Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	HIGHLAND INCOME FD	1,468,100	$15.09M	4.7%	$10.28	$9.66	—	HIGHLAND INCOME	43010E404
NXDT	NEXPOINT STRATEGIC OPPORTES	1,376,200	$14.48M	4.5%	$10.52	$11.56	—	COM NEW	65340G205
—	MORGAN STANLEY CHINA A SH FD	559,149	$12.38M	3.8%	$22.15	$19.24	—	COM	617468103
—	ADAMS DIVERSIFIED EQUITY FD	653,830	$11.3M	3.5%	$17.29	$13.62	—	COM	006212104
—	MORGAN STANLEY EMERGING MKTS	1,613,100	$10.15M	3.1%	$6.29	$5.32	—	COM	617477104
—	CENTRAL SECS CORP	297,040	$9.695M	3.0%	$32.64	$27.31	—	COM	155123102
—	CALAMOS LNG SHR EQT DYNAMIC	446,000	$7.773M	2.4%	$17.43	$15.58	—	COM	12812C106
—	ASA GOLD AND PRECIOUS MTLS L	352,447	$7.708M	2.4%	$21.87	$16.99	—	SHS	G3156P103
—	KAYNE ANDERSON NEXTGEN ENRGY	1,233,902	$7.094M	2.2%	$5.75	$4.65	—	COM	48661E108
—	TEKLA LIFE SCIENCES INVS	319,311	$6.306M	2.0%	$19.75	$16.16	—	SH BEN INT	87911K100
—	MORGAN STANLEY INDIA INVT FD	282,625	$5.994M	1.9%	$21.21	$16.09	—	COM	61745C105
—	GENERAL AMERN INVS CO INC	156,585	$5.823M	1.8%	$37.19	$31.53	—	COM	368802104
DGRO	ISHARES TR	127,398	$5.71M	1.8%	$44.82	$39.74	+12.8%	CORE DIV GRWTH	46434V621
—	TORTOISE ENERGY INFRA CORP	271,588	$5.458M	1.7%	$20.10	$20.10	—	COM	89147L886
—	CLOUGH GLOBAL EQUITY FD	396,000	$5.433M	1.7%	$13.72	$9.82	—	COM	18914C100
—	BOULDER GROWTH & INCOME FD I	416,118	$4.635M	1.4%	$11.14	$9.57	—	COM	101507101
—	HIGHLAND GLOBAL ALLOCATION F	699,600	$4.568M	1.4%	$6.53	$6.50	—	COM	43010T104
—	PIMCO ENRGY TACTICAL CR OPP	564,558	$4.561M	1.4%	$8.08	$5.37	—	COM SHS BEN INT	69346N107
—	BLACKROCK RES & COMMODITIES	612,969	$4.542M	1.4%	$7.41	$5.18	—	SHS	09257A108
XHIEX	MILLER HOWARD HIGH INC EQTY	560,000	$4.34M	1.3%	$7.75	$6.10	—	COM SHS BEN IN	600379101
—	TORTOISE ESSENTIAL ASSETS IN	331,170	$4.325M	1.3%	$13.06	$10.10	—	COM SH BEN INT	89148A103
—	VOYA GLBL EQTY DIV & PREM OP	809,200	$4.224M	1.3%	$5.22	$4.85	—	COM	92912T100
—	ROYCE MICRO-CAP TR INC	413,000	$4.179M	1.3%	$10.12	$9.12	—	COM	780915104
—	ABERDEEN ASIA-PACIFIC INCOME	939,113	$4.179M	1.3%	$4.45	$3.69	—	COM	003009107
—	TEKLA HEALTHCARE INVS	172,241	$4.104M	1.3%	$23.83	$20.05	—	SH BEN INT	87911J103
—	NEUBERGER BERMAN MLP & ENERG	1,217,685	$4.103M	1.3%	$3.37	$3.37	—	COM	64129H104
—	VOYA GLBL ADV & PREM OPP FD	464,610	$4.065M	1.3%	$8.75	$8.23	—	COM	92912R104
—	CBRE CLARION GLOBAL REAL EST	581,449	$4M	1.2%	$6.88	$6.11	—	COM	12504G100
—	CLEARBRIDGE ENERGY MIDSTRM O	295,271	$3.965M	1.2%	$13.43	$13.43	—	COM	18469P209
—	ALLIANZGI ARTIFICIAL INTELLI	147,446	$3.888M	1.2%	$26.37	$16.00	—	COM	01883M101
