Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: Apr 29, 2016

Total Value ($000): $79,730 (100.0% shares, 0.0% debt)

Holdings (48)

SDY SPDR S&P DIVIDEND ETF 18.1%
Value ($000) $14,433 Shares 180,573 Est. Cost $78.92 Unrealized —
— POWERSHARES QQQ 11.1%
Value ($000) $8,870 Shares 81,230 Est. Cost $103.25 Unrealized —
— GUGGENHEIM BULLETSHS 2016 10.6%
Value ($000) $8,445 Shares 382,981 Est. Cost $22.14 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.2%
Value ($000) $7,368 Shares 140,548 Est. Cost $51.78 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 6.1%
Value ($000) $4,862 Shares 45,675 Est. Cost $104.38 Unrealized —
IEV iSHARES S&P EURO 35O IDX 4.4%
Value ($000) $3,541 Shares 90,535 Est. Cost $40.00 Unrealized —
XLP SECTOR SPDR TR CONS STPLS 3.5%
Value ($000) $2,792 Shares 52,610 Est. Cost $53.07 Unrealized —
— VANGUARD S&P 500 UCITS ETF USD 3.0%
Value ($000) $2,404 Shares 61,300 Est. Cost $39.22 Unrealized —
— iSHS MSCI USA DIV IQ UCITS ETF 2.1%
Value ($000) $1,664 Shares 61,000 Est. Cost $26.40 Unrealized —
MSFT MICROSOFT CORP 1.9%
Value ($000) $1,547 Shares 28,010 Est. Cost $39.88 Unrealized +15.5%
SCHO SCHWAB S-T US TREASURY ETF 1.8%
Value ($000) $1,461 Shares 28,765 Est. Cost $50.79 Unrealized —
AAPL APPLE INC 1.8%
Value ($000) $1,400 Shares 12,841 Est. Cost $24.08 Unrealized -6.4%
NVO NOVO-NORDISK A S ADR 1.6%
Value ($000) $1,314 Shares 24,250 Est. Cost $53.65 Unrealized —
SYK STRYKER CORP 1.6%
Value ($000) $1,275 Shares 11,885 Est. Cost $77.85 Unrealized +13.2%
MA MASTERCARD INCORPORATED 1.4%
Value ($000) $1,145 Shares 12,120 Est. Cost $76.31 Unrealized +9.3%
— BARD C R INC 1.4%
Value ($000) $1,139 Shares 5,620 Est. Cost $189.43 Unrealized —
EL ESTEE LAUDER INC 1.4%
Value ($000) $1,128 Shares 11,960 Est. Cost $74.79 Unrealized +5.0%
— HARRIS CORP 1.3%
Value ($000) $1,034 Shares 13,277 Est. Cost $86.90 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 1.2%
Value ($000) $983 Shares 9,898 Est. Cost $81.30 Unrealized +9.5%
— GUGGENHEIM S&P 500 EQUAL 1.2%
Value ($000) $981 Shares 6,795 Est. Cost $142.77 Unrealized —
EQR EQUITY RESIDENTIAL 1.2%
Value ($000) $978 Shares 13,030 Est. Cost $46.78 Unrealized -0.5%
— WISDOM TREE GERMANY HDGD EQTY 1.2%
Value ($000) $965 Shares 37,950 Est. Cost $25.43 Unrealized —
NG NOVAGOLD RES INC NEW F 1.1%
Value ($000) $895 Shares 177,500 Est. Cost $2.82 Unrealized +63.3%
IJK iSHARES S&P MIDCAP 400 GRWTH 1.1%
Value ($000) $859 Shares 5,285 Est. Cost $159.69 Unrealized —
CVX CHEVRON CORP NEW 1.0%
Value ($000) $761 Shares 7,981 Est. Cost $70.52 Unrealized -18.6%
SCHB SCHWAB US BROAD MKT ETF 0.9%
Value ($000) $687 Shares 13,949 Est. Cost $49.65 Unrealized —
— BERKSHIRE HTWY CL.A 0.8%
Value ($000) $640 Shares 300 Est. Cost $2260.00 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.7%
Value ($000) $581 Shares 6,956 Est. Cost $57.10 Unrealized -9.0%
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $516 Shares 2,100 Est. Cost $238.75 Unrealized —
CWI SPDR MSCI ACWI (ex-US) 0.6%
Value ($000) $465 Shares 15,083 Est. Cost $32.95 Unrealized —
HSIC HENRY SCHEIN INC 0.5%
Value ($000) $422 Shares 2,445 Est. Cost $55.31 Unrealized +12.9%
PFE PFIZER INC 0.5%
Value ($000) $404 Shares 13,616 Est. Cost $17.97 Unrealized +3.9%
INTC INTEL CORP 0.5%
Value ($000) $384 Shares 11,870 Est. Cost $26.27 Unrealized -7.2%
MO ALTRIA GROUP INC 0.5%
Value ($000) $368 Shares 5,873 Est. Cost $23.76 Unrealized +30.8%
BIV VANGUARD INTER-TRM BOND ETF 0.5%
Value ($000) $362 Shares 4,200 Est. Cost $84.70 Unrealized —
T AT&T INC 0.4%
Value ($000) $303 Shares 7,724 Est. Cost $11.81 Unrealized +17.2%
IWP iSHARES RUSSELL MIDCAP GRWTH 0.4%
Value ($000) $285 Shares 3,090 Est. Cost $96.89 Unrealized —
PG PROCTER AND GAMBLE COMPANY 0.3%
Value ($000) $275 Shares 3,338 Est. Cost $61.64 Unrealized 0.0%
PEP PEPSICO INC 0.3%
Value ($000) $273 Shares 2,661 Est. Cost $73.27 Unrealized 0.0%
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $262 Shares 3,639 Est. Cost $40.28 Unrealized +8.1%
SPY SPDR S&P 500 ETF 0.3%
Value ($000) $260 Shares 1,263 Est. Cost $205.86 Unrealized —
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $241 Shares 1,700 Est. Cost $143.47 Unrealized -7.6%
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $216 Shares 1,999 Est. Cost $75.93 Unrealized +3.7%
NKE NIKE INC CL B 0.3%
Value ($000) $215 Shares 3,492 Est. Cost $53.13 Unrealized +0.1%
— GENERAL ELECTRIC CO 0.3%
Value ($000) $212 Shares 6,668 Est. Cost $31.79 Unrealized —
AXGN AXOGEN INC 0.1%
Value ($000) $107 Shares 20,000 Est. Cost $3.23 Unrealized +57.2%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $8 Shares 20,000 Est. Cost $0.69 Unrealized -71.3%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —