Baron Financial Group, LLC Diversified Active

Name: Baron Financial Group, LLC Q3 2026 13F Filing | 13F Explorer
Creator: Baron Financial Group, LLC
Published: 2026-10-09

Location: Fair Lawn, NJ

CIK: 0001832093 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 9, 2026

Total Value: $205M (100.0% shares, 0.0% debt)

Holdings (57)

New Positions (3)

XOM EXXONMOBIL HOLDINGS CORP 0.5%

Value $1.081M Shares 6,645 Share Price $162.75 Est. Cost/Share $162.75 Unrealized @ Report Date —

ADP AUTOMATIC DATA PROCESSING IN 0.1%

Value $217K Shares 840 Share Price $258.07 Est. Cost/Share $265.28 Unrealized @ Report Date -2.7%

XLV SELECT SECTOR SPDR TR 0.1%

Value $211K Shares 1,255 Share Price $168.42 Est. Cost/Share $166.73 Unrealized @ Report Date +1.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XOM	EXXONMOBIL HOLDINGS CORP	6,645	$1.081M	0.5%	$162.75	$162.75	—	COM SHS	30233Q108
ADP	AUTOMATIC DATA PROCESSING IN	840	$217K	0.1%	$258.07	$265.28	-2.7%	COM	053015103
XLV	SELECT SECTOR SPDR TR	1,255	$211K	0.1%	$168.42	$166.73	+1.0%	ST STR CARE ETF	81369Y209

Increased Positions (11)

IWR ISHARES TR 4.4%

Value $9.002M (+2.3%) Shares 84,361 (+5.8%) Share Price $106.71 Est. Cost/Share $80.11 Unrealized @ Report Date +33.2%

BWX SPDR SERIES TRUST 1.8%

Value $3.757M (+5.3%) Shares 177,376 (+7.8%) Share Price $21.18 Est. Cost/Share $25.86 Unrealized @ Report Date -18.1%

VTIP VANGUARD MALVERN FDS 6.7%

Value $13.82M (+0.6%) Shares 280,745 (+2.7%) Share Price $49.22 Est. Cost/Share $51.42 Unrealized @ Report Date -4.3%

VOO VANGUARD INDEX FDS 0.5%

Value $978K (+7.1%) Shares 1,395 (+5.0%) Share Price $701.03 Est. Cost/Share $645.24 Unrealized @ Report Date +8.6%

XLU SELECT SECTOR SPDR TR 0.5%

Value $952K (-5.5%) Shares 24,127 (+8.6%) Share Price $39.44 Est. Cost/Share $44.66 Unrealized @ Report Date -11.7%

IJH ISHARES TR 0.9%

Value $1.757M (-2.4%) Shares 24,422 (+4.6%) Share Price $71.95 Est. Cost/Share $54.48 Unrealized @ Report Date +32.1%

BNDX VANGUARD CHARLOTTE FDS 2.8%

Value $5.7M (+0.7%) Shares 121,620 (+4.0%) Share Price $46.87 Est. Cost/Share $49.01 Unrealized @ Report Date -4.4%

BATT AMPLIFY ETF TR 0.1%

Value $235K (+9.9%) Shares 16,450 (+18.1%) Share Price $14.30 Est. Cost/Share $14.03 Unrealized @ Report Date +1.9%

SRVR PACER FDS TR 0.4%

Value $830K (-2.2%) Shares 29,298 (+9.7%) Share Price $28.33 Est. Cost/Share $31.42 Unrealized @ Report Date -9.8%

GRID FIRST TR EXCHANGE-TRADED FD 0.2%

Value $342K (+4.4%) Shares 1,929 (+13.0%) Share Price $177.11 Est. Cost/Share $159.42 Unrealized @ Report Date +11.1%

