Location: New York, NY
CIK: 0001618824 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 13, 2019
Total Value: $334M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ARCC | ARES CAP CORP | 2,788,741 | $51.95M | 15.5% | $18.63 * | $6.78 | +52.0% | COM | 04010L103 |
| MAIN | MAIN STREET CAPITAL CORP | 596,230 | $25.76M | 7.7% | $43.21 | $35.28 | +22.5% | COM | 56035L104 |
| — | FS KKR CAPITAL CORP | 4,010,643 | $23.38M | 7.0% | $5.83 | $8.12 | — | COM | 302635107 |
| HYG | ISHARES TR | 232,500 | $20.27M | 6.1% | $87.17 | — | — | Put | 464288513 |
| PSEC | PROSPECT CAPITAL CORPORATION | 2,885,827 | $19.02M | 5.7% | $6.59 * | $2.74 | +10.1% | COM | 74348T102 |
| SPY | SPDR S&P 500 ETF TR | 64,000 | $19M | 5.7% | $296.83 | — | — | Put | 78462F103 |
| HTGC | HERCULES CAPITAL INC | 1,101,253 | $14.72M | 4.4% | $13.37 | $14.03 | -4.7% | COM | 427096508 |
| GBDC | GOLUB CAP BDC INC | 722,811 | $13.62M | 4.1% | $18.84 * | $7.77 | +28.9% | COM | 38173M102 |
| — | TPG SPECIALTY LENDING INC | 580,991 | $12.19M | 3.6% | $20.98 | $19.14 | — | COM | 87265K102 |
| MFIC | APOLLO INVT CORP | 690,750 | $11.11M | 3.3% | $16.09 * | $6.30 | +18.3% | COM | 03761U502 |
| NMFC | NEW MTN FIN CORP | 799,639 | $10.9M | 3.3% | $13.63 * | $5.28 | +30.0% | COM | 647551100 |
| SLRC | SOLAR CAP LTD | 502,493 | $10.39M | 3.1% | $20.68 * | $8.39 | +31.2% | COM | 83413U100 |
| GSBD | GOLDMAN SACHS BDC INC | 468,219 | $9.407M | 2.8% | $20.09 | $22.19 | -9.5% | SHS | 38147U107 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 488,118 | $9.26M | 2.8% | $18.97 * | $8.58 | +7.5% | COM | 05684B107 |
| TCPC | BLACKROCK TCP CAP CORP | 557,449 | $7.553M | 2.3% | $13.55 | $14.29 | -5.1% | COM | 09259E108 |
| — | OAKTREE SPECIALTY LENDING CO | 1,365,210 | $7.072M | 2.1% | $5.18 | $4.89 | — | COM | 67401P108 |
| CGBD | TCG BDC INC | 472,541 | $6.805M | 2.0% | $14.40 * | $6.47 | +0.1% | COM | 872280102 |
| TLT | ISHARES TR | 41,000 | $5.865M | 1.8% | $143.05 | — | — | Put | 464287432 |
| PFLT | PENNANTPARK FLOATING RATE CA | 402,165 | $4.665M | 1.4% | $11.60 * | $5.32 | +7.9% | COM | 70806A106 |
| IWM | ISHARES TR | 30,000 | $4.54M | 1.4% | $151.33 | — | — | Put | 464287655 |
| BBDC | BARINGS BDC INC | 382,646 | $3.884M | 1.2% | $10.15 * | $5.31 | +3.7% | COM | 06759L103 |
| PNNT | PENNANTPARK INVT CORP | 610,660 | $3.829M | 1.1% | $6.27 * | $2.67 | +8.1% | COM | 708062104 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 165,281 | $3.734M | 1.1% | $22.59 | $22.83 | -1.0% | SR LN ETF | 46138G508 |
| XLI | SELECT SECTOR SPDR TR | 42,500 | $3.3M | 1.0% | $77.65 | — | — | Put | 81369Y704 |
| FDUS | FIDUS INVT CORP | 218,144 | $3.233M | 1.0% | $14.82 * | $6.07 | +19.7% | COM | 316500107 |
| — | SPDR SERIES TRUST | 140,000 | $3.129M | 0.9% | $22.35 | — | — | Call | 78464A730 |
