FIRST BUSINESS FINANCIAL SERVICES, INC. Diversified Active

CIK: 0001521951 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 25, 2013

Total Value ($000): $187,651 (100.0% shares, 0.0% debt)

Holdings (31)

VTI VANGUARD 29.9%

Value ($000) $56,113 Shares 640,190 Est. Cost $83.00 Unrealized —

AGG ISHARES 18.5%

Value ($000) $34,764 Shares 324,286 Est. Cost $107.21 Unrealized —

EFA ISHARES 11.1%

Value ($000) $20,801 Shares 326,028 Est. Cost $57.30 Unrealized —

IWD ISHARES 7.9%

Value ($000) $14,823 Shares 171,960 Est. Cost $84.10 Unrealized —

IWN ISHARES 6.0%

Value ($000) $11,233 Shares 122,578 Est. Cost $86.71 Unrealized —

IWF ISHARES 5.8%

Value ($000) $10,824 Shares 138,407 Est. Cost $73.49 Unrealized —

IWO ISHARES 3.5%

Value ($000) $6,529 Shares 51,881 Est. Cost $113.17 Unrealized —

FBIZ FIRST BUSINESS FINANCIAL 3.2%

Value ($000) $5,915 Shares 181,222 Est. Cost $10.24 Unrealized +15.7%

MUB ISHARES 2.7%

Value ($000) $5,028 Shares 48,117 Est. Cost $105.04 Unrealized —

Value ($000) $4,599 Shares 90,925 Est. Cost $47.96 Unrealized —

Value ($000) $4,560 Shares 98,248 Est. Cost $43.20 Unrealized —

Value ($000) $4,314 Shares 71,150 Est. Cost $60.41 Unrealized —

Value ($000) $2,677 Shares 15,930 Est. Cost $165.07 Unrealized —

PM PHILIP MORRIS INTERNATIONAL INC 0.5%

Value ($000) $980 Shares 11,321 Est. Cost $49.85 Unrealized -5.0%

Value ($000) $602 Shares 30,227 Est. Cost $19.45 Unrealized —

MDLZ MONDELEZ INTL INC 0.2%

Value ($000) $360 Shares 11,458 Est. Cost $23.16 Unrealized +2.4%

Value ($000) $306 Shares 2,387 Est. Cost $118.98 Unrealized —

FIS FIDELITY NATIONAL INFORMATION 0.1%

Value ($000) $276 Shares 5,940 Est. Cost $34.36 Unrealized +6.6%

CVX CHEVRON CORP 0.1%

Value ($000) $253 Shares 2,082 Est. Cost $71.30 Unrealized +2.5%

MRK MERCK & CO INC 0.1%

Value ($000) $244 Shares 5,120 Est. Cost $30.02 Unrealized +3.2%

MO ALTRIA GROUP INC 0.1%

Value ($000) $242 Shares 7,053 Est. Cost $16.28 Unrealized -0.7%

PFE PFIZER INC 0.1%

Value ($000) $234 Shares 8,131 Est. Cost $16.46 Unrealized -0.6%

SLB SCHLUMBERGER LTD 0.1%

Value ($000) $226 Shares 2,557 Est. Cost $58.98 Unrealized 0.0%

CMCSA COMCAST CORP 0.1%

Value ($000) $223 Shares 4,939 Est. Cost $16.55 Unrealized 0.0%

FAST FASTENAL CO 0.1%

Value ($000) $223 Shares 4,432 Est. Cost $8.59 Unrealized 0.0%

NKE NIKE INC 0.1%

Value ($000) $221 Shares 3,036 Est. Cost $27.95 Unrealized 0.0%

BMO BANK OF MONTREAL 0.1%

Value ($000) $220 Shares 3,290 Est. Cost $36.25 Unrealized +4.7%

PEP PEPSICO INC 0.1%

Value ($000) $220 Shares 2,761 Est. Cost $56.75 Unrealized 0.0%

MSFT MICROSOFT CORP 0.1%

Value ($000) $220 Shares 6,614 Est. Cost $27.00 Unrealized 0.0%

— KRAFT FOODS GROUP 0.1%

Value ($000) $217 Shares 4,143 Est. Cost $55.76 Unrealized —

INTC INTEL CORP 0.1%

Value ($000) $204 Shares 8,911 Est. Cost $16.91 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
VTI	VANGUARD	640,190	$56,113	29.9%	$83.00	—	MUTUAL FUNDS/EQUITY	922908769
AGG	ISHARES	324,286	$34,764	18.5%	$107.21	—	MUTUAL FUNDS/FIXED IN	464287226
EFA	ISHARES	326,028	$20,801	11.1%	$57.30	—	MUTUAL FUNDS/EQUITY	464287465
IWD	ISHARES	171,960	$14,823	7.9%	$84.10	—	MUTUAL FUNDS/EQUITY	464287598
IWN	ISHARES	122,578	$11,233	6.0%	$86.71	—	MUTUAL FUNDS/EQUITY	464287630
IWF	ISHARES	138,407	$10,824	5.8%	$73.49	—	MUTUAL FUNDS/EQUITY	464287614
IWO	ISHARES	51,881	$6,529	3.5%	$113.17	—	MUTUAL FUNDS/EQUITY	464287648
FBIZ	FIRST BUSINESS FINANCIAL	181,222	$5,915	3.2%	$10.24	+15.7%	COMMON STOCK	319390100
MUB	ISHARES	48,117	$5,028	2.7%	$105.04	—	MUTUAL FUNDS/MUNICIPAL BONDS	464288414
XLV	SPDR	90,925	$4,599	2.5%	$47.96	—	MUTUAL FUNDS/EQUITY	81369Y209
XLI	SPDR	98,248	$4,560	2.4%	$43.20	—	MUTUAL FUNDS/EQUITY	81369Y704
XLY	SPDR	71,150	$4,314	2.3%	$60.41	—	MUTUAL FUNDS/EQUITY	81369Y407
SPY	SPDR	15,930	$2,677	1.4%	$165.07	—	MUTUAL FUNDS/EQUITY	78462F103
PM	PHILIP MORRIS INTERNATIONAL INC	11,321	$980	0.5%	$49.85	-5.0%	COMMON STOCK	718172109
XLF	SPDR	30,227	$602	0.3%	$19.45	—	MUTUAL FUNDS/EQUITY	81369Y605
MDLZ	MONDELEZ INTL INC	11,458	$360	0.2%	$23.16	+2.4%	COMMON STOCK	609207105
GLD	SPDR	2,387	$306	0.2%	$118.98	—	MUTUAL FUNDS/EQUITY	78463V107
FIS	FIDELITY NATIONAL INFORMATION	5,940	$276	0.1%	$34.36	+6.6%	COMMON STOCK	31620M106
CVX	CHEVRON CORP	2,082	$253	0.1%	$71.30	+2.5%	COMMON STOCK	166764100
MRK	MERCK & CO INC	5,120	$244	0.1%	$30.02	+3.2%	COMMON STOCK	58933Y105
MO	ALTRIA GROUP INC	7,053	$242	0.1%	$16.28	-0.7%	COMMON STOCK	02209S103
PFE	PFIZER INC	8,131	$234	0.1%	$16.46	-0.6%	COMMON STOCK	717081103
SLB	SCHLUMBERGER LTD	2,557	$226	0.1%	$58.98	0.0%	FOREIGN STOCK	806857108
CMCSA	COMCAST CORP	4,939	$223	0.1%	$16.55	0.0%	COMMON STOCK	20030N101
FAST	FASTENAL CO	4,432	$223	0.1%	$8.59	0.0%	COMMON STOCK	311900104
NKE	NIKE INC	3,036	$221	0.1%	$27.95	0.0%	COMMON STOCK	654106103
BMO	BANK OF MONTREAL	3,290	$220	0.1%	$36.25	+4.7%	FOREIGN STOCK	063671101
PEP	PEPSICO INC	2,761	$220	0.1%	$56.75	0.0%	COMMON STOCK	713448108
MSFT	MICROSOFT CORP	6,614	$220	0.1%	$27.00	0.0%	COMMON STOCK	594918104
—	KRAFT FOODS GROUP	4,143	$217	0.1%	$55.76	—	COMMON STOCK	50076Q106
INTC	INTEL CORP	8,911	$204	0.1%	$16.91	0.0%	COMMON STOCK	458140100