CIK: 0001447578 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 15, 2018
Total Value ($000): $1,345,374 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET EMRG MKT DEBT | 3,892,264 | $56,555 | 4.2% | $15.50 | — | COM | 95766A101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,587,173 | $46,633 | 3.5% | $13.34 | — | COM | 670657105 |
| — | EATON VANCE LTD DUR INCOME F | 3,368,912 | $43,863 | 3.3% | $13.67 | — | COM | 27828H105 |
| — | WESTERN ASSET HIGH INCM OPP | 9,023,372 | $43,402 | 3.2% | $5.04 | — | COM | 95766K109 |
| — | LIBERTY ALL STAR EQUITY FD | 6,273,997 | $38,460 | 2.9% | $5.71 | — | SH BEN INT | 530158104 |
| — | BLACKROCK CR ALLCTN INC TR | 2,954,815 | $37,438 | 2.8% | $12.97 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 3,507,621 | $37,146 | 2.8% | $10.98 | — | COM | 09255P107 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 4,128,193 | $36,906 | 2.7% | $8.88 | — | COM SH BEN INT N | 021060207 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,360,713 | $34,624 | 2.6% | $9.16 | — | COM SHS | 67073D102 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 2,690,950 | $28,793 | 2.1% | $11.38 | — | SH BEN INT | 18914E106 |
| — | NUVEEN QUALITY MUNCP INCOME | 2,144,819 | $28,183 | 2.1% | $13.87 | — | COM | 67066V101 |
| — | TEMPLETON GLOBAL INCOME FD | 4,347,815 | $27,783 | 2.1% | $7.16 | — | COM | 880198106 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,139,638 | $27,580 | 2.0% | $12.89 | — | COM | 10537L104 |
| — | INVESCO SR INCOME TR | 6,091,346 | $26,802 | 2.0% | $4.22 | — | COM | 46131H107 |
| — | TEMPLETON EMERG MKTS INCOME | 2,289,252 | $25,869 | 1.9% | $11.09 | — | COM | 880192109 |
| — | HIGHLAND FLOATNG RATE OPPRT | 1,591,553 | $25,449 | 1.9% | $15.60 | — | SHS BEN INT | 43010E404 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 1,830,148 | $25,402 | 1.9% | $14.68 | — | COM | 74433A109 |
| — | VOYA PRIME RATE TR | 4,594,084 | $23,935 | 1.8% | $5.23 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET CLYM INFL OPP | 1,958,859 | $22,174 | 1.6% | $11.34 | — | COM | 95766R104 |
| — | WESTERN ASSET GLB HI INCOME | 2,248,627 | $21,160 | 1.6% | $10.10 | — | COM | 95766B109 |
| — | BROOKFIELD REAL ASSETS INCOM | 958,541 | $20,867 | 1.6% | $22.37 | — | SHS BEN INT | 112830104 |
| — | INVESCO DYNAMIC CR OPP FD | 1,725,921 | $20,245 | 1.5% | $11.71 | — | COM | 46132R104 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 769,204 | $17,676 | 1.3% | $21.79 | — | COM NEW | 65340G205 |
| — | KAYNE ANDERSON MLP INVT CO | 1,056,569 | $17,402 | 1.3% | $17.81 | — | COM | 486606106 |
| SPY | SPDR S&P 500 ETF TR | 55,719 | $14,678 | 1.1% | $263.43 | — | TR UNIT | 78462F103 |
| — | DELAWARE ENHANCED GBL DIV & | 1,269,399 | $14,674 | 1.1% | $11.35 | — | COM | 246060107 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,148,018 | $14,580 | 1.1% | $12.75 | — | COM | 01883A107 |
| — | PRUDENTIAL SHT DURATION HG Y | 1,027,780 | $14,523 | 1.1% | $14.71 | — | COM | 74442F107 |
