FIRST BUSINESS FINANCIAL SERVICES, INC. Diversified Active

Location: Madison, WI

CIK: 0001521951 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value: $171M (100.0% shares, 0.0% debt)

Holdings (26)

VTI VANGUARD 29.0%

Value $49.41M Shares 597,651 Share Price $82.67 Est. Cost/Share $82.97 Unrealized @ Report Date -0.4%

AGG ISHARES 21.6%

Value $36.8M Shares 343,208 Share Price $107.21 Est. Cost/Share $109.85 Unrealized @ Report Date -2.4%

EFA ISHARES 12.5%

Value $21.25M Shares 370,784 Share Price $57.30 Est. Cost/Share $60.47 Unrealized @ Report Date -5.2%

IWD ISHARES 7.4%

Value $12.55M Shares 149,834 Share Price $83.79 Est. Cost/Share $83.31 Unrealized @ Report Date +0.6%

IWN ISHARES 5.3%

Value $9.034M Shares 105,174 Share Price $85.90 Est. Cost/Share $84.69 Unrealized @ Report Date +1.4%

IWF ISHARES 5.1%

Value $8.69M Shares 119,462 Share Price $72.74 * Est. Cost/Share $18.32 Unrealized @ Report Date -0.7%

FBIZ FIRST BUSINESS FINANCIAL 3.3%

Value $5.614M Shares 187,316 Share Price $29.97 * Est. Cost/Share $10.24 Unrealized @ Report Date +7.0%

MUB ISHARES 3.2%

Value $5.48M Shares 52,170 Share Price $105.04 Est. Cost/Share $109.42 Unrealized @ Report Date -4.0%

IWO ISHARES 3.0%

Value $5.114M Shares 45,864 Share Price $111.50 Est. Cost/Share $109.23 Unrealized @ Report Date +2.1%

Value $3.82M Shares 196,428 Share Price $19.45 * Est. Cost/Share $15.52 Unrealized @ Report Date +1.8%

Value $3.819M Shares 80,219 Share Price $47.61 Est. Cost/Share $47.90 Unrealized @ Report Date -0.6%

Value $3.569M Shares 83,699 Share Price $42.64 Est. Cost/Share $42.45 Unrealized @ Report Date +0.4%

PM PHILIP MORRIS INTERNATIONAL INC 0.7%

Value $1.123M Shares 12,969 Share Price $86.59 * Est. Cost/Share $49.85 Unrealized @ Report Date -5.9%

Value $1.008M Shares 6,281 Share Price $160.48 Est. Cost/Share $161.08 Unrealized @ Report Date -0.4%

MO ALTRIA GROUP INC 0.3%

Value $442K Shares 12,643 Share Price $34.96 * Est. Cost/Share $16.28 Unrealized @ Report Date -1.6%

MDLZ MONDELEZ INTL INC 0.2%

Value $324K Shares 11,371 Share Price $28.49 * Est. Cost/Share $23.16 Unrealized @ Report Date -5.8%

— NATIONAL FINANCIAL 0.2%

Value $304K Shares 12,000 Share Price $25.33 Est. Cost/Share $25.33 Unrealized @ Report Date —

FIS FIDELITY NATIONAL INFORMATION 0.2%

Value $293K Shares 6,839 Share Price $42.84 * Est. Cost/Share $34.36 Unrealized @ Report Date +0.7%

MCD MCDONALD'S CORP 0.2%

Value $290K Shares 2,927 Share Price $99.08 * Est. Cost/Share $71.80 Unrealized @ Report Date -0.6%

Value $284K Shares 2,387 Share Price $118.98 Est. Cost/Share $136.97 Unrealized @ Report Date -13.0%

CVX CHEVRON CORP 0.2%

Value $266K Shares 2,244 Share Price $118.54 * Est. Cost/Share $71.30 Unrealized @ Report Date -1.7%

PFE PFIZER INC 0.1%

Value $248K Shares 8,839 Share Price $28.06 * Est. Cost/Share $16.46 Unrealized @ Report Date -3.5%

MRK MERCK & CO INC 0.1%

Value $239K Shares 5,152 Share Price $46.39 * Est. Cost/Share $30.02 Unrealized @ Report Date -0.0%

— KRAFT FOODS GROUP 0.1%

Value $231K Shares 4,143 Share Price $55.76 Est. Cost/Share $55.76 Unrealized @ Report Date —

