Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value: $2.297B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NEW MTN FIN CORP | 5,000,000 | $518M | 22.5% | $103.58 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | BLACKROCK TCP CAPITAL CORP | 2,500,000 | $252M | 11.0% | $1.01 | — | NOTE 5.250% 12/1 | 87238QAB9 |
| — | WESTERN ASSET HIGH INCM OPP | 12,322,229 | $63.09M | 2.7% | $5.00 | — | COM | 95766K109 |
| — | NUVEEN QUALITY MUNCP INCOME | 4,174,688 | $58.45M | 2.5% | $13.10 | — | COM | 67066V101 |
| — | EATON VANCE LTD DUR INCOME F | 4,553,627 | $57.6M | 2.5% | $13.27 | — | COM | 27828H105 |
| — | WESTERN ASSET EMRG MKT DEBT | 3,907,885 | $55.96M | 2.4% | $15.00 | — | COM | 95766A101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 3,235,916 | $44.69M | 1.9% | $13.05 | — | COM | 670657105 |
| — | HIGHLAND INCOME FUND HIGHLAND INCOME | 3,218,154 | $44.44M | 1.9% | $14.22 | — | COM | 43010E404 |
| — | INVESCO DYNAMIC CR OPP FD | 3,573,515 | $39.84M | 1.7% | $11.28 | — | COM | 46132R104 |
| — | NUVEEN CR STRATEGIES INCM FD | 4,878,057 | $38.63M | 1.7% | $8.78 | — | COM SHS | 67073D102 |
| — | VOYA PRIME RATE TR | 7,871,360 | $37.47M | 1.6% | $5.00 | — | SH BEN INT | 92913A100 |
| — | INVESCO SR INCOME TR | 8,672,976 | $37.38M | 1.6% | $4.16 | — | COM | 46131H107 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 2,569,502 | $37.13M | 1.6% | $13.73 | — | COM | 69346J106 |
| — | WESTERN ASSET GLB HI INCOME | 3,704,662 | $36.79M | 1.6% | $9.69 | — | COM | 95766B109 |
| — | BLACKROCK CR ALLCTN INC TR | 2,691,270 | $34.91M | 1.5% | $12.97 | — | COM | 092508100 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 2,969,643 | $34.86M | 1.5% | $12.37 | — | COM | 10537L104 |
| — | TEMPLETON GLOBAL INCOME FD | 5,488,809 | $34.8M | 1.5% | $6.97 | — | COM | 880198106 |
| BBDC | BARINGS BDC INC | 3,002,031 | $29.54M | 1.3% | $5.23 | +0.9% | COM | 06759L103 |
| — | WESTERN AST INFL LKD OPP & I | 2,399,134 | $26.85M | 1.2% | $11.24 | — | COM | 95766R104 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,479,862 | $21.65M | 0.9% | $13.93 | — | COM | 69346H100 |
| — | NUVEEN MTG OPPORTUNITY TERM | 728,725 | $16.92M | 0.7% | $23.32 | — | COM | 670735109 |
| — | GOLDMAN SACHS MLP ENERGY REN | 2,021,466 | $16.86M | 0.7% | $7.19 | — | COM | 38148G107 |
| — | NUVEEN FLOATING RATE INCOME | 1,615,433 | $15.91M | 0.7% | $9.40 | — | COM | 67072T108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 1,245,879 | $15.45M | 0.7% | $12.41 | — | COM | 01883A107 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,287,219 | $15.06M | 0.7% | $11.39 | — | COM | 64128C106 |
| — | PUTNAM MUN OPPORTUNITIES TR | 1,184,776 | $15M | 0.7% | $11.73 | — | SH BEN INT | 746922103 |
| — | BLACKROCK DEBT STRAT FD INC | 1,374,028 | $14.8M | 0.6% | $10.15 | — | COM NEW | 09255R202 |
| — | CORNERSTONE STRATEGIC VALUE | 1,229,863 | $14.32M | 0.6% | $13.36 | — | COM | 21924B302 |
| — | WESTERN ASSET HIGH INCM FD I | 2,037,554 | $14.16M | 0.6% | $6.76 | — | COM | 95766J102 |