ICLN ISHARES TR 0.1%

Value $246K (-2.8%) Shares 14,475 (+17.2%) Share Price $17.00 Est. Cost/Share $17.21 Unrealized @ Report Date -1.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWR	ISHARES TR	84,361 (+5.8%)	$9.002M (+2.3%)	4.4%	$106.71	$80.11	+33.2%	RUS MID CAP ETF	464287499
BWX	SPDR SERIES TRUST	177,376 (+7.8%)	$3.757M (+5.3%)	1.8%	$21.18	$25.86	-18.1%	ST INTL BBG ETF	78464A516
VTIP	VANGUARD MALVERN FDS	280,745 (+2.7%)	$13.82M (+0.6%)	6.7%	$49.22	$51.42	-4.3%	STRM INFPROIDX	922020805
VOO	VANGUARD INDEX FDS	1,395 (+5.0%)	$978K (+7.1%)	0.5%	$701.03	$645.24	+8.6%	S&P 500 ETF SHS	922908363
XLU	SELECT SECTOR SPDR TR	24,127 (+8.6%)	$952K (-5.5%)	0.5%	$39.44	$44.66	-11.7%	ST STR UTIL ETF	81369Y886
IJH	ISHARES TR	24,422 (+4.6%)	$1.757M (-2.4%)	0.9%	$71.95	$54.48	+32.1%	CORE S&P MCP ETF	464287507
BNDX	VANGUARD CHARLOTTE FDS	121,620 (+4.0%)	$5.7M (+0.7%)	2.8%	$46.87	$49.01	-4.4%	TOTAL INT BD ETF	92203J407
BATT	AMPLIFY ETF TR	16,450 (+18.1%)	$235K (+9.9%)	0.1%	$14.30	$14.03	+1.9%	AMPLIFY LITHIUM	032108805
SRVR	PACER FDS TR	29,298 (+9.7%)	$830K (-2.2%)	0.4%	$28.33	$31.42	-9.8%	DATA AND INFRAST	69374H741
GRID	FIRST TR EXCHANGE-TRADED FD	1,929 (+13.0%)	$342K (+4.4%)	0.2%	$177.11	$159.42	+11.1%	NASDQ CLN EDGE	33737A108
ICLN	ISHARES TR	14,475 (+17.2%)	$246K (-2.8%)	0.1%	$17.00	$17.21	-1.2%	GL CLEAN ENE ETF	464288224

Exited Positions (2)

XOM EXXON MOBIL CORP 0.4%

Value $917K Shares 6,711 Share Price $136.71 * Est. Cost/Share $33.89 Unrealized @ Report Date +380.3%

NVDA NVIDIA CORPORATION 0.3%

Value $615K Shares 3,074 Share Price $200.09 * Est. Cost/Share $186.13 Unrealized @ Report Date +22.7%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
XOM	EXXON MOBIL CORP	6,711	$917K	0.4%	$136.71 *	$33.89	+380.3%	—	30231G102
NVDA	NVIDIA CORPORATION	3,074	$615K	0.3%	$200.09 *	$186.13	+22.7%	—	67066G104

Decreased Positions (14)

IWM ISHARES TR 9.5%

Value $19.59M (-9.3%) Shares 70,503 (-2.0%) Share Price $277.89 Est. Cost/Share $152.18 Unrealized @ Report Date +82.6%

IJR ISHARES TR 1.9%

Value $3.961M (-10.5%) Shares 29,120 (-2.5%) Share Price $136.04 Est. Cost/Share $89.34 Unrealized @ Report Date +52.3%

VB VANGUARD INDEX FDS 1.6%

Value $3.239M (-8.0%) Shares 11,384 (-2.0%) Share Price $284.48 Est. Cost/Share $220.33 Unrealized @ Report Date +29.1%

ESGD ISHARES TR 1.4%

Value $2.844M (-8.2%) Shares 27,600 (-8.4%) Share Price $103.05 Est. Cost/Share $70.31 Unrealized @ Report Date +46.6%

AAPL APPLE INC 0.9%

Value $1.911M (+10.3%) Shares 5,737 (-4.2%) Share Price $333.02 Est. Cost/Share $144.94 Unrealized @ Report Date +129.8%

ESGE ISHARES INC 0.9%

Value $1.821M (-8.4%) Shares 33,631 (-7.5%) Share Price $54.16 Est. Cost/Share $36.83 Unrealized @ Report Date +47.0%

GLD SPDR GOLD TR 2.9%

Value $6.026M (+2.3%) Shares 15,824 (-1.1%) Share Price $380.84 Est. Cost/Share $177.58 Unrealized @ Report Date +114.5%

SPGP INVESCO EXCHANGE TRADED FD T 1.0%

Value $2.045M (-5.9%) Shares 17,213 (-3.2%) Share Price $118.82 Est. Cost/Share $87.81 Unrealized @ Report Date +35.3%

MTUM ISHARES TR 0.2%

Value $433K (-14.0%) Shares 1,365 (-7.1%) Share Price $317.34 Est. Cost/Share $146.16 Unrealized @ Report Date +117.1%

VHT VANGUARD WORLD FD 2.0%

Value $4.112M (-0.8%) Shares 13,010 (-6.2%) Share Price $316.08 Est. Cost/Share $207.18 Unrealized @ Report Date +52.6%

MUB ISHARES TR 0.1%

Value $242K (-7.2%) Shares 2,390 (-1.2%) Share Price $101.10 Est. Cost/Share $116.01 Unrealized @ Report Date -12.9%

VTI VANGUARD INDEX FDS 1.0%

Value $2.137M (-0.5%) Shares 5,711 (-1.6%) Share Price $374.24 Est. Cost/Share $171.58 Unrealized @ Report Date +118.1%

IWD ISHARES TR 1.3%

Value $2.679M (+0.3%) Shares 10,806 (-1.9%) Share Price $247.93 Est. Cost/Share $118.59 Unrealized @ Report Date +109.1%

IEFA ISHARES TR 0.2%

Value $309K (-0.9%) Shares 3,191 (-1.2%) Share Price $96.88 Est. Cost/Share $63.54 Unrealized @ Report Date +52.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWM	ISHARES TR	70,503 (-2.0%)	$19.59M (-9.3%)	9.5%	$277.89	$152.18	+82.6%	RUSSELL 2000 ETF	464287655
IJR	ISHARES TR	29,120 (-2.5%)	$3.961M (-10.5%)	1.9%	$136.04	$89.34	+52.3%	CORE S&P SCP ETF	464287804
VB	VANGUARD INDEX FDS	11,384 (-2.0%)	$3.239M (-8.0%)	1.6%	$284.48	$220.33	+29.1%	MRNGSTR SML CAP	922908751
ESGD	ISHARES TR	27,600 (-8.4%)	$2.844M (-8.2%)	1.4%	$103.05	$70.31	+46.6%	ESG AW MSCI EAFE	46435G516
AAPL	APPLE INC	5,737 (-4.2%)	$1.911M (+10.3%)	0.9%	$333.02	$144.94	+129.8%	COM	037833100
ESGE	ISHARES INC	33,631 (-7.5%)	$1.821M (-8.4%)	0.9%	$54.16	$36.83	+47.0%	ESG AWR MSCI EM	46434G863
GLD	SPDR GOLD TR	15,824 (-1.1%)	$6.026M (+2.3%)	2.9%	$380.84	$177.58	+114.5%	GOLD SHS	78463V107
SPGP	INVESCO EXCHANGE TRADED FD T	17,213 (-3.2%)	$2.045M (-5.9%)	1.0%	$118.82	$87.81	+35.3%	S&P 500 GARP ETF	46137V431
MTUM	ISHARES TR	1,365 (-7.1%)	$433K (-14.0%)	0.2%	$317.34	$146.16	+117.1%	MSCI USA MMENTM	46432F396
VHT	VANGUARD WORLD FD	13,010 (-6.2%)	$4.112M (-0.8%)	2.0%	$316.08	$207.18	+52.6%	HEALTH CAR ETF	92204A504
MUB	ISHARES TR	2,390 (-1.2%)	$242K (-7.2%)	0.1%	$101.10	$116.01	-12.9%	NATIONAL MUN ETF	464288414
VTI	VANGUARD INDEX FDS	5,711 (-1.6%)	$2.137M (-0.5%)	1.0%	$374.24	$171.58	+118.1%	MRNGSTR TTL STK	922908769
IWD	ISHARES TR	10,806 (-1.9%)	$2.679M (+0.3%)	1.3%	$247.93	$118.59	+109.1%	RUS 1000 VAL ETF	464287598
IEFA	ISHARES TR	3,191 (-1.2%)	$309K (-0.9%)	0.2%	$96.88	$63.54	+52.5%	CORE MSCI EAFE	46432F842

Unchanged Positions (29)

SPY STATE STR SPDR S&P 500 ETF T 12.4%

Value $25.42M Shares 33,328 Share Price $762.63 Est. Cost/Share $358.73 Unrealized @ Report Date +112.6%

CWB SPDR SERIES TRUST 3.5%

Value $7.194M Shares 71,101 Share Price $101.18 Est. Cost/Share $66.93 Unrealized @ Report Date +51.2%

ICVT ISHARES TR 2.7%

Value $5.544M Shares 49,089 Share Price $112.94 Est. Cost/Share $72.67 Unrealized @ Report Date +55.4%

VNQ VANGUARD INDEX FDS 2.8%

Value $5.666M Shares 63,212 Share Price $89.63 Est. Cost/Share $82.12 Unrealized @ Report Date +9.2%

CGW INVESCO EXCH TRADED FD TR II 2.5%

Value $5.149M Shares 82,603 Share Price $62.34 Est. Cost/Share $42.67 Unrealized @ Report Date +46.1%