| — | BLACKROCK MULTI-SECTOR INC T | 836,494 | $14,045 | 1.0% | $16.98 | — | COM | 09258A107 |
| — | REAVES UTIL INCOME FD | 495,542 | $13,989 | 1.0% | $30.00 | — | COM SH BEN INT | 756158101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 291,859 | $13,712 | 1.0% | $39.20 | — | FTSE EMR MKT ETF | 922042858 |
| — | WESTERN ASSET HGH YLD DFNDFD | 935,650 | $13,660 | 1.0% | $16.10 | — | COM | 95768B107 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,701,272 | $13,304 | 1.0% | $11.79 | — | COM | 617477104 |
| — | BLACKROCK DEBT STRAT FD INC | 1,135,754 | $13,197 | 1.0% | $11.52 | — | COM NEW | 09255R202 |
| — | MANAGED DURATION INVT GRD FU | 949,919 | $12,919 | 1.0% | $13.50 | — | COM | 56165R103 |
| — | ALLIANZGI CON INCM 2024 TARG | 1,388,048 | $12,798 | 1.0% | $9.10 | — | COM | 01883H102 |
| — | FIRST TR SR FLOATING RATE 20 | 1,353,833 | $12,672 | 0.9% | $9.13 | — | COM SHS | 33740K101 |
| — | INVESCO HIGH INCOME TR II | 825,764 | $11,453 | 0.9% | $14.20 | — | COM | 46131F101 |
| — | POWERSHARES ETF TRUST | 100,632 | $11,088 | 0.8% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 916,372 | $10,291 | 0.8% | $12.94 | — | COM | 92837G100 |
| — | GARRISON CAP INC | 1,259,445 | $10,227 | 0.8% | $9.31 | — | COM | 366554103 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,068,402 | $10,032 | 0.7% | $9.68 | — | COM | 61744H105 |
| — | ARES DYNAMIC CR ALLOCATION F | 589,760 | $9,578 | 0.7% | $14.79 | — | COM | 04014F102 |
| — | WESTERN ASSET CLYM INFL SEC | 830,178 | $9,572 | 0.7% | $11.52 | — | COM SH BEN INT | 95766Q106 |
| — | CENTRAL FD CDA LTD | 694,364 | $9,179 | 0.7% | $13.18 | — | CL A | 153501101 |
| — | SPROTT FOCUS TR INC | 1,164,832 | $9,074 | 0.7% | $6.82 | — | COM | 85208J109 |
| — | NUVEEN MTG OPPORTUNITY TERM | 377,174 | $8,977 | 0.7% | $23.57 | — | COM | 670735109 |
| — | FS INVT CORP | 1,173,759 | $8,510 | 0.6% | $7.35 | — | COM | 302635107 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 367,124 | $8,301 | 0.6% | $23.99 | — | COM | 67074R100 |
| — | DELAWARE INVTS DIV & INCOME | 776,608 | $8,178 | 0.6% | $10.55 | — | COM | 245915103 |
| — | WESTERN ASSET HIGH INCM FD I | 1,208,520 | $7,928 | 0.6% | $6.89 | — | COM | 95766J102 |
| — | TRI CONTL CORP | 297,938 | $7,839 | 0.6% | $18.22 | — | COM | 895436103 |
| — | CORPORATE CAP TR INC | 452,541 | $7,648 | 0.6% | $15.98 | — | COM | 219880101 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 471,457 | $7,600 | 0.6% | $17.01 | — | SHS | 67075G103 |
| ARCC | ARES CAP CORP | 475,494 | $7,546 | 0.6% | $7.42 | +0.7% | COM | 04010L103 |
| — | WELLS FARGO INCOME OPPORTUNI | 937,570 | $7,538 | 0.6% | $8.44 | — | WF INC OPPTY FD | 94987B105 |
| — | POWERSHARES ETF TR II | 307,565 | $7,231 | 0.5% | $19.72 | — | EMER MRKT PORT | 73936T763 |
| — | TORTOISE ENERGY INFRA CORP | 284,843 | $7,115 | 0.5% | $27.86 | — | COM | 89147L100 |
| — | EATON VANCE SR INCOME TR | 988,898 | $6,734 | 0.5% | $6.39 | — | SH BEN INT | 27826S103 |
| — | CLOUGH GLOBAL EQUITY FD | 510,760 | $6,716 | 0.5% | $13.01 | — | COM | 18914C100 |
| — | BLACKROCK MUN 2030 TAR TERM | 291,413 | $6,210 | 0.5% | $21.31 | — | COM SHS BEN IN | 09257P105 |
| — | BLACKSTONE GSO STRATEGIC CR | 383,818 | $6,095 | 0.5% | $16.54 | — | COM SHS BEN IN | 09257R101 |
| — | MFS CHARTER INCOME TR | 743,051 | $6,034 | 0.4% | $8.99 | — | SH BEN INT | 552727109 |
| — | NEUBERGER BERMAN HGH YLD FD | 541,317 | $6,030 | 0.4% | $11.96 | — | COM | 64128C106 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 459,578 | $6,025 | 0.4% | $13.81 | — | COM | 09253X102 |
| — | ADVENT CLAYMORE CV SECS & IN | 399,079 | $6,018 | 0.4% | $13.57 | — | COM | 00764C109 |
| — | ROYCE MICRO-CAP TR INC | 625,809 | $5,858 | 0.4% | $8.01 | — | COM | 780915104 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 634,898 | $5,708 | 0.4% | $9.19 | — | COM | 67077P101 |
| — | EAGLE GRWTH & INCOME OPPTY F | 376,871 | $5,664 | 0.4% | $16.24 | — | COM SHS BEN IN | 26958J105 |
| VEA | VANGUARD TAX MANAGED INTL FD | 126,277 | $5,588 | 0.4% | $41.26 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN INT DUR QUAL MUN TRM | 438,324 | $5,505 | 0.4% | $12.44 | — | COM | 670677103 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 623,179 | $5,465 | 0.4% | $7.77 | — | SHS | 25160E102 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4,897 | 0.4% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,024,590 | $4,857 | 0.4% | $4.88 | — | COM | 003009107 |
| — | MORGAN STANLEY TRUSTS | 246,874 | $4,649 | 0.3% | $17.32 | — | INCOME SECS INC | 61745P874 |
| — | ADVENT CLAY CONV SEC INC FD | 810,003 | $4,536 | 0.3% | $5.98 | — | COM | 007639107 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 345,284 | $4,320 | 0.3% | $13.21 | — | COM | 01864U106 |
| — | MORGAN STANLEY EMER MKTS FD | 231,319 | $4,263 | 0.3% | $18.28 | — | COM | 61744G107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 510,904 | $4,046 | 0.3% | $8.65 | — | COM | 00765E104 |
| — | ONE MADISON CORP | 400,000 | $4,000 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | NUVEEN MUN VALUE FD INC | 404,451 | $3,830 | 0.3% | $9.47 | — | COM | 670928100 |
| — | PENSARE ACQUISITION CORP | 389,994 | $3,791 | 0.3% | $9.67 | — | COM | 70957E105 |
| — | GENERAL AMERN INVS INC | 110,023 | $3,682 | 0.3% | $32.17 | — | COM | 368802104 |
| — | BLACKROCK LTD DURATION INC T | 225,861 | $3,406 | 0.3% | $15.16 | — | COM SHS | 09249W101 |
| — | MADISON CVRED CALL & EQ STR | 437,710 | $3,178 | 0.2% | $7.82 | — | COM | 557437100 |
| — | HENNESSY CAP ACQUSTON CORP I | 310,904 | $3,078 | 0.2% | $9.80 | — | COM | 42588L105 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 327,258 | $3,050 | 0.2% | $9.24 | — | COM | 27831H100 |
| — | LEISURE ACQUISITION CORP | 306,600 | $3,035 | 0.2% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | OHA INVT CORP | 2,149,690 | $3,010 | 0.2% | $3.42 | — | COM | 67091U102 |
| GDX | VANECK VECTORS ETF TR | 135,594 | $2,980 | 0.2% | $27.71 | — | GOLD MINERS ETF | 92189F106 |
| — | PIMCO HIGH INCOME FD | 388,789 | $2,947 | 0.2% | $7.46 | — | COM SHS | 722014107 |
| — | HAYMAKER ACQUISITION CORP | 295,000 | $2,935 | 0.2% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $2,922 | 0.2% | $9.65 | — | SHS | G2345N102 |
| — | NUVEEN INTER DURATION MN TMF | 217,684 | $2,734 | 0.2% | $12.56 | — | COM | 670671106 |
| — | PIMCO STRATEGIC INCOME FD IN | 281,056 | $2,608 | 0.2% | $9.18 | — | COM | 72200X104 |
| — | OPES ACQUISITION CORP | 250,000 | $2,514 | 0.2% | $10.06 | — | UNIT 03/07/2023 | 68373P209 |
| — | ALLIANZGI EQUITY & CONV INCO | 121,316 | $2,510 | 0.2% | $19.13 | — | COM | 018829101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2,484 | 0.2% | $10.23 | — | UNIT 11/20/2022 | 089482202 |
| — | AMERICAN CAP SR FLOATING LTD | 212,648 | $2,371 | 0.2% | $10.56 | — | COM | 02504D108 |
| NESR | NATIONAL ENERGY SERVICES REU | 230,000 | $2,284 | 0.2% | $9.55 | — | SHS | G6375R107 |
| — | MODERN MEDIA ACQUISITION | 228,000 | $2,269 | 0.2% | $9.80 | — | COM | 60765P103 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 183,825 | $2,186 | 0.2% | $11.89 | — | COM | 01879R106 |
| — | KBL MERGER CORP IV | 220,375 | $2,171 | 0.2% | $9.71 | — | COM | 48242A104 |
| PHUN | STELLAR ACQUISITION III INC | 200,000 | $2,070 | 0.2% | $10.18 | — | COM | Y8172W107 |
| — | UNION ACQUISITION CORP | 200,000 | $2,046 | 0.2% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $2,044 | 0.2% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | LEGACY ACQUISITION CORP | 200,000 | $1,990 | 0.1% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | EATON VANCE MUNI INCOME TRUS | 169,147 | $1,981 | 0.1% | $12.12 | — | SH BEN INT | 27826U108 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 165,870 | $1,866 | 0.1% | $11.63 | — | COM SHS | 723763108 |
| — | PIMCO DYNMIC CREDIT AND MRT | 81,175 | $1,857 | 0.1% | $22.44 | — | COM SHS | 72202D106 |
| — | BLACK RIDGE ACQUISITION CORP | 191,057 | $1,851 | 0.1% | $9.65 | — | COM | 09216T107 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $1,808 | 0.1% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | SPECIAL OPPORTUNITIES FD INC | 121,321 | $1,789 | 0.1% | $15.20 | — | COM | 84741T104 |
| — | TORTOISE MLP FD INC | 110,685 | $1,768 | 0.1% | $15.97 | — | COM | 89148B101 |
| — | LAZARD WORLD DIVID & INCOME | 151,717 | $1,745 | 0.1% | $10.41 | — | COM | 521076109 |
| — | OSPREY ENERGY ACQUISITION CO | 175,000 | $1,684 | 0.1% | $9.60 | — | CL A COM | 688397108 |
| IYR | ISHARES TR | 21,924 | $1,655 | 0.1% | $75.49 | — | U.S. REAL ES ETF | 464287739 |
| — | PUTMAN HIGH INCOME SEC FUND | 177,265 | $1,602 | 0.1% | $9.04 | — | SHS BEN INT | 746779107 |
| — | MTECH ACQUISITION CORP | 155,000 | $1,576 | 0.1% | $10.17 | — | UNIT 01/19/2023 | 55378W206 |
