CIK: 0001317195 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $3,197,909 (93.3% shares, 6.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,100,100 | $901,261 | 28.2% | — | — | Put | 78462F103 |
| DVA | DAVITA INC | 2,394,400 | $171,511 | 5.4% | — | — | Call | 23918K108 |
| TLT | ISHARES TR | 1,278,500 | $149,930 | 4.7% | — | — | Call | 464287432 |
| — | SHIRE PLC | 765,849 | $138,825 | 4.3% | $172.96 | — | SPONSORED ADR | 82481R106 |
| — | AETNA INC NEW | 615,318 | $124,817 | 3.9% | $183.50 | — | COM | 00817Y108 |
| — | DELL TECHNOLOGIES INC | 1,000,000 | $97,120 | 3.0% | $64.68 | — | COM CL V | 24703L103 |
| — | TWENTY FIRST CENTY FOX INC | 2,075,709 | $95,109 | 3.0% | $49.18 | — | CL B | 90130A200 |
| SRG | SERITAGE GROWTH PPTYS | 1,893,378 | $89,917 | 2.8% | $38.99 | +19.3% | CL A | 81752R100 |
| BIIB | BIOGEN INC | 225,859 | $79,798 | 2.5% | $284.02 | +21.2% | COM | 09062X103 |
| — | INTELSAT S A | 2,425,000 | $72,750 | 2.3% | $9.46 | — | COM | L5140P101 |
| ASH | ASHLAND GLOBAL HLDGS INC | 747,190 | $62,659 | 2.0% | $73.66 | 0.0% | COM | 044186104 |
| — | AXA EQUITABLE HLDGS INC | 2,902,190 | $62,252 | 1.9% | $20.61 | — | COM | 054561105 |
| — | CURO GROUP HLDGS CORP | 1,888,574 | $57,092 | 1.8% | $17.90 | — | COM | 23131L107 |
| — | INVESTORS BANCORP INC NEW | 4,200,000 | $51,534 | 1.6% | $11.30 | — | COM | 46146L101 |
| — | DOWDUPONT INC | 800,000 | $51,448 | 1.6% | $69.23 | — | COM | 26078J100 |
| PRSU | VIAD CORP | 781,273 | $46,290 | 1.4% | $54.84 | +6.3% | COM NEW | 92552R406 |
| PCG | PG&E CORP | 974,114 | $44,819 | 1.4% | $42.96 | +2.5% | COM | 69331C108 |
| NXPI | NXP SEMICONDUCTORS N V | 500,000 | $42,750 | 1.3% | $97.67 | -12.7% | COM | N6596X109 |
| — | PLAYA HOTELS & RESORTS NV | 4,372,069 | $42,103 | 1.3% | $10.58 | — | SHS | N70544106 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 2,778,753 | $41,264 | 1.3% | $31.35 | — | COM SER A | 531465102 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 31,250,000 | $37,793 | 1.2% | $1.15 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| EIX | EDISON INTL | 524,024 | $35,466 | 1.1% | $45.23 | +7.2% | COM | 281020107 |
| TLT | ISHARES TR | 300,800 | $35,275 | 1.1% | — | — | Put | 464287432 |
| EMB | ISHARES TR | 320,000 | $34,499 | 1.1% | — | — | Put | 464288281 |
| — | GS ACQUISITION HLDGS CORP | 3,000,000 | $31,005 | 1.0% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | ARCONIC INC | 1,376,050 | $30,287 | 0.9% | $22.01 | — | COM | 03965L100 |
| — | LIBERTY MEDIA CORP DELAWARE | 662,029 | $28,765 | 0.9% | $30.87 | — | COM C SIRIUSXM | 531229607 |
| — | CAESARS ENTMT CORP | 2,767,086 | $28,363 | 0.9% | $10.25 | — | COM | 127686103 |
| KRNY | KEARNY FINL CORP MD | 1,948,562 | $26,988 | 0.8% | $12.82 | +7.2% | COM | 48716P108 |
| TFSL | TFS FINL CORP | 1,788,868 | $26,851 | 0.8% | $5.61 | +62.2% | COM | 87240R107 |
| — | BLACKSTONE MTG TR INC | 25,000,000 | $25,016 | 0.8% | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | PANDORA MEDIA INC | 2,500,000 | $23,775 | 0.7% | $5.22 | — | COM | 698354107 |
| ENVA | ENOVA INTL INC | 822,266 | $23,681 | 0.7% | $10.90 | +212.6% | COM | 29357K103 |
| — | PRA GROUP INC | 22,000,000 | $22,784 | 0.7% | $1.06 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | ALTRA INDL MOTION CORP | 483,000 | $19,948 | 0.6% | $41.30 | — | COM | 02208R106 |
| — | REDWOOD TR INC | 20,000,000 | $19,375 | 0.6% | $0.98 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | ALTABA INC | 281,000 | $19,142 | 0.6% | $68.12 | — | COM | 021346101 |
