PULMONX CORP

Ticker: LUNG CUSIP: 745848101 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
PRIMECAP MANAGEMENT CO/CA/4,727,791$10,448
MORGAN STANLEY4,160,469$9,195
BlackRock, Inc.2,706,190$5,981
VANGUARD GROUP INC2,540,535$5,615
Soleus Capital Management, L.P.2,038,323$4,505
ExodusPoint Capital Management, LP1,951,173$4,312
SILVERCREST ASSET MANAGEMENT GROUP LLC1,264,233$2,794
DEUTSCHE BANK AG\1,125,861$2,488
GEODE CAPITAL MANAGEMENT, LLC906,521$2,004
STATE STREET CORP821,217$1,815
BRAIDWELL LP752,541$1,663
BANK OF AMERICA CORP /DE/727,799$1,608
Parkman Healthcare Partners LLC727,781$1,608
D. E. Shaw & Co., Inc.561,266$1,240
Stonepine Capital Management, LLC486,400$1,075
BARCLAYS PLC472,251$1,044
JPMORGAN CHASE & CO426,779$943
GSA CAPITAL PARTNERS LLP403,762$1
GOLDMAN SACHS GROUP INC365,203$807
ADAR1 Capital Management, LLC355,410$785
NORTHERN TRUST CORP337,129$745
RENAISSANCE TECHNOLOGIES LLC292,000$645
Jefferies Financial Group Inc.285,110$630
CFM WEALTH PARTNERS LLC264,039$584
Birchview Capital, LP250,573$554
KOTLER KEVIN200,000$442
SUSQUEHANNA INTERNATIONAL GROUP, LLP189,440$419
WESTFIELD CAPITAL MANAGEMENT CO LP184,903$409
ACADIAN ASSET MANAGEMENT LLC178,033$0
JACOBS LEVY EQUITY MANAGEMENT, INC174,774$386
UBS Group AG171,596$379
DIMENSIONAL FUND ADVISORS LP168,200$372
JANE STREET GROUP, LLC164,971$365
TWO SIGMA INVESTMENTS, LP132,770$293
Schonfeld Strategic Advisors LLC120,693$267
XTX Topco Ltd111,247$246
ALGERT GLOBAL LLC99,712$0
CHARLES SCHWAB INVESTMENT MANAGEMENT INC93,179$206
Bank of New York Mellon Corp92,787$205
NANO CAP NEW MILLENNIUM GROWTH FUND L P85,000$188
FMR LLC75,202$166
Nuveen, LLC68,790$152
BRIDGEWAY CAPITAL MANAGEMENT, LLC65,800$145
Susquehanna Portfolio Strategies, LLC60,259$133
AQR CAPITAL MANAGEMENT LLC58,919$130
RHUMBLINE ADVISERS56,241$124
ALLIANCEBERNSTEIN L.P.52,200$115
PERKINS CAPITAL MANAGEMENT INC49,000$108
Engineers Gate Manager LP48,169$106
WELLS FARGO & COMPANY/MN47,580$105
Banco BTG Pactual S.A.46,316$102
CITADEL ADVISORS LLC45,257$100
MERCER GLOBAL ADVISORS INC /ADV41,265$91
Squarepoint Ops LLC41,251$91
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND40,000$88
SIMPLEX TRADING, LLC34,518$76
FNY Investment Advisers, LLC34,500$0
Worth Venture Partners, LLC32,525$72
Jain Global LLC30,566$68
MILLENNIUM MANAGEMENT LLC29,531$65
TUDOR INVESTMENT CORP ET AL22,912$51
Verition Fund Management LLC22,043$49
PRICE T ROWE ASSOCIATES INC /MD/19,884$0
Creative Planning19,033$42
Centiva Capital, LP18,545$41
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.17,953$40
LAZARD ASSET MANAGEMENT LLC14,156$31
REGATTA CAPITAL GROUP, LLC13,749$30
OPAL CAPITAL LLC12,984$20
INTECH INVESTMENT MANAGEMENT LLC12,805$28
Russell Investments Group, Ltd.12,574$28
Cerity Partners LLC12,364$27
49 WEALTH MANAGEMENT, LLC11,884$26
HSBC HOLDINGS PLC11,522$26
SG Americas Securities, LLC10,747$0
Abel Hall, LLC10,654$24
Invesco Ltd.10,573$23
NINE MASTS CAPITAL Ltd10,106$22
BNP PARIBAS ARBITRAGE, SA8,888$20
Police & Firemen's Retirement System of New Jersey7,810$17
NEW YORK STATE COMMON RETIREMENT FUND6,914$15
Tower Research Capital LLC (TRC)4,684$10
CWM, LLC3,830$0
Optiver Holding B.V.3,622$8
Ameritas Investment Partners, Inc.3,617$8
Legal & General Group Plc3,604$8
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,385$5
GAMMA Investing LLC2,105$5
OSAIC HOLDINGS, INC.1,445$3
AMALGAMATED BANK1,215$0
ROYAL BANK OF CANADA1,064$3
AdvisorNet Financial, Inc1,000$2
CITIGROUP INC875$2
EverSource Wealth Advisors, LLC832$2
Pinnacle Wealth Planning Services, Inc.695$2
Fortitude Family Office, LLC592$1
Parallel Advisors, LLC336$1
Cornerstone Planning Group LLC288$1
Sterling Capital Management LLC248$1
NISA INVESTMENT ADVISORS, LLC214$0
11 other institutions480$1
Total (111 institutions)32,396,781$69,930