Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 28, 2019

Total Value ($000): $126,057 (100.0% shares, 0.0% debt)

Holdings (74)

SDY SPDR S&P DIVIDEND ETF 12.5%
Value ($000) $15,779 Shares 176,263 Est. Cost $81.16 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.0%
Value ($000) $10,061 Shares 145,959 Est. Cost $53.55 Unrealized
IJR iSHARES CORE S&P SMALL-CAP ETF 5.1%
Value ($000) $6,397 Shares 92,288 Est. Cost $102.72 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.7%
Value ($000) $5,912 Shares 208,524 Est. Cost $32.41 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.2%
Value ($000) $5,280 Shares 88,099 Est. Cost $54.61 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 3.9%
Value ($000) $4,955 Shares 36,885 Est. Cost $107.12 Unrealized
CVX CHEVRON CORP NEW 2.9%
Value ($000) $3,610 Shares 33,183 Est. Cost $76.39 Unrealized +10.9%
MSFT MICROSOFT CORP 2.6%
Value ($000) $3,310 Shares 32,592 Est. Cost $70.79 Unrealized +41.3%
WFC WELLS FARGO& CO (NEW) 2.3%
Value ($000) $2,933 Shares 63,641 Est. Cost $46.51 Unrealized -9.6%
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 2.2%
Value ($000) $2,817 Shares 30,805 Est. Cost $91.55 Unrealized
XLE SECTOR SPDR ENERGY SELECT SHS 2.0%
Value ($000) $2,535 Shares 44,205 Est. Cost $72.41 Unrealized
DIS DISNEY WALT CO (HOLDING CO) 2.0%
Value ($000) $2,526 Shares 23,037 Est. Cost $109.10 Unrealized 0.0%
PFE PFIZER INCORPORATION 1.7%
Value ($000) $2,186 Shares 50,075 Est. Cost $24.56 Unrealized +22.3%
VTI VANGUARD TOTAL STK MKT ETF 1.7%
Value ($000) $2,093 Shares 16,402 Est. Cost $117.57 Unrealized
CSCO CISCO SYSTEMS INC 1.5%
Value ($000) $1,947 Shares 44,934 Est. Cost $36.91 Unrealized 0.0%
INTC INTEL CORP 1.4%
Value ($000) $1,726 Shares 36,779 Est. Cost $36.22 Unrealized +11.0%
JNJ JOHNSON& JOHNSON 1.3%
Value ($000) $1,677 Shares 12,996 Est. Cost $104.55 Unrealized +9.2%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.3%
Value ($000) $1,635 Shares 8,006 Est. Cost $195.07 Unrealized +7.1%
NSRGY NESTLE SA ADR 1.3%
Value ($000) $1,612 Shares 19,916 Est. Cost $82.18 Unrealized
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $1,564 Shares 24,999 Est. Cost $56.74 Unrealized -6.6%
DEO DIAGEO PLC ADR NEW 1.2%
Value ($000) $1,557 Shares 10,977 Est. Cost $139.30 Unrealized
ELV ANTHEM INC 1.2%
Value ($000) $1,547 Shares 5,891 Est. Cost $235.52 Unrealized +6.2%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.2%
Value ($000) $1,526 Shares 57,683 Est. Cost $31.66 Unrealized
ABT ABBOTT LABORATORIES 1.2%
Value ($000) $1,497 Shares 20,698 Est. Cost $57.83 Unrealized +7.5%
HON HONEYWELL INTERNATIONAL INC 1.2%
Value ($000) $1,453 Shares 11,000 Est. Cost $121.49 Unrealized -3.1%
UNH UNITEDHEALTH GROUP INC 1.1%
Value ($000) $1,417 Shares 5,687 Est. Cost $230.64 Unrealized +1.9%
WMT WALMART, INC 1.1%
Value ($000) $1,376 Shares 14,770 Est. Cost $27.59 Unrealized +4.2%
JPM JPMORGAN CHASE& CO 1.1%
Value ($000) $1,366 Shares 13,998 Est. Cost $92.63 Unrealized -5.5%
KMB KIMBERLY CLARK CORP 1.1%
Value ($000) $1,360 Shares 11,937 Est. Cost $86.55 Unrealized -0.2%
SYK STRYKER CORP 1.1%
Value ($000) $1,352 Shares 8,625 Est. Cost $77.85 Unrealized +98.8%
PG PROCTER AND GAMBLE COMPANY 1.1%
Value ($000) $1,334 Shares 14,508 Est. Cost $67.79 Unrealized +10.3%
V VISA, INC 1.1%
Value ($000) $1,333 Shares 10,100 Est. Cost $96.42 Unrealized +36.3%
MKL MARKEL CORP 1.0%
Value ($000) $1,297 Shares 1,249 Est. Cost $1176.81 Unrealized -7.1%
RSPH INVESCO S&P 500 EQ WT HEALTH 1.0%
Value ($000) $1,254 Shares 7,062 Est. Cost $182.67 Unrealized
HDV iSHARES CORE HIGH DIV ETF 1.0%
Value ($000) $1,234 Shares 14,620 Est. Cost $84.40 Unrealized
