CIK: 0000820434 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 15, 2018
Total Value ($000): $218,847,312 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 324,702 | $13,329,017 | 6.1% | $12753.10 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 41,164 | $10,985,025 | 5.0% | $218903.44 | — | ETF | 78462F103 |
| VOO | Vanguard Index S&P 500 (voo) | 40,847 | $10,019,360 | 4.6% | $201112.19 | — | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 37,078 | $9,968,420 | 4.6% | $220219.53 | — | ETF | 464287200 |
| — | MEDLEY CAPITAL CORP (mcc) | 1,627,544 | $8,495,779 | 3.9% | $5241.85 | — | COM | 58503F106 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 220,450 | $7,819,361 | 3.6% | $37260.16 | — | COM | 37733W105 |
| BP | BP PLC SPONS ADR (bp) | 165,238 | $6,944,953 | 3.2% | $34615.57 | — | ADR | 055622104 |
| MRK | Merck & Company Inc. (mrk) | 112,176 | $6,312,164 | 2.9% | $44.83 | -4.1% | COM | 58933Y105 |
| SJM | J M SMUCKER CO (sjm) | 48,669 | $6,046,636 | 2.8% | $96.53 | -11.1% | COM | 832696405 |
| — | ProShares TR UltraShort QQQ New (qid) | 448,859 | $6,010,222 | 2.7% | $15600.53 | — | ETF | 74348A426 |
| CVS | CVS Health Corp (cvs) | 396,174 | $5,993,587 | 2.7% | $58.44 | -3.8% | COM | 126650100 |
| — | AMC Entertainment Holdings Inc (amc) | 389,607 | $5,883,065 | 2.7% | $14936.54 | — | COM | 00165C104 |
| — | ARES CAPITAL CORP (arcc) | 324,698 | $5,104,252 | 2.3% | $16867.70 | — | COM | 029066107 |
| — | ALPS ALERIAN MLP ETF (amlp) | 467,905 | $5,048,694 | 2.3% | $10790.00 | — | COM | 00162Q866 |
| QCOM | QUALCOMM INC (qcom) | 73,316 | $4,693,690 | 2.1% | $45.04 | +8.8% | COM | 747525103 |
| — | General Electric Company (ge) | 256,740 | $4,480,123 | 2.0% | $27384.58 | — | COM | 369604103 |
| TBT | PROSHARES TRUST ETF ULTRASHORT 20 (tbt) | 131,971 | $4,457,980 | 2.0% | $34959.63 | — | ETF | 74347B201 |
| — | New Senior Investment Group Inc. (snr) | 530,970 | $4,014,133 | 1.8% | $10363.51 | — | COM | 648691103 |
| — | Walgreens Boots Alliance Inc. (wba) | 55,180 | $4,007,171 | 1.8% | $72619.99 | — | COM | 931427108 |
| WSR | Whitestone REIT (wsr) | 277,601 | $4,000,230 | 1.8% | $12668.20 | — | COM | 966084204 |
| TELFY | Telefonica, S.A. (tef) | 412,613 | $3,994,093 | 1.8% | $9836.14 | — | ADR | 879382208 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 24,676 | $3,785,791 | 1.7% | $102.11 | 0.0% | COM | 459200101 |
| — | CENTURYLINK INC (ctl) | 211,797 | $3,532,773 | 1.6% | $20028.27 | — | COM | 156700106 |
| — | Nabors Industries Ltd. (nbr) | 503,395 | $3,438,187 | 1.6% | $6830.00 | — | COM | G6359F103 |
| — | Uniti Group Inc. (unit) | 179,696 | $3,196,791 | 1.5% | $22993.97 | — | COM | 91325V108 |