AAPL	APPLE INC	29,228	$3.878M	1.2%	$132.68 *	$86.60	+49.2%	COM	037833100
—	FIRST EAGLE SENIOR LOAN FUND	277,000	$3.869M	1.2%	$13.97	$12.83	—	COM NEW	32010E100
MSFT	MICROSOFT CORP	17,192	$3.824M	1.2%	$222.43 *	$65.20	+227.3%	COM	594918104
XXCHNXX	CHINA FD INC	127,104	$3.63M	1.1%	$28.56	$22.85	—	COM	169373107
—	JAPAN SMALLER CAPITALIZATION	397,899	$3.597M	1.1%	$9.04	$7.18	—	COM	47109U104
—	GABELLI DIVID & INCOME TR	165,002	$3.54M	1.1%	$21.45	$17.18	—	COM	36242H104
CCIF	VERTICAL CAP INCOME FD	357,900	$3.521M	1.1%	$9.84	$9.40	—	SHS BEN INT	92535C104
—	RMR MORTGAGE TR	308,439	$3.257M	1.0%	$10.56	$17.48	—	COM	76970B101
—	TORTOISE MIDSTRM ENERGY FD I	158,210	$3.257M	1.0%	$20.59	$20.59	—	COM	89148B200
—	RIVERNORTH SPECIALTY FIN COR	189,476	$3.143M	1.0%	$16.59	$16.62	—	COM	76882B108
—	GABELLI GLOBAL SMALL & MID C	233,447	$3.046M	0.9%	$13.05	$9.99	—	COM	36249W104
ASND	ASCENDIS PHARMA A/S	17,460	$2.911M	0.9%	$166.72	$100.65	—	SPONSORED ADR	04351P101
—	SWISS HELVETIA FD INC	316,203	$2.826M	0.9%	$8.94	$7.34	—	COM	870875101
—	MACQUARIE GLOBAL INFRASTRUCT	136,000	$2.759M	0.9%	$20.29	$20.29	—	COM	55608D101
XJEQX	ABERDEEN JAPAN EQUITY FD INC	280,761	$2.653M	0.8%	$9.45	$6.85	—	COM	00306J109
—	GABELLI HLTHCARE & WELLNESS	206,220	$2.464M	0.8%	$11.95	$11.21	—	SHS	36246K103
AMZN	AMAZON COM INC	744	$2.423M	0.8%	$3256.72 *	$56.40	+188.7%	COM	023135106
—	TAIWAN FD INC	93,000	$2.385M	0.7%	$25.65	$18.81	—	COM	874036106
—	SALIENT MIDSTREAM & MLP FD	552,800	$2.36M	0.7%	$4.27	$4.33	—	SH BEN INT	79471V105
—	CLOUGH GLOBAL OPPORTUNITIES	194,522	$2.161M	0.7%	$11.11	$7.17	—	SH BEN INT	18914E106
—	VOYA INFRASTRUCTURE INDLS &	208,613	$2.148M	0.7%	$10.30	$8.63	—	COM	92912X101
—	KAYNE ANDERSON ENERGY INFRST	343,603	$1.975M	0.6%	$5.75	$3.63	—	COM	486606106
—	GDL FD	222,913	$1.943M	0.6%	$8.72	$9.11	—	COM SH BEN IT	361570104
—	APOLLO SR FLOATING RATE FD I	132,004	$1.9M	0.6%	$14.39	$13.78	—	COM	037636107
—	ROYCE VALUE TR INC	114,207	$1.843M	0.6%	$16.14	$14.87	—	COM	780910105
—	TEMPLETON EMERGING MKTS INCO	235,531	$1.83M	0.6%	$7.77	$8.06	—	COM	880192109
—	PRINCIPAL REAL ESTATE INCOME	148,877	$1.814M	0.6%	$12.18	$12.10	—	SHS BEN INT	74255X104
USB	US BANCORP DEL	37,566	$1.75M	0.5%	$46.58 *	$29.67	+26.8%	COM NEW	902973304
—	NEW IRELAND FD INC	156,400	$1.623M	0.5%	$10.38	$8.83	—	COM	645673104
—	FIRST TR MLP & ENERGY INCOM	270,837	$1.573M	0.5%	$5.81	$5.61	—	COM	33739B104
—	LAM RESEARCH CORP	3,255	$1.537M	0.5%	$472.20	$246.32	—	COM	512807108
