Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 15, 2018
Total Value: $219M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 324,702 | $13.33M | 6.1% | $41.05 | $12.75 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 41,164 | $10.99M | 5.0% | $266.86 | $218.55 | +22.1% | ETF | 78462F103 |
| VOO | Vanguard Index S&P 500 (voo) | 40,847 | $10.02M | 4.6% | $245.29 | $200.58 | +22.3% | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 37,078 | $9.968M | 4.6% | $268.85 | $219.95 | +22.2% | ETF | 464287200 |
| — | MEDLEY CAPITAL CORP (mcc) | 1,627,544 | $8.496M | 3.9% | $5.22 | $5.24 | — | COM | 58503F106 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 220,450 | $7.819M | 3.6% | $35.47 | $37.26 | — | COM | 37733W105 |
| BP | BP PLC SPONS ADR (bp) | 165,238 | $6.945M | 3.2% | $42.03 | $35.07 | +19.9% | ADR | 055622104 |
| MRK | Merck & Company Inc. (mrk) | 112,176 | $6.312M | 2.9% | $56.27 * | $44.83 | -6.5% | COM | 58933Y105 |
| SJM | J M SMUCKER CO (sjm) | 48,669 | $6.047M | 2.8% | $124.24 * | $96.53 | -0.3% | COM | 832696405 |
| — | ProShares TR UltraShort QQQ New (qid) | 448,859 | $6.01M | 2.7% | $13.39 | $15.60 | — | ETF | 74348A426 |
| CVS | CVS Health Corp (cvs) | 396,174 | $5.994M | 2.7% | $15.13 * | $58.44 | -3.9% | COM | 126650100 |
| — | AMC Entertainment Holdings Inc (amc) | 389,607 | $5.883M | 2.7% | $15.10 | $14.94 | — | COM | 00165C104 |
| — | ARES CAPITAL CORP (arcc) | 324,698 | $5.104M | 2.3% | $15.72 | $16.87 | — | COM | 029066107 |
| — | ALPS ALERIAN MLP ETF (amlp) | 467,905 | $5.049M | 2.3% | $10.79 | $10.79 | — | COM | 00162Q866 |
| QCOM | QUALCOMM INC (qcom) | 73,316 | $4.694M | 2.1% | $64.02 * | $45.04 | +15.4% | COM | 747525103 |
| — | General Electric Company (ge) | 256,740 | $4.48M | 2.0% | $17.45 | $27.38 | — | COM | 369604103 |
| TBT | PROSHARES TRUST ETF ULTRASHORT 20 (tbt) | 131,971 | $4.458M | 2.0% | $33.78 | $36.07 | -6.4% | ETF | 74347B201 |
| — | New Senior Investment Group Inc. (snr) | 530,970 | $4.014M | 1.8% | $7.56 | $10.36 | — | COM | 648691103 |
| — | Walgreens Boots Alliance Inc. (wba) | 55,180 | $4.007M | 1.8% | $72.62 | $72.62 | — | COM | 931427108 |
| WSR | Whitestone REIT (wsr) | 277,601 | $4M | 1.8% | $14.41 | $12.67 | — | COM | 966084204 |
| TELFY | Telefonica, S.A. (tef) | 412,613 | $3.994M | 1.8% | $9.68 | $10.08 | -4.0% | ADR | 879382208 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 24,676 | $3.786M | 1.7% | $153.42 * | $102.11 | +1.3% | COM | 459200101 |
| — | CENTURYLINK INC (ctl) | 211,797 | $3.533M | 1.6% | $16.68 | $20.03 | — | COM | 156700106 |
| — | Nabors Industries Ltd. (nbr) | 503,395 | $3.438M | 1.6% | $6.83 | $6.83 | — | COM | G6359F103 |
| — | Uniti Group Inc. (unit) | 179,696 | $3.197M | 1.5% | $17.79 | $22.99 | — | COM | 91325V108 |
