Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 3, 2017

Total Value: $103M (100.0% shares, 0.0% debt)

Holdings (60)

SDY SPDR S&P DIVIDEND ETF 16.4%
Value $16.98M Shares 198,411 Share Price $85.56 Est. Cost/Share $78.41 Unrealized @ Report Date +9.1%
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.7%
Value $10.04M Shares 179,769 Share Price $55.83 * Est. Cost/Share $6.46 Unrealized @ Report Date +8.1%
IJR iSHARES CORE S&P SMALL-CAP ETF 7.3%
Value $7.568M Shares 55,034 Share Price $137.51 * Est. Cost/Share $64.49 Unrealized @ Report Date +6.6%
— POWERSHARES QQQ 7.3%
Value $7.539M Shares 63,634 Share Price $118.47 Est. Cost/Share $103.25 Unrealized @ Report Date —
— POWERSHARES PREFERRED ETF 6.2%
Value $6.373M Shares 447,885 Share Price $14.23 Est. Cost/Share $15.13 Unrealized @ Report Date —
VUG VANGUARD US LRG CAP GR IND ETF 5.3%
Value $5.517M Shares 49,490 Share Price $111.48 * Est. Cost/Share $17.13 Unrealized @ Report Date +8.4%
— VANGUARD S&P 500 UCITS ETF USD 3.2%
Value $3.352M Shares 78,300 Share Price $42.81 Est. Cost/Share $39.66 Unrealized @ Report Date —
SCHB SCHWAB US BROAD MKT ETF 2.8%
Value $2.874M Shares 53,042 Share Price $54.18 * Est. Cost/Share $8.55 Unrealized @ Report Date +5.6%
XLF SECTOR SPDR FINCL SELECT SHS 2.8%
Value $2.87M Shares 123,440 Share Price $23.25 Est. Cost/Share $21.45 Unrealized @ Report Date +8.4%
— iSHS MSCI USA DIV IQ UCITS ETF 2.3%
Value $2.359M Shares 80,500 Share Price $29.30 Est. Cost/Share $26.98 Unrealized @ Report Date —
CVX CHEVRON CORP NEW 2.3%
Value $2.35M Shares 19,970 Share Price $117.68 * Est. Cost/Share $69.36 Unrealized @ Report Date +15.6%
XBI SPDR S&P BIOTECH 1.8%
Value $1.901M Shares 32,120 Share Price $59.18 Est. Cost/Share $61.80 Unrealized @ Report Date -4.2%
MSFT MICROSOFT CORP 1.6%
Value $1.635M Shares 26,313 Share Price $62.14 * Est. Cost/Share $39.88 Unrealized @ Report Date +40.2%
HAL HALLIBURTON CO 1.4%
Value $1.427M Shares 26,390 Share Price $54.07 * Est. Cost/Share $34.14 Unrealized @ Report Date +32.8%
SYK STRYKER CORP 1.2%
Value $1.256M Shares 10,480 Share Price $119.85 * Est. Cost/Share $77.85 Unrealized @ Report Date +39.5%
VTI VANGUARD TOTAL STK MKT ETF 1.2%
Value $1.207M Shares 10,464 Share Price $115.35 Est. Cost/Share $110.98 Unrealized @ Report Date +3.9%
MA MASTERCARD INCORPORATED 1.1%
Value $1.15M Shares 11,140 Share Price $103.23 * Est. Cost/Share $76.31 Unrealized @ Report Date +28.4%
— BARD C R INC 1.1%
Value $1.142M Shares 5,085 Share Price $224.58 Est. Cost/Share $189.43 Unrealized @ Report Date —
— iSHS III S&P SML CAP 600 UCITS 1.1%
Value $1.128M Shares 20,000 Share Price $56.40 Est. Cost/Share $56.40 Unrealized @ Report Date —
— CORE LABORATORIES NV 1.1%
Value $1.088M Shares 9,060 Share Price $120.09 Est. Cost/Share $123.84 Unrealized @ Report Date —
— GUGGENHEIM S&P 500 EQUAL 1.0%
Value $1.077M Shares 7,384 Share Price $145.86 Est. Cost/Share $143.10 Unrealized @ Report Date —
— BOFI HOLDING INC 1.0%
Value $1.031M Shares 36,120 Share Price $28.54 Est. Cost/Share $28.54 Unrealized @ Report Date —
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value $985K Shares 5,408 Share Price $182.14 * Est. Cost/Share $39.24 Unrealized @ Report Date +16.1%
DIS DISNEY WALT CO (HOLDING CO) 0.9%
Value $981K Shares 9,413 Share Price $104.22 * Est. Cost/Share $81.30 Unrealized @ Report Date +19.9%
MMM 3M COMPANY 0.9%
Value $933K Shares 5,224 Share Price $178.60 * Est. Cost/Share $106.20 Unrealized @ Report Date +3.8%
HAS HASBRO INC 0.9%
Value $928K Shares 11,930 Share Price $77.79 * Est. Cost/Share $60.50 Unrealized @ Report Date -5.6%
CAG CONAGRA FOODS INC 0.9%
Value $895K Shares 22,630 Share Price $39.55 * Est. Cost/Share $26.85 Unrealized @ Report Date +6.0%
FDS FACTSET RESEARCH SYSTEMS INC 0.9%
Value $889K Shares 5,440 Share Price $163.42 * Est. Cost/Share $145.23 Unrealized @ Report Date +2.7%
SBUX STARBUCKS CORP 0.9%
Value $887K Shares 15,970 Share Price $55.54 * Est. Cost/Share $45.58 Unrealized @ Report Date +0.4%
ACN ACCENTURE PLC CL.A 0.8%
