CIK: 0001668256 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value ($000): $346,959
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | HIGHLAND INCOME FD | 1,464,000 | $16,235 | 4.7% | $9.66 | — | — | 43010E404 |
| — | MORGAN STANLEY CHINA A SH FD | 555,449 | $12,525 | 3.6% | $19.24 | — | — | 617468103 |
| — | ADAMS DIVERSIFIED EQUITY FD | 653,830 | $11,938 | 3.4% | $13.62 | — | — | 006212104 |
| — | CENTRAL SECS CORP | 294,840 | $11,177 | 3.2% | $27.31 | — | — | 155123102 |
| — | MORGAN STANLEY EMERGING MKTS | 1,613,100 | $9,710 | 2.8% | $5.32 | — | — | 617477104 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 446,000 | $9,000 | 2.6% | $15.58 | — | — | 12812C106 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 756,700 | $8,618 | 2.5% | $11.56 | — | — | 65340G205 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 1,233,902 | $8,217 | 2.4% | $4.65 | — | — | 48661E108 |
| — | TORTOISE ENERGY INFRA CORP | 284,517 | $6,953 | 2.0% | $20.29 | — | — | 89147L886 |
| — | ASA GOLD AND PRECIOUS MTLS L | 348,047 | $6,943 | 2.0% | $16.99 | — | — | G3156P103 |
| — | MORGAN STANLEY INDIA INVT FD | 279,534 | $6,516 | 1.9% | $16.09 | — | — | 61745C105 |
| — | TEKLA LIFE SCIENCES INVS | 319,311 | $6,293 | 1.8% | $16.16 | — | — | 87911K100 |
| DGRO | ISHARES TR | 129,598 | $6,255 | 1.8% | $39.41 | — | — | 46434V621 |
| — | GENERAL AMERN INVS CO INC | 154,585 | $6,158 | 1.8% | $31.53 | — | — | 368802104 |
| — | CLOUGH GLOBAL EQUITY FD | 396,000 | $6,015 | 1.7% | $9.82 | — | — | 18914C100 |
| — | PIMCO ENRGY TACTICAL CR OPP | 564,558 | $5,843 | 1.7% | $5.37 | — | — | 69346N107 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 295,271 | $5,515 | 1.6% | $13.43 | — | — | 18469P209 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 560,000 | $5,376 | 1.5% | $6.10 | — | — | 600379101 |
| — | HIGHLAND GLOBAL ALLOCATION F | 691,000 | $5,327 | 1.5% | $6.50 | — | — | 43010T104 |
| — | BOULDER GROWTH & INCOME FD I | 408,618 | $5,140 | 1.5% | $9.57 | — | — | 101507101 |
| — | NEUBERGER BERMAN MLP & ENERG | 1,223,585 | $5,139 | 1.5% | $3.37 | — | — | 64129H104 |
| — | TORTOISE MIDSTRM ENERGY FD I | 189,000 | $4,859 | 1.4% | $21.42 | — | — | 89148B200 |
| — | TORTOISE ESSENTIAL ASSETS IN | 331,170 | $4,748 | 1.4% | $10.10 | — | — | 89148A103 |
| MSFT | MICROSOFT CORP | 19,803 | $4,669 | 1.3% | $86.00 | +159.2% | — | 594918104 |
| — | ROYCE MICRO-CAP TR INC | 413,000 | $4,666 | 1.3% | $9.12 | — | — | 780915104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 797,100 | $4,543 | 1.3% | $4.85 | — | — | 92912T100 |
| — | CBRE CLARION GLOBAL REAL EST | 581,449 | $4,541 | 1.3% | $6.11 | — | — | 12504G100 |
| — | VOYA GLBL ADV & PREM OPP FD | 464,610 | $4,446 | 1.3% | $8.23 | — | — | 92912R104 |
| AAPL | APPLE INC | 33,910 | $4,142 | 1.2% | $91.91 | +36.1% | — | 037833100 |
| — | TEKLA HEALTHCARE INVS | 169,541 | $4,138 | 1.2% | $20.05 | — | — | 87911J103 |
