GLOBAL X FDS

Ticker: PFFV CUSIP: 37954Y376 Class: RATE PREFERRED

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY2,173,299$48,291
Janney Montgomery Scott LLC369,246$8
LPL Financial LLC261,711$5,815
Ironsides Asset Advisors, LLC258,059$5,734
Investment Partners Asset Management, Inc.234,301$5,206
Cambridge Investment Research Advisors, Inc.218,978$5
Bedel Financial Consulting, Inc.188,064$4,179
Leslie Global Wealth, LLC169,352$3,763
Creative Planning167,782$3,728
BENJAMIN EDWARDS INC139,154$3,092
BANK OF AMERICA CORP /DE/129,675$2,881
Rockefeller Capital Management L.P.128,997$2,866
INTEGRAL INVESTMENT ADVISORS, INC.110,452$2,454
OSAIC HOLDINGS, INC.105,634$2,347
LFG Wealth Partners, LLC92,723$2,060
Princeton Global Asset Management LLC90,153$2,003
Trajan Wealth LLC89,308$1,984
ENVESTNET ASSET MANAGEMENT INC88,871$1,975
APS Management Group, Inc.81,069$1,801
Gotham Asset Management, LLC78,677$1,748
RAYMOND JAMES FINANCIAL INC68,367$1,519
Comprehensive Money Management Services LLC62,753$1,394
Cetera Investment Advisers43,233$961
CITADEL ADVISORS LLC37,613$836
COMERICA BANK35,174$782
SBI Securities Co., Ltd.32,853$730
Texas Yale Capital Corp.31,834$707
Seed Wealth Management, Inc.29,700$660
FIRST MANHATTAN CO. LLC.28,086$624
Stratos Wealth Partners, LTD.25,571$568
TRUIST FINANCIAL CORP25,319$563
WEST MICHIGAN ADVISORS, LLC25,197$561
Farther Finance Advisors, LLC25,050$557
DEARBORN PARTNERS LLC22,903$509
HRT FINANCIAL LP22,759$1
NewEdge Advisors, LLC20,746$461
US BANCORP \DE\17,065$379
CreativeOne Wealth, LLC16,525$367
DIVERSIFY WEALTH MANAGEMENT, LLC15,986$360
HARBOUR INVESTMENTS, INC.15,746$350
Acorn Wealth Advisors, LLC14,399$320
Centurion Wealth Management LLC14,260$317
Prospera Financial Services Inc13,900$309
Ausdal Financial Partners, Inc.13,506$300
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC12,765$284
Joseph P. Lucia & Associates, LLC11,826$263
Bank of New York Mellon Corp10,709$238
CHOREO, LLC10,438$232
Corient Private Wealth LLC10,384$231
HOWARD WEALTH MANAGEMENT, LLC10,180$226
SEGALL BRYANT & HAMILL, LLC10,084$224
ROYAL BANK OF CANADA7,065$157
PRIVATE TRUST CO NA5,621$125
CWM, LLC4,904$0
FLAGSHIP HARBOR ADVISORS, LLC3,900$87
Kestra Advisory Services, LLC3,622$80
Glassman Wealth Services2,192$49
UBS Group AG2,054$46
IFP Advisors, Inc1,305$29
Triumph Capital Management1,000$22
HUNTINGTON NATIONAL BANK600$13
WHITTIER TRUST CO OF NEVADA INC533$12
NBC SECURITIES, INC.500$11
Aptus Capital Advisors, LLC484$11
AlphaCore Capital LLC450$10
CREATIVE FINANCIAL DESIGNS INC /ADV393$9
Dunhill Financial, LLC346$8
Spire Wealth Management300$7
SageView Advisory Group, LLC70$2
Total (69 institutions)5,945,775$118,450