| — | ANADARKO PETROLEUM CORP (apc) | 58,180 | $3,120,775 | 1.4% | $50010.03 | — | COM | 032511107 |
| — | Apollo Investment Corp (ainv) | 546,285 | $3,091,973 | 1.4% | $5660.00 | — | COM | 03761U106 |
| SLRC | Solar Capital Ltd. (slrc) | 119,272 | $2,410,487 | 1.1% | $9.71 | 0.0% | COM | 83413U100 |
| M | MACY'S INC (m) | 93,628 | $2,358,489 | 1.1% | $28.63 | -23.4% | COM | 55616P104 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 469,071 | $2,293,757 | 1.0% | $5292.52 | — | COM | 67401P108 |
| — | ProShares Tr Short S&P500 (spxu) | 201,440 | $2,290,372 | 1.0% | $11370.00 | — | ETF | 74348A632 |
| — | ProShares UltraPro Short QQQ (sqqq) | 100,785 | $2,167,885 | 1.0% | $21510.00 | — | ETF | 74347X666 |
| NUE | NUCOR CORP (nue) | 32,493 | $2,065,904 | 0.9% | $49.84 | -1.7% | COM | 670346105 |
| TGT | TARGET CORP (tgt) | 31,352 | $2,045,718 | 0.9% | $46.29 | +3.8% | COM | 87612E106 |
| BAC | BANK OF AMERICA CORP (bac) | 68,003 | $2,007,448 | 0.9% | $19.10 | +19.3% | COM | 060505104 |
| DIS | The Walt Disney Company (dis) | 18,459 | $1,984,527 | 0.9% | $102.45 | -5.0% | COM | 254687106 |
| INTC | Intel Corp (intc) | 41,888 | $1,933,550 | 0.9% | $29.64 | +23.3% | COM | 458140100 |
| ARLP | Alliance Resource Partners LP (arlp) | 91,700 | $1,806,490 | 0.8% | $19700.00 | — | COM | 01877R108 |
| — | Arlington Asset Investment (ai) | 146,916 | $1,730,670 | 0.8% | $14112.51 | — | COM | 041356205 |
| IRT | Independence Realty Trust, Inc. (irt) | 167,130 | $1,686,342 | 0.8% | $9448.48 | — | COM | 45378A106 |
| — | Global Medical REIT, Inc. (gmre) | 189,847 | $1,556,745 | 0.7% | $9201.43 | — | COM | 37954A104 |
| WFC | WELLS FARGO COMPANY (wfc) | 25,322 | $1,536,285 | 0.7% | $42.16 | +6.9% | COM | 949746101 |
| PFE | Pfizer Inc. (pfe) | 41,104 | $1,488,786 | 0.7% | $22.21 | +7.1% | COM | 717081103 |
| IJR | ISHARES CORE S&P SMALL CAP ETF (ijr) | 19,220 | $1,476,288 | 0.7% | $76809.99 | — | ETF | 464287804 |
| T | AT&T, Inc.(t) | 37,712 | $1,466,242 | 0.7% | $16.73 | -8.9% | COM | 00206R102 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 254,953 | $1,443,033 | 0.7% | $9848.45 | — | COM | 124830100 |
| XOM | Exxon Mobil Corporation (xom) | 17,206 | $1,439,109 | 0.7% | $55.58 | +2.8% | COM | 30231G102 |
| PSEC | Prospect Capital Corp. (psec) | 213,308 | $1,437,700 | 0.7% | $2.54 | -4.5% | COM | 74348T102 |
| — | SELECT INCOME REIT (sir) | 56,010 | $1,407,531 | 0.6% | $26899.99 | — | ETF | 81618T100 |
| — | Medley Management Inc. (mdly) | 201,270 | $1,308,255 | 0.6% | $6500.00 | — | COM | 58503T106 |
| — | SPDR Ser Tr S&P Oil & Gas ETF (xop) | 32,235 | $1,198,497 | 0.5% | $37179.99 | — | ETF | 78464A730 |