| — | BLACKROCK CAPITAL INVESTMENT | 554,829 | $2.78M | 0.8% | $5.01 | $5.99 | — | COM | 092533108 |
| FXI | ISHARES TR | 65,000 | $2.588M | 0.8% | $39.82 | — | — | Put | 464287184 |
| SCM | STELLUS CAP INVT CORP | 189,142 | $2.578M | 0.8% | $13.63 | $13.17 | +3.5% | COM | 858568108 |
| ITW | ILLINOIS TOOL WKS INC | 15,000 | $2.347M | 0.7% | $156.47 | — | — | Put | 452308109 |
| — | INTELSAT S A | 100,000 | $2.281M | 0.7% | $22.81 | — | — | Put | L5140P101 |
| XLB | SELECT SECTOR SPDR TR | 35,000 | $2.036M | 0.6% | $58.17 | — | — | Call | 81369Y100 |
| GEO | GEO GROUP INC NEW | 110,000 | $1.907M | 0.6% | $17.34 | — | — | Put | 36162J106 |
| WHF | WHITEHORSE FIN INC | 124,957 | $1.734M | 0.5% | $13.88 | $14.23 | -2.1% | COM | 96524V106 |
| NUE | NUCOR CORP | 27,500 | $1.401M | 0.4% | $50.95 | — | — | Put | 670346105 |
| — | UNITED STATES OIL FUND LP | 100,000 | $1.133M | 0.3% | $11.33 | — | — | Call | 91232N108 |
| — | MASONITE INTL CORP | 19,000 | $1.102M | 0.3% | $58.00 | — | — | Put | 575385109 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 100,000 | $823K | 0.2% | $8.23 | — | — | Call | 024061103 |
| — | SPRINT CORPORATION | 120,000 | $742K | 0.2% | $6.18 | — | — | Put | 85207U105 |
| — | UNITED STATES STL CORP | 40,000 | $462K | 0.1% | $11.55 | — | — | Put | 912909108 |
| VST | VISTRA ENERGY CORP | 16,622 | $444K | 0.1% | $26.71 * | $14.74 | +57.4% | COM | 92840M102 |
| VISN | COMMSCOPE HLDG CO INC | 18,100 | $213K | 0.1% | $11.77 | — | — | Call | 20337X109 |
| AMT | AMERICAN TOWER CORP | 761 | $168K | 0.1% | $220.76 * | $86.43 | +115.8% | COM | 03027X100 |
| PLD | PROLOGIS INC | 1,916 | $163K | 0.0% | $85.07 * | $36.25 | +97.9% | COM | 74340W103 |
| CCI | CROWN CASTLE INTL CORP | 843 | $117K | 0.0% | $138.79 * | $64.47 | +64.4% | COM | 22822V101 |
| ESS | ESSEX PPTY TR INC | 319 | $104K | 0.0% | $326.02 * | $166.70 | +57.3% | COM | 297178105 |
| DLR | DIGITAL RLTY TR INC | 700 | $91,000 | 0.0% | $130.00 * | $64.36 | +62.7% | COM | 253868103 |
| EQIX | EQUINIX INC | 157 | $90,000 | 0.0% | $573.25 * | $268.79 | +91.1% | COM | 29444U700 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 448 | $69,000 | 0.0% | $154.02 * | $63.83 | +90.0% | COM | 015271109 |
| BXP | BOSTON PROPERTIES INC | 449 | $58,000 | 0.0% | $129.18 * | $81.83 | +16.7% | COM | 101121101 |
| AVB | AVALONBAY CMNTYS INC | 245 | $53,000 | 0.0% | $216.33 * | $129.40 | +34.0% | COM | 053484101 |
| SPG | SIMON PPTY GROUP INC | 249 | $38,000 | 0.0% | $152.61 * | $112.29 | -2.2% | COM | 828806109 |
| QUAD | QUAD / GRAPHICS INC | 916 | $10,000 | 0.0% | $10.92 * | $22.72 | -53.7% | COM CL A | 747301109 |
| MRCC | MONROE CAP CORP | 293 | $3,000 | 0.0% | $10.24 * | $5.15 | -4.2% | COM | 610335101 |