| — | EATON VANCE FLTING RATE INC | 1,036,167 | $13.97M | 0.6% | $12.92 | — | COM | 278279104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 897,738 | $13.44M | 0.6% | $15.81 | — | COM | 95768B107 |
| — | WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD | 1,600,773 | $13.19M | 0.6% | $7.89 | — | COM | 94987B105 |
| — | BLACKROCK MULTI-SECTOR INC T | 713,525 | $12.45M | 0.5% | $16.50 | — | COM | 09258A107 |
| — | EATON VANCE SR FLTNG RTE TR | 912,090 | $11.94M | 0.5% | $12.53 | — | COM | 27828Q105 |
| — | INVESCO MUN OPPORTUNITY TR | 962,129 | $11.83M | 0.5% | $11.04 | — | COM | 46132C107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 950,498 | $11.2M | 0.5% | $10.95 | — | COM | 01879R106 |
| — | ADVENT CLAYMORE CV SECS & IN | 739,943 | $11.14M | 0.5% | $14.05 | — | COM | 00764C109 |
| — | INVESCO HIGH INCOME TR II | 761,920 | $11.06M | 0.5% | $14.23 | — | COM | 46131F101 |
| — | FIRST TR HIGH INCOME L/S FD | 734,235 | $11.03M | 0.5% | $14.27 | — | COM | 33738E109 |
| — | NUVEEN CA QUALTY MUN INCOME | 759,258 | $10.99M | 0.5% | $12.77 | — | COM | 67066Y105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,164,418 | $10.89M | 0.5% | $11.38 | — | SH BEN INT | 18914E106 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 34,521 | $10.12M | 0.4% | $270.54 | — | COM | 78462F103 |
| — | BLACKROCK FLOAT RATE OME STR | 769,532 | $9.873M | 0.4% | $11.95 | — | COM | 09255X100 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 709,952 | $9.293M | 0.4% | $11.61 | — | COM | 670656107 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 600,198 | $9.285M | 0.4% | $15.65 | — | SHS | 67075G103 |
| — | DELAWARE ENHANCED GBL DIV & | 928,114 | $9.188M | 0.4% | $11.31 | — | COM | 246060107 |
| — | KAYNE ANDERSN MLP MIDS INVT | 593,236 | $9.082M | 0.4% | $17.56 | — | COM | 486606106 |
| — | BLACKROCK MUNIYIELD QLTY FD | 683,169 | $9.018M | 0.4% | $12.93 | — | COM | 09254E103 |
| — | FRANKLIN LTD DURATION INC T | 926,675 | $8.924M | 0.4% | $9.10 | — | COM | 35472T101 |
| — | ARES DYNAMIC CR ALLOCATION F | 579,607 | $8.769M | 0.4% | $14.45 | — | COM | 04014F102 |
| — | FS KKR CAPITAL CORP | 1,381,016 | $8.231M | 0.4% | $5.33 | — | COM | 302635107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 541,758 | $8.078M | 0.4% | $14.85 | — | COM | 670980101 |
| — | MORGAN STANLEY EMER MKTS DEB | 854,901 | $7.968M | 0.3% | $9.57 | — | COM | 61744H105 |
| — | NUVEEN AMT FREE MUN CR INC F | 488,781 | $7.757M | 0.3% | $13.73 | — | COM | 67071L106 |
| — | GARRISON CAP INC | 1,107,708 | $7.643M | 0.3% | $9.05 | — | COM | 366554103 |
| — | TORTOISE MIDSTRM ENERGY FD I | 563,096 | $7.596M | 0.3% | $14.89 | — | COM | 89148B101 |
| XPHDX | PIONEER FLOATING RATE TR | 698,749 | $7.47M | 0.3% | $10.27 | — | COM | 72369J102 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 562,054 | $7.447M | 0.3% | $12.48 | — | SH BEN INT | 09248E102 |
| PRF | INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 | 61,419 | $7.164M | 0.3% | $118.76 | — | COM | 46137V613 |
| — | WESTERN ASSET CORPORATE LN F | 748,387 | $7.162M | 0.3% | $9.03 | — | COM | 95790J102 |
