Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 15, 2017
Total Value: $228M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 546,059 | $25.47M | 11.2% | $46.65 | $12.75 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 41,932 | $10.53M | 4.6% | $251.23 | $218.55 | +15.0% | ETF | 78462F103 |
| IVV | S&P 500 INDX (ivv) | 37,998 | $9.611M | 4.2% | $252.93 | $219.95 | +15.0% | ETF | 464287200 |
| VOO | Vanguard Index S&P 500 (voo) | 41,469 | $9.569M | 4.2% | $230.76 | $200.58 | +15.0% | ETF | 922908363 |
| BP | BP PLC SPONS ADR (bp) | 242,230 | $9.309M | 4.1% | $38.43 | $35.07 | +9.6% | ADR | 055622104 |
| WSR | Whitestone REIT (wsr) | 702,073 | $9.162M | 4.0% | $13.05 | $12.67 | — | COM | 966084204 |
| — | General Electric Company (ge) | 337,213 | $8.154M | 3.6% | $24.18 | $27.38 | — | COM | 369604103 |
| — | ARES CAPITAL CORP (arcc) | 408,781 | $6.7M | 2.9% | $16.39 | $16.87 | — | COM | 029066107 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 747,098 | $6.268M | 2.8% | $8.39 | $9.85 | — | COM | 124830100 |
| M | MACY'S INC (m) | 264,718 | $5.776M | 2.5% | $21.82 | $28.63 | -23.8% | COM | 55616P104 |
| INTC | Intel Corp (intc) | 140,295 | $5.342M | 2.3% | $38.08 * | $29.64 | +7.2% | COM | 458140100 |
| NUE | NUCOR CORP (nue) | 92,561 | $5.187M | 2.3% | $56.04 * | $49.84 | -5.9% | COM | 670346105 |
| CVS | CVS Health Corp (cvs) | 63,708 | $5.181M | 2.3% | $81.32 * | $69.93 | -10.5% | COM | 126650100 |
| MRK | Merck & Company Inc. (mrk) | 80,691 | $5.167M | 2.3% | $64.03 * | $45.55 | +3.9% | COM | 58933Y105 |
| BAC | BANK OF AMERICA CORP (bac) | 198,804 | $5.038M | 2.2% | $25.34 * | $19.10 | +9.5% | COM | 060505104 |
| XOM | Exxon Mobil Corporation (xom) | 60,547 | $4.964M | 2.2% | $81.98 * | $55.58 | +1.4% | COM | 30231G102 |
| WFC | WELLS FARGO COMPANY (wfc) | 86,809 | $4.788M | 2.1% | $55.15 * | $42.16 | +4.0% | COM | 949746101 |
| TGT | TARGET CORP (tgt) | 77,597 | $4.579M | 2.0% | $59.01 * | $46.29 | +0.9% | COM | 87612E106 |
| — | ProShares TR UltraShort QQQ New (qid) | 290,887 | $4.497M | 2.0% | $15.46 | $16.80 | — | ETF | 74348A426 |
| — | New Senior Investment Group Inc. (snr) | 465,575 | $4.26M | 1.9% | $9.15 | $10.76 | — | COM | 648691103 |
| SJM | J M SMUCKER CO (sjm) | 38,182 | $4.006M | 1.8% | $104.93 * | $99.48 | -18.9% | COM | 832696405 |
| — | CYS INVESTMENTS INC (cys) | 380,419 | $3.287M | 1.4% | $8.64 | $8.29 | — | COM | 23281A307 |
| T | AT&T, Inc.(t) | 81,199 | $3.181M | 1.4% | $39.17 * | $16.73 | -2.8% | COM | 00206R102 |
| NTAP | NETAPP INC (ntap) | 60,805 | $2.661M | 1.2% | $43.76 * | $33.20 | +6.0% | COM | 64110D104 |
| TBT | PROSHARES TRUST ETF ULTRASHORT 20 (tbt) | 74,487 | $2.65M | 1.2% | $35.58 | $37.03 | -3.9% | ETF | 74347B201 |
| — | Uniti Group Inc. (unit) | 173,868 | $2.549M | 1.1% | $14.66 | $23.17 | — | COM | 91325V108 |
| — | Cypress Semiconductor (cy) | 167,306 | $2.513M | 1.1% | $15.02 | $15.02 | — | COM | 232806109 |
| AZN | ASTRAZENECA PLC SPON ADR (azn) | 69,965 | $2.37M | 1.0% | $33.88 | $31.64 | — | ADR | 046353108 |
| — | AMC Entertainment Holdings Inc (amc) | 159,210 | $2.34M | 1.0% | $14.70 | $14.70 | — | COM | 00165C104 |
| QCOM | QUALCOMM INC (qcom) | 43,346 | $2.247M | 1.0% | $51.84 * | $42.31 | -1.3% | COM | 747525103 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 54,530 | $2.214M | 1.0% | $40.60 | $42.71 | — | ADR | 37733W105 |
| — | ANADARKO PETROLEUM CORP (apc) | 44,090 | $2.154M | 0.9% | $48.85 | $48.85 | — | COM | 032511107 |
| DIS | The Walt Disney Company (dis) | 20,008 | $1.972M | 0.9% | $98.57 * | $102.45 | -9.3% | COM | 254687106 |
| — | CENTURYLINK INC (ctl) | 102,925 | $1.945M | 0.9% | $18.90 | $23.57 | — | COM | 156700106 |
| CVX | Chevron Corporation (cvx) | 16,114 | $1.893M | 0.8% | $117.50 * | $73.20 | +12.6% | COM | 166764100 |
| IRT | Independence Realty Trust, Inc. (irt) | 178,968 | $1.82M | 0.8% | $10.17 | $9.45 | — | COM | 45378A106 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 325,534 | $1.781M | 0.8% | $5.47 | $5.47 | — | COM | 67401P108 |
| TELFY | Telefonica, S.A. (tef) | 161,069 | $1.738M | 0.8% | $10.79 | $9.97 | +8.3% | ADR | 879382208 |
| KSS | KOHLS CORP (kss) | 37,700 | $1.721M | 0.8% | $45.65 | $38.33 | +19.1% | COM | 500255104 |
| — | Global Medical REIT, Inc. (gmre) | 191,362 | $1.718M | 0.8% | $8.98 | $9.20 | — | COM | 37954A104 |
| PFE | Pfizer Inc. (pfe) | 48,114 | $1.718M | 0.8% | $35.70 * | $22.21 | +5.9% | COM | 717081103 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 107,548 | $1.679M | 0.7% | $15.61 * | $11.26 | +19.0% | COM | 89677Y100 |
| — | Vista Outdoor Inc. (vsto) | 71,964 | $1.651M | 0.7% | $22.94 | $22.94 | — | COM | 928377100 |
| — | Arlington Asset Investment (ai) | 126,746 | $1.613M | 0.7% | $12.73 | $14.48 | — | COM | 041356205 |
| XLE | SELECT SECTOR SPDR TRUST ENERG (xle) | 23,491 | $1.609M | 0.7% | $68.48 * | $36.15 | -5.3% | ETF | 81369Y506 |
| — | SELECT INCOME REIT (sir) | 67,420 | $1.579M | 0.7% | $23.42 | $26.90 | — | ETF | 81618T100 |
| WMT | WAL-MART STORES INC (wmt) | 19,975 | $1.561M | 0.7% | $78.14 * | $19.78 | +15.2% | COM | 931142103 |
| — | ProShares Short S&P500 (sh) | 42,211 | $1.358M | 0.6% | $32.17 | $33.61 | — | ETF | 74347R503 |
| — | Sr. Housing Properties Trust (snh) | 64,468 | $1.26M | 0.6% | $19.55 | $22.36 | — | COM | 81721M109 |
| — | TWO HARBORS INVT CORP (two) | 120,484 | $1.214M | 0.5% | $10.08 | $8.53 | — | COM | 90187B101 |
| JPM | JPMorgan Chase & Co. (jpm) | 11,910 | $1.138M | 0.5% | $95.51 * | $69.64 | +9.6% | COM | 46625H100 |
| CAT | Caterpillar Inc. (cat) | 8,959 | $1.117M | 0.5% | $124.71 * | $66.01 | +57.7% | COM | 149123101 |
| — | INGERSOLL-RAND PLC SHARES (ir) | 11,640 | $1.038M | 0.5% | $89.17 | $81.32 | — | COM | G47791101 |
| — | TPG Specialty Lending Inc. (tslx) | 46,379 | $972K | 0.4% | $20.96 | $18.11 | — | COM | 87265K102 |
| — | Solar Senior Capital Ltd. (suns) | 53,914 | $929K | 0.4% | $17.23 | $17.98 | — | COM | 83416M105 |
| XBI | SPDR Ser Tr S&P Biotech ETF (xbi) | 10,135 | $877K | 0.4% | $86.57 | $80.17 | +8.0% | ETF | 78464A870 |
| IGV | ISHARES ETF NORTH AMERICAN TECH-SO (igv) | 5,915 | $865K | 0.4% | $146.26 * | $28.63 | +2.2% | ETF | 464287515 |
| IEV | Ishares S&P Europe 350 (iev) | 18,265 | $856K | 0.4% | $46.87 | $45.53 | +2.9% | ETF | 464287861 |
| IHE | Ishares US Pharmaceuticals (ihe) | 5,385 | $842K | 0.4% | $156.36 * | $51.34 | +1.5% | ETF | 464288836 |
| — | THL CREDIT INC (tcrd) | 86,764 | $810K | 0.4% | $9.33 | $9.53 | — | COM | 872438106 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 77,334 | $790K | 0.3% | $10.22 | $10.30 | — | COM | 529043101 |
| — | Georgia Power Co Jr (gpja) | 30,000 | $754K | 0.3% | $25.14 | $25.14 | — | COM | 373334440 |
| PSEC | Prospect Capital Corp. (psec) | 107,128 | $720K | 0.3% | $6.72 * | $2.66 | -6.7% | COM | 74348T102 |
| CIEN | CIENA CORPORATION (cien) | 30,690 | $674K | 0.3% | $21.97 | $23.93 | -8.2% | COM | 171779309 |
| — | Global Medical REIT Inc. (gmre pra) | 25,000 | $627K | 0.3% | $25.08 | $25.08 | — | COM | 37957W203 |
| LOW | LOWES COMPANIES INC (low) | 7,700 | $616K | 0.3% | $79.94 * | $65.65 | +4.5% | COM | 548661107 |
| — | Five Oaks Investment Corp. (oaks) | 134,600 | $600K | 0.3% | $4.46 | $4.88 | — | COM | 33830W106 |
| — | KELLOGG COMPANY (k) | 8,800 | $549K | 0.2% | $62.37 * | $46.50 | -6.7% | COM | 487836108 |
| HD | HOME DEPOT INC (hd) | 3,130 | $512K | 0.2% | $163.56 * | $114.37 | +17.2% | COM | 437076102 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 6,370 | $386K | 0.2% | $60.58 | $60.58 | — | ADR | 780259206 |
| WU | The Western Union Company (wu) | 14,000 | $269K | 0.1% | $19.20 | $19.20 | — | COM | 959802109 |
| MDXG | Mimedx Group Inc. (mdxg) | 10,665 | $127K | 0.1% | $11.88 | $14.83 | -19.9% | COM | 602496101 |
| AXSM | Axsome Therapeutics Inc. (axsm) | 18,725 | $104K | 0.0% | $5.55 | $4.78 | +16.1% | COM | 05464T104 |
| — | MEDLEY CAPITAL CORP (mcc) | 14,755 | $88,087 | 0.0% | $5.97 | $7.63 | — | COM | 58503F106 |
| — | Kcap Financial Inc. (kcap) | 16,520 | $60,298 | 0.0% | $3.65 | $3.65 | — | COM | 48668E101 |