| — | APOLLO TACTICAL INCOME FD IN | 96,249 | $1,511 | 0.1% | $15.75 | — | COM | 037638103 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $1,488 | 0.1% | $9.86 | — | COM | 048206106 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $1,472 | 0.1% | $9.75 | — | CL A | 45579J104 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $1,470 | 0.1% | $9.65 | — | CL A | 57682V106 |
| — | MFS MULTIMARKET INCOME TR | 252,833 | $1,459 | 0.1% | $6.40 | — | SH BEN INT | 552737108 |
| — | CUSHING RENAISSANCE FD | 88,965 | $1,399 | 0.1% | $15.73 | — | COM | 231647108 |
| — | FLAHERTY & CRUMRINE TOTAL RE | 69,574 | $1,378 | 0.1% | $19.81 | — | COM | 338479108 |
| — | PIMCO MUNICIPAL INCOME FD | 103,646 | $1,299 | 0.1% | $13.00 | — | COM | 72200R107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 85,549 | $1,264 | 0.1% | $12.03 | — | COM | 006212104 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1,262 | 0.1% | $10.10 | — | UNIT 02/28/2021 | 88633A206 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $1,243 | 0.1% | $9.87 | — | ORD SHS | G1142P104 |
| — | ROYCE VALUE TR INC | 79,861 | $1,243 | 0.1% | $13.65 | — | COM | 780910105 |
| — | FINTECH ACQUISITION CORP II | 125,002 | $1,243 | 0.1% | $9.80 | — | COM | 31810G109 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $1,183 | 0.1% | $9.78 | — | COM CL A | 26146L103 |
| — | GABELLI UTIL TR | 184,979 | $1,152 | 0.1% | $6.23 | — | COM | 36240A101 |
| — | CONSTELLATION ALPHA CAP CORP | 112,469 | $1,110 | 0.1% | $9.75 | — | SHS | G2379F108 |
| — | GABELLI EQUITY TR INC | 174,001 | $1,065 | 0.1% | $6.19 | — | COM | 362397101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 61,413 | $1,027 | 0.1% | $16.72 | — | COM | 95790C107 |
| — | NUVEEN PFD & INCM OPPORTNYS | 94,481 | $946 | 0.1% | $10.01 | — | COM | 67073B106 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 37,556 | $890 | 0.1% | $23.70 | — | COM | 67075A106 |
| — | LMP CAP & INCOME FD INC | 64,910 | $819 | 0.1% | $12.45 | — | COM | 50208A102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 80,001 | $796 | 0.1% | $10.04 | — | CL A | G4182A102 |
| — | MEXICO EQUITY & INCOME FD | 65,237 | $715 | 0.1% | $10.96 | — | COM | 592834105 |
| — | CBRE CLARION GLOBAL REAL EST | 93,500 | $683 | 0.1% | $7.30 | — | COM | 12504G100 |
| — | TCP CAP CORP | 44,651 | $635 | 0.0% | $14.22 | — | COM | 87238Q103 |
| — | NUVEEN BUILD AMER BD FD | 30,243 | $629 | 0.0% | $20.80 | — | COM | 67074C103 |
| — | MADISON STRTG SECTOR PREM FD | 20,427 | $229 | 0.0% | $11.89 | — | COM | 558268108 |
| — | DEUTSCHE STRATEGIC INCOME TR | 17,460 | $214 | 0.0% | $12.26 | — | SHS | 25160F109 |
| NESRW | NATIONAL ENERGY SERVICES REU | 230,000 | $207 | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | COHEN & STEERS REIT & PFD IN | 10,266 | $192 | 0.0% | $18.70 | — | COM | 19247X100 |
| — | PENSARE ACQUISITION CORP | 349,994 | $175 | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | BLACKROCK RES & COMM STRAT T | 17,116 | $152 | 0.0% | $8.79 | — | SHS | 09257A108 |
