Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 29, 2018

Total Value ($000): $167,768 (100.0% shares, 0.0% debt)

Holdings (89)

SDY SPDR S&P DIVIDEND ETF 10.3%
Value ($000) $17,305 Shares 176,706 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.3%
Value ($000) $13,925 Shares 169,769 Est. Cost $53.55 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 5.1%
Value ($000) $8,587 Shares 256,112 Est. Cost $32.41 Unrealized
IJR iSHARES CORE S&P SMALL-CAP ETF 5.0%
Value ($000) $8,331 Shares 95,493 Est. Cost $102.72 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 4.4%
Value ($000) $7,458 Shares 46,310 Est. Cost $107.12 Unrealized
SCHB SCHWAB US BROAD MKT ETF 3.8%
Value ($000) $6,302 Shares 89,523 Est. Cost $54.61 Unrealized
CVX CHEVRON CORP NEW 2.3%
Value ($000) $3,857 Shares 31,544 Est. Cost $75.95 Unrealized +15.7%
XLE SECTOR SPDR ENERGY SELECT SHS 2.3%
Value ($000) $3,847 Shares 50,790 Est. Cost $72.41 Unrealized
XLF SECTOR SPDR FINCL SELECT SHS 2.2%
Value ($000) $3,706 Shares 134,355 Est. Cost $23.70 Unrealized
MSFT MICROSOFT CORP 2.2%
Value ($000) $3,682 Shares 32,196 Est. Cost $70.43 Unrealized +43.1%
WFC WELLS FARGO& CO (NEW) 2.0%
Value ($000) $3,345 Shares 63,641 Est. Cost $46.51 Unrealized 0.0%
VEA VANGUARD FTSE DEVELOPED MKTS 1.8%
Value ($000) $3,009 Shares 69,534 Est. Cost $41.49 Unrealized
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 1.6%
Value ($000) $2,716 Shares 29,655 Est. Cost $91.55 Unrealized
VTI VANGUARD TOTAL STK MKT ETF 1.5%
Value ($000) $2,517 Shares 16,822 Est. Cost $117.57 Unrealized
PFE PFIZER INCORPORATION 1.3%
Value ($000) $2,216 Shares 50,276 Est. Cost $24.56 Unrealized +12.6%
T AT&T INC 1.2%
Value ($000) $1,997 Shares 59,470 Est. Cost $14.38 Unrealized +0.7%
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $1,953 Shares 25,299 Est. Cost $56.74 Unrealized +0.2%
RIO RIO TINTO PLC ADR 1.2%
Value ($000) $1,937 Shares 37,975 Est. Cost $51.22 Unrealized
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.1%
Value ($000) $1,873 Shares 8,749 Est. Cost $195.07 Unrealized +5.2%
AAPL APPLE INC 1.1%
Value ($000) $1,868 Shares 8,274 Est. Cost $42.21 Unrealized +16.7%
IBM INTERNATIONAL BUSINESS MACHINE 1.1%
Value ($000) $1,866 Shares 12,338 Est. Cost $101.25 Unrealized 0.0%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.1%
Value ($000) $1,855 Shares 60,293 Est. Cost $31.66 Unrealized
INTC INTEL CORP 1.1%
Value ($000) $1,778 Shares 37,595 Est. Cost $36.22 Unrealized +14.6%
HON HONEYWELL INTERNATIONAL INC 1.1%
Value ($000) $1,776 Shares 10,676 Est. Cost $121.60 Unrealized 0.0%
IPAR INTER PARFUMS INC 1.0%
Value ($000) $1,736 Shares 26,935 Est. Cost $33.80 Unrealized +81.7%
FLR FLUOR CORPORATION NEW 1.0%
Value ($000) $1,673 Shares 28,800 Est. Cost $51.91 Unrealized 0.0%
NSRGY NESTLE SA ADR 1.0%
Value ($000) $1,666 Shares 20,027 Est. Cost $82.18 Unrealized
ELV ANTHEM INC 1.0%
