CIK: 0001673907 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 10, 2016
Total Value ($000): $123,092 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BROADCOM LTD | 137,965 | $7,850 | 6.4% | $56.90 | — | SHS | Y09827109 |
| — | TRINSEO S A | 174,590 | $7,098 | 5.8% | $40.66 | — | SHS | L9340P101 |
| — | FIRST TR MLP & ENERGY INCOME | 372,750 | $6,154 | 5.0% | $15.59 | — | COM | 33739B104 |
| JCI | JOHNSON CTLS INTL PLC | 91,083 | $5,155 | 4.2% | $33.21 | 0.0% | SHS | G51502105 |
| — | ATLANTICA YIELD PLC | 69,554 | $4,862 | 3.9% | $69.90 | — | SHS | G0751N103 |
| — | COMPANHIA PARANAENSE ENERG C | 462,000 | $4,824 | 3.9% | $6.83 | — | SPON ADR PFD | 20441B407 |
| — | PATTERN ENERGY GROUP INC | 4,000,000 | $4,037 | 3.3% | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| PRU | PRUDENTIAL FINL INC | 40,796 | $3,262 | 2.7% | $51.46 | -2.4% | COM | 744320102 |
| V | VISA INC | 39,722 | $3,255 | 2.6% | $72.34 | +3.7% | COM CL A | 92826C839 |
| BAC | BANK AMER CORP | 209,350 | $3,173 | 2.6% | $12.07 | 0.0% | COM | 060505104 |
| ICLR | ICON PLC | 40,896 | $3,112 | 2.5% | $68.64 | +9.5% | SHS | G4705A100 |
| — | ACTIVISION BLIZZARD INC | 70,325 | $3,109 | 2.5% | $39.20 | — | COM | 00507V109 |
| — | FOOT LOCKER INC | 45,593 | $3,047 | 2.5% | $63.40 | — | COM | 344849104 |
| AIG | AMERICAN INTL GROUP INC | 52,100 | $3,043 | 2.5% | $45.06 | 0.0% | COM NEW | 026874784 |
| CMCSA | COMCAST CORP NEW | 45,847 | $3,037 | 2.5% | $23.92 | +11.3% | CL A | 20030N101 |
| UNH | UNITEDHEALTH GROUP INC | 21,323 | $2,949 | 2.4% | $101.67 | +18.5% | COM | 91324P102 |
| CCL | CARNIVAL CORP | 61,031 | $2,946 | 2.4% | $42.57 | -3.6% | PAIRED CTF | 143658300 |
| QRVO | QORVO INC | 53,586 | $2,877 | 2.3% | $49.97 | +13.5% | COM | 74736K101 |
| — | AETNA INC NEW | 24,950 | $2,870 | 2.3% | $110.88 | — | COM | 00817Y108 |
| MET | METLIFE INC | 65,254 | $2,849 | 2.3% | $30.31 | -9.6% | COM | 59156R108 |
| LMT | LOCKHEED MARTIN CORP | 11,622 | $2,817 | 2.3% | $168.18 | +15.9% | COM | 539830109 |
| SYK | STRYKER CORP | 24,238 | $2,805 | 2.3% | $87.70 | +19.6% | COM | 863667101 |
| — | DR PEPPER SNAPPLE GROUP INC | 30,703 | $2,785 | 2.3% | $90.71 | — | COM | 26138E109 |
| AMGN | AMGEN INC | 16,680 | $2,760 | 2.2% | $127.72 | 0.0% | COM | 031162100 |
| AEO | AMERICAN EAGLE OUTFITTERS NE | 153,813 | $2,725 | 2.2% | $13.88 | 0.0% | COM | 02553E106 |
| DIS | DISNEY WALT CO | 27,880 | $2,560 | 2.1% | $97.85 | -9.2% | COM DISNEY | 254687106 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 52,338 | $2,423 | 2.0% | $63.55 | — | ADR | 881624209 |
| SRE | SEMPRA ENERGY | 18,500 | $1,981 | 1.6% | $37.30 | +8.1% | COM | 816851109 |
| EIX | EDISON INTL | 26,500 | $1,918 | 1.6% | $43.94 | +16.2% | COM | 281020107 |
| CWB | SPDR SERIES TRUST | 40,000 | $1,848 | 1.5% | $43.36 | — | BRC CNV SECS ETF | 78464A359 |
| — | EXPRESS INC | 154,350 | $1,797 | 1.5% | $11.64 | — | COM | 30219E103 |
| NEE | NEXTERA ENERGY INC | 14,000 | $1,718 | 1.4% | $19.50 | +27.3% | COM | 65339F101 |
| — | MACQUARIE FT TR GB INF UT DI | 129,000 | $1,621 | 1.3% | $12.33 | — | COM | 55607W100 |
| CMS | CMS ENERGY CORP | 32,000 | $1,347 | 1.1% | $26.41 | +25.3% | COM | 125896100 |
| LNT | ALLIANT ENERGY CORP | 34,000 | $1,310 | 1.1% | $29.26 | 0.0% | COM | 018802108 |
| — | ENERSIS S A | 130,000 | $1,066 | 0.9% | $11.77 | — | SPONSORED ADR | 29274F104 |
| — | TRI CONTL CORP | 50,000 | $1,059 | 0.9% | $20.10 | — | COM | 895436103 |
| ED | CONSOLIDATED EDISON INC | 13,250 | $1,003 | 0.8% | $44.60 | +24.3% | COM | 209115104 |
| — | NRG YIELD INC | 50,000 | $818 | 0.7% | $15.66 | — | CL A NEW | 62942X306 |
| — | BARCLAYS BK PLC | 21,000 | $744 | 0.6% | $35.43 | — | IPATH S&P500 VIX | 06740Q252 |
| — | NRG YIELD INC | 40,000 | $681 | 0.6% | $15.26 | — | CL C | 62942X405 |
| ENB | ENBRIDGE INC | 15,000 | $657 | 0.5% | $24.07 | 0.0% | COM | 29250N105 |
| ENIC | ENERSIS CHILE SA | 135,000 | $637 | 0.5% | $5.67 | — | SPON ADR | 29278D105 |
| — | RAYTHEON CO | 3,700 | $505 | 0.4% | $127.24 | — | COM NEW | 755111507 |
| SWKS | SKYWORKS SOLUTIONS INC | 6,700 | $491 | 0.4% | $61.80 | -7.4% | COM | 83088M102 |
| JPM | JPMORGAN CHASE & CO | 7,240 | $475 | 0.4% | $49.11 | +3.5% | COM | 46625H100 |
| FITB | FIFTH THIRD BANCORP | 22,540 | $456 | 0.4% | $13.71 | +0.9% | COM | 316773100 |
| — | PATTERN ENERGY GROUP INC | 20,000 | $454 | 0.4% | $22.70 | — | CL A | 70338P100 |
| CVS | CVS HEALTH CORP | 5,000 | $448 | 0.4% | $73.06 | -3.0% | COM | 126650100 |
| — | ZWEIG FD | 33,830 | $433 | 0.4% | $12.80 | — | COM NEW | 989834205 |
| AMAT | APPLIED MATLS INC | 14,200 | $420 | 0.3% | $25.12 | 0.0% | COM | 038222105 |
| — | CLAYMORE EXCHANGE TRD FD TR | 20,503 | $416 | 0.3% | $30.58 | — | GUGGENHEIM SOLAR | 18383Q739 |
| GILD | GILEAD SCIENCES INC | 5,200 | $405 | 0.3% | $70.53 | -18.1% | COM | 375558103 |