| — | ABERDEEN CHILE FD INC | 16,500 | $149 | 0.0% | $9.03 | — | COM | 00301W105 |
| — | HENNESSY CAP ACQUSTON CORP I | 168,750 | $140 | 0.0% | $0.85 | — | *W EXP 06/15/202 | 42588L113 |
| — | NEUBERGER BERMAN RE ES SEC F | 26,180 | $125 | 0.0% | $4.77 | — | COM | 64190A103 |
| — | BLACK RIDGE ACQUISITION CORP | 300,000 | $120 | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | CONVERGEONE HLDGS INC | 100,000 | $119 | 0.0% | $1.19 | — | *W EXP 04/12/202 | 212481113 |
| — | ROSEHILL RES INC | 119,700 | $99 | 0.0% | $1.10 | — | *W EXP 09/16/202 | 777385113 |
| — | ABERDEEN INDONESIA FD INC | 13,300 | $97 | 0.0% | $7.29 | — | COM | 00305P106 |
| — | CM SEVEN STAR ACQUISITION CO | 300,000 | $96 | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | STELLAR ACQUISITION III INC | 200,000 | $92 | 0.0% | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $92 | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | FINTECH ACQUISITION CORP II | 62,501 | $83 | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | PENSARE ACQUISITION CORP | 174,997 | $83 | 0.0% | $0.55 | — | *W EXP 07/27/202 | 70957E113 |
| — | INDUSTREA ACQUISITION CORP | 150,000 | $82 | 0.0% | $0.42 | — | *W EXP 08/01/202 | 45579J112 |
| — | KBL MERGER CORP IV | 230,000 | $81 | 0.0% | $0.29 | — | RIGHT 03/22/2019 | 48242A120 |
| — | MATLIN & PARTNERS ACQUISITIO | 150,000 | $75 | 0.0% | $0.50 | — | *W EXP 05/28/202 | 57682V114 |
| — | ATLANTIC ACQUISITION CORP | 150,000 | $74 | 0.0% | $0.60 | — | RIGHT 02/08/2019 | 048206304 |
| — | DRAPER OAKWOOD TECHNOLOGY | 120,000 | $68 | 0.0% | $0.50 | — | RIGHT 09/19/2018 | 26146L129 |
| — | OSPREY ENERGY ACQUISITION CO | 87,500 | $67 | 0.0% | $0.70 | — | *W EXP 07/21/202 | 688397116 |
| — | I AM CAP ACQUISITION CO | 150,000 | $66 | 0.0% | $0.33 | — | *W EXP 05/22/202 | 45074Q116 |
| — | BISON CAP ACQUISITION CORP | 125,000 | $63 | 0.0% | $0.38 | — | RIGHT 03/20/2019 | G1142P138 |
| — | MODERN MEDIA ACQUISITION | 115,000 | $60 | 0.0% | $0.55 | — | *W EXP 05/17/202 | 60765P111 |
| — | KBL MERGER CORP IV | 230,000 | $55 | 0.0% | $0.20 | — | *W EXP 01/15/202 | 48242A112 |
| — | CM SEVEN STAR ACQUISITION CO | 150,000 | $53 | 0.0% | $0.29 | — | *W EXP 08/21/202 | G2345N110 |
| — | DRAPER OAKWOOD TECHNOLOGY | 60,000 | $51 | 0.0% | $0.67 | — | *W EXP 09/19/202 | 26146L111 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $44 | 0.0% | $0.80 | — | *W EXP 99/99/999 | Y37828129 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $43 | 0.0% | $0.31 | — | RIGHT 99/99/9999 | G2379F132 |
| — | GTY TECHNOLOGY HOLDINGS INC | 26,667 | $33 | 0.0% | $1.16 | — | *W EXP 10/25/202 | G4182A128 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $31 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | BLACK RIDGE ACQUISITION CORP | 100,000 | $30 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | BISON CAP ACQUISITION CORP | 62,500 | $25 | 0.0% | $0.37 | — | *W EXP 06/20/202 | G1142P112 |