ARVN	ARVINAS INC	16,130	$1.369M	0.4%	$84.87	$23.29	+264.7%	COM	04335A105
—	CENTRAL & EASTERN EUROPE FD	52,798	$1.27M	0.4%	$24.05	$18.04	—	COM	153436100
—	CUSHING MLP & INFRASTRUCT	56,670	$1.208M	0.4%	$21.32	$21.32	—	COM NEW	231631300
—	ABERDEEN STD GLOBAL INFRASTR	61,670	$1.141M	0.4%	$18.50	$18.50	—	COM SHS BEN INT	00326W106
—	GOLDMAN SACHS MLP ENERGY REN	139,884	$1.065M	0.3%	$7.61	$7.61	—	COM	38148G206
NKE	NIKE INC	7,501	$1.061M	0.3%	$141.45 *	$45.73	+188.1%	CL B	654106103
—	ABERDEEN EMRG MRKTS EQT INM	127,028	$1.036M	0.3%	$8.16	$6.28	—	COM	00301W105
GOOGL	ALPHABET INC	528	$925K	0.3%	$1751.89 *	$67.26	+29.3%	CAP STK CL A	02079K305
—	CENTER COAST BRKFLD MLP ENRG	97,353	$922K	0.3%	$9.47	$9.47	—	SHS BEN INT	151461209
—	ALLIANZGI CONV & INCOME FD I	170,010	$865K	0.3%	$5.09	$3.33	—	COM	018825109
—	NUVEEN DIVERSIFIED DIVID & I	93,813	$822K	0.3%	$8.76	$7.04	—	COM	6706EP105
—	NUVEEN NEW JERSEY QULT MUN F	56,146	$806K	0.3%	$14.36	$13.40	—	COM	67069Y102
—	BRANDYWINEGBL GBL INCM OPP F	63,000	$786K	0.2%	$12.48	$12.48	—	COM	10537L104
—	NEUBERGER BRMAN CLIFRN MUNI	57,100	$776K	0.2%	$13.59	$13.07	—	COM	64123C101
—	APOLLO TACTICAL INCOME FD IN	53,570	$775K	0.2%	$14.47	$11.48	—	COM	037638103
INTC	INTEL CORP	15,558	$775K	0.2%	$49.81 *	$32.31	+39.4%	COM	458140100
—	NUVEEN SHT DUR CR OPP FD	58,000	$774K	0.2%	$13.34	$13.07	—	COM	67074X107
—	INVESCO DYNAMIC CR OPPORTUNI	72,000	$773K	0.2%	$10.74	$9.57	—	COM	46132R104
—	ARES DYNAMIC CR ALLOCATION F	54,000	$771K	0.2%	$14.28	$12.05	—	COM	04014F102
—	MORGAN STANLEY EMER MKTS DEB	83,000	$768K	0.2%	$9.25	$8.47	—	COM	61744H105
—	ANGEL OAK DYNAMIC FINL STRAT	40,565	$758K	0.2%	$18.69	$18.33	—	COM BEN INT	03462A102
—	ANGEL OAK FINL STRATEGIES IN	45,000	$757K	0.2%	$16.82	$16.83	—	COM BEN INT	03464A100
—	PGIM GLOBAL HIGH YIELD FD FO	52,000	$755K	0.2%	$14.52	$13.83	—	COM	69346J106
XBFZX	BLACKROCK CALIF MUN INCOME T	52,261	$743K	0.2%	$14.22	$13.45	—	SH BEN INT	09248E102
XNDPX	TORTOISE ENERGY INDEPENDENC	55,000	$730K	0.2%	$13.27	$13.27	—	COM	89148K200
ELV	ANTHEM INC	2,272	$729K	0.2%	$320.86 *	$196.08	+53.0%	COM	036752103
—	NUVEEN MORTGAGE AND INCOME F	36,754	$726K	0.2%	$19.75	$19.75	—	COM	670735109
—	NUVEEN REAL ASSET INCOME & G	51,646	$695K	0.2%	$13.46	$9.87	—	COM	67074Y105
—	HERZFELD CARIBBEAN BASIN FD	121,019	$618K	0.2%	$5.11	$3.48	—	COM	42804T106
—	EAGLE CAP GROWTH FD INC	76,800	$612K	0.2%	$7.97	$7.69	—	COM	269451100
—	NUVEEN GLOBAL HIGH INCOME FD	38,103	$592K	0.2%	$15.54	$13.54	—	SHS	67075G103
—	SHOCKWAVE MED INC	5,505	$570K	0.2%	$103.54	$83.23	—	COM	82489T104
—	BLACKROCK MUNIYIELD N J FD I	37,971	$548K	0.2%	$14.43	$13.80	—	COM	09254Y109
NOC	NORTHROP GRUMMAN CORP	1,785	$543K	0.2%	$304.20 *	$169.04	+66.0%	COM	666807102
MLPX	GLOBAL X FDS	20,000	$539K	0.2%	$26.95	$25.37	+6.2%	GLB X MLP ENRG I	37954Y293
HUM	HUMANA INC	1,274	$522K	0.2%	$409.73 *	$259.35	+51.1%	COM	444859102
AMLP	ALPS ETF TR	20,000	$513K	0.2%	$25.65	$24.03	+6.8%	ALERIAN MLP	00162Q452
BRK/B	BERKSHIRE HATHAWAY INC DEL	2,205	$511K	0.2%	$231.75	$144.48	+60.5%	CL B NEW	084670702
LMT	LOCKHEED MARTIN CORP	1,425	$505K	0.2%	$354.39 *	$177.68	+74.1%	COM	539830109
—	BLACKSTONE STRATEGIC CREDIT	39,000	$486K	0.2%	$12.46	$10.72	—	COM SHS BEN IN	09257R101
—	ORBCOMM INC	65,213	$483K	0.1%	$7.41	$8.25	—	COM	68555P100
—	INDIA FD INC	24,181	$482K	0.1%	$19.93	$14.21	—	COM	454089103
—	WESTERN AST INFL LKD OPP & I	38,800	$481K	0.1%	$12.40	$11.02	—	COM	95766R104
MED	MEDIFAST INC	2,450	$481K	0.1%	$196.33 *	$105.60	+63.6%	COM	58470H101
WMT	WALMART INC	3,320	$478K	0.1%	$143.98 *	$16.79	+167.4%	COM	931142103
SBUX	STARBUCKS CORP	4,445	$475K	0.1%	$106.86 *	$46.75	+104.5%	COM	855244109
MA	MASTERCARD INCORPORATED	1,325	$472K	0.1%	$356.23 *	$195.02	+77.9%	CL A	57636Q104
—	BLACKSTONE LONG-SHORT CREDIT	34,700	$465K	0.1%	$13.40	$10.53	—	COM SHS BN INT	09257D102
—	MAXIM INTEGRATED PRODS INC	5,233	$463K	0.1%	$88.48	$39.94	—	COM	57772K101
XXHYBXX	NEW AMER HIGH INCOME FD INC	52,764	$457K	0.1%	$8.66	$8.66	—	COM NEW	641876800
—	DWS STRATEGIC MUN INCOME TR	40,029	$456K	0.1%	$11.39	$10.64	—	COM	23342Q101
ISRG	INTUITIVE SURGICAL INC	541	$442K	0.1%	$817.01 *	$115.47	+136.2%	COM NEW	46120E602
COST	COSTCO WHSL CORP NEW	1,088	$409K	0.1%	$375.92 *	$169.26	+110.6%	COM	22160K105
—	INVESCO PA VALUE MUN INC TR	31,986	$408K	0.1%	$12.76	$12.37	—	COM	46132K109
—	CUSHING NEXTGEN INFRA INCM F	11,226	$408K	0.1%	$36.34	$36.34	—	COM	231647207
XLU	SELECT SECTOR SPDR TR	6,502	$407K	0.1%	$62.60 *	$31.98	-2.0%	SBI INT-UTILS	81369Y886
HD	HOME DEPOT INC	1,504	$399K	0.1%	$265.29 *	$126.81	+85.4%	COM	437076102
SBIO	ALPS ETF TR	7,440	$381K	0.1%	$51.21	$39.45	+29.9%	MED BREAKTHGH	00162Q593
—	KALA PHARMACEUTICALS INC	55,800	$378K	0.1%	$6.77	$7.75	—	COM	483119103
—	NUVEEN FLOATING RATE INCOME	43,168	$377K	0.1%	$8.73	$7.55	—	COM	67072T108
XVMMX	DELAWARE INVTS MINN MUN INCO	28,629	$375K	0.1%	$13.10	$13.04	—	COM	24610V103
—	FIRST TR ENERGY INFRASTRCTR	30,000	$314K	0.1%	$10.47	$10.03	—	COM	33738C103
—	BLACKROCK FLOATING RATE INCO	25,665	$310K	0.1%	$12.08	$11.19	—	COM	09255X100