| — | ANADARKO PETROLEUM CORP (apc) | 58,180 | $3.121M | 1.4% | $53.64 | $50.01 | — | COM | 032511107 |
| — | Apollo Investment Corp (ainv) | 546,285 | $3.092M | 1.4% | $5.66 | $5.66 | — | COM | 03761U106 |
| SLRC | Solar Capital Ltd. (slrc) | 119,272 | $2.41M | 1.1% | $20.21 * | $9.71 | -3.4% | COM | 83413U100 |
| M | MACY'S INC (m) | 93,628 | $2.358M | 1.1% | $25.19 | $28.63 | -12.0% | COM | 55616P104 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 469,071 | $2.294M | 1.0% | $4.89 | $5.29 | — | COM | 67401P108 |
| — | ProShares Tr Short S&P500 (spxu) | 201,440 | $2.29M | 1.0% | $11.37 | $11.37 | — | ETF | 74348A632 |
| — | ProShares UltraPro Short QQQ (sqqq) | 100,785 | $2.168M | 1.0% | $21.51 | $21.51 | — | ETF | 74347X666 |
| NUE | NUCOR CORP (nue) | 32,493 | $2.066M | 0.9% | $63.58 * | $49.84 | +7.4% | COM | 670346105 |
| TGT | TARGET CORP (tgt) | 31,352 | $2.046M | 0.9% | $65.25 * | $46.29 | +12.8% | COM | 87612E106 |
| BAC | BANK OF AMERICA CORP (bac) | 68,003 | $2.007M | 0.9% | $29.52 * | $19.10 | +28.1% | COM | 060505104 |
| DIS | The Walt Disney Company (dis) | 18,459 | $1.985M | 0.9% | $107.51 * | $102.45 | -0.3% | COM | 254687106 |
| INTC | Intel Corp (intc) | 41,888 | $1.934M | 0.9% | $46.16 * | $29.64 | +30.7% | COM | 458140100 |
| ARLP | Alliance Resource Partners LP (arlp) | 91,700 | $1.806M | 0.8% | $19.70 | $19.70 | — | COM | 01877R108 |
| — | Arlington Asset Investment (ai) | 146,916 | $1.731M | 0.8% | $11.78 | $14.11 | — | COM | 041356205 |
| IRT | Independence Realty Trust, Inc. (irt) | 167,130 | $1.686M | 0.8% | $10.09 | $9.45 | — | COM | 45378A106 |
| — | Global Medical REIT, Inc. (gmre) | 189,847 | $1.557M | 0.7% | $8.20 | $9.20 | — | COM | 37954A104 |
| WFC | WELLS FARGO COMPANY (wfc) | 25,322 | $1.536M | 0.7% | $60.67 * | $42.16 | +15.2% | COM | 949746101 |
| PFE | Pfizer Inc. (pfe) | 41,104 | $1.489M | 0.7% | $36.22 * | $22.21 | +8.4% | COM | 717081103 |
| IJR | ISHARES CORE S&P SMALL CAP ETF (ijr) | 19,220 | $1.476M | 0.7% | $76.81 | $75.39 | +1.9% | ETF | 464287804 |
| T | AT&T, Inc.(t) | 37,712 | $1.466M | 0.7% | $38.88 * | $16.73 | -1.9% | COM | 00206R102 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 254,953 | $1.443M | 0.7% | $5.66 | $9.85 | — | COM | 124830100 |
| XOM | Exxon Mobil Corporation (xom) | 17,206 | $1.439M | 0.7% | $83.64 * | $55.58 | +4.4% | COM | 30231G102 |
| PSEC | Prospect Capital Corp. (psec) | 213,308 | $1.438M | 0.7% | $6.74 * | $2.54 | +0.4% | COM | 74348T102 |
| — | SELECT INCOME REIT (sir) | 56,010 | $1.408M | 0.6% | $25.13 | $26.90 | — | ETF | 81618T100 |
| — | Medley Management Inc. (mdly) | 201,270 | $1.308M | 0.6% | $6.50 | $6.50 | — | COM | 58503T106 |
| — | SPDR Ser Tr S&P Oil & Gas ETF (xop) | 32,235 | $1.198M | 0.5% | $37.18 | $37.18 | — | ETF | 78464A730 |
| — | Sr. Housing Properties Trust (snh) | 59,748 | $1.144M | 0.5% | $19.15 | $22.36 | — | COM | 81721M109 |
| IBB | ISHARES NASDAQ BIOTECH (ibb) | 10,250 | $1.094M | 0.5% | $106.77 | $106.89 | -0.1% | ETF | 464287556 |
| PNNT | PENNANTPARK INVSTMNT CRP (pnnt) | 150,270 | $1.038M | 0.5% | $6.91 * | $2.77 | -4.5% | COM | 708062104 |
| — | FS Investment Corp (fsic) | 139,400 | $1.025M | 0.5% | $7.35 | $7.35 | — | COM | 302635107 |
| — | ProShares Short S&P500 (sh) | 33,610 | $1.014M | 0.5% | $30.18 | $33.61 | — | ETF | 74347R503 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 73,064 | $927K | 0.4% | $12.69 | $11.26 | +12.7% | COM | 89677Y100 |
| — | TWO HARBORS INVT CORP (two) | 53,124 | $864K | 0.4% | $16.26 | $8.53 | — | COM | 90187B101 |
| IXN | ISHARES GLOBAL TECH ETF (ixn) | 5,585 | $858K | 0.4% | $153.66 * | $25.31 | +1.2% | ETF | 464287291 |
| — | Solar Senior Capital Ltd. (suns) | 45,525 | $809K | 0.4% | $17.76 | $17.98 | — | COM | 83416M105 |
| — | FRONTIER COMMUNICATIONS CORP (ftr) | 119,425 | $807K | 0.4% | $6.76 | $6.76 | — | COM | 35906A108 |
| — | TPG Specialty Lending Inc. (tslx) | 38,836 | $769K | 0.4% | $19.80 | $18.11 | — | COM | 87265K102 |
| — | THL CREDIT INC (tcrd) | 74,745 | $676K | 0.3% | $9.05 | $9.53 | — | COM | 872438106 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 67,336 | $650K | 0.3% | $9.65 | $10.30 | — | COM | 529043101 |
| KSS | KOHLS CORP (kss) | 11,700 | $634K | 0.3% | $54.23 | $38.33 | +41.5% | COM | 500255104 |
| — | KELLOGG COMPANY (k) | 8,800 | $598K | 0.3% | $67.98 * | $46.50 | +2.5% | COM | 487836108 |
| — | Office Depot Inc (odp) | 168,200 | $595K | 0.3% | $3.54 | $3.54 | — | COM | 676220106 |
| JPM | JPMorgan Chase & Co. (jpm) | 5,410 | $579K | 0.3% | $106.94 * | $69.64 | +23.4% | COM | 46625H100 |
| IIPR | Innovative Industrial Prop. (iipra) | 20,000 | $559K | 0.3% | $27.94 | $27.94 | — | COM | 45781V101 |
| — | WESTERN GAS PARTNERS LP (wes) | 11,250 | $541K | 0.2% | $48.09 | $48.09 | — | COM | 958254104 |
| PAA | Plains All American Pipeline,L.P. (paa) | 26,200 | $541K | 0.2% | $20.64 | $20.64 | — | COM | 726503105 |
| — | Five Oaks Investment Corp. (oaks) | 134,600 | $538K | 0.2% | $4.00 | $4.88 | — | COM | 33830W106 |
| — | Ladenburg Thal Fin 6.5 (ltsl) | 21,450 | $531K | 0.2% | $24.74 | $24.74 | — | COM | 50575Q300 |
| OHI | Omega Healthcare Investors, Inc. (ohi) | 18,900 | $521K | 0.2% | $27.54 | $27.54 | — | COM | 681936100 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 6,370 | $425K | 0.2% | $66.71 | $60.58 | — | ADR | 780259206 |
| — | City Office Reit Inc. (cio) | 23,375 | $304K | 0.1% | $13.01 | $13.01 | — | COM | 178587101 |
| HSBC | HSBC Holdings Plc (hsbc) | 5,335 | $275K | 0.1% | $51.64 | $49.48 | +4.4% | COM | 404280406 |
| — | Blackstone Group L.P. (bx) | 6,730 | $215K | 0.1% | $32.02 | $32.02 | — | COM | 09253U108 |