Location: Conshohocken, PA
CIK: 0000855702 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 5, 2021
Total Value: $63.23M (98.8% shares, 1.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 627,000 | $6.791M | 10.7% | $10.83 | $9.99 | — | COM | 64828T201 |
| — | FORTIVE CORP | 5,000,400 | $5.414M | 8.6% | $1.08 | $1.08 | — | NOTE | 34959JAK4 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC | 857,041 | $5.014M | 7.9% | $5.85 | $6.29 | — | COM | 617477104 |
| SPG | SIMON PROPERTY GROUP INC | 30,240 | $3.93M | 6.2% | $129.96 * | $57.65 | +78.7% | COM | 828806109 |
| — | GSMS 2018-HULA B | 30,000 | $3.084M | 4.9% | $102.80 | $106.15 | — | COM | 902681113 |
| — | ANNALY CAPITAL MANAGEMENT INC | 329,414 | $2.808M | 4.4% | $8.52 | $8.48 | — | COM | 035710409 |
| PHAT | PHATHOM PHARMACEUTICALS INC | 86,940 | $2.791M | 4.4% | $32.10 | $38.42 | -16.5% | COM | 71722W107 |
| — | NUVEEN PREFERRED & INCOME SECURITIES FUND | 274,709 | $2.692M | 4.3% | $9.80 | $7.26 | — | COM | 67072C105 |
| — | BED BATH BEYOND | 227,436 | $2.323M | 3.7% | $10.21 | $10.13 | — | NOTE | 16411RAG4 |
| OKTA | OKTA INC | 8,366 | $1.986M | 3.1% | $237.39 | $241.37 | -1.7% | CLA | 679295105 |
| — | GENERATION BIO CO | 65,040 | $1.631M | 2.6% | $25.08 | $28.28 | — | COM | 37148K100 |
| — | TWO HARBORS INVESTMENT CORP | 247,000 | $1.566M | 2.5% | $6.34 | $4.37 | — | COM | 90187B408 |
| AGNC | AGNC INVESTMENT CORP | 95,480 | $1.506M | 2.4% | $15.77 | $15.77 | — | COM | 00123Q104 |
| — | BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST | 163,094 | $1.456M | 2.3% | $8.93 | $8.68 | — | SHS | 09257A108 |
| UNB | UBER TECHNOLOGIES INC | 30,663 | $1.3M | 2.1% | $42.40 * | $32.84 | -2.6% | COM | 905400107 |
| — | DOUBLELINE YIELD OPPORTUNITIES FUND | 67,612 | $1.292M | 2.0% | $19.11 | $19.00 | — | COM | 25862D105 |
| — | DIGITALBRIDGE GROUP | 201,609 | $1.216M | 1.9% | $6.03 | $7.90 | — | CLA | 25401T108 |
| — | OLO INC | 32,832 | $986K | 1.6% | $30.03 | $30.03 | — | CLA | 68134L109 |
| ET | ENERGY TRANSFER LP | 95,500 | $915K | 1.4% | $9.58 | $11.76 | — | COM | 29273V100 |
| D | DOMINION ENERGY INC | 12,425 | $907K | 1.4% | $73.00 * | $50.99 | +17.9% | COM | 25746U109 |
| — | CAPSTEAD MORTGAGE CORP | 121,478 | $813K | 1.3% | $6.69 | $7.49 | — | COM | 14067E506 |
| — | LIGAND PHARMACEU | 810 | $802K | 1.3% | $990.12 | $0.91 | — | NOTE | 53220KAF5 |
| — | IONS 0 1/8 12/15/24 | 856 | $788K | 1.2% | $920.56 | $1.00 | — | NOTE | 462222AB6 |
| — | COINBASE GLOBAL INC | 3,096 | $704K | 1.1% | $227.39 | $253.33 | — | COM | 19206Q107 |
| — | SUPERNUS PHARMAC | 675 | $672K | 1.1% | $995.56 | $0.92 | — | NOTE | 868459AD0 |
| — | CALAMP CORP | 705 | $620K | 1.0% | $879.43 | $0.84 | — | NOTE | 128126AD1 |
| — | ABERDEEN ASIA-PACIFIC INCOME FUND INC | 142,600 | $592K | 0.9% | $4.15 | $4.45 | — | COM | 003009107 |
| DYN | DYNE THERAPEUTICS INC | 34,886 | $567K | 0.9% | $16.25 | $17.73 | -8.4% | COM | 26818M108 |
| — | JAZZ INVT I LTD | 515 | $529K | 0.8% | $1027.18 | $1.01 | — | NOTE | 472145AD3 |
| LYTS | LSI INDUSTRIES INC | 40,840 | $324K | 0.5% | $7.93 * | $8.99 | -13.8% | COM | 50216C108 |
| — | MIX TELEMATICS LTD-SP ADR | 23,060 | $293K | 0.5% | $12.71 | $11.83 | — | ADR | 60688N102 |
| — | HOLLYFRONTIER CO | 7,955 | $292K | 0.5% | $36.71 | $33.82 | — | COM | 436106108 |
| HURC | HURCO COMPANIES INC | 8,645 | $287K | 0.5% | $33.20 * | $32.95 | -2.1% | COM | 447324104 |
| AGX | ARGAN INC | 6,240 | $277K | 0.4% | $44.39 * | $44.22 | -9.5% | COM | 04010E109 |
| UGI | UGI CORP | 5,905 | $261K | 0.4% | $44.20 * | $34.32 | +24.2% | COM | 902681105 |
| — | BARRICK GOLD CORP COM | 13,100 | $251K | 0.4% | $19.16 | $20.69 | — | COM | 067901108 |
| — | AMERICAN EQUITY INVT LIFE HL | 7,805 | $250K | 0.4% | $32.03 | $28.43 | — | COM | 025676206 |
| ERIC | ERICSSON (LM) TEL-SP ADR | 20,035 | $245K | 0.4% | $12.23 * | $11.90 | -5.9% | ADR | 294821608 |
| GILD | GILEAD SCIENCES INC | 3,570 | $241K | 0.4% | $67.51 * | $53.49 | +11.3% | COM | 375558103 |
| CTRA | COTERRA ENERGY I | 11,360 | $231K | 0.4% | $20.33 * | $13.25 | +29.1% | COM | 127097103 |
| IBM | IBM | 1,575 | $228K | 0.4% | $144.76 * | $113.44 | -1.3% | COM | 459200101 |
| T | AT&T INC | 8,960 | $227K | 0.4% | $25.33 * | $16.89 | -7.4% | COM | 00206R102 |
| RCKY | ROCKY BRANDS INC | 3,985 | $205K | 0.3% | $51.44 * | $23.10 | +106.1% | COM | 774515100 |
| — | PGIM GLOBAL HIGH YIELD FUND INC | 13,152 | $203K | 0.3% | $15.43 | $14.01 | — | COM | 69346J106 |
| EPC | EDGEWELL PERSONAL CARE CO | 5,795 | $203K | 0.3% | $35.03 * | $29.83 | +12.8% | COM | 28035Q102 |
| HII | HUNTINGTON INGALLS INDUSTRIE | 975 | $202K | 0.3% | $207.18 * | $142.15 | +23.4% | COM | 446413106 |
| SNA | SNAP-ON INC | 910 | $199K | 0.3% | $218.68 * | $128.12 | +45.8% | COM | 833034101 |
| CWH | CAMPING WORLD HOLDINGS INC-A | 5,305 | $196K | 0.3% | $36.95 * | $30.65 | +1.8% | CLA | 13462K109 |
| DVN | DEVON ENERGY CORP | 4,620 | $185K | 0.3% | $40.04 * | $16.18 | +76.5% | COM | 25179M103 |
| PAA | PLAINS ALL AMERICAN PIPELINE LP | 17,500 | $178K | 0.3% | $10.17 | $8.23 | — | COM | 726503105 |
| KHC | KRAFT HEINZ CO/THE | 4,705 | $174K | 0.3% | $36.98 * | $25.72 | +17.0% | COM | 500754106 |
| — | NUSTAR ENERGY LP | 10,700 | $168K | 0.3% | $15.70 | $25.89 | — | COM | 67058H102 |
| MOS | MOSAIC CO/THE | 4,020 | $167K | 0.3% | $41.54 * | $21.20 | +52.6% | COM | 61945C103 |
| BWXT | BWX TECHNOLOGIES INC | 2,855 | $161K | 0.3% | $56.39 * | $52.60 | -2.7% | COM | 05605H100 |
| BAC | BANK OF AMERICA CORP | 3,340 | $155K | 0.2% | $46.41 * | $23.94 | +59.4% | COM | 060505104 |
| KIM | KIMCO REALTY CORP | 6,330 | $142K | 0.2% | $22.43 * | $9.37 | +83.1% | COM | 49446R109 |
| — | FEDERAL REALTY INVS TRUST | 1,130 | $140K | 0.2% | $123.89 | $91.30 | — | SH | 313747206 |
| NUE | NUCOR CORP | 1,335 | $136K | 0.2% | $101.87 * | $56.08 | +64.6% | COM | 670346105 |
| SWBI | SMITH & WESSON BRANDS INC | 6,150 | $130K | 0.2% | $21.14 | $16.79 | +23.7% | COM | 831754106 |
| XOM | EXXON MOBILE CORP | 2,080 | $130K | 0.2% | $62.50 * | $48.45 | +3.9% | COM | 30231G102 |
| ARQT | ARCUTIS BIOTHERAPEUTICS INC | 5,413 | $129K | 0.2% | $23.83 | $22.81 | +4.8% | COM | 03969K108 |
| MGPI | MGP INGREDIENTS INC | 1,925 | $123K | 0.2% | $63.90 | $37.30 | +74.5% | COM | 55303J106 |
| EOG | EOG RESOURCES INC | 1,285 | $115K | 0.2% | $89.49 * | $34.85 | +86.4% | COM | 26875P101 |
| NVEC | NVE CORP | 1,750 | $114K | 0.2% | $65.14 | $68.51 | -6.6% | COM | 629445206 |
| ACVA | ACV AUCTIONS INC | 6,087 | $109K | 0.2% | $17.91 | $29.14 | -38.6% | COM | 00091G104 |
| LEMB | ISHARES JP MORGAN EM LOCAL CURRENCY BOND ETF | 2,109 | $89,000 | 0.1% | $42.20 | $43.35 | -2.3% | COM | 464286517 |
| — | BROOKFIELD REAL ASSETS INCOME FUND INC | 4,202 | $88,000 | 0.1% | $20.94 | $17.85 | — | SHS | 112830104 |
| — | SHYFT GROUP INC/THE | 2,245 | $83,000 | 0.1% | $36.97 | $18.78 | — | COM | 825698103 |
| IMKTA | INGLES MARKETS INC-CLASS A | 1,060 | $71,000 | 0.1% | $66.98 * | $36.78 | +72.7% | CLA | 457030104 |
| CSCO | CISCO SYSTEMS INC | 1,231 | $68,000 | 0.1% | $55.24 * | $37.54 | +27.2% | COM | 17275R102 |
| MPX | MARINE PRODUCTS | 5,250 | $67,000 | 0.1% | $12.76 * | $10.87 | 0.0% | COM | 568427108 |
| — | FIREEYE INC | 500 | $3,000 | 0.0% | $6.00 | $994.00 | — | NOTE | 31816QAD3 |