Value ($000) $1,629 Shares 5,945 Est. Cost $235.52 Unrealized 0.0%
JPM JPMORGAN CHASE& CO 1.0%
Value ($000) $1,610 Shares 14,270 Est. Cost $92.63 Unrealized 0.0%
JNJ JOHNSON& JOHNSON 1.0%
Value ($000) $1,597 Shares 11,557 Est. Cost $103.35 Unrealized +4.5%
SYK STRYKER CORP 0.9%
Value ($000) $1,579 Shares 8,885 Est. Cost $77.85 Unrealized +102.4%
DEO DIAGEO PLC ADR NEW 0.9%
Value ($000) $1,536 Shares 10,845 Est. Cost $139.27 Unrealized
ABT ABBOTT LABORATORIES 0.9%
Value ($000) $1,533 Shares 20,900 Est. Cost $57.83 Unrealized 0.0%
V VISA, INC 0.9%
Value ($000) $1,525 Shares 10,160 Est. Cost $96.42 Unrealized +40.1%
UNH UNITEDHEALTH GROUP INC 0.9%
Value ($000) $1,520 Shares 5,712 Est. Cost $230.64 Unrealized 0.0%
MKL MARKEL CORP 0.9%
Value ($000) $1,486 Shares 1,250 Est. Cost $1176.81 Unrealized 0.0%
RSPH INVESCO S&P 500 EQ WT HEALTH 0.9%
Value ($000) $1,473 Shares 7,147 Est. Cost $182.67 Unrealized
BAC BANK OF AMERICA CORP 0.9%
Value ($000) $1,434 Shares 48,663 Est. Cost $25.47 Unrealized 0.0%
INTU INTUIT INC 0.8%
Value ($000) $1,421 Shares 6,250 Est. Cost $144.15 Unrealized +41.9%
KMB KIMBERLY CLARK CORP 0.8%
Value ($000) $1,359 Shares 11,963 Est. Cost $86.55 Unrealized 0.0%
EMR EMERSON ELECTRIC CO 0.8%
Value ($000) $1,356 Shares 17,705 Est. Cost $61.95 Unrealized 0.0%
MA MASTERCARD INCORPORATED 0.8%
Value ($000) $1,343 Shares 6,035 Est. Cost $77.43 Unrealized +158.7%
ABBV ABBVIE INC 0.8%
Value ($000) $1,311 Shares 13,860 Est. Cost $69.17 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.8%
Value ($000) $1,269 Shares 3,999 Est. Cost $269.78 Unrealized 0.0%
IJK iSHARES S&P MIDCAP 400 GRWTH 0.7%
Value ($000) $1,226 Shares 5,263 Est. Cost $167.65 Unrealized
PG PROCTER AND GAMBLE COMPANY 0.7%
Value ($000) $1,211 Shares 14,554 Est. Cost $67.79 Unrealized 0.0%
QCOM QUALCOMM INC 0.7%
Value ($000) $1,200 Shares 16,660 Est. Cost $54.64 Unrealized 0.0%
COST COSTCO WHSL CORP (NEW) 0.7%
Value ($000) $1,196 Shares 5,090 Est. Cost $169.26 Unrealized +20.0%
AON PLC CLASS A 0.7%
Value ($000) $1,153 Shares 7,495 Est. Cost $153.84 Unrealized
WMT WALMART, INC 0.7%
Value ($000) $1,141 Shares 12,150 Est. Cost $27.34 Unrealized 0.0%
COP CONOCOPHILLIPS 0.7%
Value ($000) $1,115 Shares 14,400 Est. Cost $56.36 Unrealized 0.0%
MARATHON OIL CORP 0.7%
Value ($000) $1,094 Shares 47,000 Est. Cost $23.28 Unrealized
LSTR LANDSTAR SYSTEMS, INC. 0.7%
Value ($000) $1,094 Shares 8,965 Est. Cost $104.07 Unrealized
EOG EOG RESOURCES INC 0.6%
Value ($000) $1,075 Shares 8,430 Est. Cost $87.22 Unrealized +4.8%
CB CHUBB LTD COM 0.6%
Value ($000) $1,067 Shares 7,985 Est. Cost $119.21 Unrealized 0.0%
NUS NU SKIN ENTERPRISES INC CL A 0.6%
Value ($000) $1,059 Shares 12,850 Est. Cost $61.55 Unrealized 0.0%
XOM EXXON MOBIL CORP (NEW) 0.6%
Value ($000) $979 Shares 11,513 Est. Cost $56.96 Unrealized +2.2%
HBAN HUNTINGTON BANCSHARES 0.6%
Value ($000) $975 Shares 65,380 Est. Cost $11.01 Unrealized +0.9%