BAC BANK OF AMERICA CORP 0.9%
Value ($000) $1,187 Shares 48,188 Est. Cost $25.47 Unrealized -10.5%
INTU INTUIT INC 0.9%
Value ($000) $1,181 Shares 6,000 Est. Cost $144.15 Unrealized +37.7%
VEA VANGUARD FTSE DEVELOPED MKTS 0.9%
Value ($000) $1,162 Shares 31,334 Est. Cost $41.49 Unrealized
MA MASTERCARD INCORPORATED 0.9%
Value ($000) $1,160 Shares 6,150 Est. Cost $79.55 Unrealized +140.0%
EMR EMERSON ELECTRIC CO 0.8%
Value ($000) $1,058 Shares 17,703 Est. Cost $61.95 Unrealized -8.0%
COST COSTCO WHSL CORP (NEW) 0.8%
Value ($000) $1,046 Shares 5,135 Est. Cost $169.26 Unrealized +19.3%
DHR DANAHER CORP 0.8%
Value ($000) $1,008 Shares 9,775 Est. Cost $87.89 Unrealized 0.0%
AON PLC CLASS A 0.8%
Value ($000) $999 Shares 6,875 Est. Cost $153.84 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.8%
Value ($000) $997 Shares 5,214 Est. Cost $167.65 Unrealized
VZ VERIZON COMMUNICATIONS 0.8%
Value ($000) $994 Shares 17,683 Est. Cost $35.64 Unrealized +8.4%
CITRIX SYSTEMS INC 0.8%
Value ($000) $969 Shares 9,460 Est. Cost $102.43 Unrealized
QCOM QUALCOMM INC 0.8%
Value ($000) $948 Shares 16,656 Est. Cost $54.64 Unrealized -6.9%
BERKSHIRE HTWY CL.A 0.7%
Value ($000) $918 Shares 300 Est. Cost $2260.00 Unrealized
ABBV ABBVIE INC 0.7%
Value ($000) $909 Shares 9,860 Est. Cost $69.17 Unrealized -6.3%
SCHO SCHWAB S-T US TREASURY ETF 0.7%
Value ($000) $865 Shares 17,340 Est. Cost $50.64 Unrealized
T AT&T INC 0.7%
Value ($000) $832 Shares 29,144 Est. Cost $14.38 Unrealized -2.5%
XOM EXXON MOBIL CORP (NEW) 0.6%
Value ($000) $720 Shares 10,560 Est. Cost $56.96 Unrealized -1.0%
MDLZ MONDELEZ INTERNATIONAL INC 0.6%
Value ($000) $708 Shares 17,690 Est. Cost $35.59 Unrealized +0.5%
BMY BRISTOL-MYERS SQUIBB CO 0.6%
Value ($000) $704 Shares 13,549 Est. Cost $44.98 Unrealized -8.9%
GAIA GAIA INC NEW CLASS A 0.4%
Value ($000) $535 Shares 51,600 Est. Cost $12.16 Unrealized +8.4%
SHY iSHARES T-BOND 1-3 YRS FUND 0.4%
Value ($000) $529 Shares 6,325 Est. Cost $84.31 Unrealized
GOOG ALPHABET CLASS C 0.4%
Value ($000) $508 Shares 491 Est. Cost $38.67 Unrealized +37.4%
BP BP PLC ADR 0.4%
Value ($000) $446 Shares 11,766 Est. Cost $39.38 Unrealized
CB CHUBB LTD COM 0.3%
Value ($000) $398 Shares 3,081 Est. Cost $119.21 Unrealized -4.0%
AMZN AMAZON.COM INC 0.3%
Value ($000) $395 Shares 263 Est. Cost $72.75 Unrealized +14.3%
ISRG INTUITIVE SURGICAL NEW 0.3%
Value ($000) $392 Shares 818 Est. Cost $107.84 Unrealized +57.1%
ADBE ADOBE INC. 0.3%
Value ($000) $356 Shares 1,575 Est. Cost $122.91 Unrealized +96.4%
PEP PEPSICO INC 0.3%
Value ($000) $342 Shares 3,091 Est. Cost $76.25 Unrealized +18.9%
MRK MERCK& CO. INC. 0.2%
Value ($000) $296 Shares 3,875 Est. Cost $45.64 Unrealized +23.8%
SPY SPDR S&P 500 ETF 0.2%
Value ($000) $295 Shares 1,181 Est. Cost $290.68 Unrealized
ROYAL DUTCH SHELL PLC CL.B 0.2%
Value ($000) $265 Shares 4,416 Est. Cost $72.52 Unrealized
UNP UNION PACIFIC CORPORATION 0.2%
Value ($000) $263 Shares 1,900 Est. Cost $87.64 Unrealized +44.3%
MO ALTRIA GROUP INC 0.2%
Value ($000) $260 Shares 5,268 Est. Cost $23.76 Unrealized +39.4%
DE DEERE& CO 0.2%
Value ($000) $254 Shares 1,700 Est. Cost $119.51 Unrealized +10.3%
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $252 Shares 241 Est. Cost $41.73 Unrealized +28.5%
FLR FLUOR CORPORATION NEW 0.2%
Value ($000) $225 Shares 7,000 Est. Cost $51.91 Unrealized -20.5%
BA BOEING COMPANY 0.2%
Value ($000) $221 Shares 685 Est. Cost $264.03 Unrealized +26.9%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $2 Shares 20,000 Est. Cost $0.69 Unrealized -74.2%
DETTO TECHNOLOGIES INC 0.0%
Value ($000) $0 Shares 32,000 Est. Cost Unrealized