Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 14, 2019
Total Value: $111M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 TRUST ETF (spy) | 39,789 | $11.24M | 10.1% | $282.49 | $250.67 | +12.7% | ETF | 78462F103 |
| — | ProShares UltraShort S&P 500 (sds) | 199,151 | $6.63M | 6.0% | $33.29 | $42.92 | — | ETF | 74347b383 |
| — | AT&T, Inc.(t) | 167,195 | $5.243M | 4.7% | $31.36 | $28.59 | — | COM | 00206r102 |
| IVV | S&P 500 INDX (ivv) | 16,669 | $4.743M | 4.3% | $284.54 | $228.28 | +24.7% | ETF | 464287200 |
| VOO | Vanguard Index S&P 500 (voo) | 18,240 | $4.734M | 4.3% | $259.54 | $208.16 | +24.7% | ETF | 922908363 |
| ARCC | ARES CAPITAL CORP (arcc) | 274,186 | $4.7M | 4.2% | $17.14 * | $8.51 | +6.4% | COM | 04010L103 |
| NOK | Nokia Corp (nok) | 815,637 | $4.665M | 4.2% | $5.72 | $5.71 | +0.1% | ADR | 654902204 |
| — | ANNALY CAPITAL MANAGEMNT INC (nly) | 456,690 | $4.562M | 4.1% | $9.99 | $9.99 | — | COM | 035710409 |
| — | CENTURYLINK INC (ctl) | 348,020 | $4.173M | 3.8% | $11.99 | $15.51 | — | COM | 156700106 |
| — | FS KKR Capital Corp. (fsk) | 489,983 | $2.964M | 2.7% | $6.05 | $5.38 | — | COM | 302635107 |
| DIS | The Walt Disney Company (dis) | 25,087 | $2.785M | 2.5% | $111.01 * | $103.10 | +3.9% | COM | 254687106 |
| PSEC | Prospect Capital Corp. (psec) | 392,501 | $2.559M | 2.3% | $6.52 * | $2.82 | +0.2% | COM | 74348T102 |
| — | TARGET CORP (tgt) | 30,523 | $2.45M | 2.2% | $80.27 | $80.27 | — | COM | 87612e106 |
| — | DYNEX CAP INC COM (dx) | 384,205 | $2.34M | 2.1% | $6.09 | $5.77 | — | COM | 26817q506 |
| CVS | CVS Health Corp (cvs) | 39,985 | $2.156M | 1.9% | $53.92 * | $58.69 | -26.2% | COM | 126650100 |
| — | ALPS ALERIAN MLP ETF (amlp) | 214,880 | $2.155M | 1.9% | $10.03 | $10.53 | — | ETF | 00162Q866 |
| — | Invesco CEF Income ETF (pcef) | 95,730 | $2.121M | 1.9% | $22.16 | $20.23 | — | ETF | 46138e404 |
| KHC | Kraft Heinz Co (khc) | 64,514 | $2.106M | 1.9% | $32.64 * | $34.53 | -31.9% | COM | 500754106 |
| FITB | FIFTH THIRD BANCORP (fitb) | 80,035 | $2.018M | 1.8% | $25.21 * | $20.28 | -4.5% | COM | 316773100 |
| — | Arlington Asset Investment (ai) | 223,405 | $1.778M | 1.6% | $7.96 | $7.24 | — | COM | 041356205 |
| — | ANADARKO PETROLEUM CORP (apc) | 32,187 | $1.464M | 1.3% | $45.48 | $45.48 | — | COM | 032511107 |
| RSP | Invesco ETF Tr S&P Equal Weighted (rsp) | 13,725 | $1.433M | 1.3% | $104.41 | $100.86 | +3.5% | ETF | 46137V357 |
| — | Apollo Investment Corp (ainv) | 90,391 | $1.369M | 1.2% | $15.15 | $12.40 | — | COM | 03761u502 |
| IVW | ISHARES S&P 500 ETF GROWTH (ivw) | 7,533 | $1.298M | 1.2% | $172.31 * | $40.17 | +7.3% | ETF | 464287309 |
| GIS | General Mills (gis) | 25,038 | $1.296M | 1.2% | $51.76 * | $32.97 | +24.1% | COM | 370334104 |
| — | TWO HARBORS INVT CORP (two) | 93,922 | $1.271M | 1.1% | $13.53 | $13.53 | — | COM | 90187B408 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 29,476 | $1.232M | 1.1% | $41.80 | $38.43 | — | ADR | 37733W105 |
| KSS | KOHLS CORP (kss) | 16,166 | $1.112M | 1.0% | $68.79 | $54.14 | +27.0% | COM | 500255104 |
| — | TOTAL S.A. (tot) | 19,698 | $1.096M | 1.0% | $55.64 | $55.64 | — | ADR | 89151E109 |
| WFC | WELLS FARGO COMPANY (wfc) | 22,568 | $1.09M | 1.0% | $48.30 * | $46.51 | -13.6% | COM | 949746101 |
| C | CITIGROUP INC COM (c) | 17,525 | $1.09M | 1.0% | $62.20 * | $54.15 | -9.5% | COM | 172967424 |
| BAC | BANK OF AMERICA CORP (bac) | 39,282 | $1.084M | 1.0% | $27.60 * | $23.99 | -2.4% | COM | 060505104 |
| GAP | Gap Inc. (gps) | 40,980 | $1.073M | 1.0% | $26.18 * | $20.02 | +2.5% | COM | 364760108 |
| — | WestRock Company (wrk) | 27,485 | $1.054M | 0.9% | $38.35 | $38.35 | — | COM | 96145D105 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 16,707 | $1.046M | 0.9% | $62.61 | $67.96 | — | ADR | 780259206 |
| — | Sr. Housing Properties Trust (snh) | 88,128 | $1.038M | 0.9% | $11.78 | $11.72 | — | COM | 81721m109 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 7,301 | $1.03M | 0.9% | $141.08 * | $93.21 | +7.9% | COM | 459200101 |
| M | MACY'S INC (m) | 42,721 | $1.027M | 0.9% | $24.04 | $25.25 | -4.8% | COM | 55616P104 |
| ERIC | ERICSSON (LM) TEL-SP ADR NEW (eric) | 110,590 | $1.015M | 0.9% | $9.18 | $9.04 | +1.6% | ADR | 294821608 |
| — | Communication Services SPDR ETF (xlc) | 21,600 | $1.01M | 0.9% | $46.76 | $46.76 | — | ETF | 81369y852 |
| PFE | Pfizer Inc. (pfe) | 23,198 | $985K | 0.9% | $42.46 * | $29.24 | +0.9% | COM | 717081103 |
| HTGC | Hercules Capital Inc (htgc) | 76,620 | $970K | 0.9% | $12.66 | $12.74 | -0.6% | COM | 427096508 |
| NWL | Newell Brands Inc. (nwl) | 55,305 | $848K | 0.8% | $15.33 * | $17.54 | -36.3% | COM | 651229106 |
| — | Medley Management Inc. (mdly) | 243,013 | $834K | 0.8% | $3.43 | $5.98 | — | COM | 58503T106 |
| AMGN | Amgen Inc (amgn) | 4,382 | $832K | 0.7% | $189.87 * | $154.67 | -0.1% | COM | 031162100 |
| QCOM | QUALCOMM INC (qcom) | 13,754 | $784K | 0.7% | $57.00 * | $45.74 | +6.5% | COM | 747525103 |
| JNJ | JOHNSON & JOHNSON (jnj) | 4,948 | $692K | 0.6% | $139.85 * | $103.08 | +12.1% | COM | 478160104 |
| — | Tremont Mortgage Trust (trmt) | 69,000 | $607K | 0.5% | $8.80 | $13.15 | — | COM | 894789106 |
| INTC | Intel Corp (intc) | 10,566 | $567K | 0.5% | $53.66 * | $29.64 | +56.9% | COM | 458140100 |
| — | ProShares Tr II Ultra Short Futures (uvxy) | 14,520 | $565K | 0.5% | $38.91 | $38.91 | — | ETF | 74347w148 |
| IP | International Paper Company (ip) | 11,742 | $543K | 0.5% | $46.24 * | $36.24 | -10.8% | COM | 460146103 |
| — | Chardan Healthcare Acquisition Corp Unit | 49,825 | $500K | 0.4% | $10.04 | $10.06 | — | COM | 15957A207 |
| CVX | Chevron Corporation (cvx) | 3,682 | $454K | 0.4% | $123.30 * | $87.91 | +4.1% | COM | 166764100 |
| — | ProShares Short S&P500 (sh) | 14,920 | $413K | 0.4% | $27.68 | $31.32 | — | ETF | 74347B425 |
| — | Catalyst Biosciences, Inc. (cbio) | 34,930 | $283K | 0.3% | $8.10 | $8.10 | — | COM | 14888d208 |
| PHG | KONINKLIJKE PHILIPS N V (phg) | 5,735 | $234K | 0.2% | $40.80 | $38.36 | +6.5% | COM | 500472303 |
| — | Invesco QQQ TR ETF SERIES 1 (qqq) | 1,304 | $234K | 0.2% | $179.45 | $179.45 | — | ETF | 46090e103 |
| — | Harris Corp (hrs) | 1,445 | $231K | 0.2% | $159.86 | $159.86 | — | COM | 413875105 |
| AMD | ADVANCED MICRO DEVICES INC (amd) | 8,955 | $229K | 0.2% | $25.57 | $22.70 | +12.4% | COM | 007903107 |
| — | Discovery Inc. (disca) | 8,375 | $226K | 0.2% | $26.99 | $26.99 | — | COM | 25470F104 |
| — | Briggs & Stratton Corp. (bgg) | 15,580 | $184K | 0.2% | $11.81 | $11.81 | — | COM | 109043109 |
| — | New Senior Investment Group Inc. (snr) | 30,665 | $167K | 0.2% | $5.45 | $4.12 | — | COM | 648691103 |
| — | UQM Technologies Inc. (uqm) | 100,000 | $165K | 0.1% | $1.65 | $1.65 | — | COM | 903213106 |
| STM | STMicroelectronics N.V. (stm) | 10,545 | $157K | 0.1% | $14.89 | $15.51 | -4.3% | COM | 861012102 |
| — | Cedar Realty Tr Com (cdr) | 37,560 | $128K | 0.1% | $3.41 | $3.41 | — | COM | 150602209 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 12,820 | $66,000 | 0.1% | $5.15 | $5.15 | — | COM | 67401P108 |