Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 11, 2021

Total Value ($000): $334,007 (100.0% shares, 0.0% debt)

Holdings (118)

VCSH VANGUARD SCOTTSDALE FDS 7.3%
Value ($000) $24,549 Shares 296,804 Est. Cost $82.73 Unrealized
SCHV SCHWAB STRATEGIC TR 6.6%
Value ($000) $22,159 Shares 324,111 Est. Cost $52.04 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 6.3%
Value ($000) $21,102 Shares 395,394 Est. Cost $54.23 Unrealized
SCHG SCHWAB STRATEGIC TR 4.3%
Value ($000) $14,466 Shares 99,111 Est. Cost $56.70 Unrealized
GOVT ISHARES TR 4.1%
Value ($000) $13,542 Shares 509,107 Est. Cost $27.52 Unrealized
IUSB ISHARES TR 3.9%
Value ($000) $13,157 Shares 245,971 Est. Cost $52.81 Unrealized
SCHF SCHWAB STRATEGIC TR 2.7%
Value ($000) $9,106 Shares 230,815 Est. Cost $34.05 Unrealized
EFV ISHARES TR 2.5%
Value ($000) $8,346 Shares 161,236 Est. Cost $51.03 Unrealized
IJR ISHARES TR 2.4%
Value ($000) $7,935 Shares 70,232 Est. Cost $103.46 Unrealized
VUG VANGUARD INDEX FDS 2.1%
Value ($000) $7,074 Shares 24,664 Est. Cost $113.50 Unrealized
EFG ISHARES TR 2.0%
Value ($000) $6,815 Shares 63,529 Est. Cost $101.83 Unrealized
ESGU ISHARES TR 1.8%
Value ($000) $6,145 Shares 62,407 Est. Cost $87.59 Unrealized
BIV VANGUARD BD INDEX FDS 1.7%
Value ($000) $5,598 Shares 62,229 Est. Cost $93.10 Unrealized
CVX CHEVRON CORP NEW 1.7%
Value ($000) $5,595 Shares 53,416 Est. Cost $75.89 Unrealized +14.8%
MSFT MICROSOFT CORP 1.6%
Value ($000) $5,382 Shares 19,868 Est. Cost $80.68 Unrealized +203.3%
XLE SELECT SECTOR SPDR TR 1.6%
Value ($000) $5,187 Shares 96,288 Est. Cost $57.44 Unrealized
FALN ISHARES TR 1.5%
Value ($000) $5,087 Shares 169,780 Est. Cost $29.45 Unrealized
SCHW SCHWAB CHARLES CORP 1.4%
Value ($000) $4,516 Shares 62,028 Est. Cost $40.93 Unrealized +62.8%
HON HONEYWELL INTL INC 1.3%
Value ($000) $4,201 Shares 19,150 Est. Cost $132.40 Unrealized +45.1%
XOM EXXON MOBIL CORP 1.2%
Value ($000) $4,076 Shares 64,628 Est. Cost $43.41 Unrealized +15.3%
ACN ACCENTURE PLC IRELAND 1.2%
Value ($000) $4,047 Shares 13,730 Est. Cost $168.04 Unrealized +59.6%
IXG ISHARES TR 1.2%
Value ($000) $4,041 Shares 52,070 Est. Cost $77.61 Unrealized
IAU ISHARES GOLD TR 1.2%
Value ($000) $3,911 Shares 116,032 Est. Cost $33.71 Unrealized
EMR EMERSON ELEC CO 1.1%
Value ($000) $3,665 Shares 38,078 Est. Cost $65.37 Unrealized +30.8%
SCHB SCHWAB STRATEGIC TR 1.0%
Value ($000) $3,501 Shares 33,577 Est. Cost $58.35 Unrealized
MDT MEDTRONIC PLC 1.0%
Value ($000) $3,480 Shares 28,036 Est. Cost $89.31 Unrealized +22.6%
BSV VANGUARD BD INDEX FDS 1.0%
Value ($000) $3,459 Shares 42,100 Est. Cost $82.95 Unrealized
WALGREENS BOOTS ALLIANCE INC 1.0%
Value ($000) $3,391 Shares 64,456 Est. Cost $53.29 Unrealized
WMT WALMART INC 1.0%
