Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 11, 2021

Total Value: $334M (100.0% shares, 0.0% debt)

Holdings (118)

VCSH VANGUARD SCOTTSDALE FDS 7.3%
Value $24.55M Shares 296,804 Est. Cost $82.73 Unrealized
SCHV SCHWAB STRATEGIC TR 6.6%
Value $22.16M Shares 324,111 Est. Cost $52.04 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 6.3%
Value $21.1M Shares 395,394 Est. Cost $54.23 Unrealized
SCHG SCHWAB STRATEGIC TR 4.3%
Value $14.47M Shares 99,111 Est. Cost $56.70 Unrealized
GOVT ISHARES TR 4.1%
Value $13.54M Shares 509,107 Est. Cost $27.52 Unrealized
IUSB ISHARES TR 3.9%
Value $13.16M Shares 245,971 Est. Cost $52.81 Unrealized
SCHF SCHWAB STRATEGIC TR 2.7%
Value $9.106M Shares 230,815 Est. Cost $34.05 Unrealized
EFV ISHARES TR 2.5%
Value $8.346M Shares 161,236 Est. Cost $51.03 Unrealized
IJR ISHARES TR 2.4%
Value $7.935M Shares 70,232 Est. Cost $103.46 Unrealized
VUG VANGUARD INDEX FDS 2.1%
Value $7.074M Shares 24,664 Est. Cost $113.50 Unrealized
EFG ISHARES TR 2.0%
Value $6.815M Shares 63,529 Est. Cost $101.83 Unrealized
ESGU ISHARES TR 1.8%
Value $6.145M Shares 62,407 Est. Cost $87.59 Unrealized
BIV VANGUARD BD INDEX FDS 1.7%
Value $5.598M Shares 62,229 Est. Cost $93.10 Unrealized
CVX CHEVRON CORP NEW 1.7%
Value $5.595M Shares 53,416 Est. Cost $75.89 Unrealized +14.8%
MSFT MICROSOFT CORP 1.6%
Value $5.382M Shares 19,868 Est. Cost $80.68 Unrealized +203.3%
XLE SELECT SECTOR SPDR TR 1.6%
Value $5.187M Shares 96,288 Est. Cost $57.44 Unrealized
FALN ISHARES TR 1.5%
Value $5.087M Shares 169,780 Est. Cost $29.45 Unrealized
SCHW SCHWAB CHARLES CORP 1.4%
Value $4.516M Shares 62,028 Est. Cost $40.93 Unrealized +62.8%
HON HONEYWELL INTL INC 1.3%
Value $4.201M Shares 19,150 Est. Cost $132.40 Unrealized +45.1%
XOM EXXON MOBIL CORP 1.2%
Value $4.076M Shares 64,628 Est. Cost $43.41 Unrealized +15.3%
ACN ACCENTURE PLC IRELAND 1.2%
Value $4.047M Shares 13,730 Est. Cost $168.04 Unrealized +59.6%
IXG ISHARES TR 1.2%
Value $4.041M Shares 52,070 Est. Cost $77.61 Unrealized
IAU ISHARES GOLD TR 1.2%
Value $3.911M Shares 116,032 Est. Cost $33.71 Unrealized
EMR EMERSON ELEC CO 1.1%
Value $3.665M Shares 38,078 Est. Cost $65.37 Unrealized +30.8%
SCHB SCHWAB STRATEGIC TR 1.0%
Value $3.501M Shares 33,577 Est. Cost $58.35 Unrealized
MDT MEDTRONIC PLC 1.0%
Value $3.48M Shares 28,036 Est. Cost $89.31 Unrealized +22.6%
BSV VANGUARD BD INDEX FDS 1.0%
Value $3.459M Shares 42,100 Est. Cost $82.95 Unrealized
WALGREENS BOOTS ALLIANCE INC 1.0%
Value $3.391M Shares 64,456 Est. Cost $53.29 Unrealized
WMT WALMART INC 1.0%
Value $3.366M Shares 23,871 Est. Cost $37.47 Unrealized +16.9%
AGG ISHARES TR 1.0%
Value $3.302M Shares 28,633 Est. Cost $118.17 Unrealized
GD GENERAL DYNAMICS CORP 1.0%
Value $3.257M Shares 17,305 Est. Cost $153.46 Unrealized +11.3%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value $3.228M Shares 11,616 Est. Cost $203.25 Unrealized +37.5%
GS GOLDMAN SACHS GROUP INC 1.0%
Value $3.222M Shares 8,490 Est. Cost $167.50 Unrealized +90.7%
ORCL ORACLE CORP 1.0%
Value $3.199M Shares 41,100 Est. Cost $51.16 Unrealized +43.9%
CSCO CISCO SYS INC 1.0%
Value $3.178M Shares 59,959 Est. Cost $37.41 Unrealized +22.5%
ABBV ABBVIE INC 0.9%
Value $3.138M Shares 27,860 Est. Cost $57.66 Unrealized +64.4%
INTC INTEL CORP 0.9%
Value $2.922M Shares 52,036 Est. Cost $41.45 Unrealized +29.3%
SRE SEMPRA ENERGY 0.9%
Value $2.864M Shares 21,621 Est. Cost $53.08 Unrealized +10.9%
DUK DUKE ENERGY CORP NEW 0.8%
Value $2.744M Shares 27,790 Est. Cost $69.22 Unrealized +21.2%
VONE VANGUARD SCOTTSDALE FDS 0.8%
Value $2.675M Shares 13,355 Est. Cost $192.12 Unrealized
QCOM QUALCOMM INC 0.8%
Value $2.626M Shares 18,375 Est. Cost $95.60 Unrealized +27.8%
NEAR ISHARES U S ETF TR 0.8%
Value $2.611M Shares 52,050 Est. Cost $50.17 Unrealized
CORESITE RLTY CORP 0.8%
Value $2.602M Shares 19,335 Est. Cost $125.33 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value $2.598M Shares 46,375 Est. Cost $38.87 Unrealized +11.7%
LMT LOCKHEED MARTIN CORP 0.8%
Value $2.573M Shares 6,800 Est. Cost $316.75 Unrealized +6.9%
AAPL APPLE INC 0.8%
Value $2.572M Shares 18,776 Est. Cost $118.01 Unrealized +7.1%
KMI KINDER MORGAN INC DEL 0.8%
Value $2.53M Shares 138,804 Est. Cost $11.59 Unrealized +18.4%
MCD MCDONALDS CORP 0.8%
Value $2.513M Shares 10,881 Est. Cost $169.11 Unrealized +23.8%
PSA PUBLIC STORAGE 0.7%
Value $2.497M Shares 8,305 Est. Cost $163.85 Unrealized +39.5%
ISTB ISHARES TR 0.7%
Value $2.472M Shares 48,195 Est. Cost $51.47 Unrealized
CYRUSONE INC 0.7%
Value $2.317M Shares 32,400 Est. Cost $63.79 Unrealized
ABT ABBOTT LABS 0.7%
Value $2.217M Shares 19,127 Est. Cost $63.82 Unrealized +68.1%
NUE NUCOR CORP 0.5%
Value $1.719M Shares 17,915 Est. Cost $56.64 Unrealized +53.6%
VEA VANGUARD TAX-MANAGED INTL FD 0.5%
Value $1.705M Shares 33,095 Est. Cost $41.16 Unrealized
V VISA INC 0.4%
Value $1.477M Shares 6,316 Est. Cost $109.77 Unrealized +101.3%
A AGILENT TECHNOLOGIES INC 0.4%
Value $1.388M Shares 9,390 Est. Cost $78.89 Unrealized +67.6%
FNV FRANCO NEV CORP 0.4%
Value $1.347M Shares 9,285 Est. Cost $129.29 Unrealized +7.3%
INTU INTUIT 0.4%
Value $1.343M Shares 2,740 Est. Cost $152.38 Unrealized +176.6%
TSLA TESLA INC 0.4%
Value $1.247M Shares 1,835 Est. Cost $251.06 Unrealized -13.5%
DHR DANAHER CORPORATION 0.4%
Value $1.232M Shares 4,590 Est. Cost $89.67 Unrealized +142.2%
SPDW SPDR INDEX SHS FDS 0.4%
Value $1.222M Shares 33,220 Est. Cost $31.11 Unrealized
COST COSTCO WHSL CORP NEW 0.4%
Value $1.182M Shares 2,988 Est. Cost $189.06 Unrealized +89.9%
NVDA NVIDIA CORPORATION 0.3%
Value $1.104M Shares 1,380 Est. Cost $15.99 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC. 0.3%
Value $1.094M Shares 7,303 Est. Cost $46.84 Unrealized +47.6%
AME AMETEK INC 0.3%
Value $1.092M Shares 8,180 Est. Cost $93.31 Unrealized +39.2%
CGNX COGNEX CORP 0.3%
Value $1.027M Shares 12,220 Est. Cost $69.07 Unrealized +13.7%
FANG DIAMONDBACK ENERGY INC 0.3%
Value $1.013M Shares 10,785 Est. Cost $67.28 Unrealized 0.0%
SYK STRYKER CORPORATION 0.3%
Value $1.004M Shares 3,865 Est. Cost $96.67 Unrealized +151.9%
SPY SPDR S&P 500 ETF TR 0.3%
Value $982K Shares 2,293 Est. Cost $313.76 Unrealized
IEX IDEX CORP 0.3%
Value $956K Shares 4,345 Est. Cost $178.73 Unrealized +16.7%
NDSN NORDSON CORP 0.3%
Value $925K Shares 4,215 Est. Cost $184.32 Unrealized +9.1%
SIL GLOBAL X FDS 0.3%
Value $904K Shares 21,160 Est. Cost $39.90 Unrealized
HDV ISHARES TR 0.3%
Value $893K Shares 9,249 Est. Cost $91.52 Unrealized
BMI BADGER METER INC 0.3%
Value $890K Shares 9,070 Est. Cost $91.27 Unrealized 0.0%
VTI VANGUARD INDEX FDS 0.3%
Value $857K Shares 3,847 Est. Cost $120.32 Unrealized
ROK ROCKWELL AUTOMATION INC 0.3%
Value $847K Shares 2,960 Est. Cost $249.16 Unrealized 0.0%
WFC WELLS FARGO CO NEW 0.2%
Value $781K Shares 17,245 Est. Cost $43.09 Unrealized -7.2%
NKE NIKE INC 0.2%
Value $704K Shares 4,557 Est. Cost $129.56 Unrealized -3.0%
DIS DISNEY WALT CO 0.2%
Value $688K Shares 3,912 Est. Cost $163.80 Unrealized +7.3%
GOOG ALPHABET INC 0.2%
Value $609K Shares 243 Est. Cost $69.96 Unrealized +69.1%
IWB ISHARES TR 0.2%
Value $597K Shares 2,466 Est. Cost $223.85 Unrealized
EEM ISHARES TR 0.2%
Value $597K Shares 10,820 Est. Cost $51.73 Unrealized
GOOGL ALPHABET INC 0.2%
Value $588K Shares 241 Est. Cost $60.49 Unrealized +91.6%
AMZN AMAZON COM INC 0.2%
Value $519K Shares 151 Est. Cost $77.82 Unrealized +113.6%
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value $495K Shares 845 Est. Cost $165.46 Unrealized +211.5%
PEP PEPSICO INC 0.1%
Value $495K Shares 3,341 Est. Cost $84.67 Unrealized +49.0%
VTIP VANGUARD MALVERN FDS 0.1%
Value $470K Shares 8,964 Est. Cost $51.71 Unrealized
MORN MORNINGSTAR INC 0.1%
Value $463K Shares 1,800 Est. Cost $120.22 Unrealized +101.8%
DEM WISDOMTREE TR 0.1%
Value $434K Shares 9,500 Est. Cost $44.51 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value $410K Shares 1,024 Est. Cost $225.48 Unrealized +63.7%
SHY ISHARES TR 0.1%
Value $386K Shares 4,475 Est. Cost $84.31 Unrealized
QQQ INVESCO QQQ TR 0.1%
Value $385K Shares 1,085 Est. Cost $263.51 Unrealized
DE DEERE & CO 0.1%
Value $377K Shares 1,070 Est. Cost $119.51 Unrealized +186.9%
SCHO SCHWAB STRATEGIC TR 0.1%
Value $374K Shares 7,310 Est. Cost $50.60 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value $369K Shares 3,565 Est. Cost $83.00 Unrealized +13.6%
CMF ISHARES TR 0.1%
Value $354K Shares 5,650 Est. Cost $62.77 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.1%
Value $353K Shares 3,763 Est. Cost $80.82 Unrealized 0.0%
MO ALTRIA GROUP INC 0.1%
Value $351K Shares 7,369 Est. Cost $26.47 Unrealized +28.3%
YOLO ADVISORSHARES TR 0.1%
Value $338K Shares 16,022 Est. Cost $23.64 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value $330K Shares 3,863 Est. Cost $54.99 Unrealized +37.7%
TXN TEXAS INSTRS INC 0.1%
Value $327K Shares 1,700 Est. Cost $99.52 Unrealized +65.0%
MLPA GLOBAL X FDS 0.1%
Value $324K Shares 8,394 Est. Cost $33.12 Unrealized
BP BP PLC 0.1%
Value $306K Shares 11,593 Est. Cost $31.72 Unrealized
PFE PFIZER INC 0.1%
Value $281K Shares 7,175 Est. Cost $24.63 Unrealized +25.8%
MAR MARRIOTT INTL INC NEW 0.1%
Value $276K Shares 2,020 Est. Cost $131.67 Unrealized +5.6%
IVV ISHARES TR 0.1%
Value $265K Shares 616 Est. Cost $378.76 Unrealized
EIX EDISON INTL 0.1%
Value $264K Shares 4,559 Est. Cost $47.10 Unrealized +0.2%
MTB M & T BK CORP 0.1%
Value $254K Shares 1,745 Est. Cost $126.15 Unrealized +6.7%
LQD ISHARES TR 0.1%
Value $250K Shares 1,862 Est. Cost $136.26 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value $245K Shares 6,300 Est. Cost $38.89 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value $244K Shares 5,917 Est. Cost $30.64 Unrealized +19.3%
MRK MERCK & CO INC 0.1%
Value $217K Shares 2,795 Est. Cost $46.51 Unrealized +37.9%
PNC PNC FINL SVCS GROUP INC 0.1%
Value $210K Shares 1,100 Est. Cost $158.69 Unrealized 0.0%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $209K Shares 574 Est. Cost $333.78 Unrealized 0.0%
RY ROYAL BK CDA 0.1%
Value $203K Shares 2,000 Est. Cost $99.12 Unrealized 0.0%
VNRX VOLITIONRX LTD 0.1%
Value $183K Shares 55,596 Est. Cost $4.29 Unrealized -21.1%
XEGFX BLACKROCK ENHANCED GOVT FD I 0.1%
Value $178K Shares 13,780 Est. Cost $13.43 Unrealized
CBRE CLARION GLOBAL REAL EST 0.0%
Value $98,000 Shares 11,150 Est. Cost $6.01 Unrealized