CIK: 0001317195 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value ($000): $2,193,603 (89.0% shares, 11.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,771,100 | $500,300 | 22.8% | — | — | Put | 78462F103 |
| ASH | ASHLAND GLOBAL HLDGS INC | 1,620,340 | $126,597 | 5.8% | $70.80 | -3.4% | COM | 044186104 |
| APD | AIR PRODS & CHEMS INC | 618,307 | $118,072 | 5.4% | $145.63 | 0.0% | COM | 009158106 |
| — | CELGENE CORP | 1,100,000 | $103,774 | 4.7% | $94.34 | — | COM | 151020104 |
| SRG | SERITAGE GROWTH PPTYS | 2,217,958 | $98,566 | 4.5% | $38.82 | +6.5% | CL A | 81752R100 |
| ELAN | ELANCO ANIMAL HEALTH INC | 2,471,462 | $79,260 | 3.6% | $30.77 | 0.0% | COM | 28414H103 |
| XLF | SELECT SECTOR SPDR TR | 2,681,337 | $68,937 | 3.1% | $23.82 | — | SBI INT-FINL | 81369Y605 |
| — | CELGENE CORP | 600,000 | $56,604 | 2.6% | $94.34 | — | Put | 151020104 |
| COTY | COTY INC | 4,500,000 | $51,750 | 2.4% | $9.00 | 0.0% | Put | 222070203 |
| COTY | COTY INC | 4,500,000 | $51,750 | 2.4% | $9.00 | 0.0% | COM CL A | 222070203 |
| FOX | FOX CORP | 1,390,662 | $49,897 | 2.3% | $34.51 | 0.0% | CL B COM | 35137L204 |
| — | AXA EQUITABLE HLDGS INC | 2,388,000 | $48,094 | 2.2% | $20.14 | — | COM | 054561105 |
| BMY | BRISTOL MYERS SQUIBB CO | 939,100 | $44,804 | 2.0% | — | — | Call | 110122108 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 40,000,000 | $42,825 | 2.0% | $1.11 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | DOWDUPONT INC | 800,000 | $42,648 | 1.9% | $69.23 | — | COM | 26078J100 |
| — | PLAYA HOTELS & RESORTS NV | 4,903,069 | $37,410 | 1.7% | $10.26 | — | SHS | N70544106 |
| — | GS ACQUISITION HLDGS CORP | 3,000,000 | $31,470 | 1.4% | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 2,168,753 | $30,775 | 1.4% | $31.35 | — | COM SER A | 531465102 |
| TFSL | TFS FINL CORP | 1,788,868 | $29,463 | 1.3% | $5.61 | +79.4% | COM | 87240R107 |
| — | LIBERTY GLOBAL PLC | 1,118,700 | $27,084 | 1.2% | $24.21 | — | SHS CL C | G5480U120 |
| — | RINGCENTRAL INC | 19,000,000 | $27,075 | 1.2% | $1.43 | — | NOTE 3/1 | 76680RAD9 |
| — | BLACKSTONE MTG TR INC | 26,163,000 | $26,343 | 1.2% | $1.00 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| DELL | DELL TECHNOLOGIES INC | 442,296 | $25,958 | 1.2% | $25.10 | -3.7% | CL C | 24703L202 |
| — | LIBERTY MEDIA CORP DELAWARE | 662,029 | $25,316 | 1.2% | $30.87 | — | COM C SIRIUSXM | 531229607 |
| — | ALTABA INC | 334,268 | $24,776 | 1.1% | $60.29 | — | COM | 021346101 |
| SNA | SNAP ON INC | 145,000 | $22,695 | 1.0% | — | — | Put | 833034101 |
| NG | NOVAGOLD RES INC | 5,200,000 | $21,684 | 1.0% | $4.35 | -9.3% | COM NEW | 66987E206 |
| — | PRA GROUP INC | 24,000,000 | $21,480 | 1.0% | $1.05 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | CURO GROUP HLDGS CORP | 2,085,467 | $20,917 | 1.0% | $17.13 | — | COM | 23131L107 |
| — | NEWPARK RES INC | 17,000,000 | $20,853 | 1.0% | $1.23 | — | NOTE 4.000%12/0 | 651718AE8 |
| — | REDWOOD TR INC | 20,000,000 | $19,200 | 0.9% | $0.98 | — | NOTE 4.750% 8/1 | 758075AC9 |
| DIS | DISNEY WALT CO | 171,286 | $19,018 | 0.9% | $107.88 | 0.0% | COM DISNEY | 254687106 |
| PCG | PG&E CORP | 1,000,000 | $17,800 | 0.8% | $32.19 | -50.2% | COM | 69331C108 |
| — | LIBERTY MEDIA CORP DELAWARE | 438,000 | $16,723 | 0.8% | $31.36 | — | COM A SIRIUSXM | 531229409 |
| XLP | SELECT SECTOR SPDR TR | 290,000 | $16,272 | 0.7% | $50.78 | — | SBI CONS STPLS | 81369Y308 |
| — | LORAL SPACE & COMMUNICATNS I | 450,000 | $16,223 | 0.7% | $37.25 | — | COM | 543881106 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 41,713 | $14,408 | 0.7% | $340.91 | — | UTSER1 S&PDCRP | 78467Y107 |
| KRNY | KEARNY FINL CORP MD | 1,045,629 | $13,457 | 0.6% | $12.82 | +2.4% | COM | 48716P108 |