| — | BLACKROCK LTD DURATION INC T | 475,181 | $7.128M | 0.3% | $14.84 | — | COM SHS | 09249W101 |
| — | CORNERSTONE TOTAL RTRN FD IN | 626,669 | $7.094M | 0.3% | $12.77 | — | COM | 21924U300 |
| — | EATON VANCE SR INCOME TR | 1,093,265 | $6.8M | 0.3% | $6.36 | — | SH BEN INT | 27826S103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 497,741 | $6.794M | 0.3% | $12.93 | — | COM | 09254L107 |
| — | ALLIANZGI CON INCM 2024 TARG | 696,518 | $6.429M | 0.3% | $8.87 | — | COM | 01883H102 |
| — | BLACKROCK CORPOR HI YLD FD I | 575,184 | $6.166M | 0.3% | $10.77 | — | COM | 09255P107 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 439,887 | $5.98M | 0.3% | $12.49 | — | COM | 64123C101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 413,935 | $5.878M | 0.3% | $13.15 | — | COM | 09254N103 |
| — | EATON VANCE MUN BD FD | 470,617 | $5.85M | 0.3% | $11.88 | — | COM | 27827X101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 430,309 | $5.788M | 0.3% | $12.70 | — | COM | 01864U106 |
| — | BLACKROCK NY MUNI INC QLTY T | 394,886 | $5.244M | 0.2% | $12.46 | — | COM | 09249U105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 459,351 | $5.067M | 0.2% | $10.05 | — | COM | 27828A100 |
| — | NUVEEN NORTH CAROLINA QLTY M | 379,343 | $5.057M | 0.2% | $12.72 | — | COM | 67060P100 |
| — | TEMPLETON EMERG MKTS INCOME | 489,237 | $5M | 0.2% | $11.09 | — | COM | 880192109 |
| — | FIRST TR SR FLG RTE INCM FD | 416,898 | $4.999M | 0.2% | $11.47 | — | COM | 33733U108 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 562,448 | $4.989M | 0.2% | $8.79 | — | COM NEW | 641876800 |
| — | SPECIAL OPPORTUNITIES FD INC | 191,280 | $4.841M | 0.2% | $25.83 | — | PFD CONV SE B | 84741T302 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 214,107 | $4.815M | 0.2% | $23.90 | — | COM | 67074R100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 388,155 | $4.803M | 0.2% | $12.28 | — | COM | 67072B107 |
| — | BLACKROCK FLOATING RATE INCO | 385,337 | $4.786M | 0.2% | $11.71 | — | COM | 091941104 |
| — | NUVEEN SR INCOME FD | 794,079 | $4.669M | 0.2% | $5.52 | — | COM | 67067Y104 |
| — | EATON VANCE TAX MNGD BUY WRI | 491,514 | $4.63M | 0.2% | $8.78 | — | COM SH BEN IN | 27829M103 |
| — | NUVEEN CONNECTICUT QLTY MUN COM | 353,826 | $4.589M | 0.2% | $12.23 | — | COM | 67060D107 |
| — | ABERDEEN EMRG MRKTS EQT INM | 600,996 | $4.393M | 0.2% | $6.79 | — | COM | 00301W105 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 356,455 | $4.37M | 0.2% | $11.53 | — | COM | 64124K102 |
| — | ALLIANCE CALIF MUN INCOME FD | 288,140 | $4.337M | 0.2% | $13.45 | — | COM | 018546101 |
| — | SPECIAL OPPORTUNITIES FD INC | 309,130 | $4.251M | 0.2% | $13.20 | — | COM | 84741T104 |
| PXH | INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG | 187,653 | $4.053M | 0.2% | $21.14 | — | COM | 46138E727 |
| — | SPROTT FOCUS TR INC | 568,256 | $3.83M | 0.2% | $6.79 | — | COM | 85208J109 |
