Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 15, 2018
Total Value: $140M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 459,890 | $15.22M | 10.9% | $33.10 | $24.66 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 37,507 | $10.9M | 7.8% | $290.72 | $220.18 | +32.0% | ETF | 78462F103 |
| VOO | Vanguard Index S&P 500 (voo) | 35,582 | $9.502M | 6.8% | $267.05 | $201.70 | +32.4% | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 32,324 | $9.462M | 6.8% | $292.72 | $221.20 | +32.3% | ETF | 464287200 |
| T | AT&T, Inc.(t) | 167,769 | $5.633M | 4.0% | $33.58 * | $15.30 | -1.9% | COM | 00206R102 |
| NOK | Nokia Corp (nok) | 756,540 | $4.221M | 3.0% | $5.58 | $5.55 | +0.5% | ADR | 654902204 |
| — | ALPS ALERIAN MLP ETF (amlp) | 369,762 | $3.949M | 2.8% | $10.68 | $10.53 | — | COM | 00162Q866 |
| NWL | Newell Brands Inc. (nwl) | 187,217 | $3.8M | 2.7% | $20.30 * | $17.54 | -17.7% | COM | 651229106 |
| — | Corporate Capital Trust, Inc. (cct) | 226,687 | $3.459M | 2.5% | $15.26 | $15.39 | — | COM | 219880101 |
| WFC | WELLS FARGO COMPANY (wfc) | 48,635 | $2.556M | 1.8% | $52.55 * | $46.51 | -7.7% | COM | 949746101 |
| CVS | CVS Health Corp (cvs) | 32,336 | $2.545M | 1.8% | $78.70 * | $58.44 | +6.6% | COM | 126650100 |
| BBDC | Barings BDC, Inc. (bbdc) | 248,480 | $2.487M | 1.8% | $10.01 * | $5.18 | -0.3% | COM | 06759L103 |
| — | New York Community Bancorp Inc. (nycb) | 238,639 | $2.474M | 1.8% | $10.37 | $10.37 | — | COM | 649445103 |
| TELFY | Telefonica, S.A. (tef) | 312,602 | $2.457M | 1.8% | $7.86 | $9.61 | -18.2% | ADR | 879382208 |
| OLN | Olin Corp. (oln) | 95,328 | $2.448M | 1.8% | $25.68 * | $26.58 | -21.4% | COM | 680665205 |
| DIS | The Walt Disney Company (dis) | 20,761 | $2.427M | 1.7% | $116.90 * | $101.87 | +9.9% | COM | 254687106 |
| — | CENTURYLINK INC (ctl) | 111,087 | $2.355M | 1.7% | $21.20 | $20.03 | — | COM | 156700106 |
| CVX | Chevron Corporation (cvx) | 16,666 | $2.037M | 1.5% | $122.22 * | $87.91 | +1.3% | COM | 166764100 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 49,752 | $1.998M | 1.4% | $40.16 | $38.43 | — | COM | 37733W105 |
| — | Marvell Tech Group (mrvl) | 93,802 | $1.81M | 1.3% | $19.30 | $19.65 | — | COM | G5876H105 |
| — | Nabors Industries Ltd. (nbr) | 286,636 | $1.765M | 1.3% | $6.16 | $6.41 | — | COM | G6359F103 |
| C | CITIGROUP INC COM (c) | 24,397 | $1.75M | 1.3% | $71.73 * | $56.58 | -1.6% | COM | 172967424 |
| MRK | Merck & Company Inc. (mrk) | 23,241 | $1.648M | 1.2% | $70.91 * | $44.83 | +20.7% | COM | 58933Y105 |
| IP | International Paper Company (ip) | 32,702 | $1.607M | 1.1% | $49.14 * | $36.24 | -7.3% | COM | 460146103 |
| KMI | KINDER MORGAN INC DEL (kmi) | 83,653 | $1.483M | 1.1% | $17.73 * | $11.08 | +5.0% | COM | 49456B101 |
| IVW | ISHARES S&P 500 ETF GROWTH (ivw) | 8,318 | $1.473M | 1.1% | $177.09 * | $40.17 | +10.3% | ETF | 464287309 |