| NXE | NEXGEN ENERGY LTD | 8,038,000 | $12,991 | 0.6% | $1.74 | 0.0% | COM | 65340P106 |
| — | HORIZON PHARMA INVT LTD | 10,000,000 | $11,344 | 0.5% | $1.13 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | APOLLO COML REAL EST FIN INC | 10,500,000 | $10,290 | 0.5% | $1.00 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | AMCI ACQUISITION CORP | 1,000,000 | $10,135 | 0.5% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | ISIS PHARMACEUTICALS INC DEL | 7,400,000 | $10,004 | 0.5% | $1.02 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | APOLLO COML REAL EST FIN INC | 10,000,000 | $9,813 | 0.4% | $0.96 | — | NOTE 5.375%10/1 | 03762UAC9 |
| UUUU | ENERGY FUELS INC | 2,674,227 | $8,905 | 0.4% | $3.11 | -3.3% | COM NEW | 292671708 |
| — | GAIN CAP HLDGS INC | 8,500,000 | $8,502 | 0.4% | $1.04 | — | NOTE 5.000% 8/1 | 36268WAF7 |
| EXP | EAGLE MATERIALS INC | 100,480 | $8,470 | 0.4% | $69.83 | 0.0% | COM | 26969P108 |
| — | ENCORE CAP GROUP INC | 7,968,000 | $7,575 | 0.3% | $1.01 | — | NOTE 3.000% 7/0 | 292554AF9 |
| — | GRANITE PT MTG TR INC | 7,000,000 | $7,092 | 0.3% | $0.99 | — | NOTE 6.375%10/0 | 38741LAC1 |
| — | TEAM INC | 6,500,000 | $7,069 | 0.3% | $1.24 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | OPKO HEALTH INC | 7,000,000 | $6,681 | 0.3% | $0.95 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| ENVA | ENOVA INTL INC | 280,000 | $6,390 | 0.3% | $22.19 | +6.1% | COM | 29357K103 |
| SOXX | ISHARES TR | 30,000 | $5,686 | 0.3% | $189.53 | — | PHLX SEMICND ETF | 464287523 |
| — | COLFAX CORP | 40,000 | $5,325 | 0.2% | $133.13 | — | UNIT 01/15/2022T | 194014205 |
| — | WEIGHT WATCHERS INTL INC NEW | 250,000 | $5,038 | 0.2% | $20.15 | — | COM | 948626106 |
| — | GS ACQUISITION HLDGS CORP | 500,000 | $5,010 | 0.2% | $9.75 | — | COM CL A | 36255F102 |
| FTDR | FRONTDOOR INC | 143,300 | $4,932 | 0.2% | $30.54 | 0.0% | COM | 35905A109 |
| — | GOLDCORP INC NEW | 395,000 | $4,519 | 0.2% | $13.60 | — | COM | 380956409 |
| — | VEECO INSTRS INC DEL | 4,500,000 | $3,878 | 0.2% | $0.90 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | INTELSAT S A | 236,400 | $3,702 | 0.2% | $9.46 | — | COM | L5140P101 |
| IWM | ISHARES TR | 23,300 | $3,567 | 0.2% | $153.09 | — | RUSSELL 2000 ETF | 464287655 |
| — | PLURALSIGHT INC | 77,000 | $2,444 | 0.1% | $31.74 | — | COM CL A | 72941B106 |
| CHGG | CHEGG INC | 64,000 | $2,440 | 0.1% | $36.43 | 0.0% | COM | 163092109 |
| — | AMAG PHARMACEUTICALS INC | 2,500,000 | $2,175 | 0.1% | $0.91 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| NOMD | NOMAD FOODS LTD | 100,000 | $2,045 | 0.1% | $19.23 | 0.0% | USD ORD SHS | G6564A105 |
| — | GORDON POINTE ACQUISITION CO | 163,000 | $1,665 | 0.1% | $9.88 | — | COM CLASS A | 382788107 |
| — | BARRICK GOLD CORPORATION | 114,000 | $1,563 | 0.1% | $13.13 | — | COM | 067901108 |
| — | LF CAP ACQUISITION CORP | 143,800 | $1,445 | 0.1% | $9.58 | — | CL A | 50200K108 |
| UEC | URANIUM ENERGY CORP | 800,000 | $1,120 | 0.1% | $1.32 | 0.0% | COM | 916896103 |
| URG | UR ENERGY INC | 1,000,000 | $824 | 0.0% | $0.73 | 0.0% | COM | 91688R108 |
| — | GS ACQUISITION HLDGS CORP | 166,666 | $246 | 0.0% | $1.65 | — | *W EXP 06/12/202 | 36255F110 |
| — | CAESARS ENTMT CORP | 106,164 | $152 | 0.0% | $1.43 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | FORUM MERGER II CORP | 200,000 | $88 | 0.0% | $0.44 | — | *W EXP 09/30/202 | 34986F111 |
| — | MONOCLE ACQUISITION CORP | 200,000 | $72 | 0.0% | $0.36 | — | *W EXP 12/06/202 | 609754114 |
| — | TRINITY MERGER CORP | 200,000 | $72 | 0.0% | $0.36 | — | *W EXP 05/11/202 | 89653L114 |
| — | GRAF INDL CORP | 118,361 | $39 | 0.0% | $0.33 | — | *W EXP 12/31/202 | 384278115 |
| — | TRIDENT ACQUISITIONS CORP | 106,500 | $17 | 0.0% | $0.16 | — | *W EXP 05/09/202 | 89615T114 |