| — | LAZARD WORLD DIVID & INCOME | 373,077 | $3.712M | 0.2% | $9.81 | — | COM | 521076109 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 249,010 | $3.636M | 0.2% | $12.62 | — | COM | 670651108 |
| — | BLACKROCK MUNICIPL INC QLTY | 263,978 | $3.632M | 0.2% | $12.47 | — | COM | 092479104 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 371,777 | $3.621M | 0.2% | $9.76 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 209,028 | $3.585M | 0.2% | $15.49 | — | COM | 95790C107 |
| — | NUVEEN INTER DURATION MN TMF | 264,842 | $3.557M | 0.2% | $12.48 | — | COM | 670671106 |
| — | NUVEEN INT DUR QUAL MUN TRM | 256,877 | $3.419M | 0.1% | $12.43 | — | COM | 670677103 |
| — | EAGLE GRWTH & INCOME OPPTY F | 215,886 | $3.316M | 0.1% | $15.76 | — | COM SHS BEN IN | 26958J105 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 268,982 | $3.282M | 0.1% | $10.86 | — | COM SHS | 723763108 |
| — | PROFICIENT ALPHA ACQUSTN COR | 325,000 | $3.266M | 0.1% | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | LEISURE ACQUISITION CORP | 306,594 | $3.118M | 0.1% | $9.68 | — | COM | 52539T107 |
| — | GRAF INDL CORP | 300,000 | $3.087M | 0.1% | $10.01 | — | UNIT 12/31/2025 | 384278206 |
| — | ANDINA ACQUISITION CORP III | 300,000 | $3.084M | 0.1% | $10.10 | — | UNIT 09/24/2020 | G04415116 |
| — | TKK SYMPHONY ACQUISITION COR | 300,000 | $3.081M | 0.1% | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | DD3 ACQUISITION CORP | 300,000 | $3.072M | 0.1% | $10.00 | — | UNIT 10/12/2023 | G2692M129 |
| — | BLACKROCK MUNIYIELD NY QLTY | 241,552 | $3.07M | 0.1% | $11.96 | — | COM | 09255E102 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,000 | $3.045M | 0.1% | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | CHURCHILL CAP CORP II | 300,000 | $3.045M | 0.1% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| — | DTF TAX-FREE INCOME INC | 219,201 | $3.034M | 0.1% | $13.84 | — | COM | 23334J107 |
| — | TRINE ACQUISITION CORP | 275,000 | $2.778M | 0.1% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | DREYFUS STRATEGIC MUNS INC | 335,552 | $2.741M | 0.1% | $7.17 | — | COM | 261932107 |
| VWO | VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | 63,796 | $2.713M | 0.1% | $39.35 | — | COM | 922042858 |
| — | TUSCAN HOLDINGS CORP | 250,000 | $2.65M | 0.1% | $10.42 | — | UNIT 99/99/9999 | 90069K203 |
| — | OPES ACQUISITION CORP | 250,000 | $2.575M | 0.1% | $9.70 | — | COM | 68373P100 |
| — | 8I ENTERPRISES ACQUISITIN CO | 240,000 | $2.532M | 0.1% | $10.04 | — | UNIT 99/99/9999 | G2956M138 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $2.527M | 0.1% | $9.94 | — | COM | 089482103 |
| — | AGBA ACQUISITION LTD | 250,000 | $2.505M | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | BLACKROCK RES & COMM STRAT T | 293,282 | $2.399M | 0.1% | $8.41 | — | SHS | 09257A108 |
| — | ROYCE VALUE TR INC | 167,669 | $2.334M | 0.1% | $11.74 | — | COM | 780910105 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 55,877 | $2.331M | 0.1% | $41.26 | — | COM | 921943858 |
| — | APOLLO SR FLOATING RATE FD I | 153,837 | $2.3M | 0.1% | $14.52 | — | COM | 037636107 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $2.284M | 0.1% | $9.60 | — | SHS | G9145A107 |