| JNJ | JOHNSON & JOHNSON (jnj) | 10,381 | $1.434M | 1.0% | $138.14 * | $100.70 | +12.0% | COM | 478160104 |
| — | TELEFONICA BRASIL SA SPONSORED ADR (viv) | 140,799 | $1.369M | 1.0% | $9.72 | $9.72 | — | ADR | 87936R106 |
| GLD | SPDR Gold Trust (gld) | 11,913 | $1.343M | 1.0% | $112.73 | $123.80 | -8.9% | ETF | 78463V107 |
| PEP | PEPSICO INC (pep) | 11,997 | $1.341M | 1.0% | $111.78 * | $89.25 | +0.5% | COM | 713448108 |
| SJM | J M SMUCKER CO (sjm) | 12,792 | $1.312M | 0.9% | $102.56 * | $91.63 | -11.4% | COM | 832696405 |
| INTC | Intel Corp (intc) | 27,461 | $1.298M | 0.9% | $47.27 * | $29.64 | +36.5% | COM | 458140100 |
| BAC | BANK OF AMERICA CORP (bac) | 43,862 | $1.292M | 0.9% | $29.46 * | $24.85 | -0.5% | COM | 060505104 |
| — | B Riley Financial 2023, 6.875 Pfd (rilyi) | 50,000 | $1.271M | 0.9% | $25.42 | $25.45 | — | COM | 05580M504 |
| — | ROYAL DUTCH SHELL PLC SPONSORED (rds a) | 18,281 | $1.245M | 0.9% | $68.10 | $68.10 | — | ADR | 780259206 |
| — | Tremont Mortgage Trust (trmt) | 104,500 | $1.227M | 0.9% | $11.74 | $13.15 | — | COM | 894789106 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 7,622 | $1.152M | 0.8% | $151.14 * | $99.95 | +5.3% | COM | 459200101 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 230,010 | $1.14M | 0.8% | $4.96 | $5.29 | — | COM | 67401P108 |
| — | Medley Management Inc. (mdly) | 198,540 | $1.042M | 0.7% | $5.25 | $6.50 | — | COM | 58503T106 |
| IYT | ISHARES ETF TRANSPORTATION AVERAGE (iyt) | 5,045 | $1.031M | 0.7% | $204.36 * | $49.98 | +2.3% | ETF | 464287192 |
| NUE | NUCOR CORP (nue) | 16,015 | $1.016M | 0.7% | $63.44 * | $49.84 | +9.2% | COM | 670346105 |
| CIBR | First Tr Nasdaq Cybersecurity ETF (cibr) | 32,885 | $937K | 0.7% | $28.49 | $27.62 | +3.3% | COM | 33734X846 |
| ITA | IShares DJ Aerospace & Defense ETF (ita) | 4,095 | $886K | 0.6% | $216.36 * | $102.87 | +5.2% | ETF | 464288760 |
| — | Invesco Dynamic Pharmaceuticals ETF (pjp) | 12,050 | $885K | 0.6% | $73.44 | $73.44 | — | ETF | 73935X799 |
| GAP | Gap Inc. (gps) | 30,700 | $885K | 0.6% | $28.83 * | $23.06 | -3.7% | COM | 364760108 |
| PG | Procter & Gamble Co. (pg) | 10,106 | $841K | 0.6% | $83.22 * | $67.87 | +1.8% | COM | 742718109 |
| — | Uniti Group Inc. (unit) | 41,592 | $838K | 0.6% | $20.15 | $22.99 | — | COM | 91325V108 |
| F | Ford Motor (f) | 84,317 | $779K | 0.6% | $9.24 * | $6.85 | -7.2% | COM | 345370860 |
| FBT | First Trust Arca Biotech ETF (fbt) | 4,875 | $772K | 0.6% | $158.36 | $151.32 | +4.7% | ETF | 33733E203 |
| IOO | IShares S&P Global 100 Index (ioo) | 15,365 | $749K | 0.5% | $48.75 | $47.83 | +2.0% | ETF | 464287572 |
| MMLP | Martin Midstream Partners LP (mmlp) | 63,710 | $739K | 0.5% | $11.60 | $13.02 | — | COM | 573331105 |
| KSS | KOHLS CORP (kss) | 9,553 | $712K | 0.5% | $74.53 | $43.79 | +70.3% | COM | 500255104 |