Value $868K Shares 7,412 Share Price $117.11 * Est. Cost/Share $103.19 Unrealized @ Report Date -1.1%
ESLT ELBIT SYSTEMS LTD 0.8%
Value $861K Shares 8,450 Share Price $101.89 * Est. Cost/Share $90.34 Unrealized @ Report Date +2.3%
IPAR INTER PARFUMS INC 0.8%
Value $845K Shares 25,800 Share Price $32.75 Est. Cost/Share $33.13 Unrealized @ Report Date -1.2%
DHR DANAHER CORP 0.8%
Value $840K Shares 10,790 Share Price $77.85 * Est. Cost/Share $66.37 Unrealized @ Report Date -0.5%
SCHO SCHWAB S-T US TREASURY ETF 0.8%
Value $839K Shares 16,636 Share Price $50.43 * Est. Cost/Share $25.35 Unrealized @ Report Date -0.5%
BIV VANGUARD INTER-TRM BOND ETF 0.8%
Value $835K Shares 10,050 Share Price $83.08 Est. Cost/Share $84.95 Unrealized @ Report Date -2.2%
— iSHRS VII DOW JONES IND ETF 0.7%
Value $757K Shares 3,600 Share Price $210.28 Est. Cost/Share $210.28 Unrealized @ Report Date —
— BERKSHIRE HTWY CL.A 0.7%
Value $732K Shares 300 Share Price $2440.00 Est. Cost/Share $2260.00 Unrealized @ Report Date —
SHY iSHARES T-BOND 1-3 YRS FUND 0.6%
Value $656K Shares 7,765 Share Price $84.48 Est. Cost/Share $84.66 Unrealized @ Report Date -0.2%
XOM EXXON MOBIL CORP (NEW) 0.6%
Value $594K Shares 6,578 Share Price $90.30 * Est. Cost/Share $57.11 Unrealized @ Report Date +5.6%
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value $570K Shares 2,100 Share Price $271.43 Est. Cost/Share $238.75 Unrealized @ Report Date —
EW EDWARDS LIFESCIENCES 0.5%
Value $566K Shares 6,045 Share Price $93.63 * Est. Cost/Share $32.40 Unrealized @ Report Date -3.6%
SCHF SCHWAB INTERNATIONAL EQTY ETF 0.5%
Value $560K Shares 20,243 Share Price $27.66 * Est. Cost/Share $14.11 Unrealized @ Report Date -1.9%
PFE PFIZER INCORPORATION 0.5%
Value $543K Shares 16,721 Share Price $32.47 * Est. Cost/Share $18.44 Unrealized @ Report Date +12.7%
T AT&T INC 0.5%
Value $490K Shares 11,519 Share Price $42.54 * Est. Cost/Share $13.30 Unrealized @ Report Date +26.5%
GOOG ALPHABET CLASS C 0.5%
Value $481K Shares 623 Share Price $772.07 * Est. Cost/Share $35.65 Unrealized @ Report Date +7.4%
ISRG INTUITIVE SURGICAL NEW 0.4%
Value $423K Shares 667 Share Price $634.18 * Est. Cost/Share $73.52 Unrealized @ Report Date -4.2%
INTC INTEL CORP 0.4%
Value $422K Shares 11,635 Share Price $36.27 * Est. Cost/Share $26.27 Unrealized @ Report Date +12.7%
VEEV VEEVA SYSTEMS 0.4%
Value $409K Shares 10,040 Share Price $40.74 Est. Cost/Share $40.84 Unrealized @ Report Date -0.3%
MO ALTRIA GROUP INC 0.4%
Value $398K Shares 5,878 Share Price $67.71 * Est. Cost/Share $23.76 Unrealized @ Report Date +51.3%
AAPL APPLE INC 0.3%
Value $298K Shares 2,574 Share Price $115.77 * Est. Cost/Share $24.08 Unrealized @ Report Date +10.8%
PEP PEPSICO INC 0.3%
Value $278K Shares 2,661 Share Price $104.47 * Est. Cost/Share $73.48 Unrealized @ Report Date +8.4%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value $274K Shares 1,684 Share Price $162.71 Est. Cost/Share $143.47 Unrealized @ Report Date +13.6%
EIX EDISON INTERNATIONAL 0.3%
Value $262K Shares 3,639 Share Price $72.00 * Est. Cost/Share $40.28 Unrealized @ Report Date +23.3%
JNJ JOHNSON& JOHNSON 0.3%
Value $259K Shares 2,250 Share Price $115.11 * Est. Cost/Share $77.22 Unrealized @ Report Date +16.3%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value $246K Shares 2,923 Share Price $84.16 * Est. Cost/Share $61.64 Unrealized @ Report Date +7.0%
GM GENERAL MOTORS COMPANY S 0.2%
Value $235K Shares 6,750 Share Price $34.81 * Est. Cost/Share $25.85 Unrealized @ Report Date +13.7%
— INTEGRATED DEVICE TECH INC 0.2%
Value $212K Shares 9,000 Share Price $23.56 Est. Cost/Share $23.11 Unrealized @ Report Date —
CSX CSX CORP 0.2%
Value $201K Shares 5,600 Share Price $35.89 * Est. Cost/Share $9.89 Unrealized @ Report Date +7.2%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value $4,000 Shares 20,000 Share Price $0.20 Est. Cost/Share $0.69 Unrealized @ Report Date -70.9%
— DETTO TECHNOLOGIES INC 0.0%
Value $0 Shares 32,000 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —