Location: New York, NY
CIK: 0001618824 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 13, 2020
Total Value: $284M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| ARCC | ARES CAP CORP | 2,605,082 | $48.59M | 17.1% | $18.65 * | $6.78 | +55.5% | COM | 04010L103 |
| MAIN | MAIN STREET CAPITAL CORP | 549,217 | $23.68M | 8.3% | $43.11 | $35.28 | +22.2% | COM | 56035L104 |
| — | FS KKR CAPITAL CORP | 3,736,868 | $22.91M | 8.1% | $6.13 | $8.12 | — | COM | 302635107 |
| PSEC | PROSPECT CAPITAL CORPORATION | 2,737,548 | $17.66M | 6.2% | $6.45 * | $2.74 | +10.6% | COM | 74348T102 |
| HTGC | HERCULES CAPITAL INC | 1,080,258 | $15.14M | 5.3% | $14.02 | $14.03 | -0.1% | COM | 427096508 |
| GBDC | GOLUB CAP BDC INC | 725,877 | $13.39M | 4.7% | $18.45 * | $7.77 | +29.5% | COM | 38173M102 |
| SPY | SPDR S&P 500 ETF TR | 40,000 | $12.86M | 4.5% | $321.48 | — | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 37,500 | $12.05M | 4.2% | $321.47 | — | — | Put | 78462F103 |
| — | TPG SPECIALTY LENDING INC | 540,229 | $11.6M | 4.1% | $21.47 | $19.14 | — | COM | 87265K102 |
| MFIC | APOLLO INVT CORP | 616,153 | $10.76M | 3.8% | $17.46 * | $6.30 | +31.7% | COM | 03761U502 |
| NMFC | NEW MTN FIN CORP | 762,711 | $10.48M | 3.7% | $13.74 * | $5.28 | +34.4% | COM | 647551100 |
| SLRC | SOLAR CAP LTD | 457,470 | $9.424M | 3.3% | $20.60 * | $8.39 | +33.6% | COM | 83413U100 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 404,427 | $7.991M | 2.8% | $19.76 * | $8.58 | +14.3% | COM | 05684B107 |
| GSBD | GOLDMAN SACHS BDC INC | 352,054 | $7.492M | 2.6% | $21.28 | $22.19 | -4.1% | SHS | 38147U107 |
| TCPC | BLACKROCK TCP CAP CORP | 464,056 | $6.52M | 2.3% | $14.05 | $14.29 | -1.7% | COM | 09259E108 |
| — | OAKTREE SPECIALTY LENDING CO | 988,159 | $5.395M | 1.9% | $5.46 | $4.89 | — | COM | 67401P108 |
| CGBD | TCG BDC INC | 383,818 | $5.135M | 1.8% | $13.38 * | $6.47 | -3.2% | COM | 872280102 |
| — | SPDR SERIES TRUST | 170,000 | $4M | 1.4% | $23.53 | — | — | Call | 78464A730 |
| PFLT | PENNANTPARK FLOATING RATE CA | 301,669 | $3.674M | 1.3% | $12.18 * | $5.32 | +16.0% | COM | 70806A106 |
| HYG | ISHARES TR | 38,437 | $3.38M | 1.2% | $87.94 | $87.02 | +1.1% | IBOXX HI YD ETF | 464288513 |
| XLI | SELECT SECTOR SPDR TR | 40,000 | $3.26M | 1.1% | $81.50 | — | — | Put | 81369Y704 |
| PNNT | PENNANTPARK INVT CORP | 496,395 | $3.241M | 1.1% | $6.53 * | $2.67 | +15.7% | COM | 708062104 |
| FDUS | FIDUS INVT CORP | 207,912 | $3.085M | 1.1% | $14.84 * | $6.07 | +23.1% | COM | 316500107 |
| BBDC | BARINGS BDC INC | 278,514 | $2.863M | 1.0% | $10.28 * | $5.31 | +6.5% | COM | 06759L103 |
| GEO | GEO GROUP INC NEW | 165,000 | $2.752M | 1.0% | $16.68 | — | — | Put | 36162J106 |
| SCM | STELLUS CAP INVT CORP | 167,964 | $2.39M | 0.8% | $14.23 | $13.17 | +8.0% | COM | 858568108 |
| — | BLACKROCK CAPITAL INVESTMENT | 449,790 | $2.231M | 0.8% | $4.96 | $5.99 | — | COM | 092533108 |
| TLT | ISHARES TR | 16,000 | $2.178M | 0.8% | $136.13 | — | — | Put | 464287432 |
| NFLX | NETFLIX INC | 5,500 | $1.779M | 0.6% | $323.45 | — | — | Put | 64110L106 |
| WHF | WHITEHORSE FIN INC | 124,957 | $1.712M | 0.6% | $13.70 | $14.23 | -3.7% | COM | 96524V106 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 73,281 | $1.672M | 0.6% | $22.82 | $22.83 | -0.0% | SR LN ETF | 46138G508 |
| — | SINCLAIR BROADCAST GROUP INC | 37,500 | $1.242M | 0.4% | $33.12 | — | — | Put | 829226109 |
| — | DISCOVERY INC | 30,000 | $983K | 0.3% | $32.77 | — | — | Put | 25470F104 |
| — | SPRINT CORPORATION | 120,000 | $626K | 0.2% | $5.22 | — | — | Put | 85207U105 |
| VST | VISTRA ENERGY CORP | 16,622 | $382K | 0.1% | $22.98 * | $14.74 | +36.1% | COM | 92840M102 |
| — | AMC ENTMT HLDGS INC | 40,000 | $290K | 0.1% | $7.25 | — | — | Put | 00165C104 |
| AMT | AMERICAN TOWER CORP NEW | 849 | $195K | 0.1% | $229.68 * | $96.53 | +101.8% | COM | 03027X100 |
| PLD | PROLOGIS INC | 2,149 | $192K | 0.1% | $89.34 * | $40.42 | +86.8% | COM | 74340W103 |
| CCI | CROWN CASTLE INTL CORP NEW | 989 | $141K | 0.0% | $142.57 * | $70.33 | +55.5% | COM | 22822V101 |
| ESS | ESSEX PPTY TR INC | 349 | $105K | 0.0% | $300.86 * | $174.18 | +39.6% | COM | 297178105 |
| DLR | DIGITAL RLTY TR INC | 854 | $102K | 0.0% | $119.44 * | $70.69 | +37.9% | COM | 253868103 |
| EQIX | EQUINIX INC | 174 | $101K | 0.0% | $580.46 * | $291.52 | +79.1% | COM | 29444U700 |
| BXP | BOSTON PROPERTIES INC | 606 | $84,000 | 0.0% | $138.61 * | $86.35 | +18.5% | COM | 101121101 |
| ARE | ALEXANDRIA REAL ESTATE EQ IN | 513 | $83,000 | 0.0% | $161.79 * | $71.48 | +79.1% | COM | 015271109 |
| AVB | AVALONBAY CMNTYS INC | 291 | $61,000 | 0.0% | $209.62 * | $136.21 | +24.9% | COM | 053484101 |
| SPG | SIMON PPTY GROUP INC NEW | 249 | $37,000 | 0.0% | $148.59 * | $112.29 | -5.1% | COM | 828806109 |
| QUAD | QUAD / GRAPHICS INC | 916 | $4,000 | 0.0% | $4.37 * | $22.72 | -79.4% | COM CL A | 747301109 |
| MRCC | MONROE CAP CORP | 293 | $3,000 | 0.0% | $10.24 * | $5.15 | +0.7% | COM | 610335101 |