CIK: 0001668256 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 12, 2021
Total Value ($000): $322,172 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HIGHLAND INCOME FD | 1,468,100 | $15,092 | 4.7% | $9.66 | — | HIGHLAND INCOME | 43010E404 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 1,376,200 | $14,477 | 4.5% | $11.56 | — | COM NEW | 65340G205 |
| — | MORGAN STANLEY CHINA A SH FD | 559,149 | $12,385 | 3.8% | $19.24 | — | COM | 617468103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 653,830 | $11,304 | 3.5% | $13.62 | — | COM | 006212104 |
| — | MORGAN STANLEY EMERGING MKTS | 1,613,100 | $10,146 | 3.1% | $5.32 | — | COM | 617477104 |
| — | CENTRAL SECS CORP | 297,040 | $9,695 | 3.0% | $27.31 | — | COM | 155123102 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 446,000 | $7,773 | 2.4% | $15.58 | — | COM | 12812C106 |
| — | ASA GOLD AND PRECIOUS MTLS L | 352,447 | $7,708 | 2.4% | $16.99 | — | SHS | G3156P103 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 1,233,902 | $7,094 | 2.2% | $4.65 | — | COM | 48661E108 |
| — | TEKLA LIFE SCIENCES INVS | 319,311 | $6,306 | 2.0% | $16.16 | — | SH BEN INT | 87911K100 |
| — | MORGAN STANLEY INDIA INVT FD | 282,625 | $5,994 | 1.9% | $16.09 | — | COM | 61745C105 |
| — | GENERAL AMERN INVS CO INC | 156,585 | $5,823 | 1.8% | $31.53 | — | COM | 368802104 |
| DGRO | ISHARES TR | 127,398 | $5,710 | 1.8% | $39.25 | — | CORE DIV GRWTH | 46434V621 |
| — | TORTOISE ENERGY INFRA CORP | 271,588 | $5,458 | 1.7% | $20.10 | — | COM | 89147L886 |
| — | CLOUGH GLOBAL EQUITY FD | 396,000 | $5,433 | 1.7% | $9.82 | — | COM | 18914C100 |
| — | BOULDER GROWTH & INCOME FD I | 416,118 | $4,635 | 1.4% | $9.57 | — | COM | 101507101 |
| — | HIGHLAND GLOBAL ALLOCATION F | 699,600 | $4,568 | 1.4% | $6.50 | — | COM | 43010T104 |
| — | PIMCO ENRGY TACTICAL CR OPP | 564,558 | $4,561 | 1.4% | $5.37 | — | COM SHS BEN INT | 69346N107 |
| — | BLACKROCK RES & COMMODITIES | 612,969 | $4,542 | 1.4% | $5.18 | — | SHS | 09257A108 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 560,000 | $4,340 | 1.3% | $6.10 | — | COM SHS BEN IN | 600379101 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $4,325 | 1.3% | $10.10 | — | COM SH BEN INT | 89148A103 |
| — | VOYA GLBL EQTY DIV & PREM OP | 809,200 | $4,224 | 1.3% | $4.85 | — | COM | 92912T100 |
| — | ROYCE MICRO-CAP TR INC | 413,000 | $4,179 | 1.3% | $9.12 | — | COM | 780915104 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 939,113 | $4,179 | 1.3% | $3.69 | — | COM | 003009107 |
| — | TEKLA HEALTHCARE INVS | 172,241 | $4,104 | 1.3% | $20.05 | — | SH BEN INT | 87911J103 |
| — | NEUBERGER BERMAN MLP & ENERG | 1,217,685 | $4,103 | 1.3% | $3.37 | — | COM | 64129H104 |
| — | VOYA GLBL ADV & PREM OPP FD | 464,610 | $4,065 | 1.3% | $8.23 | — | COM | 92912R104 |
| — | CBRE CLARION GLOBAL REAL EST | 581,449 | $4,000 | 1.2% | $6.11 | — | COM | 12504G100 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 295,271 | $3,965 | 1.2% | $13.43 | — | COM | 18469P209 |
| — | ALLIANZGI ARTIFICIAL INTELLI | 147,446 | $3,888 | 1.2% | $16.00 | — | COM | 01883M101 |
| AAPL | APPLE INC | 29,228 | $3,878 | 1.2% | $86.60 | +35.1% | COM | 037833100 |
| — | FIRST EAGLE SENIOR LOAN FUND | 277,000 | $3,869 | 1.2% | $12.83 | — | COM NEW | 32010E100 |
| MSFT | MICROSOFT CORP | 17,192 | $3,824 | 1.2% | $65.20 | +216.0% | COM | 594918104 |
| XXCHNXX | CHINA FD INC | 127,104 | $3,630 | 1.1% | $22.85 | — | COM | 169373107 |
| — | JAPAN SMALLER CAPITALIZATION | 397,899 | $3,597 | 1.1% | $7.18 | — | COM | 47109U104 |
| — | GABELLI DIVID & INCOME TR | 165,002 | $3,540 | 1.1% | $17.18 | — | COM | 36242H104 |
| CCIF | VERTICAL CAP INCOME FD | 357,900 | $3,521 | 1.1% | $9.40 | — | SHS BEN INT | 92535C104 |
| — | TORTOISE MIDSTRM ENERGY FD I | 158,210 | $3,257 | 1.0% | $20.59 | — | COM | 89148B200 |
| — | RMR MORTGAGE TR | 308,439 | $3,257 | 1.0% | $17.48 | — | COM | 76970B101 |
| — | RIVERNORTH SPECIALTY FIN COR | 189,476 | $3,143 | 1.0% | $16.62 | — | COM | 76882B108 |
| — | GABELLI GLOBAL SMALL & MID C | 233,447 | $3,046 | 0.9% | $9.99 | — | COM | 36249W104 |
| ASND | ASCENDIS PHARMA A/S | 17,460 | $2,911 | 0.9% | $100.65 | — | SPONSORED ADR | 04351P101 |
| — | SWISS HELVETIA FD INC | 316,203 | $2,826 | 0.9% | $7.34 | — | COM | 870875101 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 136,000 | $2,759 | 0.9% | $20.29 | — | COM | 55608D101 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 280,761 | $2,653 | 0.8% | $6.85 | — | COM | 00306J109 |
| — | GABELLI HLTHCARE & WELLNESS | 206,220 | $2,464 | 0.8% | $11.21 | — | SHS | 36246K103 |
| AMZN | AMAZON COM INC | 744 | $2,423 | 0.8% | $56.40 | +182.9% | COM | 023135106 |
| — | TAIWAN FD INC | 93,000 | $2,385 | 0.7% | $18.81 | — | COM | 874036106 |
| — | SALIENT MIDSTREAM & MLP FD | 552,800 | $2,360 | 0.7% | $4.33 | — | SH BEN INT | 79471V105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 194,522 | $2,161 | 0.7% | $7.17 | — | SH BEN INT | 18914E106 |
| — | VOYA INFRASTRUCTURE INDLS & | 208,613 | $2,148 | 0.7% | $8.63 | — | COM | 92912X101 |
| — | KAYNE ANDERSON ENERGY INFRST | 343,603 | $1,975 | 0.6% | $3.63 | — | COM | 486606106 |
| — | GDL FD | 222,913 | $1,943 | 0.6% | $9.11 | — | COM SH BEN IT | 361570104 |
| — | APOLLO SR FLOATING RATE FD I | 132,004 | $1,900 | 0.6% | $13.78 | — | COM | 037636107 |
| — | ROYCE VALUE TR INC | 114,207 | $1,843 | 0.6% | $14.87 | — | COM | 780910105 |
| — | TEMPLETON EMERGING MKTS INCO | 235,531 | $1,830 | 0.6% | $8.06 | — | COM | 880192109 |
| — | PRINCIPAL REAL ESTATE INCOME | 148,877 | $1,814 | 0.6% | $12.10 | — | SHS BEN INT | 74255X104 |
| USB | US BANCORP DEL | 37,566 | $1,750 | 0.5% | $29.67 | +14.1% | COM NEW | 902973304 |
| — | NEW IRELAND FD INC | 156,400 | $1,623 | 0.5% | $8.83 | — | COM | 645673104 |
| — | FIRST TR MLP & ENERGY INCOM | 270,837 | $1,573 | 0.5% | $5.61 | — | COM | 33739B104 |
| — | LAM RESEARCH CORP | 3,255 | $1,537 | 0.5% | $246.32 | — | COM | 512807108 |
| ARVN | ARVINAS INC | 16,130 | $1,369 | 0.4% | $23.29 | +48.1% | COM | 04335A105 |
| — | CENTRAL & EASTERN EUROPE FD | 52,798 | $1,270 | 0.4% | $18.04 | — | COM | 153436100 |
| — | CUSHING MLP & INFRASTRUCT | 56,670 | $1,208 | 0.4% | $21.32 | — | COM NEW | 231631300 |
| — | ABERDEEN STD GLOBAL INFRASTR | 61,670 | $1,141 | 0.4% | $18.50 | — | COM SHS BEN INT | 00326W106 |
| — | GOLDMAN SACHS MLP ENERGY REN | 139,884 | $1,065 | 0.3% | $7.61 | — | COM | 38148G206 |
| NKE | NIKE INC | 7,501 | $1,061 | 0.3% | $45.73 | +169.4% | CL B | 654106103 |
| — | ABERDEEN EMRG MRKTS EQT INM | 127,028 | $1,036 | 0.3% | $6.28 | — | COM | 00301W105 |
| GOOGL | ALPHABET INC | 528 | $925 | 0.3% | $67.26 | +24.1% | CAP STK CL A | 02079K305 |
| — | CENTER COAST BRKFLD MLP ENRG | 97,353 | $922 | 0.3% | $9.47 | — | SHS BEN INT | 151461209 |
| — | ALLIANZGI CONV & INCOME FD I | 170,010 | $865 | 0.3% | $3.33 | — | COM | 018825109 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $822 | 0.3% | $7.04 | — | COM | 6706EP105 |
| — | NUVEEN NEW JERSEY QULT MUN F | 56,146 | $806 | 0.3% | $13.40 | — | COM | 67069Y102 |
| — | BRANDYWINEGBL GBL INCM OPP F | 63,000 | $786 | 0.2% | $12.48 | — | COM | 10537L104 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 57,100 | $776 | 0.2% | $13.07 | — | COM | 64123C101 |
| — | APOLLO TACTICAL INCOME FD IN | 53,570 | $775 | 0.2% | $11.48 | — | COM | 037638103 |
| INTC | INTEL CORP | 15,558 | $775 | 0.2% | $32.31 | +36.3% | COM | 458140100 |
| — | NUVEEN SHT DUR CR OPP FD | 58,000 | $774 | 0.2% | $13.07 | — | COM | 67074X107 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 72,000 | $773 | 0.2% | $9.57 | — | COM | 46132R104 |
| — | ARES DYNAMIC CR ALLOCATION F | 54,000 | $771 | 0.2% | $12.05 | — | COM | 04014F102 |
| — | MORGAN STANLEY EMER MKTS DEB | 83,000 | $768 | 0.2% | $8.47 | — | COM | 61744H105 |
| — | ANGEL OAK DYNAMIC FINL STRAT | 40,565 | $758 | 0.2% | $18.33 | — | COM BEN INT | 03462A102 |
| — | ANGEL OAK FINL STRATEGIES IN | 45,000 | $757 | 0.2% | $16.83 | — | COM BEN INT | 03464A100 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 52,000 | $755 | 0.2% | $13.83 | — | COM | 69346J106 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 52,261 | $743 | 0.2% | $13.45 | — | SH BEN INT | 09248E102 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 55,000 | $730 | 0.2% | $13.27 | — | COM | 89148K200 |
| ELV | ANTHEM INC | 2,272 | $729 | 0.2% | $196.08 | +45.9% | COM | 036752103 |
| — | NUVEEN MORTGAGE AND INCOME F | 36,754 | $726 | 0.2% | $19.75 | — | COM | 670735109 |
| — | NUVEEN REAL ASSET INCOME & G | 51,646 | $695 | 0.2% | $9.87 | — | COM | 67074Y105 |
| — | HERZFELD CARIBBEAN BASIN FD | 121,019 | $618 | 0.2% | $3.48 | — | COM | 42804T106 |
| — | EAGLE CAP GROWTH FD INC | 76,800 | $612 | 0.2% | $7.69 | — | COM | 269451100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 38,103 | $592 | 0.2% | $13.54 | — | SHS | 67075G103 |
| — | SHOCKWAVE MED INC | 5,505 | $570 | 0.2% | $83.23 | — | COM | 82489T104 |
| — | BLACKROCK MUNIYIELD N J FD I | 37,971 | $548 | 0.2% | $13.80 | — | COM | 09254Y109 |
| NOC | NORTHROP GRUMMAN CORP | 1,785 | $543 | 0.2% | $169.04 | +66.2% | COM | 666807102 |
| MLPX | GLOBAL X FDS | 20,000 | $539 | 0.2% | $26.95 | — | GLB X MLP ENRG I | 37954Y293 |
| HUM | HUMANA INC | 1,274 | $522 | 0.2% | $259.35 | +52.9% | COM | 444859102 |
| AMLP | ALPS ETF TR | 20,000 | $513 | 0.2% | $25.65 | — | ALERIAN MLP | 00162Q452 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,205 | $511 | 0.2% | $144.48 | +52.4% | CL B NEW | 084670702 |
| LMT | LOCKHEED MARTIN CORP | 1,425 | $505 | 0.2% | $177.68 | +79.5% | COM | 539830109 |
| — | BLACKSTONE STRATEGIC CREDIT | 39,000 | $486 | 0.2% | $10.72 | — | COM SHS BEN IN | 09257R101 |
| — | ORBCOMM INC | 65,213 | $483 | 0.1% | $8.25 | — | COM | 68555P100 |
| — | INDIA FD INC | 24,181 | $482 | 0.1% | $14.21 | — | COM | 454089103 |
| — | WESTERN AST INFL LKD OPP & I | 38,800 | $481 | 0.1% | $11.02 | — | COM | 95766R104 |
| MED | MEDIFAST INC | 2,450 | $481 | 0.1% | $105.60 | +46.6% | COM | 58470H101 |
| WMT | WALMART INC | 3,320 | $478 | 0.1% | $16.79 | +169.5% | COM | 931142103 |
| SBUX | STARBUCKS CORP | 4,445 | $475 | 0.1% | $46.75 | +82.1% | COM | 855244109 |
| MA | MASTERCARD INCORPORATED | 1,325 | $472 | 0.1% | $195.02 | +65.8% | CL A | 57636Q104 |
| — | BLACKSTONE LONG-SHORT CREDIT | 34,700 | $465 | 0.1% | $10.53 | — | COM SHS BN INT | 09257D102 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $463 | 0.1% | $39.94 | — | COM | 57772K101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 52,764 | $457 | 0.1% | $8.66 | — | COM NEW | 641876800 |
| — | DWS STRATEGIC MUN INCOME TR | 40,029 | $456 | 0.1% | $10.64 | — | COM | 23342Q101 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $442 | 0.1% | $115.47 | +115.0% | COM NEW | 46120E602 |
| COST | COSTCO WHSL CORP NEW | 1,088 | $409 | 0.1% | $169.26 | +105.2% | COM | 22160K105 |
| — | INVESCO PA VALUE MUN INC TR | 31,986 | $408 | 0.1% | $12.37 | — | COM | 46132K109 |
| — | CUSHING NEXTGEN INFRA INCM F | 11,226 | $408 | 0.1% | $36.34 | — | COM | 231647207 |
| XLU | SELECT SECTOR SPDR TR | 6,502 | $407 | 0.1% | $55.43 | — | SBI INT-UTILS | 81369Y886 |
| HD | HOME DEPOT INC | 1,504 | $399 | 0.1% | $126.81 | +91.2% | COM | 437076102 |
| SBIO | ALPS ETF TR | 7,440 | $381 | 0.1% | $41.80 | — | MED BREAKTHGH | 00162Q593 |
| — | KALA PHARMACEUTICALS INC | 55,800 | $378 | 0.1% | $7.75 | — | COM | 483119103 |
| — | NUVEEN FLOATING RATE INCOME | 43,168 | $377 | 0.1% | $7.55 | — | COM | 67072T108 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 28,629 | $375 | 0.1% | $13.04 | — | COM | 24610V103 |
| — | FIRST TR ENERGY INFRASTRCTR | 30,000 | $314 | 0.1% | $10.03 | — | COM | 33738C103 |
| — | BLACKROCK FLOATING RATE INCO | 25,665 | $310 | 0.1% | $11.19 | — | COM | 09255X100 |
| — | NUVEEN OHIO QLTY MUN INCOME | 19,708 | $308 | 0.1% | $14.73 | — | COM | 670980101 |
| — | SOLITON INC | 38,818 | $298 | 0.1% | $7.82 | — | COM | 834251100 |
| GD | GENERAL DYNAMICS CORP | 1,770 | $263 | 0.1% | $114.56 | +14.0% | COM | 369550108 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $263 | 0.1% | $261.11 | +18.0% | COM | 91324P102 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $262 | 0.1% | $102.48 | +24.4% | COM | 478160104 |
| IWD | ISHARES TR | 1,900 | $259 | 0.1% | $136.32 | — | RUS 1000 VAL ETF | 464287598 |
| MMM | 3M CO | 1,480 | $258 | 0.1% | $94.99 | +23.7% | COM | 88579Y101 |
| SCZ | ISHARES TR | 3,700 | $252 | 0.1% | $58.92 | — | EAFE SML CP ETF | 464288273 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $227 | 0.1% | $116.35 | +5.9% | COM | 742718109 |
| CVX | CHEVRON CORP NEW | 2,613 | $220 | 0.1% | $65.02 | 0.0% | COM | 166764100 |
| — | MACQUARIE / FIRST TR GLOBAL | 26,198 | $219 | 0.1% | $7.98 | — | COM | 55607W100 |
| — | NUVEEN NEW JERSEY MUN VALUE | 15,005 | $210 | 0.1% | $12.76 | — | SHS | 670702109 |
| V | VISA INC | 960 | $209 | 0.1% | $197.22 | 0.0% | COM CL A | 92826C839 |
| ITW | ILLINOIS TOOL WKS INC | 1,000 | $203 | 0.1% | $181.01 | 0.0% | COM | 452308109 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 11,721 | $199 | 0.1% | $16.98 | — | COM | 89148H207 |
| — | TEMPLETON EMERGING MKTS FD | 10,600 | $198 | 0.1% | $11.16 | — | COM | 880191101 |
| — | NUVEEN CR STRATEGIES INCOME | 31,249 | $197 | 0.1% | $5.67 | — | COM SHS | 67073D102 |
| — | INVESCO TR INVT GRADE NEW YO | 14,300 | $186 | 0.1% | $12.38 | — | COM | 46131T101 |
| — | NUVEEN MICH QUALITY MUN INCO | 11,400 | $168 | 0.1% | $13.71 | — | COM | 670979103 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 12,018 | $148 | 0.0% | $12.46 | — | COM | 64124K102 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 16,400 | $142 | 0.0% | $8.66 | — | COM SHS | 6706EN100 |
| GHG | GREENTREE HOSPITALITY GROUP | 10,000 | $134 | 0.0% | $11.00 | — | SPONSORED ADS | 39579V100 |
| WVE | WAVE LIFE SCIENCES LTD | 15,198 | $119 | 0.0% | $24.84 | -66.2% | SHS | Y95308105 |
| — | SOLID BIOSCIENCES INC | 15,500 | $117 | 0.0% | $9.24 | — | COM | 83422E105 |
| — | VOYA NAT RES EQUITY INCOME F | 43,000 | $110 | 0.0% | $3.67 | — | COM | 92913C106 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 26,730 | $104 | 0.0% | $2.14 | +34.8% | COM CL A | 532257805 |
| NG | NOVAGOLD RES INC | 10,000 | $96 | 0.0% | $4.27 | +147.3% | COM NEW | 66987E206 |
| — | VERASTEM INC | 41,000 | $87 | 0.0% | $2.64 | — | COM | 92337C104 |
| UUUU | ENERGY FUELS INC | 19,114 | $81 | 0.0% | $2.50 | -9.9% | COM NEW | 292671708 |
| — | DUFF & PHELPS SLT ENGY AND M | 13,022 | $63 | 0.0% | $4.84 | — | COM NEW | 26433F207 |
| — | ORCHARD THERAPEUTICS PLC | 14,450 | $62 | 0.0% | $4.15 | — | ADS | 68570P101 |
| — | SIENTRA INC | 13,818 | $53 | 0.0% | $3.40 | — | COM | 82621J105 |