| — | GABELLI DIVID & INCOME TR | 165,002 | $3,953 | 1.1% | $17.18 | — | — | 36242H104 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 921,913 | $3,770 | 1.1% | $3.69 | — | — | 003009107 |
| — | JAPAN SMALLER CAPITALIZATION | 393,221 | $3,656 | 1.1% | $7.18 | — | — | 47109U104 |
| — | RMR MORTGAGE TR | 303,505 | $3,642 | 1.0% | $17.48 | — | — | 76970B101 |
| CCIF | VERTICAL CAP INCOME FD | 352,700 | $3,632 | 1.0% | $9.40 | — | — | 92535C104 |
| XXCHNXX | CHINA FD INC | 123,504 | $3,614 | 1.0% | $22.85 | — | — | 169373107 |
| — | FIRST EAGLE SENIOR LOAN FUND | 246,509 | $3,534 | 1.0% | $12.83 | — | — | 32010E100 |
| — | BLACKROCK SCIENCE & TECH TR | 98,000 | $3,497 | 1.0% | $35.68 | — | — | 09260K101 |
| — | GABELLI GLOBAL SMALL & MID C | 228,847 | $3,338 | 1.0% | $9.99 | — | — | 36249W104 |
| — | BLACKROCK HEALTH SCIENCS TR | 125,000 | $3,287 | 0.9% | $26.30 | — | — | 09260E105 |
| AMLP | ALPS ETF TR | 100,000 | $3,050 | 0.9% | $29.53 | — | — | 00162Q452 |
| — | MACQUARIE GLOBAL INFRASTRUCT | 136,000 | $2,972 | 0.9% | $20.29 | — | — | 55608D101 |
| — | SALIENT MIDSTREAM & MLP FD | 543,300 | $2,770 | 0.8% | $4.33 | — | — | 79471V105 |
| — | SWISS HELVETIA FD INC | 314,003 | $2,760 | 0.8% | $7.34 | — | — | 870875101 |
| — | TAIWAN FD INC | 93,000 | $2,627 | 0.8% | $18.81 | — | — | 874036106 |
| ASND | ASCENDIS PHARMA A/S | 20,190 | $2,602 | 0.7% | $104.47 | — | — | 04351P101 |
| — | GABELLI HLTHCARE & WELLNESS | 206,220 | $2,569 | 0.7% | $11.21 | — | — | 36246K103 |
| AMZN | AMAZON COM INC | 824 | $2,549 | 0.7% | $66.32 | +139.0% | — | 023135106 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 274,034 | $2,471 | 0.7% | $6.85 | — | — | 00306J109 |
| — | KAYNE ANDERSON ENERGY INFRST | 343,603 | $2,463 | 0.7% | $3.63 | — | — | 486606106 |
| — | LAM RESEARCH CORP | 4,030 | $2,398 | 0.7% | $313.38 | — | — | 512807108 |
| — | RIVERNORTH SPECIALTY FIN COR | 129,855 | $2,324 | 0.7% | $16.62 | — | — | 76882B108 |
| USB | US BANCORP DEL | 37,566 | $2,077 | 0.6% | $29.67 | +35.9% | — | 902973304 |
| — | ROYCE VALUE TR INC | 114,207 | $2,068 | 0.6% | $14.87 | — | — | 780910105 |
| — | SHOCKWAVE MED INC | 15,792 | $2,057 | 0.6% | $113.86 | — | — | 82489T104 |
| — | PRINCIPAL REAL ESTATE INCOME | 148,877 | $2,010 | 0.6% | $12.10 | — | — | 74255X104 |
| — | APOLLO SR FLOATING RATE FD I | 132,004 | $1,961 | 0.6% | $13.78 | — | — | 037636107 |
| — | GDL FD | 215,513 | $1,924 | 0.6% | $9.11 | — | — | 361570104 |
| — | NEW IRELAND FD INC | 154,200 | $1,739 | 0.5% | $8.83 | — | — | 645673104 |
| — | TEMPLETON EMERGING MKTS INCO | 235,531 | $1,735 | 0.5% | $8.06 | — | — | 880192109 |
| — | CUSHING MLP & INFRASTRUCT | 66,048 | $1,644 | 0.5% | $21.82 | — | — | 231631300 |
| — | CENTER COAST BRKFLD MLP ENRG | 147,000 | $1,609 | 0.5% | $9.97 | — | — | 151461209 |
| — | GOLDMAN SACHS MLP ENERGY REN | 147,902 | $1,431 | 0.4% | $7.73 | — | — | 38148G206 |
| GOOGL | ALPHABET INC | 628 | $1,295 | 0.4% | $72.14 | +35.8% | — | 02079K305 |
