Spence Asset Management Diversified Active

CIK: 0001729269 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 2, 2020

Total Value ($000): $297,136 (100.0% shares, 0.0% debt)

Holdings (38)

— LIVONGO HEALTH INC COM 10.0%

Value ($000) $29,634 Shares 211,595 Est. Cost $75.19 Unrealized —

MA MASTERCARD INCORPORATED CL A 8.5%

Value ($000) $25,231 Shares 74,609 Est. Cost $163.08 Unrealized +93.6%

NOW SERVICENOW INC COM 7.1%

Value ($000) $21,241 Shares 43,796 Est. Cost $56.81 Unrealized +57.2%

ADBE ADOBE SYSTEMS INCORPORATED COM 7.0%

Value ($000) $20,912 Shares 42,641 Est. Cost $236.00 Unrealized +97.1%

V VISA INC COM CL A 7.0%

Value ($000) $20,791 Shares 103,971 Est. Cost $118.62 Unrealized +62.0%

MSFT MICROSOFT CORP COM 6.6%

Value ($000) $19,491 Shares 92,666 Est. Cost $95.02 Unrealized +111.3%

ISRG INTUITIVE SURGICAL INC COM NEW 5.8%

Value ($000) $17,260 Shares 24,326 Est. Cost $137.08 Unrealized +63.8%

VEEV VEEVA SYS INC CL A COM 5.8%

Value ($000) $17,203 Shares 61,178 Est. Cost $117.95 Unrealized +123.4%

IDXX IDEXX LABS INC COM 5.7%

Value ($000) $16,800 Shares 42,737 Est. Cost $180.65 Unrealized +104.7%

GOOG ALPHABET INC CAP STK CL C 5.6%

Value ($000) $16,620 Shares 11,309 Est. Cost $52.86 Unrealized +43.3%

ROKU ROKU INC COM CL A 5.4%

Value ($000) $16,001 Shares 84,750 Est. Cost $41.16 Unrealized +284.2%

TYL TYLER TECHNOLOGIES INC COM 5.0%

Value ($000) $14,880 Shares 42,690 Est. Cost $205.47 Unrealized +68.3%

MDB MONGODB INC CL A 4.6%

Value ($000) $13,762 Shares 59,444 Est. Cost $78.99 Unrealized +174.4%

CSGP COSTAR GROUP INC COM 4.6%

Value ($000) $13,578 Shares 16,002 Est. Cost $42.02 Unrealized +89.7%

SHOP SHOPIFY INC CLS A 3.7%

Value ($000) $10,876 Shares 10,632 Est. Cost $46.65 Unrealized +113.1%

— INOVALON HLDGS INC COM CL A 3.4%

Value ($000) $9,969 Shares 376,886 Est. Cost $26.45 Unrealized —

QQQ INVESCO QQQ TRUST 1.2%

Value ($000) $3,677 Shares 13,235 Est. Cost $190.43 Unrealized —

SPY SPDR S&P 500 ETF 1.2%

Value ($000) $3,647 Shares 10,890 Est. Cost $321.84 Unrealized —

— ETFMG PRIME MOBILE PAYMENTS ETF 0.4%

Value ($000) $1,248 Shares 22,934 Est. Cost $49.78 Unrealized —

IGV ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF 0.4%

Value ($000) $1,212 Shares 3,897 Est. Cost $232.94 Unrealized —

TDOC TELADOC HEALTH INC COM 0.3%

Value ($000) $957 Shares 4,363 Est. Cost $116.34 Unrealized +82.0%

IHI ISHARES U.S. MEDICAL DEVICES ETF 0.3%

Value ($000) $953 Shares 3,181 Est. Cost $262.99 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.1%