Value ($000) $3,366 Shares 23,871 Est. Cost $37.47 Unrealized +16.9%
AGG ISHARES TR 1.0%
Value ($000) $3,302 Shares 28,633 Est. Cost $118.17 Unrealized
GD GENERAL DYNAMICS CORP 1.0%
Value ($000) $3,257 Shares 17,305 Est. Cost $153.46 Unrealized +11.3%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value ($000) $3,228 Shares 11,616 Est. Cost $203.25 Unrealized +37.5%
GS GOLDMAN SACHS GROUP INC 1.0%
Value ($000) $3,222 Shares 8,490 Est. Cost $167.50 Unrealized +90.7%
ORCL ORACLE CORP 1.0%
Value ($000) $3,199 Shares 41,100 Est. Cost $51.16 Unrealized +43.9%
CSCO CISCO SYS INC 1.0%
Value ($000) $3,178 Shares 59,959 Est. Cost $37.41 Unrealized +22.5%
ABBV ABBVIE INC 0.9%
Value ($000) $3,138 Shares 27,860 Est. Cost $57.66 Unrealized +64.4%
INTC INTEL CORP 0.9%
Value ($000) $2,922 Shares 52,036 Est. Cost $41.45 Unrealized +29.3%
SRE SEMPRA ENERGY 0.9%
Value ($000) $2,864 Shares 21,621 Est. Cost $53.08 Unrealized +10.9%
DUK DUKE ENERGY CORP NEW 0.8%
Value ($000) $2,744 Shares 27,790 Est. Cost $69.22 Unrealized +21.2%
VONE VANGUARD SCOTTSDALE FDS 0.8%
Value ($000) $2,675 Shares 13,355 Est. Cost $192.12 Unrealized
QCOM QUALCOMM INC 0.8%
Value ($000) $2,626 Shares 18,375 Est. Cost $95.60 Unrealized +27.8%
NEAR ISHARES U S ETF TR 0.8%
Value ($000) $2,611 Shares 52,050 Est. Cost $50.17 Unrealized
CORESITE RLTY CORP 0.8%
Value ($000) $2,602 Shares 19,335 Est. Cost $125.33 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $2,598 Shares 46,375 Est. Cost $38.87 Unrealized +11.7%
LMT LOCKHEED MARTIN CORP 0.8%
Value ($000) $2,573 Shares 6,800 Est. Cost $316.75 Unrealized +6.9%
AAPL APPLE INC 0.8%
Value ($000) $2,572 Shares 18,776 Est. Cost $118.01 Unrealized +7.1%
KMI KINDER MORGAN INC DEL 0.8%
Value ($000) $2,530 Shares 138,804 Est. Cost $11.59 Unrealized +18.4%
MCD MCDONALDS CORP 0.8%
Value ($000) $2,513 Shares 10,881 Est. Cost $169.11 Unrealized +23.8%
PSA PUBLIC STORAGE 0.7%
Value ($000) $2,497 Shares 8,305 Est. Cost $163.85 Unrealized +39.5%
ISTB ISHARES TR 0.7%
Value ($000) $2,472 Shares 48,195 Est. Cost $51.47 Unrealized
CYRUSONE INC 0.7%
Value ($000) $2,317 Shares 32,400 Est. Cost $63.79 Unrealized
ABT ABBOTT LABS 0.7%
Value ($000) $2,217 Shares 19,127 Est. Cost $63.82 Unrealized +68.1%
NUE NUCOR CORP 0.5%
Value ($000) $1,719 Shares 17,915 Est. Cost $56.64 Unrealized +53.6%
VEA VANGUARD TAX-MANAGED INTL FD 0.5%
Value ($000) $1,705 Shares 33,095 Est. Cost $41.16 Unrealized
V VISA INC 0.4%
Value ($000) $1,477 Shares 6,316 Est. Cost $109.77 Unrealized +101.3%
A AGILENT TECHNOLOGIES INC 0.4%
Value ($000) $1,388 Shares 9,390 Est. Cost $78.89 Unrealized +67.6%
FNV FRANCO NEV CORP 0.4%
Value ($000) $1,347 Shares 9,285 Est. Cost $129.29 Unrealized +7.3%
INTU INTUIT 0.4%
Value ($000) $1,343 Shares 2,740 Est. Cost $152.38 Unrealized +176.6%