| — | CENTRAL & EASTERN EUROPE FD | 52,535 | $1,265 | 0.4% | $18.04 | — | — | 153436100 |
| — | ABERDEEN STD GLOBAL INFRASTR | 61,670 | $1,233 | 0.4% | $18.50 | — | — | 00326W106 |
| MLPX | GLOBAL X FDS | 35,000 | $1,106 | 0.3% | $28.94 | — | — | 37954Y293 |
| ARVN | ARVINAS INC | 16,630 | $1,099 | 0.3% | $24.89 | +207.4% | — | 04335A105 |
| — | ABERDEEN EMRG MRKTS EQT INM | 122,690 | $1,061 | 0.3% | $6.28 | — | — | 00301W105 |
| NKE | NIKE INC | 7,501 | $996 | 0.3% | $45.73 | +183.3% | — | 654106103 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 55,000 | $951 | 0.3% | $13.27 | — | — | 89148K200 |
| INTC | INTEL CORP | 14,828 | $949 | 0.3% | $32.31 | +67.4% | — | 458140100 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 73,522 | $933 | 0.3% | $12.69 | — | — | 33740D107 |
| — | NUVEEN DIVERSIFIED DIVID & I | 93,813 | $889 | 0.3% | $7.04 | — | — | 6706EP105 |
| — | ANGEL OAK DYNAMIC FINL STRAT | 47,000 | $885 | 0.3% | $18.40 | — | — | 03462A102 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 65,100 | $879 | 0.3% | $13.12 | — | — | 64123C101 |
| — | NUVEEN MORTGAGE AND INCOME F | 41,000 | $850 | 0.2% | $19.85 | — | — | 670735109 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 170,010 | $846 | 0.2% | $4.98 | — | — | 92838U108 |
| — | BRANDYWINEGBL GBL INCM OPP F | 68,000 | $820 | 0.2% | $12.45 | — | — | 10537L104 |
| — | NUVEEN SHT DUR CR OPP FD | 58,000 | $818 | 0.2% | $13.07 | — | — | 67074X107 |
| ELV | ANTHEM INC | 2,272 | $815 | 0.2% | $196.08 | +53.4% | — | 036752103 |
| — | NUVEEN NEW JERSEY QULT MUN F | 56,146 | $812 | 0.2% | $13.40 | — | — | 67069Y102 |
| — | ARES DYNAMIC CR ALLOCATION F | 54,000 | $811 | 0.2% | $12.05 | — | — | 04014F102 |
| — | APOLLO TACTICAL INCOME FD IN | 53,570 | $797 | 0.2% | $11.48 | — | — | 037638103 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 64,148 | $789 | 0.2% | $12.33 | — | — | 64124K102 |
| — | ANGEL OAK FINL STRATEGIES IN | 45,000 | $783 | 0.2% | $16.83 | — | — | 03464A100 |
| — | MORGAN STANLEY EMER MKTS DEB | 87,000 | $779 | 0.2% | $8.49 | — | — | 61744H105 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 52,000 | $775 | 0.2% | $13.83 | — | — | 69346J106 |
| — | KKR INCOME OPPORTUNITIES FD | 48,788 | $771 | 0.2% | $15.80 | — | — | 48249T106 |
| — | EAGLE CAP GROWTH FD INC | 92,301 | $770 | 0.2% | $7.80 | — | — | 269451100 |
| — | EATON VANCE CALIF MUN INCOM | 57,800 | $765 | 0.2% | $13.24 | — | — | 27826F101 |
| HD | HOME DEPOT INC | 2,504 | $764 | 0.2% | $173.79 | +40.7% | — | 437076102 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 52,261 | $750 | 0.2% | $13.45 | — | — | 09248E102 |
| — | INVESCO PA VALUE MUN INC TR | 55,837 | $728 | 0.2% | $12.65 | — | — | 46132K109 |
| — | BLACKROCK MUNIYIELD N J FD I | 49,545 | $718 | 0.2% | $13.96 | — | — | 09254Y109 |
| — | DTF TAX-FREE INCOME INC | 48,000 | $688 | 0.2% | $14.33 | — | — | 23334J107 |
| — | SOLITON INC | 38,818 | $682 | 0.2% | $7.82 | — | — | 834251100 |
