Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 12, 2016

Total Value ($000): $84,654 (100.0% shares, 0.0% debt)

Holdings (49)

SDY SPDR S&P DIVIDEND ETF 17.9%
Value ($000) $15,185 Shares 180,951 Est. Cost $78.92 Unrealized —
— POWERSHARES QQQ 10.3%
Value ($000) $8,719 Shares 81,081 Est. Cost $103.25 Unrealized —
— GUGGENHEIM BULLETSHS 2016 9.0%
Value ($000) $7,634 Shares 346,341 Est. Cost $22.14 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.0%
Value ($000) $7,592 Shares 144,690 Est. Cost $51.80 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.8%
Value ($000) $4,888 Shares 45,600 Est. Cost $104.38 Unrealized —
GDX VANECK VECTORS GOLD MINERS ETF 4.7%
Value ($000) $3,951 Shares 142,600 Est. Cost $27.71 Unrealized —
IEV iSHARES S&P EURO 35O IDX 4.1%
Value ($000) $3,431 Shares 90,793 Est. Cost $40.00 Unrealized —
XLP SECTOR SPDR TR CONS STPLS 3.5%
Value ($000) $2,921 Shares 52,961 Est. Cost $53.07 Unrealized —
— VANGUARD S&P 500 UCITS ETF USD 2.9%
Value ($000) $2,426 Shares 61,300 Est. Cost $39.22 Unrealized —
— iSHS MSCI USA DIV IQ UCITS ETF 2.0%
Value ($000) $1,704 Shares 61,000 Est. Cost $26.40 Unrealized —
SCHO SCHWAB S-T US TREASURY ETF 1.8%
Value ($000) $1,546 Shares 30,340 Est. Cost $50.80 Unrealized —
MSFT MICROSOFT CORP 1.7%
Value ($000) $1,434 Shares 28,020 Est. Cost $39.88 Unrealized +15.3%
SYK STRYKER CORP 1.7%
Value ($000) $1,414 Shares 11,800 Est. Cost $77.85 Unrealized +28.9%
— BARD C R INC 1.6%
Value ($000) $1,322 Shares 5,620 Est. Cost $189.43 Unrealized —
NVO NOVO-NORDISK A S ADR 1.5%
Value ($000) $1,301 Shares 24,200 Est. Cost $53.65 Unrealized —
HAL HALLIBURTON CO 1.5%
Value ($000) $1,254 Shares 27,690 Est. Cost $34.14 Unrealized 0.0%
— CORE LABORATORIES NV 1.4%
Value ($000) $1,200 Shares 9,690 Est. Cost $123.84 Unrealized —
EL ESTEE LAUDER INC 1.3%
Value ($000) $1,089 Shares 11,960 Est. Cost $74.79 Unrealized +10.3%
MDT MEDTRONIC PLC 1.3%
Value ($000) $1,060 Shares 12,220 Est. Cost $63.51 Unrealized 0.0%
MA MASTERCARD INCORPORATED 1.2%
Value ($000) $1,050 Shares 11,920 Est. Cost $76.31 Unrealized +18.3%
— GUGGENHEIM S&P 500 EQUAL 1.2%
Value ($000) $1,034 Shares 6,855 Est. Cost $142.77 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 1.2%
Value ($000) $1,025 Shares 20,368 Est. Cost $49.86 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 1.1%
Value ($000) $947 Shares 9,678 Est. Cost $81.30 Unrealized +13.4%
CVS CVS HEALTH CORPORATION 1.1%
Value ($000) $906 Shares 9,465 Est. Cost $74.51 Unrealized 0.0%
IJK iSHARES S&P MIDCAP 400 GRWTH 1.1%
Value ($000) $905 Shares 5,350 Est. Cost $159.81 Unrealized —
CVX CHEVRON CORP NEW 1.0%
Value ($000) $856 Shares 8,161 Est. Cost $70.44 Unrealized -5.2%
XOM EXXON MOBIL CORP (NEW) 0.8%
Value ($000) $662 Shares 7,066 Est. Cost $57.11 Unrealized +1.3%
— BERKSHIRE HTWY CL.A 0.8%
Value ($000) $651 Shares 300 Est. Cost $2260.00 Unrealized —
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $506 Shares 2,100 Est. Cost $238.75 Unrealized —
CWI SPDR MSCI ACWI (ex-US) 0.6%
Value ($000) $485 Shares 15,942 Est. Cost $32.81 Unrealized —
PFE PFIZER INC 0.6%
Value ($000) $480 Shares 13,621 Est. Cost $17.97 Unrealized +17.2%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $459 Shares 663 Est. Cost $35.65 Unrealized 0.0%
HSIC HENRY SCHEIN INC 0.5%
Value ($000) $432 Shares 2,445 Est. Cost $55.31 Unrealized +22.2%
MO ALTRIA GROUP INC 0.5%
Value ($000) $405 Shares 5,878 Est. Cost $23.76 Unrealized +39.8%
INTC INTEL CORP 0.5%
Value ($000) $382 Shares 11,635 Est. Cost $26.27 Unrealized -4.4%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $370 Shares 4,200 Est. Cost $84.70 Unrealized —
T AT&T INC 0.4%
Value ($000) $353 Shares 8,164 Est. Cost $11.99 Unrealized +26.1%
PEP PEPSICO INC 0.4%
Value ($000) $299 Shares 2,821 Est. Cost $73.48 Unrealized +4.9%
IWP iSHARES RUSSELL MIDCAP GRWTH 0.3%
Value ($000) $289 Shares 3,090 Est. Cost $96.89 Unrealized —
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $283 Shares 3,639 Est. Cost $40.28 Unrealized +20.5%
PG PROCTER AND GAMBLE COMPANY 0.3%
Value ($000) $274 Shares 3,234 Est. Cost $61.64 Unrealized +2.7%
VTI VANGUARD TOTAL STK MKT ETF 0.3%
Value ($000) $273 Shares 2,550 Est. Cost $107.06 Unrealized —
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $268 Shares 2,207 Est. Cost $76.98 Unrealized +13.1%
AAPL APPLE INC 0.3%
Value ($000) $263 Shares 2,751 Est. Cost $24.08 Unrealized -6.1%
— GENERAL ELECTRIC CO 0.3%
Value ($000) $246 Shares 7,805 Est. Cost $31.75 Unrealized —
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $244 Shares 1,684 Est. Cost $143.47 Unrealized -0.4%
SPY SPDR S&P 500 ETF 0.3%
Value ($000) $229 Shares 1,092 Est. Cost $205.86 Unrealized —
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $7 Shares 20,000 Est. Cost $0.69 Unrealized -44.3%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —