Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 15, 2019
Total Value: $102M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 223,195 | $9.579M | 9.4% | $42.92 | $42.92 | — | ETF | 74347b383 |
| — | AT&T, Inc.(t) | 164,347 | $4.69M | 4.6% | $28.54 | $28.54 | — | COM | 00206r102 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 16,231 | $4.056M | 4.0% | $249.89 | $220.18 | +13.5% | ETF | 78462F103 |
| VOO | Vanguard Index S&P 500 (voo) | 15,790 | $3.628M | 3.6% | $229.77 | $201.70 | +13.9% | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 14,412 | $3.626M | 3.6% | $251.60 | $221.20 | +13.7% | ETF | 464287200 |
| NOK | Nokia Corp (nok) | 584,505 | $3.401M | 3.3% | $5.82 | $5.55 | +4.8% | ADR | 654902204 |
| — | CENTURYLINK INC (ctl) | 216,235 | $3.275M | 3.2% | $15.15 | $17.65 | — | COM | 156700106 |
| — | Invesco CEF Income ETF (pcef) | 153,350 | $3.102M | 3.1% | $20.23 | $20.23 | — | ETF | 46138e404 |
| GIS | General Mills (gis) | 76,943 | $2.996M | 2.9% | $38.94 * | $32.97 | -7.7% | COM | 370334104 |
| CVS | CVS Health Corp (cvs) | 43,843 | $2.872M | 2.8% | $65.51 * | $58.69 | -11.0% | COM | 126650100 |
| — | ALPS ALERIAN MLP ETF (amlp) | 323,192 | $2.821M | 2.8% | $8.73 | $10.53 | — | ETF | 00162Q866 |
| DIS | The Walt Disney Company (dis) | 24,730 | $2.711M | 2.7% | $109.62 * | $103.03 | +2.7% | COM | 254687106 |
| — | Sr. Housing Properties Trust (snh) | 202,462 | $2.372M | 2.3% | $11.72 | $11.72 | — | COM | 81721m109 |
| NWL | Newell Brands Inc. (nwl) | 125,292 | $2.329M | 2.3% | $18.59 * | $17.54 | -23.9% | COM | 651229106 |
| ARCC | ARES CAPITAL CORP (arcc) | 148,500 | $2.313M | 2.3% | $15.58 * | $8.36 | -4.0% | COM | 04010L103 |
| — | Apollo Investment Corp (ainv) | 183,099 | $2.27M | 2.2% | $12.40 | $12.40 | — | COM | 03761u502 |
| HD | HOME DEPOT INC (hd) | 12,277 | $2.109M | 2.1% | $171.78 * | $150.39 | -3.8% | COM | 437076102 |
| TGT | TARGET CORP (tgt) | 31,462 | $2.079M | 2.0% | $66.08 * | $60.81 | -10.1% | COM | 87612E106 |
| OEF | IShares S&P 100 ETF (oef) | 18,281 | $2.038M | 2.0% | $111.48 | $120.34 | -7.3% | ETF | 464287101 |
| KHC | Kraft Heinz Co (khc) | 46,580 | $2.004M | 2.0% | $43.02 * | $36.63 | -16.3% | COM | 500754106 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 17,392 | $1.976M | 1.9% | $113.62 * | $93.21 | -14.1% | COM | 459200101 |
| QQQ | Invesco QQQ TR ETF SERIES 1 (qqq) | 12,626 | $1.947M | 1.9% | $154.21 | $167.25 | -7.8% | ETF | 46090E103 |
| — | FS KKR Capital Corp. (fsk) | 375,322 | $1.944M | 1.9% | $5.18 | $5.18 | — | COM | 302635107 |
| — | CBS Corp (cbs) | 44,359 | $1.939M | 1.9% | $43.71 | $43.71 | — | COM | 124857202 |
| — | DYNEX CAP INC COM (dx) | 336,400 | $1.924M | 1.9% | $5.72 | $5.72 | — | COM | 26817q506 |
| C | CITIGROUP INC COM (c) | 36,791 | $1.915M | 1.9% | $52.05 * | $54.15 | -24.8% | COM | 172967424 |
| BAC | BANK OF AMERICA CORP (bac) | 75,775 | $1.867M | 1.8% | $24.64 * | $23.99 | -13.3% | COM | 060505104 |
| WFC | WELLS FARGO COMPANY (wfc) | 38,727 | $1.784M | 1.8% | $46.07 * | $46.51 | -18.4% | COM | 949746101 |
| — | Arlington Asset Investment (ai) | 235,648 | $1.706M | 1.7% | $7.24 | $7.24 | — | COM | 041356205 |
| — | New York Community Bancorp Inc. (nycb) | 179,398 | $1.688M | 1.7% | $9.41 | $10.37 | — | COM | 649445103 |
| — | New Senior Investment Group Inc. (snr) | 319,786 | $1.317M | 1.3% | $4.12 | $4.12 | — | COM | 648691103 |
| — | Marvell Tech Group (mrvl) | 77,927 | $1.261M | 1.2% | $16.18 | $19.65 | — | ADR | G5876H105 |
| IVW | ISHARES S&P 500 ETF GROWTH (ivw) | 8,258 | $1.244M | 1.2% | $150.64 * | $40.17 | -6.2% | ETF | 464287309 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 29,600 | $1.131M | 1.1% | $38.21 | $38.43 | — | ADR | 37733W105 |
| R | Ryder System, Inc. (r) | 20,507 | $987K | 1.0% | $48.13 | $57.32 | -16.0% | COM | 783549108 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 16,281 | $948K | 0.9% | $58.23 | $68.10 | — | ADR | 780259206 |
| PSEC | Prospect Capital Corp. (psec) | 141,764 | $894K | 0.9% | $6.31 * | $2.79 | -4.9% | COM | 74348T102 |
| KSS | KOHLS CORP (kss) | 13,108 | $869K | 0.9% | $66.30 | $50.94 | +30.2% | COM | 500255104 |
| — | Medley Management Inc. (mdly) | 224,423 | $866K | 0.9% | $3.86 | $6.20 | — | COM | 58503T106 |
| INTC | Intel Corp (intc) | 16,681 | $782K | 0.8% | $46.88 * | $29.64 | +36.3% | COM | 458140100 |
| IOO | IShares S&P Global 100 Index (ioo) | 15,285 | $648K | 0.6% | $42.39 | $47.83 | -11.4% | ETF | 464287572 |
| IP | International Paper Company (ip) | 15,926 | $642K | 0.6% | $40.31 * | $36.24 | -23.0% | COM | 460146103 |
| — | Tremont Mortgage Trust (trmt) | 69,000 | $624K | 0.6% | $9.04 | $13.15 | — | COM | 894789106 |
| FBT | First Trust Arca Biotech ETF (fbt) | 4,850 | $602K | 0.6% | $124.12 | $151.32 | -17.9% | ETF | 33733E203 |
| — | TELEFONICA BRASIL SA SPONSORED ADR (viv) | 44,988 | $536K | 0.5% | $11.91 | $9.72 | — | ADR | 87936R106 |
| FXI | Ishares Tr China Large-Cap ETF (fxi) | 13,195 | $515K | 0.5% | $39.03 | $40.40 | -3.3% | ETF | 464287184 |
| — | Chardan Healthcare Acquisition Corp Unit | 49,825 | $501K | 0.5% | $10.06 | $10.06 | — | COM | 15957A207 |
| JNJ | JOHNSON & JOHNSON (jnj) | 3,728 | $481K | 0.5% | $129.02 * | $100.70 | +5.3% | COM | 478160104 |
| — | ProShares Short S&P500 (sh) | 15,230 | $477K | 0.5% | $31.32 | $31.32 | — | ETF | 74347B425 |
| — | Global Medical REIT, Inc. (gmre) | 49,574 | $440K | 0.4% | $8.88 | $8.88 | — | COM | 37954a204 |
| PEP | PEPSICO INC (pep) | 3,981 | $439K | 0.4% | $110.27 * | $89.25 | +0.1% | COM | 713448108 |
| CVX | Chevron Corporation (cvx) | 3,677 | $400K | 0.4% | $108.78 * | $87.91 | -9.0% | COM | 166764100 |
| F | Ford Motor (f) | 46,545 | $356K | 0.4% | $7.65 * | $6.85 | -21.9% | COM | 345370860 |
| GNL | Global Net Lease Inc. (gnl) | 20,000 | $352K | 0.3% | $17.60 | $17.60 | — | COM | 379378201 |
| — | B Riley Financial, 5/31/23, 7.375 (rilyh) | 13,000 | $319K | 0.3% | $24.54 | $24.54 | — | COM | 05580m504 |
| — | Global Partners LP, 9.75 Pfd (glpru) | 12,500 | $297K | 0.3% | $23.76 | $25.60 | — | COM | 37946R208 |
| — | CELGENE CORP (celg) | 4,417 | $283K | 0.3% | $64.07 | $64.07 | — | COM | 151020104 |
| — | Spark Energy Pfd Series A, 8.75 (spkep) | 12,900 | $238K | 0.2% | $18.45 | $23.11 | — | COM | 846511202 |
| — | Pref Apartment Communities, Inc. (apts) | 14,700 | $206K | 0.2% | $14.01 | $17.55 | — | COM | 74039L103 |