| XYZ | SQUARE INC | 2,900 | $658 | 0.2% | $233.92 | 0.0% | — | 852234103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 53,146 | $651 | 0.2% | $7.17 | — | — | 18914E106 |
| — | HERZFELD CARIBBEAN BASIN FD | 105,933 | $622 | 0.2% | $3.48 | — | — | 42804T106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,330 | $595 | 0.2% | $149.76 | +62.2% | — | 084670702 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 44,793 | $590 | 0.2% | $13.09 | — | — | 24610V103 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 38,103 | $589 | 0.2% | $13.54 | — | — | 67075G103 |
| — | IVY HIGH INCOME OPPORTUNITIE | 41,193 | $561 | 0.2% | $13.62 | — | — | 465893105 |
| — | BLACKSTONE STRATEGIC CREDIT | 39,000 | $519 | 0.1% | $10.72 | — | — | 09257R101 |
| — | INDIA FD INC | 24,181 | $518 | 0.1% | $14.21 | — | — | 454089103 |
| LOW | LOWES COS INC | 2,700 | $513 | 0.1% | $156.97 | 0.0% | — | 548661107 |
| NOC | NORTHROP GRUMMAN CORP | 1,560 | $504 | 0.1% | $169.04 | +64.6% | — | 666807102 |
| MA | MASTERCARD INCORPORATED | 1,416 | $504 | 0.1% | $204.31 | +66.2% | — | 57636Q104 |
| — | ORBCOMM INC | 65,213 | $497 | 0.1% | $8.25 | — | — | 68555P100 |
| DIS | DISNEY WALT CO | 2,670 | $492 | 0.1% | $180.17 | 0.0% | — | 254687106 |
| HUM | HUMANA INC | 1,174 | $492 | 0.1% | $259.35 | +47.0% | — | 444859102 |
| — | BLACKSTONE LONG-SHORT CREDIT | 34,700 | $490 | 0.1% | $10.53 | — | — | 09257D102 |
| MED | MEDIFAST INC | 2,300 | $487 | 0.1% | $105.60 | +99.5% | — | 58470H101 |
| PYPL | PAYPAL HLDGS INC | 2,000 | $485 | 0.1% | $251.93 | 0.0% | — | 70450Y103 |
| SBUX | STARBUCKS CORP | 4,445 | $485 | 0.1% | $46.75 | +101.1% | — | 855244109 |
| — | MAXIM INTEGRATED PRODS INC | 5,233 | $478 | 0.1% | $39.94 | — | — | 57772K101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 52,764 | $478 | 0.1% | $8.66 | — | — | 641876800 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 7,466 | $474 | 0.1% | $63.49 | — | — | 301505707 |
| — | DWS STRATEGIC MUN INCOME TR | 40,029 | $473 | 0.1% | $10.64 | — | — | 23342Q101 |
| — | WESTERN ASSET / CLAYMORE INF | 38,800 | $471 | 0.1% | $11.02 | — | — | 95766R104 |
| — | CUSHING NEXTGEN INFRA INCM F | 11,226 | $453 | 0.1% | $36.34 | — | — | 231647207 |
| WMT | WALMART INC | 3,320 | $450 | 0.1% | $16.79 | +158.0% | — | 931142103 |
| RNG | RINGCENTRAL INC | 1,500 | $446 | 0.1% | $367.69 | 0.0% | — | 76680R206 |
| JPM | JPMORGAN CHASE & CO | 2,901 | $441 | 0.1% | $127.25 | 0.0% | — | 46625H100 |
| XLU | SELECT SECTOR SPDR TR | 6,546 | $419 | 0.1% | $55.43 | — | — | 81369Y886 |
| LMT | LOCKHEED MARTIN CORP | 1,125 | $415 | 0.1% | $177.68 | +68.8% | — | 539830109 |
| ISRG | INTUITIVE SURGICAL INC | 541 | $399 | 0.1% | $115.47 | +117.9% | — | 46120E602 |
| COST | COSTCO WHSL CORP NEW | 1,086 | $382 | 0.1% | $169.26 | +94.8% | — | 22160K105 |
| — | KALA PHARMACEUTICALS INC | 56,100 | $378 | 0.1% | $7.75 | — | — | 483119103 |
| SBIO | ALPS ETF TR | 7,440 | $373 | 0.1% | $41.80 | — | — | 00162Q593 |
| — | FIRST TR ENERGY INFRASTRCTR | 30,000 | $371 | 0.1% | $10.03 | — | — | 33738C103 |
| GD | GENERAL DYNAMICS CORP | 1,770 | $321 | 0.1% | $114.56 | +28.3% | — | 369550108 |
| — | NUVEEN OHIO QLTY MUN INCOME | 20,608 | $321 | 0.1% | $14.77 | — | — | 670980101 |
| TM | TOYOTA MOTOR CORP | 2,000 | $312 | 0.1% | $156.00 | — | — | 892331307 |
| — | BARINGS GLOBAL SHORT DURATIO | 18,888 | $303 | 0.1% | $16.04 | — | — | 06760L100 |
| IWD | ISHARES TR | 1,900 | $287 | 0.1% | $136.32 | — | — | 464287598 |
| UNH | UNITEDHEALTH GROUP INC | 750 | $279 | 0.1% | $261.11 | +22.4% | — | 91324P102 |
| MMM | 3M CO | 1,430 | $275 | 0.1% | $94.99 | +31.7% | — | 88579Y101 |
| JNJ | JOHNSON & JOHNSON | 1,670 | $274 | 0.1% | $102.48 | +37.4% | — | 478160104 |
| CVX | CHEVRON CORP NEW | 2,621 | $274 | 0.1% | $65.02 | +22.4% | — | 166764100 |
| SCZ | ISHARES TR | 3,700 | $265 | 0.1% | $58.92 | — | — | 464288273 |
| TGT | TARGET CORP | 1,300 | $257 | 0.1% | $163.21 | 0.0% | — | 87612E106 |
| — | 1LIFE HEALTHCARE INC | 6,194 | $242 | 0.1% | $39.07 | — | — | 68269G107 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 11,721 | $240 | 0.1% | $16.98 | — | — | 89148H207 |
| GOLD | A-MARK PRECIOUS METALS INC | 6,500 | $234 | 0.1% | $15.68 | 0.0% | — | 00181T107 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 11,510 | $228 | 0.1% | $19.81 | — | — | 33741Q107 |
| PG | PROCTER AND GAMBLE CO | 1,633 | $221 | 0.1% | $116.35 | -0.6% | — | 742718109 |
| ITW | ILLINOIS TOOL WKS INC | 1,000 | $221 | 0.1% | $181.01 | +2.2% | — | 452308109 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 13,470 | $221 | 0.1% | $16.41 | — | — | 670695105 |
| V | VISA INC | 960 | $203 | 0.1% | $197.22 | +3.0% | — | 92826C839 |
| — | NUVEEN CR STRATEGIES INCOME | 31,249 | $203 | 0.1% | $5.67 | — | — | 67073D102 |
| — | INVESCO TR INVT GRADE NEW YO | 14,300 | $187 | 0.1% | $12.38 | — | — | 46131T101 |
| — | CREDIT SUISSE HIGH YIELD BD | 70,000 | $168 | 0.0% | $2.40 | — | — | 22544F103 |
| GHG | GREENTREE HOSPITALITY GROUP | 10,000 | $131 | 0.0% | $11.00 | — | — | 39579V100 |
| UUUU | ENERGY FUELS INC | 19,114 | $108 | 0.0% | $2.50 | +104.4% | — | 292671708 |
| — | ORCHARD THERAPEUTICS PLC | 14,450 | $104 | 0.0% | $4.15 | — | — | 68570P101 |
| — | SIENTRA INC | 13,818 | $100 | 0.0% | $3.40 | — | — | 82621J105 |
| — | SOLID BIOSCIENCES INC | 17,500 | $96 | 0.0% | $8.81 | — | — | 83422E105 |
| WVE | WAVE LIFE SCIENCES LTD | 17,173 | $96 | 0.0% | $23.09 | -58.4% | — | Y95308105 |
| — | DUFF & PHELPS SLT ENGY AND M | 13,022 | $95 | 0.0% | $4.84 | — | — | 26433F207 |
| NG | NOVAGOLD RES INC | 10,000 | $87 | 0.0% | $4.27 | +113.5% | — | 66987E206 |
| — | VERASTEM INC | 35,000 | $86 | 0.0% | $2.64 | — | — | 92337C104 |
| — | VOYA NAT RES EQUITY INCOME F | 23,100 | $76 | 0.0% | $3.67 | — | — | 92913C106 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 13,480 | $41 | 0.0% | $2.14 | +77.7% | — | 532257805 |