| — | WEALTHBRIDGE ACQUISITION LTD | 225,000 | $2.284M | 0.1% | $10.04 | — | UNIT 99/99/9999 | G4887W102 |
| — | PURE ACQUISITION CORP | 224,996 | $2.281M | 0.1% | $9.65 | — | CL A | 74621Q106 |
| — | BLACKROCK MUN 2030 TAR TERM | 94,510 | $2.195M | 0.1% | $20.39 | — | COM SHS BEN IN | 09257P105 |
| — | SOUTH MTN MERGER CORP | 214,000 | $2.14M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | ALBERTON ACQUISITION CORP | 200,000 | $2.092M | 0.1% | $10.09 | — | UNIT 04/22/2020 | G35006116 |
| — | HENNESSY CAP ACQUSTION CORP | 200,000 | $2.08M | 0.1% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | BOXWOOD MERGER CORP | 200,000 | $2.06M | 0.1% | $9.96 | — | UNIT 11/26/2025 | 10319T200 |
| — | LEO HOLDINGS CORP | 200,000 | $2.054M | 0.1% | $10.27 | — | COM CL A | G5463L105 |
| — | CHARDAN HEALTHCARE ACQUISITI | 200,000 | $2.038M | 0.1% | $10.01 | — | UNIT 12/13/2023 | 15957A207 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $2.036M | 0.1% | $9.64 | — | COM CLASS A | 624745105 |
| — | AMCI ACQUISITION CORP | 200,000 | $2.034M | 0.1% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | LEGACY ACQUISITION CORP | 200,000 | $2.02M | 0.1% | $9.64 | — | COM CL A | 524643103 |
| — | GX ACQUISITION CORP | 200,000 | $2.01M | 0.1% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | CRESCENT ACQUISITION CORP | 200,000 | $2.01M | 0.1% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | GIGCAPITAL2 INC | 200,000 | $2.006M | 0.1% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 150,977 | $1.987M | 0.1% | $12.46 | — | COM | 09255C106 |
| — | BLACK RIDGE ACQUISITION CORP | 191,057 | $1.958M | 0.1% | $9.65 | — | COM | 09216T107 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $1.808M | 0.1% | $9.73 | — | COM CLASS A | 382788107 |
| — | INDIA FD INC | 84,690 | $1.802M | 0.1% | $23.85 | — | COM | 454089103 |
| — | OHA INVT CORP | 1,640,387 | $1.799M | 0.1% | $3.42 | — | COM | 67091U102 |
| — | EATON VANCE CA MUNI INCOME T | 132,168 | $1.636M | 0.1% | $12.12 | — | SH BEN INT | 27826F101 |
| — | FINTECH ACQUISITION CORP III | 150,000 | $1.606M | 0.1% | $9.96 | — | UNIT 12/01/2023 | 31811A309 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $1.565M | 0.1% | $9.71 | — | SHS CLASS A | G8857R100 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.554M | 0.1% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | CF FIN ACQUISITION CORP | 150,000 | $1.553M | 0.1% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $1.551M | 0.1% | $9.75 | — | COM | 89615T106 |
| — | INVESCO QUALITY MUNI INC TRS | 124,370 | $1.543M | 0.1% | $11.34 | — | COM | 46133G107 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $1.519M | 0.1% | $9.58 | — | COM | 92243N103 |
| — | NUVEEN NEW YORK QLT MUN INC | 108,500 | $1.504M | 0.1% | $12.27 | — | COM | 67066X107 |
| RPLA/U | REPLAY ACQUISITION CORP | 150,000 | $1.503M | 0.1% | $10.02 | — | UNIT 03/01/2024 | G75130123 |