MSFT MICROSOFT CORP 0.4%

Value $818K Shares 1,595 Share Price $512.82 Est. Cost/Share $219.61 Unrealized @ Report Date +133.5%

MDY STATE STR SPDR S&P MIDCAP 40 1.2%

Value $2.552M Shares 3,885 Share Price $656.78 Est. Cost/Share $341.31 Unrealized @ Report Date +92.4%

EEM ISHARES TR 3.0%

Value $6.248M Shares 93,542 Share Price $66.79 Est. Cost/Share $43.82 Unrealized @ Report Date +52.4%

IBM INTERNATIONAL BUSINESS MACHS 0.3%

Value $586K Shares 2,665 Share Price $219.89 Est. Cost/Share $94.22 Unrealized @ Report Date +133.4%

DIVO AMPLIFY ETF TR 2.4%

Value $5.023M Shares 108,040 Share Price $46.49 Est. Cost/Share $37.19 Unrealized @ Report Date +25.0%

SUB ISHARES TR 2.1%

Value $4.257M Shares 40,725 Share Price $104.54 Est. Cost/Share $107.67 Unrealized @ Report Date -2.9%

C CITIGROUP INC 0.5%

Value $1.011M Shares 7,809 Share Price $129.48 Est. Cost/Share $110.81 Unrealized @ Report Date +16.9%

IEMG ISHARES INC 1.5%

Value $3.052M Shares 37,601 Share Price $81.16 Est. Cost/Share $52.98 Unrealized @ Report Date +53.2%

QQQ INVESCO QQQ TR 7.8%

Value $16.03M Shares 21,665 Share Price $739.76 Est. Cost/Share $302.39 Unrealized @ Report Date +144.6%

QAI NYLIM ETF TR 1.7%

Value $3.577M Shares 99,257 Share Price $36.04 Est. Cost/Share $31.10 Unrealized @ Report Date +15.9%

EFA ISHARES TR 3.8%

Value $7.704M Shares 74,156 Share Price $103.89 Est. Cost/Share $64.87 Unrealized @ Report Date +60.2%

IQLT ISHARES TR 2.4%

Value $4.904M Shares 99,135 Share Price $49.47 Est. Cost/Share $33.53 Unrealized @ Report Date +47.5%

VGT VANGUARD WORLD FD 0.3%

Value $631K Shares 5,024 Share Price $125.67 Est. Cost/Share $100.77 Unrealized @ Report Date +24.7%

CL COLGATE PALMOLIVE CO 0.1%

Value $291K Shares 3,415 Share Price $85.32 Est. Cost/Share $67.34 Unrealized @ Report Date +26.7%

IWF ISHARES TR 1.8%

Value $3.627M Shares 28,952 Share Price $125.26 Est. Cost/Share $103.33 Unrealized @ Report Date +21.2%

ARCC ARES CAPITAL CORP 0.2%

Value $496K Shares 25,977 Share Price $19.10 Est. Cost/Share $13.18 Unrealized @ Report Date +44.9%

ABBV ABBVIE INC 0.2%

Value $342K Shares 1,309 Share Price $261.59 Est. Cost/Share $136.65 Unrealized @ Report Date +91.4%

BSV VANGUARD BD INDEX FDS 0.2%

Value $452K Shares 5,920 Share Price $76.40 Est. Cost/Share $82.12 Unrealized @ Report Date -7.0%

VUG VANGUARD INDEX FDS 0.1%

Value $220K Shares 2,436 Share Price $90.11 Est. Cost/Share $84.14 Unrealized @ Report Date +7.1%

IVW ISHARES TR 0.1%

Value $214K Shares 1,503 Share Price $142.26 Est. Cost/Share $132.05 Unrealized @ Report Date +7.7%

DSI ISHARES TR 0.1%

Value $214K Shares 1,465 Share Price $146.18 Est. Cost/Share $137.05 Unrealized @ Report Date +6.7%

VIG VANGUARD SPECIALIZED FUNDS 0.2%

Value $319K Shares 1,367 Share Price $233.31 Est. Cost/Share $153.52 Unrealized @ Report Date +52.0%

JPM JPMORGAN CHASE & CO 0.1%

Value $270K Shares 815 Share Price $330.83 Est. Cost/Share $252.67 Unrealized @ Report Date +30.9%