TSLA TESLA INC 0.4%
Value ($000) $1,247 Shares 1,835 Est. Cost $251.06 Unrealized -13.5%
DHR DANAHER CORPORATION 0.4%
Value ($000) $1,232 Shares 4,590 Est. Cost $89.67 Unrealized +142.2%
SPDW SPDR INDEX SHS FDS 0.4%
Value ($000) $1,222 Shares 33,220 Est. Cost $31.11 Unrealized
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $1,182 Shares 2,988 Est. Cost $189.06 Unrealized +89.9%
NVDA NVIDIA CORPORATION 0.3%
Value ($000) $1,104 Shares 1,380 Est. Cost $15.99 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC. 0.3%
Value ($000) $1,094 Shares 7,303 Est. Cost $46.84 Unrealized +47.6%
AME AMETEK INC 0.3%
Value ($000) $1,092 Shares 8,180 Est. Cost $93.31 Unrealized +39.2%
CGNX COGNEX CORP 0.3%
Value ($000) $1,027 Shares 12,220 Est. Cost $69.07 Unrealized +13.7%
FANG DIAMONDBACK ENERGY INC 0.3%
Value ($000) $1,013 Shares 10,785 Est. Cost $67.28 Unrealized 0.0%
SYK STRYKER CORPORATION 0.3%
Value ($000) $1,004 Shares 3,865 Est. Cost $96.67 Unrealized +151.9%
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $982 Shares 2,293 Est. Cost $313.76 Unrealized
IEX IDEX CORP 0.3%
Value ($000) $956 Shares 4,345 Est. Cost $178.73 Unrealized +16.7%
NDSN NORDSON CORP 0.3%
Value ($000) $925 Shares 4,215 Est. Cost $184.32 Unrealized +9.1%
SIL GLOBAL X FDS 0.3%
Value ($000) $904 Shares 21,160 Est. Cost $39.90 Unrealized
HDV ISHARES TR 0.3%
Value ($000) $893 Shares 9,249 Est. Cost $91.52 Unrealized
BMI BADGER METER INC 0.3%
Value ($000) $890 Shares 9,070 Est. Cost $91.27 Unrealized 0.0%
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $857 Shares 3,847 Est. Cost $120.32 Unrealized
ROK ROCKWELL AUTOMATION INC 0.3%
Value ($000) $847 Shares 2,960 Est. Cost $249.16 Unrealized 0.0%
WFC WELLS FARGO CO NEW 0.2%
Value ($000) $781 Shares 17,245 Est. Cost $43.09 Unrealized -7.2%
NKE NIKE INC 0.2%
Value ($000) $704 Shares 4,557 Est. Cost $129.56 Unrealized -3.0%
DIS DISNEY WALT CO 0.2%
Value ($000) $688 Shares 3,912 Est. Cost $163.80 Unrealized +7.3%
GOOG ALPHABET INC 0.2%
Value ($000) $609 Shares 243 Est. Cost $69.96 Unrealized +69.1%
IWB ISHARES TR 0.2%
Value ($000) $597 Shares 2,466 Est. Cost $223.85 Unrealized
EEM ISHARES TR 0.2%
Value ($000) $597 Shares 10,820 Est. Cost $51.73 Unrealized
GOOGL ALPHABET INC 0.2%
Value ($000) $588 Shares 241 Est. Cost $60.49 Unrealized +91.6%
AMZN AMAZON COM INC 0.2%
Value ($000) $519 Shares 151 Est. Cost $77.82 Unrealized +113.6%
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value ($000) $495 Shares 845 Est. Cost $165.46 Unrealized +211.5%
PEP PEPSICO INC 0.1%
Value ($000) $495 Shares 3,341 Est. Cost $84.67 Unrealized +49.0%
VTIP VANGUARD MALVERN FDS 0.1%
Value ($000) $470 Shares 8,964 Est. Cost $51.71 Unrealized
MORN MORNINGSTAR INC 0.1%