| — | B RILEY PRINCIPAL MERGER COR | 150,000 | $1.497M | 0.1% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 104,135 | $1.489M | 0.1% | $14.30 | — | COM | 723653101 |
| — | INVESCO TR INVT GRADE MUNS | 116,877 | $1.481M | 0.1% | $12.67 | — | COM | 46131M106 |
| — | MEXICO EQUITY & INCOME FD | 126,685 | $1.406M | 0.1% | $10.62 | — | COM | 592834105 |
| — | EATON VANCE FLTG RATE INCOM | 92,649 | $1.389M | 0.1% | $14.99 | — | COM SHS BEN IN | 278284104 |
| — | TENZING ACQUISITION CORP | 125,000 | $1.303M | 0.1% | $10.06 | — | UNIT 08/24/2024 | G8708A124 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 145,889 | $1.295M | 0.1% | $8.46 | — | COM | 67077P101 |
| — | FIRST TR SR FLOATING RATE 20 | 143,702 | $1.279M | 0.1% | $8.29 | — | COM SHS | 33740K101 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $1.275M | 0.1% | $9.61 | — | COM | 88633A107 |
| — | HL ACQUISITIONS CORP | 125,000 | $1.264M | 0.1% | $9.56 | — | SHS | G4603R106 |
| — | BLACKROCK MUNI N Y INTER DUR | 87,042 | $1.246M | 0.1% | $13.84 | — | COM | 09255F109 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 118,000 | $1.204M | 0.1% | $9.70 | — | SHS | G8959N106 |
| — | HIGH INCOME SECS FD | 143,311 | $1.185M | 0.1% | $8.27 | — | SHS BEN INT | 42968F108 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 85,053 | $1.161M | 0.1% | $13.65 | — | COM | 670972108 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 103,965 | $1.099M | 0.0% | $10.84 | — | COM | 92837G100 |
| — | WESTERN ASST INFLTN LKD INM | 93,179 | $1.086M | 0.0% | $11.65 | — | COM SH BEN IN | 95766Q106 |
| — | DWS MUN INCOME TR | 95,099 | $1.072M | 0.0% | $10.26 | — | NEW COM | 233368109 |
| — | HEALTH SCIENCES ACQUSTN CORP | 100,000 | $1.06M | 0.0% | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | LONGEVITY ACQUISITION CORP | 100,000 | $1.032M | 0.0% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | INSURANCE ACQUISITION CORP | 100,000 | $1.031M | 0.0% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | CHASERG TECHNLGY ACQUISITN C | 100,000 | $1.023M | 0.0% | $9.98 | — | UNIT 09/30/2023 | 16166A202 |
| — | EDTECHX HLDGS ACQUISITION CO | 100,000 | $1.022M | 0.0% | $9.98 | — | UNIT 12/31/2025 | 28138X202 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $1.021M | 0.0% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | LF CAP ACQUISITION CORP | 100,000 | $1.018M | 0.0% | $9.60 | — | CL A | 50200K108 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $1.015M | 0.0% | $10.15 | — | COM | 72583A101 |
| — | ACT II GLOBAL ACQUISITION CO | 100,000 | $1.012M | 0.0% | $10.12 | — | UNIT 04/30/2026 | G0080J112 |
| — | ALLEGRO MERGER CORP | 100,000 | $1.002M | 0.0% | $9.53 | — | COM | 01749N103 |
| — | TRINITY MERGER CORP | 96,000 | $989K | 0.0% | $9.77 | — | COM CL A | 89653L106 |
| — | MFS CALIF MUN FD | 73,226 | $874K | 0.0% | $10.26 | — | COM | 59318C106 |
| — | SOURCE CAP INC | 22,709 | $830K | 0.0% | $36.55 | — | COM | 836144105 |
| — | HIGHLAND GLOBAL ALLOCATION F | 72,858 | $819K | 0.0% | $11.69 | — | COM | 43010T104 |
| — | LIBERTY ALL STAR EQUITY FD | 127,564 | $818K | 0.0% | $5.71 | — | SH BEN INT | 530158104 |
