.3% | $7.66 * | $2.57 | +3.7% | COMMON STOCK | 708062104 |
| — | BLACKROCK CAPITAL INVEST | 1,440,176 | $10.01M | 1.3% | $6.95 | $8.10 | — | COMMON STOCK | 092533108 |
| HYG | ISHARES IBOXX $ HIGH YIELD COR | 93,000 | $8.048M | 1.1% | $86.54 | $85.87 | +0.8% | MUTUAL FUND | 464288513 |
| PFLT | PENNANTPARK FLOATING RATE CAPI | 554,202 | $7.803M | 1.0% | $14.08 * | $4.80 | +14.6% | COMMON STOCK | 70806A106 |
| — | SPDR BLOOMBERG BARCLAYS HIGH Y | 209,000 | $7.614M | 1.0% | $36.43 | $36.43 | — | MUTUAL FUND | 78464A417 |
| MRCC | MONROE CAPITAL CORP | 436,904 | $6.72M | 0.9% | $15.38 * | $4.84 | +6.8% | COMMON STOCK | 610335101 |
| — | MEDLEY CAPITAL CORP | 816,132 | $6.129M | 0.8% | $7.51 | $8.36 | — | COMMON STOCK | 58503F106 |
| FDUS | FIDUS INVESTMENT CORP | 333,612 | $5.241M | 0.7% | $15.71 * | $5.44 | +6.4% | COMMON STOCK | 316500107 |
| — | THL CREDIT INC | 441,396 | $4.418M | 0.6% | $10.01 | $11.24 | — | COMMON STOCK | 872438106 |
| — | SOLAR SENIOR CAPITAL LTD | 253,687 | $4.16M | 0.5% | $16.40 | $15.71 | — | COMMON STOCK | 83416M105 |
| — | CAPITALA FINANCE CORP | 317,800 | $4.1M | 0.5% | $12.90 | $14.80 | — | COMMON STOCK | 14054R106 |
| SJNK | SPDR BLOOMBERG BARCLAYS SHORT | 144,000 | $3.986M | 0.5% | $27.68 | $27.53 | +0.5% | MUTUAL FUND | 78468R408 |
| SCM | STELLUS CAPITAL INVESTMENT COR | 244,950 | $2.954M | 0.4% | $12.06 | $11.92 | +1.2% | COMMON STOCK | 858568108 |
| — | ALCENTRA CAPITAL CORP | 228,376 | $2.734M | 0.4% | $11.97 | $12.37 | — | COMMON STOCK | 01374T102 |
| — | FIFTH STREET SENIOR FLOATING R | 279,094 | $2.434M | 0.3% | $8.72 | $9.78 | — | COMMON STOCK | 31679F101 |
| — | AMERICAN CAPITAL SENIOR FLOATI | 139,587 | $1.647M | 0.2% | $11.80 | $11.52 | — | COMMON STOCK | 02504D108 |
| — | TICC CAPITAL CORP | 197,321 | $1.304M | 0.2% | $6.61 | $7.53 | — | COMMON STOCK | 87244T109 |
| — | STANDARD CHARTERED BANK | 1,000,000 | $1.053M | 0.1% | $1.05 | $1.05 | — | CORPORATES | QZ2259237 |
| — | WOORI BANK | 900,000 | $885K | 0.1% | $0.98 | $0.98 | — | EURO MTN | 98105HAE0 |
| SPSB | SPDR BLOOMBERG BARCLAYS SHORT | 19,885 | $607K | 0.1% | $30.53 | $30.58 | -0.2% | MUTUAL FUND | 78464A474 |
| PLD | PROLOGIS INC | 5,715 | $302K | 0.0% | $52.84 * | $33.99 | +20.7% | REIT | 74340W103 |
| HYS | PIMCO 0-5 YEAR HIGH YIELD CORP | 1,895 | $189K | 0.0% | $99.74 | $99.05 | +0.8% | MUTUAL FUND | 72201R783 |
| EQIX | EQUINIX INC | 509 | $182K | 0.0% | $357.56 * | $268.79 | +11.9% | REIT | 29444U700 |
| AMT | AMERICAN TOWER CORP | 1,454 | $154K | 0.0% | $105.91 * | $73.16 | +15.4% | REIT | 03027X100 |
| WELL | WELLTOWER INC | 2,180 | $146K | 0.0% | $66.97 * | $48.37 | -0.7% | REIT | 95040Q104 |
| SPG | SIMON PROPERTY GROUP INC | 740 | $131K | 0.0% | $177.03 * | $115.91 | -4.8% | REIT | 828806109 |
| CCI | CROWN CASTLE INTL CORP | 1,368 | $119K | 0.0% | $86.99 * | $56.09 | +6.4% | REIT | 22822V101 |
| DLR | DIGITAL REALTY TRUST INC | 1,031 | $101K | 0.0% | $97.96 * | $59.58 | +20.8% | REIT | 253868103 |
| VNO | VORNADO REALTY TRUST | 968 | $101K | 0.0% | $104.34 | $94.48 | — | REIT | 929042109 |
| — | HEALTHCARE TRUST OF AMERICA IN | 3,312 | $96,000 | 0.0% | $28.99 | $29.63 | — | REIT | 42225P501 |
| BXP | BOSTON PROPERTIES INC | 673 | $85,000 | 0.0% | $126.30 * | $79.42 | +8.2% | REIT | 101121101 |
| ARE | ALEXANDRIA REAL ESTATE E | 723 | $80,000 | 0.0% | $110.65 * | $57.33 | +40.8% | REIT | 015271109 |
| EQR | EQUITY RESIDENTIAL | 1,239 | $80,000 | 0.0% | $64.57 * | $46.57 | -0.2% | REIT | 29476L107 |
| EXR | EXTRA SPACE STORAGE INC | 956 | $74,000 | 0.0% | $77.41 * | $59.97 | -8.0% | REIT | 30225T102 |
| AVB | AVALONBAY COMMUNITIES INC | 326 | $58,000 | 0.0% | $177.91 * | $126.35 | +3.4% | REIT | 053484101 |
| ESS | ESSEX PROPERTY TRUST INC | 159 | $37,000 | 0.0% | $232.70 * | $158.17 | +9.0% | REIT | 297178105 |
| O | REALTY INCOME CORP | 334 | $19,000 | 0.0% | $56.89 * | $35.05 | +3.6% | REIT | 756109104 |