Value ($000) $463 Shares 1,800 Est. Cost $120.22 Unrealized +101.8%
DEM WISDOMTREE TR 0.1%
Value ($000) $434 Shares 9,500 Est. Cost $44.51 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $410 Shares 1,024 Est. Cost $225.48 Unrealized +63.7%
SHY ISHARES TR 0.1%
Value ($000) $386 Shares 4,475 Est. Cost $84.31 Unrealized
QQQ INVESCO QQQ TR 0.1%
Value ($000) $385 Shares 1,085 Est. Cost $263.51 Unrealized
DE DEERE & CO 0.1%
Value ($000) $377 Shares 1,070 Est. Cost $119.51 Unrealized +186.9%
SCHO SCHWAB STRATEGIC TR 0.1%
Value ($000) $374 Shares 7,310 Est. Cost $50.60 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $369 Shares 3,565 Est. Cost $83.00 Unrealized +13.6%
CMF ISHARES TR 0.1%
Value ($000) $354 Shares 5,650 Est. Cost $62.77 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.1%
Value ($000) $353 Shares 3,763 Est. Cost $80.82 Unrealized 0.0%
MO ALTRIA GROUP INC 0.1%
Value ($000) $351 Shares 7,369 Est. Cost $26.47 Unrealized +28.3%
YOLO ADVISORSHARES TR 0.1%
Value ($000) $338 Shares 16,022 Est. Cost $23.64 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $330 Shares 3,863 Est. Cost $54.99 Unrealized +37.7%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $327 Shares 1,700 Est. Cost $99.52 Unrealized +65.0%
MLPA GLOBAL X FDS 0.1%
Value ($000) $324 Shares 8,394 Est. Cost $33.12 Unrealized
BP BP PLC 0.1%
Value ($000) $306 Shares 11,593 Est. Cost $31.72 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $281 Shares 7,175 Est. Cost $24.63 Unrealized +25.8%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $276 Shares 2,020 Est. Cost $131.67 Unrealized +5.6%
IVV ISHARES TR 0.1%
Value ($000) $265 Shares 616 Est. Cost $378.76 Unrealized
EIX EDISON INTL 0.1%
Value ($000) $264 Shares 4,559 Est. Cost $47.10 Unrealized +0.2%
MTB M & T BK CORP 0.1%
Value ($000) $254 Shares 1,745 Est. Cost $126.15 Unrealized +6.7%
LQD ISHARES TR 0.1%
Value ($000) $250 Shares 1,862 Est. Cost $136.26 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $245 Shares 6,300 Est. Cost $38.89 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value ($000) $244 Shares 5,917 Est. Cost $30.64 Unrealized +19.3%
MRK MERCK & CO INC 0.1%
Value ($000) $217 Shares 2,795 Est. Cost $46.51 Unrealized +37.9%
PNC PNC FINL SVCS GROUP INC 0.1%
Value ($000) $210 Shares 1,100 Est. Cost $158.69 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $209 Shares 574 Est. Cost $333.78 Unrealized 0.0%
RY ROYAL BK CDA 0.1%
Value ($000) $203 Shares 2,000 Est. Cost $99.12 Unrealized 0.0%
VNRX VOLITIONRX LTD 0.1%
Value ($000) $183 Shares 55,596 Est. Cost $4.29 Unrealized -21.1%
XEGFX BLACKROCK ENHANCED GOVT FD I 0.1%
Value ($000) $178 Shares 13,780 Est. Cost $13.43 Unrealized
CBRE CLARION GLOBAL REAL EST 0.0%
Value ($000) $98 Shares 11,150 Est. Cost $6.01 Unrealized