| — | MONOCLE ACQUISITION CORP | 75,000 | $772K | 0.0% | $10.04 | — | UNIT 99/99/9999 | 609754205 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $762K | 0.0% | $9.67 | — | SHS | G40981139 |
| — | VOYA EMERGING MKTS HIGH DIVI | 89,448 | $694K | 0.0% | $7.88 | — | COM | 92912P108 |
| — | ROYCE MICRO-CAP TR INC | 82,506 | $678K | 0.0% | $8.22 | — | COM | 780915104 |
| — | BLACKROCK NY MUN INCOME TR I | 47,933 | $662K | 0.0% | $12.38 | — | COM | 09249R102 |
| — | PIMCO ENRGY TACTICAL CR OPP | 32,466 | $637K | 0.0% | $19.62 | — | COM SHS BEN INT | 69346N107 |
| — | INVESCO MUN TR | 48,704 | $600K | 0.0% | $11.05 | — | COM | 46131J103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 40,795 | $573K | 0.0% | $13.43 | — | COM | 09253X102 |
| — | FAR PT ACQUISITION CORP | 49,995 | $509K | 0.0% | $9.68 | — | COM CL A | 30734W109 |
| — | NUVEEN CALIF MUN VALUE FD | 42,316 | $427K | 0.0% | $9.22 | — | COM | 67062C107 |
| — | FRANKLIN UNVL TR | 58,214 | $424K | 0.0% | $7.28 | — | SH BEN INT | 355145103 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 26,725 | $336K | 0.0% | $11.41 | — | COM | 09254G108 |
| — | NUVEEN CA SELECT TAX FREE PR | 22,376 | $331K | 0.0% | $14.79 | — | SH BEN INT | 67063R103 |
| — | THUNDER BRIDGE ACQUISITION L | 150,000 | $303K | 0.0% | $0.45 | — | *W EXP 01/01/202 | G8857R126 |
| — | COLLIER CREEK HOLDINGS | 20,000 | $212K | 0.0% | $10.05 | — | UNIT 99/99/9999 | G22707122 |
| — | BLACKROCK NY MUNICIPAL BOND | 13,339 | $197K | 0.0% | $14.77 | — | COM | 09249P106 |
| — | AKERNA CORP | 48,610 | $145K | 0.0% | $2.98 | — | *W EXP 01/30/202 | 00973W110 |
| — | PIVOTAL ACQUISITION CORP | 100,000 | $135K | 0.0% | $1.35 | — | *W EXP 12/01/202 | 72583A119 |
| — | BLACK RIDGE ACQUISITION CORP | 300,000 | $123K | 0.0% | $0.33 | — | *W EXP 07/10/202 | 09216T115 |
| — | PURE ACQUISITION CORP | 112,498 | $121K | 0.0% | $1.28 | — | *W EXP 04/17/202 | 74621Q114 |
| — | CHURCHILL CAP CORP | 24,999 | $119K | 0.0% | $3.28 | — | *W EXP 09/11/202 | 17142R111 |
| — | RANPAK HLDGS CORP | 96,399 | $116K | 0.0% | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| — | NRC GROUP HLDGS CORP | 67,468 | $111K | 0.0% | $0.75 | — | *W EXP 10/17/202 | 629375114 |
| — | LEISURE ACQUISITION CORP | 153,297 | $100K | 0.0% | $0.81 | — | *W EXP 12/05/201 | 52539T115 |
| — | MUDRICK CAP ACQUISITION CORP | 200,000 | $98,000 | 0.0% | $0.64 | — | *W EXP 02/12/202 | 624745113 |
| — | GDL FUND | 10,353 | $96,000 | 0.0% | $9.27 | — | COM SH BEN IN | 361570104 |
| NESRW | NATIONAL ENERGY SERVICES REU | 96,089 | $82,000 | 0.0% | $0.40 | — | *W EXP 05/05/202 | G6375R115 |
| — | FALCON MINERALS CORP | 85,390 | $81,000 | 0.0% | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | VECTOIQ ACQUISITION CORP | 149,999 | $70,000 | 0.0% | $0.52 | — | *W EXP 05/11/202 | 92243N111 |
| — | MODERN MEDIA ACQUISITION | 230,000 | $67,000 | 0.0% | $0.39 | — | RIGHT 99/99/9999 | 60765P129 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $65,000 | 0.0% | $0.42 | — | RIGHT 12/22/2019 | G9145A131 |
