Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 25, 2016

Total Value ($000): $92,571 (100.0% shares, 0.0% debt)

Holdings (48)

SDY SPDR S&P DIVIDEND ETF 15.2%
Value ($000) $14,083 Shares 166,941 Est. Cost $78.92 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 10.5%
Value ($000) $9,755 Shares 175,821 Est. Cost $52.45 Unrealized —
— POWERSHARES PREFERRED ETF 8.2%
Value ($000) $7,618 Shares 503,525 Est. Cost $15.13 Unrealized —
— POWERSHARES QQQ 8.1%
Value ($000) $7,514 Shares 63,291 Est. Cost $103.25 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 6.0%
Value ($000) $5,583 Shares 49,720 Est. Cost $105.04 Unrealized —
— GUGGENHEIM BULLETSHS 2016 6.0%
Value ($000) $5,517 Shares 250,077 Est. Cost $22.14 Unrealized —
GDX VANECK VECTORS GOLD MINERS ETF 4.0%
Value ($000) $3,722 Shares 140,840 Est. Cost $27.71 Unrealized —
IEV iSHARES S&P EURO 35O IDX 4.0%
Value ($000) $3,694 Shares 93,813 Est. Cost $39.98 Unrealized —
— VANGUARD S&P 500 UCITS ETF USD 3.5%
Value ($000) $3,227 Shares 78,300 Est. Cost $39.66 Unrealized —
XLP SECTOR SPDR TR CONS STPLS 3.1%
Value ($000) $2,843 Shares 53,437 Est. Cost $53.07 Unrealized —
— iSHS MSCI USA DIV IQ UCITS ETF 2.5%
Value ($000) $2,317 Shares 80,500 Est. Cost $26.98 Unrealized —
CVX CHEVRON CORP NEW 2.2%
Value ($000) $2,025 Shares 19,671 Est. Cost $69.29 Unrealized -1.2%
SCHO SCHWAB S-T US TREASURY ETF 1.9%
Value ($000) $1,798 Shares 35,406 Est. Cost $50.80 Unrealized —
MSFT MICROSOFT CORP 1.7%
Value ($000) $1,575 Shares 27,340 Est. Cost $39.88 Unrealized +26.1%
SYK STRYKER CORP 1.5%
Value ($000) $1,344 Shares 11,545 Est. Cost $77.85 Unrealized +34.7%
— BARD C R INC 1.3%
Value ($000) $1,230 Shares 5,485 Est. Cost $189.43 Unrealized —
HAL HALLIBURTON CO 1.3%
Value ($000) $1,216 Shares 27,090 Est. Cost $34.14 Unrealized +6.5%
XBI SPDR S&P BIOTECH 1.3%
Value ($000) $1,186 Shares 17,895 Est. Cost $66.28 Unrealized —
MA MASTERCARD INCORPORATED 1.3%
Value ($000) $1,180 Shares 11,590 Est. Cost $76.31 Unrealized +19.0%
— CORE LABORATORIES NV 1.1%
Value ($000) $1,064 Shares 9,470 Est. Cost $123.84 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 1.1%
Value ($000) $1,054 Shares 20,149 Est. Cost $49.86 Unrealized —
EL ESTEE LAUDER INC 1.1%
Value ($000) $1,034 Shares 11,680 Est. Cost $74.79 Unrealized +8.1%
MDT MEDTRONIC PLC 1.1%
Value ($000) $1,032 Shares 11,940 Est. Cost $63.51 Unrealized +8.3%
— GUGGENHEIM S&P 500 EQUAL 1.1%
Value ($000) $1,026 Shares 6,594 Est. Cost $142.77 Unrealized —
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value ($000) $908 Shares 5,198 Est. Cost $159.81 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 0.9%
Value ($000) $878 Shares 9,458 Est. Cost $81.30 Unrealized +9.3%
CVS CVS HEALTH CORPORATION 0.9%
Value ($000) $823 Shares 9,245 Est. Cost $74.51 Unrealized -4.9%
— BERKSHIRE HTWY CL.A 0.7%
Value ($000) $649 Shares 300 Est. Cost $2260.00 Unrealized —
SCHF SCHWAB INTERNATIONAL EQTY ETF 0.6%
Value ($000) $590 Shares 20,489 Est. Cost $28.80 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.6%
Value ($000) $586 Shares 6,717 Est. Cost $57.11 Unrealized +2.5%
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $563 Shares 2,100 Est. Cost $238.75 Unrealized —
GOOG ALPHABET CLASS C 0.5%
Value ($000) $492 Shares 633 Est. Cost $35.65 Unrealized +5.7%
T AT&T INC 0.5%
Value ($000) $478 Shares 11,764 Est. Cost $13.30 Unrealized +22.5%
PFE PFIZER INCORPORATION 0.5%
Value ($000) $461 Shares 13,621 Est. Cost $17.97 Unrealized +23.9%
INTC INTEL CORP 0.5%
Value ($000) $439 Shares 11,635 Est. Cost $26.27 Unrealized +8.9%
MO ALTRIA GROUP INC 0.4%
Value ($000) $372 Shares 5,878 Est. Cost $23.76 Unrealized +46.3%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $368 Shares 4,200 Est. Cost $84.70 Unrealized —
AAPL APPLE INC 0.3%
Value ($000) $311 Shares 2,751 Est. Cost $24.08 Unrealized +0.6%
PEP PEPSICO INC 0.3%
Value ($000) $289 Shares 2,661 Est. Cost $73.48 Unrealized +10.3%
VTI VANGUARD TOTAL STK MKT ETF 0.3%
Value ($000) $271 Shares 2,432 Est. Cost $107.06 Unrealized —
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $263 Shares 3,639 Est. Cost $40.28 Unrealized +26.7%
PG PROCTER AND GAMBLE COMPANY 0.3%
Value ($000) $262 Shares 2,923 Est. Cost $61.64 Unrealized +9.5%
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $261 Shares 2,207 Est. Cost $76.98 Unrealized +21.6%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $243 Shares 1,684 Est. Cost $143.47 Unrealized +1.9%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $214 Shares 6,750 Est. Cost $25.85 Unrealized 0.0%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $208 Shares 9,000 Est. Cost $23.11 Unrealized —
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $5 Shares 20,000 Est. Cost $0.69 Unrealized -60.3%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —