CIK: 0001290162 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $3,292,417 (81.0% shares, 19.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AXOVANT SCIENCES LTD | 75,000,000 | $931,500 | 28.3% | $14.00 | — | COM | G0750W104 |
| XBI | SPDR SERIES TRUST | 8,906,400 | $527,170 | 16.0% | — | — | Put | 78464A870 |
| — | MYOVANT SCIENCES LTD | 37,231,342 | $463,158 | 14.1% | $12.44 | — | COM | G637AM102 |
| — | NOVELLUS SYS INC | 31,013,000 | $96,654 | 2.9% | $2.91 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | MICROCHIP TECHNOLOGY INC | 31,764,000 | $85,401 | 2.6% | $1.95 | — | SDCV 2.125%12/1 | 595017AB0 |
| — | TAL ED GROUP | 29,000,000 | $77,686 | 2.4% | $2.08 | — | NOTE 2.500% 5/1 | 874080AB0 |
| — | VERISIGN INC | 34,600,000 | $77,632 | 2.4% | $2.22 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | XILINX INC | 29,215,000 | $61,355 | 1.9% | $2.10 | — | NOTE 2.625% 6/1 | 983919AF8 |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | 2,220,919 | $47,782 | 1.5% | $22.52 | +10.5% | SHS | V5633W109 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 39,986,000 | $43,829 | 1.3% | $0.99 | — | NOTE 3.250% 2/0 | G81075AE6 |
| ABUS | ARBUTUS BIOPHARMA CORP | 16,013,540 | $39,233 | 1.2% | $3.91 | -25.5% | COM | 03879J100 |
| INTC | INTEL CORP | 1,077,204 | $39,070 | 1.2% | $24.76 | +17.7% | COM | 458140100 |
| — | INTEL CORP | 26,500,000 | $35,864 | 1.1% | $1.27 | — | SDCV 12/1 | 458140AD2 |
| IBB | ISHARES TR | 132,145 | $35,069 | 1.1% | $303.09 | — | NASDQ BIOTEC ETF | 464287556 |
| — | ANTHEM INC | 16,500,000 | $32,977 | 1.0% | $1.83 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | CTRIP COM INTL LTD | 24,500,000 | $28,412 | 0.9% | $1.08 | — | NOTE 1.250%10/1 | 22943FAD2 |
| IBB | ISHARES TR | 100,000 | $26,538 | 0.8% | $303.09 | — | Call | 464287556 |
| NYT | NEW YORK TIMES CO | 1,949,152 | $25,924 | 0.8% | $12.07 | -5.5% | CL A | 650111107 |
| — | CLOVIS ONCOLOGY INC | 24,795,000 | $25,730 | 0.8% | $0.79 | — | NOTE 2.500% 9/1 | 189464AB6 |
| — | NORTHSTAR REALTY EUROPE CORP | 2,092,501 | $25,516 | 0.8% | $11.68 | — | COM | 66706L101 |
| — | IKANG HEALTHCARE GROUP INC | 1,401,640 | $24,290 | 0.7% | $20.34 | — | SPONSORED ADR | 45174L108 |
| KMX | CARMAX INC | 327,289 | $21,074 | 0.6% | $56.11 | 0.0% | COM | 143130102 |
| CTRA | CABOT OIL & GAS CORP | 824,742 | $19,266 | 0.6% | $18.23 | -10.0% | COM | 127097103 |
| — | EQUITY COMWLTH | 619,763 | $18,742 | 0.6% | $26.06 | — | COM SH BEN INT | 294628102 |
| GS | GOLDMAN SACHS GROUP INC | 77,938 | $18,662 | 0.6% | $130.97 | +28.1% | COM | 38141G104 |
| — | PDVWIRELESS INC | 894,031 | $17,995 | 0.5% | $25.02 | — | COM | 69290R104 |
| AMBA | AMBARELLA INC | 323,077 | $17,488 | 0.5% | $62.30 | -3.2% | SHS | G037AX101 |
| — | AGENUS INC | 4,095,555 | $16,874 | 0.5% | $3.54 | — | COM NEW | 00847G705 |
| PYPL | PAYPAL HLDGS INC | 394,802 | $15,583 | 0.5% | $38.57 | +4.0% | COM | 70450Y103 |
| — | DHT HOLDINGS INC | 16,600,000 | $15,258 | 0.5% | $1.07 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | BLACKROCK INC | 40,000 | $15,222 | 0.5% | — | — | Put | 09247X101 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 1,757,500 | $14,763 | 0.4% | $13.31 | -33.2% | Put | G65773106 |
| — | HERBALIFE LTD | 15,000,000 | $13,860 | 0.4% | $0.92 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | CTRIP COM INTL LTD | 12,650,000 | $12,994 | 0.4% | $1.06 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | ACCELERON PHARMA INC | 500,337 | $12,769 | 0.4% | $34.15 | — | COM | 00434H108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 400,000 | $11,500 | 0.3% | — | — | Put | 874039100 |
| — | WEBMD HEALTH CORP | 11,000,000 | $11,408 | 0.3% | $1.11 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | MARVELL TECHNOLOGY GROUP LTD | 789,576 | $10,951 | 0.3% | $9.50 | — | ORD | G5876H105 |
| — | AVEXIS INC | 224,756 | $10,734 | 0.3% | $25.64 | — | COM | 05366U100 |
| — | SINCLAIR BROADCAST GROUP INC | 314,465 | $10,487 | 0.3% | $33.35 | — | CL A | 829226109 |
| — | LION BIOTECHNOLOGIES INC | 1,498,809 | $10,349 | 0.3% | $10.92 | — | COM | 53619R102 |
| HD | HOME DEPOT INC | 77,000 | $10,324 | 0.3% | $103.40 | 0.0% | COM | 437076102 |
| — | HUNTER MARITIME ACQUISITION | 1,000,000 | $10,150 | 0.3% | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| TSLA | TESLA MTRS INC | 44,746 | $9,562 | 0.3% | $13.14 | 0.0% | COM | 88160R101 |
| JPM | JPMORGAN CHASE & CO | 109,985 | $9,491 | 0.3% | $47.37 | +26.4% | COM | 46625H100 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 40,127 | $9,169 | 0.3% | $150.52 | 0.0% | COM | 018581108 |
| XNCR | XENCOR INC | 338,525 | $8,910 | 0.3% | $8.58 | +180.4% | COM | 98401F105 |
| AR | ANTERO RES CORP | 373,413 | $8,831 | 0.3% | $26.63 | -3.6% | COM | 03674X106 |
| — | ASSEMBLY BIOSCIENCES INC | 791,586 | $8,175 | 0.2% | $6.22 | — | COM | 045396108 |
| — | TEEKAY TANKERS LTD | 3,510,676 | $7,934 | 0.2% | $4.93 | — | CL A | Y8565N102 |
| — | TRINA SOLAR LIMITED | 8,200,000 | $7,868 | 0.2% | $0.96 | — | DBCV 3.500% 6/1 | 89628EAC8 |
| WFC | WELLS FARGO & CO NEW | 141,712 | $7,810 | 0.2% | $40.19 | -2.9% | COM | 949746101 |
| CMBT | EURONAV NV ANTWERPEN | 973,524 | $7,740 | 0.2% | $3.52 | 0.0% | SHS | B38564108 |
| IMAX | IMAX CORP | 242,741 | $7,622 | 0.2% | $30.70 | +1.8% | COM | 45245E109 |
| — | YY INC | 190,700 | $7,517 | 0.2% | $53.28 | — | ADS REPCOM CLA | 98426T106 |
| ACAD | ACADIA PHARMACEUTICALS INC | 244,121 | $7,040 | 0.2% | $26.46 | 0.0% | COM | 004225108 |
| — | INTERCEPT PHARMACEUTICALS IN | 62,306 | $6,770 | 0.2% | $144.32 | — | COM | 45845P108 |
| KRE | SPDR SERIES TRUST | 116,760 | $6,488 | 0.2% | $55.57 | — | S&P REGL BKG | 78464A698 |
| — | EPIZYME INC | 530,281 | $6,416 | 0.2% | $19.54 | — | COM | 29428V104 |
| — | TESARO INC | 47,131 | $6,338 | 0.2% | $134.48 | — | COM | 881569107 |
| — | BLUEBIRD BIO INC | 95,136 | $5,870 | 0.2% | $42.08 | — | COM | 09609G100 |
| SRPT | SAREPTA THERAPEUTICS INC | 212,776 | $5,836 | 0.2% | $23.08 | +74.0% | COM | 803607100 |
| GTN | GRAY TELEVISION INC | 522,193 | $5,666 | 0.2% | $9.81 | 0.0% | COM | 389375106 |
| — | CHINA ZENIX AUTO INTL LTD | 6,074,805 | $5,624 | 0.2% | $2.03 | — | ADS | 16951E104 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 63,179 | $5,234 | 0.2% | $89.03 | -3.4% | COM | 09061G101 |
| XRT | SPDR SERIES TRUST | 118,270 | $5,212 | 0.2% | $44.07 | — | S&P RETAIL ETF | 78464A714 |
| ONC | BEIGENE LTD | 170,000 | $5,161 | 0.2% | $29.31 | — | SPONSORED ADR | 07725L102 |
| ATHM | AUTOHOME INC | 201,900 | $5,104 | 0.2% | $24.86 | — | SP ADR RP CL A | 05278C107 |
| — | ACTIVISION BLIZZARD INC | 133,900 | $4,835 | 0.1% | $36.11 | — | COM | 00507V109 |
| RGNX | REGENXBIO INC | 250,104 | $4,639 | 0.1% | $18.64 | +2.5% | COM | 75901B107 |
| — | BELLICUM PHARMACEUTICALS INC | 337,923 | $4,603 | 0.1% | $13.09 | — | COM | 079481107 |
| DHT | DHT HOLDINGS INC | 1,071,966 | $4,438 | 0.1% | $2.11 | 0.0% | SHS NEW | Y2065G121 |
| — | FITBIT INC | 572,202 | $4,189 | 0.1% | $12.22 | — | CL A | 33812L102 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 2,556,256 | $3,962 | 0.1% | $5.86 | -27.3% | COM | 04280A100 |
| BIIB | BIOGEN INC | 11,760 | $3,335 | 0.1% | $296.43 | 0.0% | COM | 09062X103 |
| — | HOEGH LNG PARTNERS LP | 175,000 | $3,325 | 0.1% | $19.00 | — | COM UNIT LTD | Y3262R100 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 657,258 | $2,662 | 0.1% | $14.27 | — | SPONDS ADR | 00653A107 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 284,237 | $2,388 | 0.1% | $13.31 | -33.2% | COM | G65773106 |
| — | PALATIN TECHNOLOGIES INC | 6,364,569 | $2,250 | 0.1% | $0.48 | — | COM PAR $ .01 | 696077403 |
| — | OCERA THERAPEUTICS INC | 906,286 | $1,903 | 0.1% | $8.37 | — | COM | 67552A108 |
| — | TRACON PHARMACEUTICALS INC | 381,477 | $1,711 | 0.1% | $12.45 | — | COM | 89237H100 |
| — | AKARI THERAPEUTICS PLC | 258,121 | $1,454 | 0.0% | $13.80 | — | SPONSORED ADR | 00972G108 |
| TSLA | TESLA MTRS INC | 44,660 | $1,050 | 0.0% | $13.14 | 0.0% | Put | 88160R101 |
| — | SPRAGUE RES LP | 30,909 | $785 | 0.0% | $24.11 | — | COM UNIT REP LTD | 849343108 |
| INSW | INTERNATIONAL SEAWAYS INC | 18,309 | $257 | 0.0% | $8.64 | 0.0% | COM | Y41053102 |