Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Jan 28, 2019

Total Value: $126M (100.0% shares, 0.0% debt)

Holdings (74)

SDY SPDR S&P DIVIDEND ETF 12.5%
Value $15.78M Shares 176,263 Share Price $89.52 Est. Cost/Share $79.65 Unrealized @ Report Date +12.4%
SCHG SCHWAB US LARGE CAP GROWTH ETF 8.0%
Value $10.06M Shares 145,959 Share Price $68.93 * Est. Cost/Share $6.58 Unrealized @ Report Date +31.0%
IJR iSHARES CORE S&P SMALL-CAP ETF 5.1%
Value $6.397M Shares 92,288 Share Price $69.32 Est. Cost/Share $66.91 Unrealized @ Report Date +3.6%
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.7%
Value $5.912M Shares 208,524 Share Price $28.35 * Est. Cost/Share $15.97 Unrealized @ Report Date -11.3%
SCHB SCHWAB US BROAD MKT ETF 4.2%
Value $5.28M Shares 88,099 Share Price $59.93 * Est. Cost/Share $8.93 Unrealized @ Report Date +11.9%
VUG VANGUARD US LRG CAP GR IND ETF 3.9%
Value $4.955M Shares 36,885 Share Price $134.34 * Est. Cost/Share $17.48 Unrealized @ Report Date +28.1%
CVX CHEVRON CORP NEW 2.9%
Value $3.61M Shares 33,183 Share Price $108.79 * Est. Cost/Share $76.39 Unrealized @ Report Date +4.7%
MSFT MICROSOFT CORP 2.6%
Value $3.31M Shares 32,592 Share Price $101.56 * Est. Cost/Share $70.79 Unrealized @ Report Date +34.2%
WFC WELLS FARGO& CO (NEW) 2.3%
Value $2.933M Shares 63,641 Share Price $46.09 * Est. Cost/Share $46.51 Unrealized @ Report Date -18.4%
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 2.2%
Value $2.817M Shares 30,805 Share Price $91.45 Est. Cost/Share $91.48 Unrealized @ Report Date -0.0%
XLE SECTOR SPDR ENERGY SELECT SHS 2.0%
Value $2.535M Shares 44,205 Share Price $57.35 * Est. Cost/Share $34.55 Unrealized @ Report Date -17.0%
DIS DISNEY WALT CO (HOLDING CO) 2.0%
Value $2.526M Shares 23,037 Share Price $109.65 * Est. Cost/Share $109.10 Unrealized @ Report Date -3.0%
PFE PFIZER INCORPORATION 1.7%
Value $2.186M Shares 50,075 Share Price $43.65 * Est. Cost/Share $24.56 Unrealized @ Report Date +22.4%
VTI VANGUARD TOTAL STK MKT ETF 1.7%
Value $2.093M Shares 16,402 Share Price $127.61 Est. Cost/Share $115.53 Unrealized @ Report Date +10.5%
CSCO CISCO SYSTEMS INC 1.5%
Value $1.947M Shares 44,934 Share Price $43.33 * Est. Cost/Share $36.91 Unrealized @ Report Date -5.3%
INTC INTEL CORP 1.4%
Value $1.726M Shares 36,779 Share Price $46.93 * Est. Cost/Share $36.22 Unrealized @ Report Date +11.5%
JNJ JOHNSON& JOHNSON 1.3%
Value $1.677M Shares 12,996 Share Price $129.04 * Est. Cost/Share $104.55 Unrealized @ Report Date +1.4%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.3%
Value $1.635M Shares 8,006 Share Price $204.22 Est. Cost/Share $195.07 Unrealized @ Report Date +4.7%
NSRGY NESTLE SA ADR 1.3%
Value $1.612M Shares 19,916 Share Price $80.94 Est. Cost/Share $81.05 Unrealized @ Report Date -0.1%
GILD GILEAD SCIENCES INC 1.2%
Value $1.564M Shares 24,999 Share Price $62.56 * Est. Cost/Share $56.74 Unrealized @ Report Date -15.8%
DEO DIAGEO PLC ADR NEW 1.2%
Value $1.557M Shares 10,977 Share Price $141.84 Est. Cost/Share $139.02 Unrealized @ Report Date +2.0%
ELV ANTHEM INC 1.2%
Value $1.547M Shares 5,891 Share Price $262.60 * Est. Cost/Share $235.52 Unrealized @ Report Date +1.6%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.2%
Value $1.526M Shares 57,683 Share Price $26.45 Est. Cost/Share $31.22 Unrealized @ Report Date -15.3%