| — | Sr. Housing Properties Trust (snh) | 59,748 | $1,144,179 | 0.5% | $22356.26 | — | COM | 81721M109 |
| IBB | ISHARES NASDAQ BIOTECH (ibb) | 10,250 | $1,094,392 | 0.5% | $106769.95 | — | ETF | 464287556 |
| PNNT | PENNANTPARK INVSTMNT CRP (pnnt) | 150,270 | $1,038,365 | 0.5% | $2.77 | 0.0% | COM | 708062104 |
| — | FS Investment Corp (fsic) | 139,400 | $1,024,590 | 0.5% | $7350.00 | — | COM | 302635107 |
| — | ProShares Short S&P500 (sh) | 33,610 | $1,014,349 | 0.5% | $33608.59 | — | ETF | 74347R503 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 73,064 | $927,182 | 0.4% | $11.26 | +19.8% | COM | 89677Y100 |
| — | TWO HARBORS INVT CORP (two) | 53,124 | $863,796 | 0.4% | $8530.01 | — | COM | 90187B101 |
| IXN | ISHARES GLOBAL TECH ETF (ixn) | 5,585 | $858,191 | 0.4% | $153659.98 | — | ETF | 464287291 |
| — | Solar Senior Capital Ltd. (suns) | 45,525 | $808,524 | 0.4% | $17979.99 | — | COM | 83416M105 |
| — | FRONTIER COMMUNICATIONS CORP (ftr) | 119,425 | $807,313 | 0.4% | $6760.00 | — | COM | 35906A108 |
| — | TPG Specialty Lending Inc. (tslx) | 38,836 | $768,952 | 0.4% | $18109.99 | — | COM | 87265K102 |
| — | THL CREDIT INC (tcrd) | 74,745 | $676,442 | 0.3% | $9530.00 | — | COM | 872438106 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 67,336 | $649,792 | 0.3% | $10300.00 | — | COM | 529043101 |
| KSS | KOHLS CORP (kss) | 11,700 | $634,491 | 0.3% | $38.33 | +20.1% | COM | 500255104 |
| — | KELLOGG COMPANY (k) | 8,800 | $598,224 | 0.3% | $46.50 | -3.9% | COM | 487836108 |
| — | Office Depot Inc (odp) | 168,200 | $595,428 | 0.3% | $3540.00 | — | COM | 676220106 |
| JPM | JPMorgan Chase & Co. (jpm) | 5,410 | $578,545 | 0.3% | $69.64 | +16.8% | COM | 46625H100 |
| IIPR | Innovative Industrial Prop. (iipra) | 20,000 | $558,800 | 0.3% | $27940.00 | — | COM | 45781V101 |
| — | WESTERN GAS PARTNERS LP (wes) | 11,250 | $541,012 | 0.2% | $48089.96 | — | COM | 958254104 |
| PAA | Plains All American Pipeline,L.P. (paa) | 26,200 | $540,768 | 0.2% | $20640.00 | — | COM | 726503105 |
| — | Five Oaks Investment Corp. (oaks) | 134,600 | $538,400 | 0.2% | $4880.00 | — | COM | 33830W106 |
| — | Ladenburg Thal Fin 6.5 (ltsl) | 21,450 | $530,673 | 0.2% | $24740.00 | — | COM | 50575Q300 |
| OHI | Omega Healthcare Investors, Inc. (ohi) | 18,900 | $520,506 | 0.2% | $27540.00 | — | COM | 681936100 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 6,370 | $424,942 | 0.2% | $60579.91 | — | ADR | 780259206 |
| — | City Office Reit Inc. (cio) | 23,375 | $304,108 | 0.1% | $13009.97 | — | COM | 178587101 |
| HSBC | HSBC Holdings Plc (hsbc) | 5,335 | $275,499 | 0.1% | $51639.93 | — | COM | 404280406 |
| — | Blackstone Group L.P. (bx) | 6,730 | $215,494 | 0.1% | $32019.91 | — | COM | 09253U108 |