Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 3, 2017

Total Value ($000): $103,313 (100.0% shares, 0.0% debt)

Holdings (60)

SDY SPDR S&P DIVIDEND ETF 16.4%
Value ($000) $16,976 Shares 198,411 Est. Cost $79.97 Unrealized —
SCHG SCHWAB US LARGE CAP GROWTH ETF 9.7%
Value ($000) $10,037 Shares 179,769 Est. Cost $52.53 Unrealized —
IJR iSHARES CORE S&P SMALL-CAP ETF 7.3%
Value ($000) $7,568 Shares 55,034 Est. Cost $137.51 Unrealized —
— POWERSHARES QQQ 7.3%
Value ($000) $7,539 Shares 63,634 Est. Cost $103.25 Unrealized —
— POWERSHARES PREFERRED ETF 6.2%
Value ($000) $6,373 Shares 447,885 Est. Cost $15.13 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.3%
Value ($000) $5,517 Shares 49,490 Est. Cost $105.04 Unrealized —
— VANGUARD S&P 500 UCITS ETF USD 3.2%
Value ($000) $3,352 Shares 78,300 Est. Cost $39.66 Unrealized —
SCHB SCHWAB US BROAD MKT ETF 2.8%
Value ($000) $2,874 Shares 53,042 Est. Cost $52.54 Unrealized —
XLF SECTOR SPDR FINCL SELECT SHS 2.8%
Value ($000) $2,870 Shares 123,440 Est. Cost $23.25 Unrealized —
— iSHS MSCI USA DIV IQ UCITS ETF 2.3%
Value ($000) $2,359 Shares 80,500 Est. Cost $26.98 Unrealized —
CVX CHEVRON CORP NEW 2.3%
Value ($000) $2,350 Shares 19,970 Est. Cost $69.36 Unrealized +6.4%
XBI SPDR S&P BIOTECH 1.8%
Value ($000) $1,901 Shares 32,120 Est. Cost $63.14 Unrealized —
MSFT MICROSOFT CORP 1.6%
Value ($000) $1,635 Shares 26,313 Est. Cost $39.88 Unrealized +35.2%
HAL HALLIBURTON CO 1.4%
Value ($000) $1,427 Shares 26,390 Est. Cost $34.14 Unrealized +22.2%
SYK STRYKER CORP 1.2%
Value ($000) $1,256 Shares 10,480 Est. Cost $77.85 Unrealized +33.5%
VTI VANGUARD TOTAL STK MKT ETF 1.2%
Value ($000) $1,207 Shares 10,464 Est. Cost $113.42 Unrealized —
MA MASTERCARD INCORPORATED 1.1%
Value ($000) $1,150 Shares 11,140 Est. Cost $76.31 Unrealized +28.8%
— BARD C R INC 1.1%
Value ($000) $1,142 Shares 5,085 Est. Cost $189.43 Unrealized —
— iSHS III S&P SML CAP 600 UCITS 1.1%
Value ($000) $1,128 Shares 20,000 Est. Cost $56.40 Unrealized —
— CORE LABORATORIES NV 1.1%
Value ($000) $1,088 Shares 9,060 Est. Cost $123.84 Unrealized —
— GUGGENHEIM S&P 500 EQUAL 1.0%
Value ($000) $1,077 Shares 7,384 Est. Cost $143.10 Unrealized —
— BOFI HOLDING INC 1.0%
Value ($000) $1,031 Shares 36,120 Est. Cost $28.54 Unrealized —
IJK iSHARES S&P MIDCAP 400 GRWTH 1.0%
Value ($000) $985 Shares 5,408 Est. Cost $160.68 Unrealized —
DIS DISNEY WALT CO (HOLDING CO) 0.9%
Value ($000) $981 Shares 9,413 Est. Cost $81.30 Unrealized +11.6%
MMM 3M COMPANY 0.9%
Value ($000) $933 Shares 5,224 Est. Cost $106.20 Unrealized 0.0%
HAS HASBRO INC 0.9%
Value ($000) $928 Shares 11,930 Est. Cost $60.50 Unrealized 0.0%
CAG CONAGRA FOODS INC 0.9%
Value ($000) $895 Shares 22,630 Est. Cost $26.85 Unrealized 0.0%
FDS FACTSET RESEARCH SYSTEMS INC 0.9%
Value ($000) $889 Shares 5,440 Est. Cost $145.23 Unrealized 0.0%
SBUX STARBUCKS CORP 0.9%
Value ($000) $887 Shares 15,970 Est. Cost $45.58 Unrealized 0.0%