| — | LEGACY ACQUISITION CORP | 200,000 | $64,000 | 0.0% | $0.44 | — | *W EXP 11/30/202 | 524643111 |
| — | OPES ACQUISITION CORP | 250,000 | $63,000 | 0.0% | $0.36 | — | *W EXP 03/13/202 | 68373P118 |
| — | GORDON POINTE ACQUISITION CO | 175,000 | $60,000 | 0.0% | $0.56 | — | *W EXP 07/30/202 | 382788115 |
| — | KBL MERGER CORP IV | 230,000 | $57,000 | 0.0% | $0.29 | — | RIGHT 09/09/2019 | 48242A120 |
| — | PENSARE ACQUISITION CORP | 349,994 | $52,000 | 0.0% | $0.50 | — | RIGHT 99/99/9999 | 70957E121 |
| — | TWELVE SEAS INVESTMENT COMPA | 225,000 | $50,000 | 0.0% | $0.36 | — | *W EXP 12/22/202 | G9145A115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 239,998 | $46,000 | 0.0% | $0.46 | — | RIGHT 12/01/2022 | 089482129 |
| — | TIBERIUS ACQUISITION CORP | 125,000 | $44,000 | 0.0% | $0.56 | — | *W EXP 02/28/202 | 88633A115 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $44,000 | 0.0% | $0.37 | — | RIGHT 06/05/2020 | G8959N122 |
| — | BLACK RIDGE ACQUISITION CORP | 100,000 | $42,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | HL ACQUISITIONS CORP | 125,000 | $41,000 | 0.0% | $0.40 | — | RIGHT 07/17/2023 | G4603R130 |
| — | KBL MERGER CORP IV | 230,000 | $35,000 | 0.0% | $0.20 | — | *W EXP 01/15/202 | 48242A112 |
| — | LF CAP ACQUISITION CORP | 100,000 | $34,000 | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | HL ACQUISITIONS CORP | 125,000 | $34,000 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | TRINITY MERGER CORP | 96,000 | $32,000 | 0.0% | $0.40 | — | *W EXP 05/11/202 | 89653L114 |
| — | PENSARE ACQUISITION CORP | 174,997 | $30,000 | 0.0% | $5.82 | — | *W EXP 07/27/202 | 70957E113 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $29,000 | 0.0% | $0.36 | — | RIGHT 04/27/2025 | G40981113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 119,999 | $26,000 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |
| — | PHUNWARE INC | 71,794 | $25,000 | 0.0% | $0.22 | — | *W EXP 12/26/202 | 71948P118 |
| — | MODERN MEDIA ACQUISITION | 115,000 | $25,000 | 0.0% | $0.55 | — | *W EXP 05/17/202 | 60765P111 |
| — | ALLEGRO MERGER CORP | 100,000 | $25,000 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | TRIDENT ACQUISITIONS CORP | 150,000 | $23,000 | 0.0% | $0.32 | — | *W EXP 05/09/202 | 89615T114 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $22,000 | 0.0% | $0.31 | — | RIGHT 99/99/9999 | G2379F132 |
| — | FAR PT ACQUISITION CORP | 16,665 | $21,000 | 0.0% | $1.62 | — | *W EXP 06/01/202 | 30734W117 |
| — | ALLEGRO MERGER CORP | 100,000 | $21,000 | 0.0% | $0.40 | — | RIGHT 12/31/2023 | 01749N129 |
| — | HUNTER MARITIME ACQUISITION | 75,001 | $15,000 | 0.0% | $0.80 | — | *W EXP 11/17/202 | Y37828129 |
| — | TOTTENHAM ACQUISITION I LTD | 118,000 | $12,000 | 0.0% | $0.20 | — | *W EXP 05/06/202 | G8959N114 |
| — | CONSTELLATION ALPHA CAP CORP | 120,000 | $9,000 | 0.0% | $0.22 | — | *W EXP 03/23/202 | G2379F116 |
| — | GREENLAND ACQUISITIN CORPORA | 75,000 | $8,000 | 0.0% | $0.27 | — | *W EXP 03/03/202 | G40981105 |