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $960 Shares 300 Est. Cost $2260.00 Unrealized
VZ VERIZON COMMUNICATIONS 0.6%
Value ($000) $946 Shares 17,718 Est. Cost $35.64 Unrealized 0.0%
AX AXOS FINANCIAL INC 0.5%
Value ($000) $909 Shares 26,420 Est. Cost $38.41 Unrealized 0.0%
SCHO SCHWAB S-T US TREASURY ETF 0.5%
Value ($000) $869 Shares 17,540 Est. Cost $50.64 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 0.5%
Value ($000) $841 Shares 13,550 Est. Cost $44.98 Unrealized 0.0%
GAIA GAIA INC NEW CLASS A 0.5%
Value ($000) $795 Shares 51,600 Est. Cost $12.16 Unrealized +47.6%
MDLZ MONDELEZ INTERNATIONAL INC 0.5%
Value ($000) $760 Shares 17,690 Est. Cost $35.59 Unrealized 0.0%
ISRG INTUITIVE SURGICAL NEW 0.4%
Value ($000) $708 Shares 1,233 Est. Cost $107.84 Unrealized +64.7%
ADBE ADOBE INC. 0.4%
Value ($000) $682 Shares 2,525 Est. Cost $122.91 Unrealized +109.8%
SHY iSHARES T-BOND 1-3 YRS FUND 0.4%
Value ($000) $632 Shares 7,606 Est. Cost $84.31 Unrealized
GOOG ALPHABET CLASS C 0.3%
Value ($000) $496 Shares 416 Est. Cost $36.06 Unrealized +64.9%
BP BP PLC ADR 0.3%
Value ($000) $490 Shares 10,630 Est. Cost $39.53 Unrealized
AMZN AMAZON.COM INC 0.3%
Value ($000) $471 Shares 235 Est. Cost $71.51 Unrealized +31.5%
CSX CSX CORP 0.2%
Value ($000) $415 Shares 5,600 Est. Cost $9.89 Unrealized +118.3%
BKR BAKER HUGHES A GE CO 0.2%
Value ($000) $386 Shares 11,400 Est. Cost $26.77 Unrealized 0.0%
KHC KRAFT HEINZ COMPANY 0.2%
Value ($000) $381 Shares 6,915 Est. Cost $41.81 Unrealized 0.0%
PEP PEPSICO INC 0.2%
Value ($000) $346 Shares 3,091 Est. Cost $76.25 Unrealized +18.5%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $343 Shares 1,180 Est. Cost $290.68 Unrealized
MO ALTRIA GROUP INC 0.2%
Value ($000) $318 Shares 5,268 Est. Cost $23.76 Unrealized +41.2%
ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $316 Shares 4,460 Est. Cost $72.52 Unrealized
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $309 Shares 1,900 Est. Cost $87.64 Unrealized +45.8%
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $293 Shares 243 Est. Cost $41.73 Unrealized +44.0%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $280 Shares 4,595 Est. Cost $52.03 Unrealized 0.0%
MRK MERCK& CO. INC. 0.2%
Value ($000) $275 Shares 3,875 Est. Cost $45.64 Unrealized +11.0%
DE DEERE& CO 0.2%
Value ($000) $256 Shares 1,700 Est. Cost $119.51 Unrealized +7.6%
BA BOEING COMPANY 0.2%
Value ($000) $255 Shares 685 Est. Cost $264.03 Unrealized +28.4%
HAL HALLIBURTON CO 0.2%
Value ($000) $253 Shares 6,240 Est. Cost $34.67 Unrealized +2.6%
MORN MORNINGSTAR INC 0.1%
Value ($000) $227 Shares 1,800 Est. Cost $114.36 Unrealized +17.9%
SU SUNCOR ENERGY INC NEW 0.1%
Value ($000) $205 Shares 5,300 Est. Cost $25.89 Unrealized +17.7%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $4 Shares 20,000 Est. Cost $0.69 Unrealized -65.3%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized