FIRST BUSINESS FINANCIAL SERVICES, INC. Diversified Active

Location: Madison, WI

CIK: 0001521951 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 25, 2013

Total Value: $188M (100.0% shares, 0.0% debt)

Holdings (31)

VTI VANGUARD 29.9%

Value $56.11M Shares 640,190 Share Price $87.65 Est. Cost/Share $83.23 Unrealized @ Report Date +5.3%

AGG ISHARES 18.5%

Value $34.76M Shares 324,286 Share Price $107.20 Est. Cost/Share $109.85 Unrealized @ Report Date -2.4%

EFA ISHARES 11.1%

Value $20.8M Shares 326,028 Share Price $63.80 Est. Cost/Share $60.47 Unrealized @ Report Date +5.5%

IWD ISHARES 7.9%

Value $14.82M Shares 171,960 Share Price $86.20 Est. Cost/Share $83.75 Unrealized @ Report Date +2.9%

IWN ISHARES 6.0%

Value $11.23M Shares 122,578 Share Price $91.64 Est. Cost/Share $85.47 Unrealized @ Report Date +7.2%

IWF ISHARES 5.8%

Value $10.82M Shares 138,407 Share Price $78.20 * Est. Cost/Share $18.43 Unrealized @ Report Date +6.1%

IWO ISHARES 3.5%

Value $6.529M Shares 51,881 Share Price $125.85 Est. Cost/Share $110.54 Unrealized @ Report Date +13.8%

FBIZ FIRST BUSINESS FINANCIAL 3.2%

Value $5.915M Shares 181,222 Share Price $32.64 * Est. Cost/Share $10.24 Unrealized @ Report Date +17.1%

MUB ISHARES 2.7%

Value $5.028M Shares 48,117 Share Price $104.50 Est. Cost/Share $109.42 Unrealized @ Report Date -4.5%

Value $4.599M Shares 90,925 Share Price $50.58 Est. Cost/Share $48.18 Unrealized @ Report Date +5.0%

Value $4.56M Shares 98,248 Share Price $46.41 Est. Cost/Share $42.87 Unrealized @ Report Date +8.3%

Value $4.314M Shares 71,150 Share Price $60.63 * Est. Cost/Share $29.55 Unrealized @ Report Date +2.6%

Value $2.677M Shares 15,930 Share Price $168.05 Est. Cost/Share $165.03 Unrealized @ Report Date +1.8%

PM PHILIP MORRIS INTERNATIONAL INC 0.5%

Value $980K Shares 11,321 Share Price $86.56 * Est. Cost/Share $49.85 Unrealized @ Report Date -5.0%

Value $602K Shares 30,227 Share Price $19.92 * Est. Cost/Share $15.52 Unrealized @ Report Date +4.2%

MDLZ MONDELEZ INTL INC 0.2%

Value $360K Shares 11,458 Share Price $31.42 * Est. Cost/Share $23.16 Unrealized @ Report Date +4.2%

Value $306K Shares 2,387 Share Price $128.19 Est. Cost/Share $136.97 Unrealized @ Report Date -6.4%

FIS FIDELITY NATIONAL INFORMATION 0.1%

Value $276K Shares 5,940 Share Price $46.46 * Est. Cost/Share $34.36 Unrealized @ Report Date +9.6%

CVX CHEVRON CORP 0.1%

Value $253K Shares 2,082 Share Price $121.52 * Est. Cost/Share $71.30 Unrealized @ Report Date +1.8%

MRK MERCK & CO INC 0.1%

Value $244K Shares 5,120 Share Price $47.66 * Est. Cost/Share $30.02 Unrealized @ Report Date +3.4%

MO ALTRIA GROUP INC 0.1%

Value $242K Shares 7,053 Share Price $34.31 * Est. Cost/Share $16.28 Unrealized @ Report Date -2.1%

PFE PFIZER INC 0.1%

Value $234K Shares 8,131 Share Price $28.78 * Est. Cost/Share $16.46 Unrealized @ Report Date -0.2%

SLB SCHLUMBERGER LTD 0.1%

Value $226K Shares 2,557 Share Price $88.38 * Est. Cost/Share $58.98 Unrealized @ Report Date +7.8%

CMCSA COMCAST CORP 0.1%

Value $223K Shares 4,939 Share Price $45.15 * Est. Cost/Share $16.55 Unrealized @ Report Date +4.1%

FAST FASTENAL CO 0.1%

Value $223K Shares 4,432 Share Price $50.32 * Est. Cost/Share $8.59 Unrealized @ Report Date +6.2%

NKE NIKE INC 0.1%

Value $221K Shares 3,036 Share Price $72.79 * Est. Cost/Share $27.95 Unrealized @ Report Date +11.5%

BMO BANK OF MONTREAL 0.1%

Value $220K Shares 3,290 Share Price $66.87 * Est. Cost/Share $36.25 Unrealized @ Report Date +12.0%

PEP PEPSICO INC 0.1%

Value $220K Shares 2,761 Share Price $79.68 * Est. Cost/Share $56.75 Unrealized @ Report Date -2.8%

MSFT MICROSOFT CORP 0.1%

Value $220K Shares 6,614 Share Price $33.26 * Est. Cost/Share $27.00 Unrealized @ Report Date +1.5%

— KRAFT FOODS GROUP 0.1%

Value $217K Shares 4,143 Share Price $52.38 Est. Cost/Share $55.76 Unrealized @ Report Date —

INTC INTEL CORP 0.1%

Value $204K Shares 8,911 Share Price $22.89 * Est. Cost/Share $16.91 Unrealized @ Report Date -0.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD	640,190	$56.11M	29.9%	$87.65	$83.23	+5.3%	MUTUAL FUNDS/EQUITY	922908769
AGG	ISHARES	324,286	$34.76M	18.5%	$107.20	$109.85	-2.4%	MUTUAL FUNDS/FIXED IN	464287226
EFA	ISHARES	326,028	$20.8M	11.1%	$63.80	$60.47	+5.5%	MUTUAL FUNDS/EQUITY	464287465
IWD	ISHARES	171,960	$14.82M	7.9%	$86.20	$83.75	+2.9%	MUTUAL FUNDS/EQUITY	464287598
IWN	ISHARES	122,578	$11.23M	6.0%	$91.64	$85.47	+7.2%	MUTUAL FUNDS/EQUITY	464287630
IWF	ISHARES	138,407	$10.82M	5.8%	$78.20 *	$18.43	+6.1%	MUTUAL FUNDS/EQUITY	464287614
IWO	ISHARES	51,881	$6.529M	3.5%	$125.85	$110.54	+13.8%	MUTUAL FUNDS/EQUITY	464287648
FBIZ	FIRST BUSINESS FINANCIAL	181,222	$5.915M	3.2%	$32.64 *	$10.24	+17.1%	COMMON STOCK	319390100
MUB	ISHARES	48,117	$5.028M	2.7%	$104.50	$109.42	-4.5%	MUTUAL FUNDS/MUNICIPAL BONDS	464288414
XLV	SPDR	90,925	$4.599M	2.5%	$50.58	$48.18	+5.0%	MUTUAL FUNDS/EQUITY	81369Y209
XLI	SPDR	98,248	$4.56M	2.4%	$46.41	$42.87	+8.3%	MUTUAL FUNDS/EQUITY	81369Y704
XLY	SPDR	71,150	$4.314M	2.3%	$60.63 *	$29.55	+2.6%	MUTUAL FUNDS/EQUITY	81369Y407
SPY	SPDR	15,930	$2.677M	1.4%	$168.05	$165.03	+1.8%	MUTUAL FUNDS/EQUITY	78462F103
PM	PHILIP MORRIS INTERNATIONAL INC	11,321	$980K	0.5%	$86.56 *	$49.85	-5.0%	COMMON STOCK	718172109
XLF	SPDR	30,227	$602K	0.3%	$19.92 *	$15.52	+4.2%	MUTUAL FUNDS/EQUITY	81369Y605
MDLZ	MONDELEZ INTL INC	11,458	$360K	0.2%	$31.42 *	$23.16	+4.2%	COMMON STOCK	609207105
GLD	SPDR	2,387	$306K	0.2%	$128.19	$136.97	-6.4%	MUTUAL FUNDS/EQUITY	78463V107
FIS	FIDELITY NATIONAL INFORMATION	5,940	$276K	0.1%	$46.46 *	$34.36	+9.6%	COMMON STOCK	31620M106
CVX	CHEVRON CORP	2,082	$253K	0.1%	$121.52 *	$71.30	+1.8%	COMMON STOCK	166764100
MRK	MERCK & CO INC	5,120	$244K	0.1%	$47.66 *	$30.02	+3.4%	COMMON STOCK	58933Y105
MO	ALTRIA GROUP INC	7,053	$242K	0.1%	$34.31 *	$16.28	-2.1%	COMMON STOCK	02209S103
PFE	PFIZER INC	8,131	$234K	0.1%	$28.78 *	$16.46	-0.2%	COMMON STOCK	717081103
SLB	SCHLUMBERGER LTD	2,557	$226K	0.1%	$88.38 *	$58.98	+7.8%	FOREIGN STOCK	806857108
CMCSA	COMCAST CORP	4,939	$223K	0.1%	$45.15 *	$16.55	+4.1%	COMMON STOCK	20030N101
FAST	FASTENAL CO	4,432	$223K	0.1%	$50.32 *	$8.59	+6.2%	COMMON STOCK	311900104
NKE	NIKE INC	3,036	$221K	0.1%	$72.79 *	$27.95	+11.5%	COMMON STOCK	654106103
BMO	BANK OF MONTREAL	3,290	$220K	0.1%	$66.87 *	$36.25	+12.0%	FOREIGN STOCK	063671101
PEP	PEPSICO INC	2,761	$220K	0.1%	$79.68 *	$56.75	-2.8%	COMMON STOCK	713448108
MSFT	MICROSOFT CORP	6,614	$220K	0.1%	$33.26 *	$27.00	+1.5%	COMMON STOCK	594918104
—	KRAFT FOODS GROUP	4,143	$217K	0.1%	$52.38	$55.76	—	COMMON STOCK	50076Q106
INTC	INTEL CORP	8,911	$204K	0.1%	$22.89 *	$16.91	-0.1%	COMMON STOCK	458140100