Value ($000) $209 Shares 1,395 Est. Cost $134.78 Unrealized —

QQQE DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES 0.1%

Value ($000) $196 Shares 3,039 Est. Cost $47.84 Unrealized —

VOO VANGUARD S&P 500 ETF 0.1%

Value ($000) $181 Shares 588 Est. Cost $254.62 Unrealized —

IWR ISHARES RUSSELL MID-CAP ETF 0.0%

Value ($000) $147 Shares 2,569 Est. Cost $70.79 Unrealized —

AGG ISHARES CORE U.S. AGGREGATE BOND ETF 0.0%

Value ($000) $146 Shares 1,235 Est. Cost $109.54 Unrealized —

VNQ VANGUARD REAL ESTATE ETF 0.0%

Value ($000) $113 Shares 1,428 Est. Cost $77.42 Unrealized —

AMZN AMAZON COM INC COM 0.0%

Value ($000) $57 Shares 18 Est. Cost $88.95 Unrealized +77.2%

GOOGL ALPHABET INC CAP STK CL A 0.0%

Value ($000) $50 Shares 34 Est. Cost $59.33 Unrealized +27.5%

SCHD SCHWAB US DIVIDEND EQUITY ETF 0.0%

Value ($000) $21 Shares 386 Est. Cost $50.83 Unrealized —

SCHA SCHWAB U.S. SMALL-CAP ETF 0.0%

Value ($000) $20 Shares 288 Est. Cost $73.55 Unrealized —

KMI KINDER MORGAN INC DEL COM 0.0%

Value ($000) $12 Shares 1,000 Est. Cost $11.20 Unrealized -9.6%

DIS DISNEY WALT CO COM DISNEY 0.0%

Value ($000) $10 Shares 79 Est. Cost $133.00 Unrealized -8.2%

— NUVEEN PFD & INCM SECURTIES FD COM 0.0%

Value ($000) $10 Shares 1,134 Est. Cost $9.29 Unrealized —

— FLAHERTY & CRUMRINE TOTAL RETU COM 0.0%

Value ($000) $8 Shares 395 Est. Cost $18.49 Unrealized —

— FLAHERTY & CRUMRIN PFD & INM S COM 0.0%

Value ($000) $7 Shares 326 Est. Cost $18.65 Unrealized —

— HANCOCK JOHN PFD INCOME FD SH BEN INT 0.0%

Value ($000) $6 Shares 332 Est. Cost $20.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LIVONGO HEALTH INC COM	211,595	$29,634	10.0%	$75.19	—	Stock	539183103
MA	MASTERCARD INCORPORATED CL A	74,609	$25,231	8.5%	$163.08	+93.6%	Stock	57636Q104
NOW	SERVICENOW INC COM	43,796	$21,241	7.1%	$56.81	+57.2%	Stock	81762P102
ADBE	ADOBE SYSTEMS INCORPORATED COM	42,641	$20,912	7.0%	$236.00	+97.1%	Stock	00724F101
V	VISA INC COM CL A	103,971	$20,791	7.0%	$118.62	+62.0%	Stock	92826C839
MSFT	MICROSOFT CORP COM	92,666	$19,491	6.6%	$95.02	+111.3%	Stock	594918104
ISRG	INTUITIVE SURGICAL INC COM NEW	24,326	$17,260	5.8%	$137.08	+63.8%	Stock	46120E602
VEEV	VEEVA SYS INC CL A COM	61,178	$17,203	5.8%	$117.95	+123.4%	Stock	922475108
IDXX	IDEXX LABS INC COM	42,737	$16,800	5.7%	$180.65	+104.7%	Stock	45168D104
GOOG	ALPHABET INC CAP STK CL C	11,309	$16,620	5.6%	$52.86	+43.3%	Stock	02079K107
ROKU	ROKU INC COM CL A	84,750	$16,001	5.4%	$41.16	+284.2%	Stock	77543R102
TYL	TYLER TECHNOLOGIES INC COM	42,690	$14,880	5.0%	$205.47	+68.3%	Stock	902252105
MDB	MONGODB INC CL A	59,444	$13,762	4.6%	$78.99	+174.4%	Stock	60937P106
CSGP	COSTAR GROUP INC COM	16,002	$13,578	4.6%	$42.02	+89.7%	Stock	22160N109
SHOP	SHOPIFY INC CLS A	10,632	$10,876	3.7%	$46.65	+113.1%	Stock	82509L107
—	INOVALON HLDGS INC COM CL A	376,886	$9,969	3.4%	$26.45	—	Stock	45781D101
QQQ	INVESCO QQQ TRUST	13,235	$3,677	1.2%	$190.43	—	ETF	46090E103
SPY	SPDR S&P 500 ETF	10,890	$3,647	1.2%	$321.84	—	ETF	78462F103
—	ETFMG PRIME MOBILE PAYMENTS ETF	22,934	$1,248	0.4%	$49.78	—	ETF	26924G409
IGV	ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	3,897	$1,212	0.4%	$232.94	—	ETF	464287515
TDOC	TELADOC HEALTH INC COM	4,363	$957	0.3%	$116.34	+82.0%	Stock	87918A105
IHI	ISHARES U.S. MEDICAL DEVICES ETF	3,181	$953	0.3%	$262.99	—	ETF	464288810
IWM	ISHARES RUSSELL 2000 ETF	1,395	$209	0.1%	$134.78	—	ETF	464287655
QQQE	DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARES	3,039	$196	0.1%	$47.84	—	ETF	25459Y207
VOO	VANGUARD S&P 500 ETF	588	$181	0.1%	$254.62	—	ETF	922908363
IWR	ISHARES RUSSELL MID-CAP ETF	2,569	$147	0.0%	$70.79	—	ETF	464287499
AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	1,235	$146	0.0%	$109.54	—	ETF	464287226
VNQ	VANGUARD REAL ESTATE ETF	1,428	$113	0.0%	$77.42	—	ETF	922908553
AMZN	AMAZON COM INC COM	18	$57	0.0%	$88.95	+77.2%	Stock	023135106
GOOGL	ALPHABET INC CAP STK CL A	34	$50	0.0%	$59.33	+27.5%	Stock	02079K305
SCHD	SCHWAB US DIVIDEND EQUITY ETF	386	$21	0.0%	$50.83	—	ETF	808524797
SCHA	SCHWAB U.S. SMALL-CAP ETF	288	$20	0.0%	$73.55	—	ETF	808524607
KMI	KINDER MORGAN INC DEL COM	1,000	$12	0.0%	$11.20	-9.6%	Stock	49456B101
DIS	DISNEY WALT CO COM DISNEY	79	$10	0.0%	$133.00	-8.2%	Stock	254687106
—	NUVEEN PFD & INCM SECURTIES FD COM	1,134	$10	0.0%	$9.29	—	CEF	67072C105
—	FLAHERTY & CRUMRINE TOTAL RETU COM	395	$8	0.0%	$18.49	—	CEF	338479108
—	FLAHERTY & CRUMRIN PFD & INM S COM	326	$7	0.0%	$18.65	—	CEF	338478100
—	HANCOCK JOHN PFD INCOME FD SH BEN INT	332	$6	0.0%	$20.00	—	CEF	41013W108