| — | Global Medical REIT, Inc. (gmre) | 73,302 | $690K | 0.5% | $9.41 | $8.66 | — | COM | 37954A104 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 44,583 | $605K | 0.4% | $13.57 | $11.26 | +20.7% | COM | 89677Y100 |
| BMY | Bristol Myers-Squibb (bmy) | 9,569 | $594K | 0.4% | $62.08 * | $40.63 | +15.8% | COM | 110122108 |
| — | ProShares Short S&P500 (sh) | 20,865 | $570K | 0.4% | $27.32 | $30.74 | — | ETF | 74347R503 |
| AMGN | Amgen Inc (amgn) | 2,612 | $541K | 0.4% | $207.12 * | $140.24 | +18.4% | COM | 031162100 |
| — | Solar Senior Capital Ltd. (suns) | 31,476 | $525K | 0.4% | $16.68 | $17.98 | — | COM | 83416M105 |
| — | Global Partners LP, 9.75 Pfd (glpru) | 20,000 | $512K | 0.4% | $25.60 | $25.60 | — | COM | 37946R208 |
| — | Monroe Capital Corp 2023,5.75 Pfd (mrccl) | 20,000 | $499K | 0.4% | $24.95 | $24.95 | — | COM | 610335200 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 122,062 | $487K | 0.3% | $3.99 | $9.85 | — | COM | 124830100 |
| USB | US BANCORP NEW (usb) | 9,104 | $480K | 0.3% | $52.72 * | $37.25 | +5.4% | COM | 902973304 |
| — | Spark Energy Pfd Series A, 8.75 (spkep) | 19,600 | $462K | 0.3% | $23.57 | $23.11 | — | COM | 846511202 |
| — | Pref Apartment Communities, Inc. (apts) | 23,530 | $413K | 0.3% | $17.55 | $17.55 | — | COM | 74039L103 |
| TGT | TARGET CORP (tgt) | 4,581 | $404K | 0.3% | $88.19 * | $46.29 | +56.2% | COM | 87612E106 |
| — | ProShares Tr II Ultra Short Futures (uvxy) | 10,480 | $385K | 0.3% | $36.74 | $36.74 | — | ETF | 74347W346 |
| — | Bed Bath & Beyond (bbby) | 22,000 | $330K | 0.2% | $15.00 | $19.91 | — | COM | 075896100 |
| — | Great Elm Cap Corp Nts 8.25 Qtr (geccm) | 13,106 | $328K | 0.2% | $25.03 | $25.05 | — | COM | 390320406 |
| IXJ | Ishares S&P Global Healthcare ETF (ixj) | 5,035 | $317K | 0.2% | $62.96 | $60.41 | +4.3% | ETF | 464287325 |
| — | Oaktree Capital Group 6.55 Pfd (oktgp) | 10,760 | $267K | 0.2% | $24.81 | $24.81 | — | COM | 674001409 |
| JPM | JPMorgan Chase & Co. (jpm) | 2,348 | $264K | 0.2% | $112.44 * | $69.64 | +32.2% | COM | 46625H100 |
| M | MACY'S INC (m) | 7,501 | $260K | 0.2% | $34.66 | $28.63 | +21.3% | COM | 55616P104 |
| IWM | ISHARES ETF RUSSELL 2000 (iwm) | 1,507 | $254K | 0.2% | $168.55 | $159.97 | +5.4% | ETF | 464287655 |
| GLPI | Gaming & Leisure Pptys Inc. (glpi) | 7,050 | $248K | 0.2% | $35.18 | $33.47 | — | COM | 36467J108 |
| XRT | SPDR S&P RETAIL ETF (xrt) | 4,840 | $246K | 0.2% | $50.83 | $50.73 | +0.6% | ETF | 78464A714 |
| — | Invesco QQQ TR ETF SERIES 1 (qqq) | 1,279 | $237K | 0.2% | $185.30 | $171.06 | — | ETF | 73935A104 |
| — | Wheeler REIT, Pfd D.8.75 (whlrd) | 11,100 | $232K | 0.2% | $20.90 | $18.53 | — | COM | 963025606 |
| GILD | Gilead Sciences Inc (gild) | 2,640 | $203K | 0.1% | $76.89 * | $56.84 | +2.9% | COM | 375558103 |
| CAH | Cardinal Health Inc. (cah) | 3,730 | $201K | 0.1% | $53.89 * | $45.11 | -3.0% | COM | 14149Y108 |
| SFTBY | SOFTBANK CORP ADR (sftby) | 4,045 | $201K | 0.1% | $49.69 | $44.46 | +11.9% | COM | 83404D109 |