—	NUVEEN OHIO QLTY MUN INCOME	19,708	$308K	0.1%	$15.63	$14.73	—	COM	670980101
—	SOLITON INC	38,818	$298K	0.1%	$7.68	$7.82	—	COM	834251100
UNH	UNITEDHEALTH GROUP INC	750	$263K	0.1%	$350.67 *	$261.11	+23.8%	COM	91324P102
GD	GENERAL DYNAMICS CORP	1,770	$263K	0.1%	$148.59 *	$114.56	+16.2%	COM	369550108
JNJ	JOHNSON & JOHNSON	1,670	$262K	0.1%	$156.89 *	$102.48	+33.2%	COM	478160104
IWD	ISHARES TR	1,900	$259K	0.1%	$136.32	$128.27	+6.6%	RUS 1000 VAL ETF	464287598
MMM	3M CO	1,480	$258K	0.1%	$174.32 *	$94.99	+28.0%	COM	88579Y101
SCZ	ISHARES TR	3,700	$252K	0.1%	$68.11	$57.32	+19.2%	EAFE SML CP ETF	464288273
PG	PROCTER AND GAMBLE CO	1,633	$227K	0.1%	$139.01 *	$116.35	+5.5%	COM	742718109
CVX	CHEVRON CORP NEW	2,613	$220K	0.1%	$84.19 *	$65.02	+5.0%	COM	166764100
—	MACQUARIE / FIRST TR GLOBAL	26,198	$219K	0.1%	$8.36	$7.98	—	COM	55607W100
—	NUVEEN NEW JERSEY MUN VALUE	15,005	$210K	0.1%	$14.00	$12.76	—	SHS	670702109
V	VISA INC	960	$209K	0.1%	$217.71 *	$197.22	+7.0%	COM CL A	92826C839
ITW	ILLINOIS TOOL WKS INC	1,000	$203K	0.1%	$203.00 *	$181.01	+0.3%	COM	452308109
XTTPX	TORTOISE PIPELINE & ENERGY F	11,721	$199K	0.1%	$16.98	$16.98	—	COM	89148H207
—	TEMPLETON EMERGING MKTS FD	10,600	$198K	0.1%	$18.68	$11.16	—	COM	880191101
—	NUVEEN CR STRATEGIES INCOME	31,249	$197K	0.1%	$6.30	$5.67	—	COM SHS	67073D102
—	INVESCO TR INVT GRADE NEW YO	14,300	$186K	0.1%	$13.01	$12.38	—	COM	46131T101
—	NUVEEN MICH QUALITY MUN INCO	11,400	$168K	0.1%	$14.74	$13.71	—	COM	670979103
XNBOX	NEUBERGER BRMAN NY MUNI FD I	12,018	$148K	0.0%	$12.31	$12.46	—	COM	64124K102
—	NUVEEN FLTNG RTE INCM OPP FD	16,400	$142K	0.0%	$8.66	$8.66	—	COM SHS	6706EN100
GHG	GREENTREE HOSPITALITY GROUP	10,000	$134K	0.0%	$13.40	$11.99	+11.7%	SPONSORED ADS	39579V100
WVE	WAVE LIFE SCIENCES LTD	15,198	$119K	0.0%	$7.83	$24.84	-68.3%	SHS	Y95308105
—	SOLID BIOSCIENCES INC	15,500	$117K	0.0%	$7.55	$9.24	—	COM	83422E105
—	VOYA NAT RES EQUITY INCOME F	43,000	$110K	0.0%	$2.56	$3.67	—	COM	92913C106
LPTH	LIGHTPATH TECHNOLOGIES INC	26,730	$104K	0.0%	$3.89	$2.14	+83.4%	COM CL A	532257805
NG	NOVAGOLD RES INC	10,000	$96,000	0.0%	$9.60	$4.27	+126.5%	COM NEW	66987E206
—	VERASTEM INC	41,000	$87,000	0.0%	$2.12	$2.64	—	COM	92337C104
UUUU	ENERGY FUELS INC	19,114	$81,000	0.0%	$4.24	$2.50	+70.2%	COM NEW	292671708
—	DUFF & PHELPS SLT ENGY AND M	13,022	$63,000	0.0%	$4.84	$4.84	—	COM NEW	26433F207
—	ORCHARD THERAPEUTICS PLC	14,450	$62,000	0.0%	$4.29	$4.15	—	ADS	68570P101
—	SIENTRA INC	13,818	$53,000	0.0%	$3.84	$3.40	—	COM	82621J105