| — | LIBERTY MEDIA CORP DELAWARE | 438,000 | $19,027 | 0.6% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| TDS | TELEPHONE & DATA SYS INC | 588,000 | $17,893 | 0.6% | $27.16 | +5.1% | COM NEW | 879433829 |
| — | ISIS PHARMACEUTICALS INC DEL | 16,195,000 | $17,093 | 0.5% | $1.02 | — | NOTE 1.000%11/1 | 464337AJ3 |
| SPG | SIMON PPTY GROUP INC NEW | 95,000 | $16,791 | 0.5% | — | — | Put | 828806109 |
| — | NII HLDGS INC | 2,850,000 | $16,701 | 0.5% | $3.43 | — | COM PAR | 62913F508 |
| — | HUBSPOT INC | 10,000,000 | $16,506 | 0.5% | $1.43 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | US XPRESS ENTERPRISES INC | 1,084,644 | $14,968 | 0.5% | $15.14 | — | COM CL A | 90338N202 |
| JBGS | JBG SMITH PPTYS | 400,000 | $14,732 | 0.5% | $33.71 | — | COM | 46590V100 |
| — | REPLIGEN CORP | 7,090,000 | $12,618 | 0.4% | $1.24 | — | NOTE 2.125% 6/0 | 759916AA7 |
| — | VEECO INSTRS INC DEL | 14,500,000 | $12,253 | 0.4% | $0.90 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | GRANITE PT MTG TR INC | 11,550,000 | $11,781 | 0.4% | $1.00 | — | NOTE 5.625%12/0 | 38741LAB3 |
| UAL | UNITED CONTL HLDGS INC | 130,000 | $11,578 | 0.4% | — | — | Call | 910047109 |
| — | SPLUNK INC | 91,400 | $11,051 | 0.3% | $120.91 | — | COM | 848637104 |
| RACE | FERRARI N V | 78,000 | $10,679 | 0.3% | — | — | Put | N3167Y103 |
| NG | NOVAGOLD RES INC | 2,704,547 | $10,034 | 0.3% | $4.72 | -14.5% | COM NEW | 66987E206 |
| AOS | SMITH A O | 178,500 | $9,527 | 0.3% | — | — | Put | 831865209 |
| — | GAIN CAP HLDGS INC | 8,500,000 | $8,880 | 0.3% | $1.04 | — | NOTE 5.000% 8/1 | 36268WAF7 |
| — | TEAM INC | 7,000,000 | $8,838 | 0.3% | $1.26 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | APOLLO COML REAL EST FIN INC | 8,500,000 | $8,521 | 0.3% | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| ROAD | CONSTRUCTION PARTNERS INC | 502,166 | $6,076 | 0.2% | $12.60 | -3.2% | COM CL A | 21044C107 |
| — | GOLDCORP INC NEW | 545,000 | $5,559 | 0.2% | $13.60 | — | COM | 380956409 |
| HLF | HERBALIFE NUTRITION LTD | 93,600 | $5,106 | 0.2% | — | — | Put | G4412G101 |
| — | INNOVIVA INC | 4,504,000 | $5,014 | 0.2% | $1.11 | — | NOTE 2.500% 8/1 | 45781MAB7 |
| — | GRAFTECH INTL LTD | 250,000 | $4,878 | 0.2% | $19.51 | — | COM | 384313508 |
| — | GS ACQUISITION HLDGS CORP | 500,000 | $4,875 | 0.2% | $9.75 | — | COM CL A | 36255F102 |
| GDX | VANECK VECTORS ETF TR | 192,000 | $3,556 | 0.1% | — | — | Call | 92189F106 |
| — | ENCORE CAP GROUP INC | 3,468,000 | $3,481 | 0.1% | $1.13 | — | NOTE 3.000% 7/0 | 292554AF9 |
| — | INFINERA CORPORATION | 3,000,000 | $3,038 | 0.1% | $1.01 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | DASEKE INC | 375,000 | $3,008 | 0.1% | $9.79 | — | COM | 23753F107 |
| — | SMART & FINAL STORES INC | 456,924 | $2,604 | 0.1% | $13.41 | — | COM | 83190B101 |
| — | ELEVATE CREDIT INC | 246,966 | $1,991 | 0.1% | $7.92 | — | COM | 28621V101 |
| — | GORDON POINTE ACQUISITION CO | 158,000 | $1,560 | 0.0% | $9.87 | — | COM CLASS A | 382788107 |
| — | LF CAP ACQUISITION CORP | 143,800 | $1,378 | 0.0% | $9.58 | — | CL A | 50200K108 |
| MDXG | MIMEDX GROUP INC | 222,200 | $1,373 | 0.0% | — | — | Put | 602496101 |
| — | BARRICK GOLD CORP | 114,000 | $1,263 | 0.0% | $13.13 | — | COM | 067901108 |
| NGD | NEW GOLD INC CDA | 649,316 | $515 | 0.0% | $3.10 | -58.5% | COM | 644535106 |
| — | CHAPARRAL ENERGY INC | 25,000 | $441 | 0.0% | $17.64 | — | COM CL A | 15942R208 |
| — | GS ACQUISITION HLDGS CORP | 166,666 | $275 | 0.0% | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| ENPH | ENPHASE ENERGY INC | 30,000 | $146 | 0.0% | $5.48 | 0.0% | COM | 29355A107 |
| — | HOSTESS BRANDS INC | 36,550 | $39 | 0.0% | $1.70 | — | *W EXP 11/04/202 | 44109J114 |