ACN ACCENTURE PLC CL.A 0.8%
Value ($000) $868 Shares 7,412 Est. Cost $103.19 Unrealized 0.0%
ESLT ELBIT SYSTEMS LTD 0.8%
Value ($000) $861 Shares 8,450 Est. Cost $90.34 Unrealized 0.0%
IPAR INTER PARFUMS INC 0.8%
Value ($000) $845 Shares 25,800 Est. Cost $33.13 Unrealized 0.0%
DHR DANAHER CORP 0.8%
Value ($000) $840 Shares 10,790 Est. Cost $66.37 Unrealized 0.0%
SCHO SCHWAB S-T US TREASURY ETF 0.8%
Value ($000) $839 Shares 16,636 Est. Cost $50.80 Unrealized —
BIV VANGUARD INTER-TRM BOND ETF 0.8%
Value ($000) $835 Shares 10,050 Est. Cost $83.76 Unrealized —
— iSHRS VII DOW JONES IND ETF 0.7%
Value ($000) $757 Shares 3,600 Est. Cost $210.28 Unrealized —
— BERKSHIRE HTWY CL.A 0.7%
Value ($000) $732 Shares 300 Est. Cost $2260.00 Unrealized —
SHY iSHARES T-BOND 1-3 YRS FUND 0.6%
Value ($000) $656 Shares 7,765 Est. Cost $84.48 Unrealized —
XOM EXXON MOBIL CORP (NEW) 0.6%
Value ($000) $594 Shares 6,578 Est. Cost $57.11 Unrealized +1.9%
— iSHARES NASDAQ 100 UCITS ETF 0.6%
Value ($000) $570 Shares 2,100 Est. Cost $238.75 Unrealized —
EW EDWARDS LIFESCIENCES 0.5%
Value ($000) $566 Shares 6,045 Est. Cost $32.40 Unrealized 0.0%
SCHF SCHWAB INTERNATIONAL EQTY ETF 0.5%
Value ($000) $560 Shares 20,243 Est. Cost $28.80 Unrealized —
PFE PFIZER INCORPORATION 0.5%
Value ($000) $543 Shares 16,721 Est. Cost $18.44 Unrealized +11.2%
T AT&T INC 0.5%
Value ($000) $490 Shares 11,519 Est. Cost $13.30 Unrealized +16.2%
GOOG ALPHABET CLASS C 0.5%
Value ($000) $481 Shares 623 Est. Cost $35.65 Unrealized +8.5%
ISRG INTUITIVE SURGICAL NEW 0.4%
Value ($000) $423 Shares 667 Est. Cost $73.52 Unrealized 0.0%
INTC INTEL CORP 0.4%
Value ($000) $422 Shares 11,635 Est. Cost $26.27 Unrealized +11.0%
VEEV VEEVA SYSTEMS 0.4%
Value ($000) $409 Shares 10,040 Est. Cost $40.84 Unrealized 0.0%
MO ALTRIA GROUP INC 0.4%
Value ($000) $398 Shares 5,878 Est. Cost $23.76 Unrealized +43.0%
AAPL APPLE INC 0.3%
Value ($000) $298 Shares 2,574 Est. Cost $24.08 Unrealized +8.3%
PEP PEPSICO INC 0.3%
Value ($000) $278 Shares 2,661 Est. Cost $73.48 Unrealized +8.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.3%
Value ($000) $274 Shares 1,684 Est. Cost $143.47 Unrealized +7.3%
EIX EDISON INTERNATIONAL 0.3%
Value ($000) $262 Shares 3,639 Est. Cost $40.28 Unrealized +20.0%
JNJ JOHNSON& JOHNSON 0.3%
Value ($000) $259 Shares 2,250 Est. Cost $77.22 Unrealized +16.2%
PG PROCTER AND GAMBLE COMPANY 0.2%
Value ($000) $246 Shares 2,923 Est. Cost $61.64 Unrealized +8.3%
GM GENERAL MOTORS COMPANY S 0.2%
Value ($000) $235 Shares 6,750 Est. Cost $25.85 Unrealized +8.9%
— INTEGRATED DEVICE TECH INC 0.2%
Value ($000) $212 Shares 9,000 Est. Cost $23.11 Unrealized —
CSX CSX CORP 0.2%
Value ($000) $201 Shares 5,600 Est. Cost $9.89 Unrealized 0.0%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $4 Shares 20,000 Est. Cost $0.69 Unrealized -71.4%
— DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost — Unrealized —