ABT ABBOTT LABORATORIES 1.2%
Value $1.497M Shares 20,698 Share Price $72.33 * Est. Cost/Share $57.83 Unrealized @ Report Date +10.7%
HON HONEYWELL INTERNATIONAL INC 1.2%
Value $1.453M Shares 11,000 Share Price $132.09 * Est. Cost/Share $121.49 Unrealized @ Report Date -11.4%
UNH UNITEDHEALTH GROUP INC 1.1%
Value $1.417M Shares 5,687 Share Price $249.16 * Est. Cost/Share $230.64 Unrealized @ Report Date -3.7%
WMT WALMART, INC 1.1%
Value $1.376M Shares 14,770 Share Price $93.16 * Est. Cost/Share $27.59 Unrealized @ Report Date +1.4%
JPM JPMORGAN CHASE& CO 1.1%
Value $1.366M Shares 13,998 Share Price $97.59 * Est. Cost/Share $92.63 Unrealized @ Report Date -13.4%
KMB KIMBERLY CLARK CORP 1.1%
Value $1.36M Shares 11,937 Share Price $113.93 * Est. Cost/Share $86.55 Unrealized @ Report Date +3.2%
SYK STRYKER CORP 1.1%
Value $1.352M Shares 8,625 Share Price $156.75 * Est. Cost/Share $77.85 Unrealized @ Report Date +86.9%
PG PROCTER AND GAMBLE COMPANY 1.1%
Value $1.334M Shares 14,508 Share Price $91.95 * Est. Cost/Share $67.79 Unrealized @ Report Date +13.6%
V VISA, INC 1.1%
Value $1.333M Shares 10,100 Share Price $131.98 * Est. Cost/Share $96.42 Unrealized @ Report Date +30.3%
MKL MARKEL CORP 1.0%
Value $1.297M Shares 1,249 Share Price $1038.43 Est. Cost/Share $1176.81 Unrealized @ Report Date -11.8%
RSPH INVESCO S&P 500 EQ WT HEALTH 1.0%
Value $1.254M Shares 7,062 Share Price $177.57 * Est. Cost/Share $18.14 Unrealized @ Report Date -2.1%
HDV iSHARES CORE HIGH DIV ETF 1.0%
Value $1.234M Shares 14,620 Share Price $84.40 * Est. Cost/Share $17.78 Unrealized @ Report Date -5.1%
BAC BANK OF AMERICA CORP 0.9%
Value $1.187M Shares 48,188 Share Price $24.63 * Est. Cost/Share $25.47 Unrealized @ Report Date -18.4%
INTU INTUIT INC 0.9%
Value $1.181M Shares 6,000 Share Price $196.83 * Est. Cost/Share $144.15 Unrealized @ Report Date +30.3%
VEA VANGUARD FTSE DEVELOPED MKTS 0.9%
Value $1.162M Shares 31,334 Share Price $37.08 Est. Cost/Share $40.91 Unrealized @ Report Date -9.3%
MA MASTERCARD INCORPORATED 0.9%
Value $1.16M Shares 6,150 Share Price $188.62 * Est. Cost/Share $79.55 Unrealized @ Report Date +128.0%
EMR EMERSON ELECTRIC CO 0.8%
Value $1.058M Shares 17,703 Share Price $59.76 * Est. Cost/Share $61.95 Unrealized @ Report Date -18.1%
COST COSTCO WHSL CORP (NEW) 0.8%
Value $1.046M Shares 5,135 Share Price $203.70 * Est. Cost/Share $169.26 Unrealized @ Report Date +9.0%
DHR DANAHER CORP 0.8%
Value $1.008M Shares 9,775 Share Price $103.12 * Est. Cost/Share $87.89 Unrealized @ Report Date +0.8%
— AON PLC CLASS A 0.8%
Value $999K Shares 6,875 Share Price $145.31 Est. Cost/Share $153.84 Unrealized @ Report Date —
IJK iSHARES S&P MIDCAP 400 GRWTH 0.8%
Value $997K Shares 5,214 Share Price $191.22 * Est. Cost/Share $40.94 Unrealized @ Report Date +16.8%
VZ VERIZON COMMUNICATIONS 0.8%
Value $994K Shares 17,683 Share Price $56.21 * Est. Cost/Share $35.64 Unrealized @ Report Date +7.5%
— CITRIX SYSTEMS INC 0.8%
Value $969K Shares 9,460 Share Price $102.43 Est. Cost/Share $102.43 Unrealized @ Report Date —
QCOM QUALCOMM INC 0.8%
Value $948K Shares 16,656 Share Price $56.92 * Est. Cost/Share $54.64 Unrealized @ Report Date -12.1%
— BERKSHIRE HTWY CL.A 0.7%
Value $918K Shares 300 Share Price $3060.00 Est. Cost/Share $2260.00 Unrealized @ Report Date —
ABBV ABBVIE INC 0.7%