SPDW SPDR INDEX SHS FDS 1.5%

Value $3.062M Shares 60,992 Share Price $50.21 Est. Cost/Share $28.95 Unrealized @ Report Date +73.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	STATE STR SPDR S&P 500 ETF T	33,328	$25.42M	12.4%	$762.63	$358.73	+112.6%	TR UNIT	78462F103
CWB	SPDR SERIES TRUST	71,101	$7.194M	3.5%	$101.18	$66.93	+51.2%	ST STR CONV ETF	78464A359
ICVT	ISHARES TR	49,089	$5.544M	2.7%	$112.94	$72.67	+55.4%	CONV BD ETF	46435G102
VNQ	VANGUARD INDEX FDS	63,212	$5.666M	2.8%	$89.63	$82.12	+9.2%	REAL ESTATE ETF	922908553
CGW	INVESCO EXCH TRADED FD TR II	82,603	$5.149M	2.5%	$62.34	$42.67	+46.1%	S&P GBL WATER	46138E263
MSFT	MICROSOFT CORP	1,595	$818K	0.4%	$512.82	$219.61	+133.5%	COM	594918104
MDY	STATE STR SPDR S&P MIDCAP 40	3,885	$2.552M	1.2%	$656.78	$341.31	+92.4%	UTSER1 S&PDCRP	78467Y107
EEM	ISHARES TR	93,542	$6.248M	3.0%	$66.79	$43.82	+52.4%	MSCI EMG MKT ETF	464287234
IBM	INTERNATIONAL BUSINESS MACHS	2,665	$586K	0.3%	$219.89	$94.22	+133.4%	COM	459200101
DIVO	AMPLIFY ETF TR	108,040	$5.023M	2.4%	$46.49	$37.19	+25.0%	CWP ENHANCED DIV	032108409
SUB	ISHARES TR	40,725	$4.257M	2.1%	$104.54	$107.67	-2.9%	SHRT NAT MUN ETF	464288158
C	CITIGROUP INC	7,809	$1.011M	0.5%	$129.48	$110.81	+16.9%	COM NEW	172967424
IEMG	ISHARES INC	37,601	$3.052M	1.5%	$81.16	$52.98	+53.2%	CORE MSCI EMKT	46434G103
QQQ	INVESCO QQQ TR	21,665	$16.03M	7.8%	$739.76	$302.39	+144.6%	UNIT SER 1	46090E103
QAI	NYLIM ETF TR	99,257	$3.577M	1.7%	$36.04	$31.10	+15.9%	HEDGE MULTI STRA	45409B107
EFA	ISHARES TR	74,156	$7.704M	3.8%	$103.89	$64.87	+60.2%	MSCI EAFE ETF	464287465
IQLT	ISHARES TR	99,135	$4.904M	2.4%	$49.47	$33.53	+47.5%	MSCI INTL QUALTY	46434V456
VGT	VANGUARD WORLD FD	5,024	$631K	0.3%	$125.67	$100.77	+24.7%	INF TECH ETF	92204A702
CL	COLGATE PALMOLIVE CO	3,415	$291K	0.1%	$85.32	$67.34	+26.7%	COM	194162103
IWF	ISHARES TR	28,952	$3.627M	1.8%	$125.26	$103.33	+21.2%	RUS 1000 GRW ETF	464287614
ARCC	ARES CAPITAL CORP	25,977	$496K	0.2%	$19.10	$13.18	+44.9%	COM	04010L103
ABBV	ABBVIE INC	1,309	$342K	0.2%	$261.59	$136.65	+91.4%	COM	00287Y109
BSV	VANGUARD BD INDEX FDS	5,920	$452K	0.2%	$76.40	$82.12	-7.0%	SHORT TRM BOND	921937827
VUG	VANGUARD INDEX FDS	2,436	$220K	0.1%	$90.11	$84.14	+7.1%	MRNGSTR GRWT ETF	922908736
IVW	ISHARES TR	1,503	$214K	0.1%	$142.26	$132.05	+7.7%	S&P 500 GRWT ETF	464287309
DSI	ISHARES TR	1,465	$214K	0.1%	$146.18	$137.05	+6.7%	ESG MSCI KLD ETF	464288570
VIG	VANGUARD SPECIALIZED FUNDS	1,367	$319K	0.2%	$233.31	$153.52	+52.0%	DIV APP ETF	921908844
JPM	JPMORGAN CHASE & CO	815	$270K	0.1%	$330.83	$252.67	+30.9%	COM	46625H100
SPDW	SPDR INDEX SHS FDS	60,992	$3.062M	1.5%	$50.21	$28.95	+73.4%	ST STR PO EX ETF	78463X889