BMO BANK OF MONTREAL 0.1%

Value $226K Shares 3,897 Share Price $57.99 * Est. Cost/Share $36.25 Unrealized @ Report Date -3.9%

Value $207K Shares 3,673 Share Price $56.36 * Est. Cost/Share $27.68 Unrealized @ Report Date +1.9%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD	597,651	$49.41M	29.0%	$82.67	$82.97	-0.4%	MUTUAL FUNDS/EQUITY	922908769
AGG	ISHARES	343,208	$36.8M	21.6%	$107.21	$109.85	-2.4%	MUTUAL FUNDS/FIXED IN	464287226
EFA	ISHARES	370,784	$21.25M	12.5%	$57.30	$60.47	-5.2%	MUTUAL FUNDS/EQUITY	464287465
IWD	ISHARES	149,834	$12.55M	7.4%	$83.79	$83.31	+0.6%	MUTUAL FUNDS/EQUITY	464287598
IWN	ISHARES	105,174	$9.034M	5.3%	$85.90	$84.69	+1.4%	MUTUAL FUNDS/EQUITY	464287630
IWF	ISHARES	119,462	$8.69M	5.1%	$72.74 *	$18.32	-0.7%	MUTUAL FUNDS/EQUITY	464287614
FBIZ	FIRST BUSINESS FINANCIAL	187,316	$5.614M	3.3%	$29.97 *	$10.24	+7.0%	COMMON STOCK	319390100
MUB	ISHARES	52,170	$5.48M	3.2%	$105.04	$109.42	-4.0%	MUTUAL FUNDS/MUNICIPAL BONDS	464288414
IWO	ISHARES	45,864	$5.114M	3.0%	$111.50	$109.23	+2.1%	MUTUAL FUNDS/EQUITY	464287648
XLF	SPDR	196,428	$3.82M	2.2%	$19.45 *	$15.52	+1.8%	MUTUAL FUNDS/EQUITY	81369Y605
XLV	SPDR	80,219	$3.819M	2.2%	$47.61	$47.90	-0.6%	MUTUAL FUNDS/EQUITY	81369Y209
XLI	SPDR	83,699	$3.569M	2.1%	$42.64	$42.45	+0.4%	MUTUAL FUNDS/EQUITY	81369Y704
PM	PHILIP MORRIS INTERNATIONAL INC	12,969	$1.123M	0.7%	$86.59 *	$49.85	-5.9%	COMMON STOCK	718172109
SPY	SPDR	6,281	$1.008M	0.6%	$160.48	$161.08	-0.4%	MUTUAL FUNDS/EQUITY	78462F103
MO	ALTRIA GROUP INC	12,643	$442K	0.3%	$34.96 *	$16.28	-1.6%	COMMON STOCK	02209S103
MDLZ	MONDELEZ INTL INC	11,371	$324K	0.2%	$28.49 *	$23.16	-5.8%	COMMON STOCK	609207105
—	NATIONAL FINANCIAL	12,000	$304K	0.2%	$25.33	$25.33	—	COMMON STOCK	63607P208
FIS	FIDELITY NATIONAL INFORMATION	6,839	$293K	0.2%	$42.84 *	$34.36	+0.7%	COMMON STOCK	31620M106
MCD	MCDONALD'S CORP	2,927	$290K	0.2%	$99.08 *	$71.80	-0.6%	COMMON STOCK	580135101
GLD	SPDR	2,387	$284K	0.2%	$118.98	$136.97	-13.0%	MUTUAL FUNDS/EQUITY	78463V107
CVX	CHEVRON CORP	2,244	$266K	0.2%	$118.54 *	$71.30	-1.7%	COMMON STOCK	166764100
PFE	PFIZER INC	8,839	$248K	0.1%	$28.06 *	$16.46	-3.5%	COMMON STOCK	717081103
MRK	MERCK & CO INC	5,152	$239K	0.1%	$46.39 *	$30.02	-0.0%	COMMON STOCK	58933Y105
—	KRAFT FOODS GROUP	4,143	$231K	0.1%	$55.76	$55.76	—	COMMON STOCK	50076Q106
BMO	BANK OF MONTREAL	3,897	$226K	0.1%	$57.99 *	$36.25	-3.9%	FOREIGN STOCK	063671101
XLY	SPDR	3,673	$207K	0.1%	$56.36 *	$27.68	+1.9%	MUTUAL FUNDS/EQUITY	81369Y407