Value $909K Shares 9,860 Share Price $92.19 * Est. Cost/Share $69.17 Unrealized @ Report Date -1.6%
SCHO SCHWAB S-T US TREASURY ETF 0.7%
Value $865K Shares 17,340 Share Price $49.88 * Est. Cost/Share $25.30 Unrealized @ Report Date -1.4%
T AT&T INC 0.7%
Value $832K Shares 29,144 Share Price $28.55 * Est. Cost/Share $14.38 Unrealized @ Report Date -9.5%
XOM EXXON MOBIL CORP (NEW) 0.6%
Value $720K Shares 10,560 Share Price $68.18 * Est. Cost/Share $56.96 Unrealized @ Report Date -13.5%
MDLZ MONDELEZ INTERNATIONAL INC 0.6%
Value $708K Shares 17,690 Share Price $40.02 * Est. Cost/Share $35.59 Unrealized @ Report Date -5.0%
BMY BRISTOL-MYERS SQUIBB CO 0.6%
Value $704K Shares 13,549 Share Price $51.96 * Est. Cost/Share $44.98 Unrealized @ Report Date -11.8%
GAIA GAIA INC NEW CLASS A 0.4%
Value $535K Shares 51,600 Share Price $10.37 Est. Cost/Share $12.16 Unrealized @ Report Date -14.8%
SHY iSHARES T-BOND 1-3 YRS FUND 0.4%
Value $529K Shares 6,325 Share Price $83.64 Est. Cost/Share $84.45 Unrealized @ Report Date -1.0%
GOOG ALPHABET CLASS C 0.4%
Value $508K Shares 491 Share Price $1034.62 * Est. Cost/Share $38.67 Unrealized @ Report Date +32.9%
BP BP PLC ADR 0.4%
Value $446K Shares 11,766 Share Price $37.91 Est. Cost/Share $37.27 Unrealized @ Report Date +1.8%
CB CHUBB LTD COM 0.3%
Value $398K Shares 3,081 Share Price $129.18 * Est. Cost/Share $119.21 Unrealized @ Report Date -3.5%
AMZN AMAZON.COM INC 0.3%
Value $395K Shares 263 Share Price $1501.90 * Est. Cost/Share $72.75 Unrealized @ Report Date +3.2%
ISRG INTUITIVE SURGICAL NEW 0.3%
Value $392K Shares 818 Share Price $479.22 * Est. Cost/Share $107.84 Unrealized @ Report Date +48.0%
ADBE ADOBE INC. 0.3%
Value $356K Shares 1,575 Share Price $226.03 Est. Cost/Share $122.91 Unrealized @ Report Date +84.1%
PEP PEPSICO INC 0.3%
Value $342K Shares 3,091 Share Price $110.64 * Est. Cost/Share $76.25 Unrealized @ Report Date +17.2%
MRK MERCK& CO. INC. 0.2%
Value $296K Shares 3,875 Share Price $76.39 * Est. Cost/Share $45.64 Unrealized @ Report Date +28.6%
SPY SPDR S&P 500 ETF 0.2%
Value $295K Shares 1,181 Share Price $249.79 Est. Cost/Share $284.76 Unrealized @ Report Date -12.2%
— ROYAL DUTCH SHELL PLC CL.B 0.2%
Value $265K Shares 4,416 Share Price $60.01 Est. Cost/Share $72.52 Unrealized @ Report Date —
UNP UNION PACIFIC CORPORATION 0.2%
Value $263K Shares 1,900 Share Price $138.42 * Est. Cost/Share $87.64 Unrealized @ Report Date +35.1%
MO ALTRIA GROUP INC 0.2%
Value $260K Shares 5,268 Share Price $49.35 * Est. Cost/Share $23.76 Unrealized @ Report Date +20.7%
DE DEERE& CO 0.2%
Value $254K Shares 1,700 Share Price $149.41 * Est. Cost/Share $119.51 Unrealized @ Report Date +12.9%
GOOGL ALPHABET CLASS A 0.2%
Value $252K Shares 241 Share Price $1045.64 * Est. Cost/Share $41.73 Unrealized @ Report Date +24.3%
FLR FLUOR CORPORATION NEW 0.2%
Value $225K Shares 7,000 Share Price $32.14 * Est. Cost/Share $51.91 Unrealized @ Report Date -40.4%
BA BOEING COMPANY 0.2%
Value $221K Shares 685 Share Price $322.63 * Est. Cost/Share $264.03 Unrealized @ Report Date +18.7%
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value $2,000 Shares 20,000 Share Price $0.10 Est. Cost/Share $0.69 Unrealized @ Report Date -84.3%
— DETTO TECHNOLOGIES INC 0.0%
Value $0 Shares 32,000 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —