Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 12, 2021

Total Value ($000): $325,433 (100.0% shares, 0.0% debt)

Holdings (116)

VCSH VANGUARD SCOTTSDALE FDS 8.7%
Value ($000) $28,179 Shares 341,942 Est. Cost $82.69 Unrealized
SCHV SCHWAB STRATEGIC TR 6.5%
Value ($000) $21,305 Shares 315,726 Est. Cost $52.04 Unrealized
IUSB ISHARES TR 5.4%
Value ($000) $17,732 Shares 333,063 Est. Cost $52.92 Unrealized
GOVT ISHARES TR 5.3%
Value ($000) $17,198 Shares 648,266 Est. Cost $27.30 Unrealized
VMBS VANGUARD SCOTTSDALE FDS 4.9%
Value ($000) $15,920 Shares 298,745 Est. Cost $54.23 Unrealized
SCHG SCHWAB STRATEGIC TR 3.7%
Value ($000) $12,182 Shares 82,260 Est. Cost $56.70 Unrealized
ESGU ISHARES TR 3.4%
Value ($000) $11,088 Shares 112,610 Est. Cost $92.44 Unrealized
EFG ISHARES TR 2.9%
Value ($000) $9,494 Shares 89,169 Est. Cost $103.16 Unrealized
EFV ISHARES TR 2.6%
Value ($000) $8,620 Shares 169,514 Est. Cost $51.02 Unrealized
IJR ISHARES TR 2.4%
Value ($000) $7,786 Shares 71,309 Est. Cost $103.54 Unrealized
SCHF SCHWAB STRATEGIC TR 2.2%
Value ($000) $7,006 Shares 181,041 Est. Cost $34.05 Unrealized
FALN ISHARES TR 1.9%
Value ($000) $6,196 Shares 205,774 Est. Cost $29.57 Unrealized
BIV VANGUARD BD INDEX FDS 1.9%
Value ($000) $6,033 Shares 67,448 Est. Cost $92.82 Unrealized
VUG VANGUARD INDEX FDS 1.8%
Value ($000) $5,904 Shares 20,346 Est. Cost $113.50 Unrealized
CVX CHEVRON CORP NEW 1.6%
Value ($000) $5,319 Shares 52,432 Est. Cost $75.89 Unrealized +9.8%
IXG ISHARES TR 1.6%
Value ($000) $5,282 Shares 67,329 Est. Cost $77.80 Unrealized
MSFT MICROSOFT CORP 1.6%
Value ($000) $5,054 Shares 17,925 Est. Cost $80.68 Unrealized +248.0%
XLE SELECT SECTOR SPDR TR 1.4%
Value ($000) $4,654 Shares 89,351 Est. Cost $57.44 Unrealized
SCHW SCHWAB CHARLES CORP 1.4%
Value ($000) $4,507 Shares 61,879 Est. Cost $40.93 Unrealized +64.7%
ACN ACCENTURE PLC IRELAND 1.3%
Value ($000) $4,161 Shares 13,005 Est. Cost $168.04 Unrealized +81.8%
IAU GOLD TR 1.2%
Value ($000) $3,847 Shares 115,133 Est. Cost $33.71 Unrealized
HON HONEYWELL INTL INC 1.2%
Value ($000) $3,756 Shares 17,692 Est. Cost $132.40 Unrealized +47.0%
XOM EXXON MOBIL CORP 1.1%
Value ($000) $3,724 Shares 63,308 Est. Cost $43.41 Unrealized +11.6%
TIP ISHARES TR 1.1%
Value ($000) $3,505 Shares 27,450 Est. Cost $127.69 Unrealized
MDT MEDTRONIC PLC 1.1%
Value ($000) $3,426 Shares 27,331 Est. Cost $89.31 Unrealized +27.0%
BSV VANGUARD BD INDEX FDS 1.0%
Value ($000) $3,401 Shares 41,500 Est. Cost $82.95 Unrealized
GD GENERAL DYNAMICS CORP 1.0%
Value ($000) $3,388 Shares 17,284 Est. Cost $153.46 Unrealized +16.4%
CSCO CISCO SYS INC 1.0%
Value ($000) $3,259 Shares 59,886 Est. Cost $37.41 Unrealized +31.6%
AGG ISHARES TR 1.0%
Value ($000) $3,210 Shares 27,954 Est. Cost $118.17 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.0%
Value ($000) $3,152 Shares 11,551 Est. Cost $203.25 Unrealized +38.2%
ORCL ORACLE CORP 1.0%
Value ($000) $3,146 Shares 36,105 Est. Cost $51.16 Unrealized +62.9%
GS GOLDMAN SACHS GROUP INC 0.9%
Value ($000) $3,024 Shares 8,000 Est. Cost $167.50 Unrealized +108.9%
ABBV ABBVIE INC 0.9%
Value ($000) $2,992 Shares 27,735 Est. Cost $57.66 Unrealized +68.6%
INTC INTEL CORP 0.9%
Value ($000) $2,779 Shares 52,149 Est. Cost $41.45 Unrealized +20.2%
SRE SEMPRA 0.8%
Value ($000) $2,737 Shares 21,638 Est. Cost $53.08 Unrealized +7.9%
DUK DUKE ENERGY CORP NEW 0.8%
Value ($000) $2,712 Shares 27,790 Est. Cost $69.22 Unrealized +26.1%
MCD MCDONALDS CORP 0.8%
Value ($000) $2,612 Shares 10,831 Est. Cost $169.11 Unrealized +27.6%
AAPL APPLE INC 0.8%
Value ($000) $2,611 Shares 18,451 Est. Cost $118.01 Unrealized +21.9%
CORESITE RLTY CORP 0.8%
Value ($000) $2,600 Shares 18,765 Est. Cost $125.33 Unrealized
SCHB SCHWAB STRATEGIC TR 0.8%
Value ($000) $2,561 Shares 24,658 Est. Cost $58.35 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.8%
Value ($000) $2,494 Shares 46,178 Est. Cost $38.87 Unrealized +8.9%
WMT WALMART INC 0.8%
Value ($000) $2,484 Shares 17,820 Est. Cost $37.47 Unrealized +21.4%
EMR EMERSON ELEC CO 0.8%
Value ($000) $2,468 Shares 26,200 Est. Cost $65.37 Unrealized +39.5%
PSA PUBLIC STORAGE 0.7%
Value ($000) $2,407 Shares 8,100 Est. Cost $163.85 Unrealized +57.0%
QCOM QUALCOMM INC 0.7%
Value ($000) $2,365 Shares 18,335 Est. Cost $95.60 Unrealized +34.8%
KMI KINDER MORGAN INC DEL 0.7%
Value ($000) $2,317 Shares 138,479 Est. Cost $11.59 Unrealized +14.5%
CYRUSONE INC 0.7%
Value ($000) $2,203 Shares 28,455 Est. Cost $63.79 Unrealized
NEAR ISHARES U S ETF TR 0.7%
Value ($000) $2,122 Shares 42,330 Est. Cost $50.17 Unrealized
ABT ABBOTT LABS 0.6%
Value ($000) $2,102 Shares 17,797 Est. Cost $63.82 Unrealized +77.8%
NUE NUCOR CORP 0.5%
Value ($000) $1,764 Shares 17,915 Est. Cost $56.64 Unrealized +75.3%
ISTB ISHARES TR 0.5%
Value ($000) $1,543 Shares 30,212 Est. Cost $51.47 Unrealized
TSLA TESLA INC 0.4%
Value ($000) $1,423 Shares 1,835 Est. Cost $251.06 Unrealized -6.3%
VEA VANGUARD TAX-MANAGED INTL FD 0.4%
Value ($000) $1,266 Shares 25,071 Est. Cost $41.16 Unrealized
COST COSTCO WHSL CORP NEW 0.4%
Value ($000) $1,224 Shares 2,724 Est. Cost $189.06 Unrealized +121.2%
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,045 Shares 2,436 Est. Cost $320.52 Unrealized
FNV FRANCO NEV CORP 0.3%
Value ($000) $996 Shares 7,665 Est. Cost $129.29 Unrealized +8.8%
INTU INTUIT 0.3%
Value ($000) $989 Shares 1,834 Est. Cost $152.38 Unrealized +244.2%
DHR DANAHER CORPORATION 0.3%
Value ($000) $971 Shares 3,189 Est. Cost $89.67 Unrealized +197.5%
MCHP MICROCHIP TECHNOLOGY INC. 0.3%
Value ($000) $959 Shares 6,249 Est. Cost $46.84 Unrealized +45.7%
A AGILENT TECHNOLOGIES INC 0.3%
Value ($000) $943 Shares 5,984 Est. Cost $78.89 Unrealized +99.1%
NDSN NORDSON CORP 0.3%
Value ($000) $942 Shares 3,954 Est. Cost $184.32 Unrealized +19.1%
SYK STRYKER CORPORATION 0.3%
Value ($000) $918 Shares 3,480 Est. Cost $96.67 Unrealized +164.0%
NVDA NVIDIA CORPORATION 0.3%
Value ($000) $917 Shares 4,425 Est. Cost $19.24 Unrealized +7.7%
BMI BADGER METER INC 0.3%
Value ($000) $917 Shares 9,065 Est. Cost $91.27 Unrealized +8.4%
ROK ROCKWELL AUTOMATION INC 0.3%
Value ($000) $913 Shares 3,105 Est. Cost $250.82 Unrealized +13.5%
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $844 Shares 3,800 Est. Cost $120.32 Unrealized
CGNX COGNEX CORP 0.3%
Value ($000) $837 Shares 10,429 Est. Cost $69.07 Unrealized +21.0%
SPDW SPDR INDEX SHS FDS 0.3%
Value ($000) $814 Shares 22,479 Est. Cost $31.11 Unrealized
IEX IDEX CORP 0.2%
Value ($000) $787 Shares 3,801 Est. Cost $178.73 Unrealized +17.6%
SIL GLOBAL X FDS 0.2%
Value ($000) $730 Shares 20,805 Est. Cost $39.90 Unrealized
NKE NIKE INC 0.2%
Value ($000) $662 Shares 4,557 Est. Cost $129.56 Unrealized +17.7%
WFC WELLS FARGO CO NEW 0.2%
Value ($000) $660 Shares 14,231 Est. Cost $43.09 Unrealized -3.5%
GOOGL ALPHABET INC 0.2%
Value ($000) $636 Shares 238 Est. Cost $60.49 Unrealized +123.3%
IVV ISHARES TR 0.2%
Value ($000) $618 Shares 1,435 Est. Cost $408.38 Unrealized
DIS DISNEY WALT CO 0.2%
Value ($000) $603 Shares 3,562 Est. Cost $163.80 Unrealized +6.3%
IWB ISHARES TR 0.2%
Value ($000) $591 Shares 2,446 Est. Cost $223.85 Unrealized
VONE VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $589 Shares 2,940 Est. Cost $192.12 Unrealized
VTIP VANGUARD MALVERN FDS 0.2%
Value ($000) $553 Shares 10,513 Est. Cost $51.84 Unrealized
V VISA INC 0.2%
Value ($000) $521 Shares 2,341 Est. Cost $109.77 Unrealized +106.8%
PEP PEPSICO INC 0.2%
Value ($000) $493 Shares 3,280 Est. Cost $84.67 Unrealized +59.4%
MORN MORNINGSTAR INC 0.1%
Value ($000) $466 Shares 1,800 Est. Cost $120.22 Unrealized +118.5%
GOOG ALPHABET INC 0.1%
Value ($000) $464 Shares 174 Est. Cost $69.96 Unrealized +95.6%
DEM WISDOMTREE TR 0.1%
Value ($000) $414 Shares 9,500 Est. Cost $44.51 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $400 Shares 1,024 Est. Cost $225.48 Unrealized +70.7%
QQQ INVESCO QQQ TR 0.1%
Value ($000) $395 Shares 1,104 Est. Cost $265.13 Unrealized
EEM ISHARES TR 0.1%
Value ($000) $389 Shares 7,722 Est. Cost $51.73 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $386 Shares 4,475 Est. Cost $84.31 Unrealized
DE DEERE & CO 0.1%
Value ($000) $359 Shares 1,070 Est. Cost $119.51 Unrealized +183.9%
ADBE ADOBE SYSTEMS INCORPORATED 0.1%
Value ($000) $357 Shares 620 Est. Cost $165.46 Unrealized +280.4%
AMZN AMAZON COM INC 0.1%
Value ($000) $355 Shares 108 Est. Cost $77.82 Unrealized +121.7%
CMF ISHARES TR 0.1%
Value ($000) $351 Shares 5,650 Est. Cost $62.77 Unrealized
AMD ADVANCED MICRO DEVICES INC 0.1%
Value ($000) $351 Shares 3,413 Est. Cost $80.82 Unrealized +26.5%
MO ALTRIA GROUP INC 0.1%
Value ($000) $337 Shares 7,413 Est. Cost $26.47 Unrealized +28.4%
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $329 Shares 3,819 Est. Cost $54.99 Unrealized +40.7%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $327 Shares 1,700 Est. Cost $99.52 Unrealized +68.8%
MLPA GLOBAL X FDS 0.1%
Value ($000) $316 Shares 8,969 Est. Cost $33.25 Unrealized
BP BP PLC 0.1%
Value ($000) $311 Shares 11,395 Est. Cost $31.72 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $309 Shares 7,175 Est. Cost $24.63 Unrealized +44.8%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $303 Shares 2,676 Est. Cost $83.00 Unrealized +37.5%
MAR MARRIOTT INTL INC NEW 0.1%
Value ($000) $299 Shares 2,020 Est. Cost $131.67 Unrealized +2.3%
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $279 Shares 6,300 Est. Cost $38.89 Unrealized
SCHO SCHWAB STRATEGIC TR 0.1%
Value ($000) $277 Shares 5,410 Est. Cost $50.60 Unrealized
YOLO ADVISORSHARES TR 0.1%
Value ($000) $263 Shares 15,972 Est. Cost $23.64 Unrealized
COMT ISHARES U S ETF TR 0.1%
Value ($000) $263 Shares 7,332 Est. Cost $35.87 Unrealized
EIX EDISON INTL 0.1%
Value ($000) $253 Shares 4,559 Est. Cost $47.10 Unrealized -0.1%
USHY ISHARES TR 0.1%
Value ($000) $252 Shares 6,080 Est. Cost $41.45 Unrealized
MSOS ADVISORSHARES TR 0.1%
Value ($000) $252 Shares 7,970 Est. Cost $31.62 Unrealized
BAC BK OF AMERICA CORP 0.1%
Value ($000) $251 Shares 5,918 Est. Cost $30.64 Unrealized +17.8%
IXN ISHARES TR 0.1%
Value ($000) $251 Shares 4,434 Est. Cost $56.61 Unrealized
MTB M & T BK CORP 0.1%
Value ($000) $246 Shares 1,645 Est. Cost $126.15 Unrealized -4.7%
PNC PNC FINL SVCS GROUP INC 0.1%
Value ($000) $215 Shares 1,100 Est. Cost $158.69 Unrealized +1.3%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $207 Shares 574 Est. Cost $333.78 Unrealized +0.8%
LQD ISHARES TR 0.1%
Value ($000) $202 Shares 1,517 Est. Cost $136.26 Unrealized
VNRX VOLITIONRX LTD 0.1%
Value ($000) $172 Shares 55,596 Est. Cost $4.29 Unrealized -26.2%
CBRE CLARION GLOBAL REAL EST 0.0%
Value ($000) $93 Shares 11,150 Est. Cost $6.01 Unrealized
ABERDEEN ASIA-PACIFIC INCOME 0.0%
Value ($000) $47 Shares 11,207 Est. Cost $4.19 Unrealized