Location: New York, NY
CIK: 0001224962 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: May 2, 2017
Total Value: $1.406B (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| NBIX | NEUROCRINE BIOSCIENCES | 3,316,523 | $128M | 9.1% | $38.70 * | $24.00 | +88.6% | COM | 64125C109 |
| — | TESARO | 687,993 | $92.52M | 6.6% | $134.48 | $40.07 | — | COM | 881569107 |
| FOLD | AMICUS THERAPEUTICS | 17,296,672 | $85.96M | 6.1% | $4.97 * | $3.99 | +73.5% | COM | 03152W109 |
| SRPT | SAREPTA THERAPEUTICS | 2,769,829 | $75.98M | 5.4% | $27.43 * | $24.99 | +60.7% | COM | 803607100 |
| — | VERSARTIS | 4,153,685 | $61.89M | 4.4% | $14.90 | $14.23 | — | COM | 92529L102 |
| — | RETROPHIN | 2,687,412 | $50.87M | 3.6% | $18.93 | $14.63 | — | COM | 761299106 |
| — | NXSTAGE MEDICAL | 1,927,989 | $50.53M | 3.6% | $26.21 | $22.78 | — | COM | 67072V103 |
| XNCR | XENCOR | 1,785,018 | $46.98M | 3.3% | $26.32 * | $11.62 | +106.9% | COM | 98401F105 |
| — | GLOBAL BLOOD THERAPEUTICS | 3,128,978 | $45.21M | 3.2% | $14.45 | $25.15 | — | COM | 37890U108 |
| EGRX | EAGLE PHARMACEUTICALS | 498,198 | $39.53M | 2.8% | $79.34 * | $55.56 | +30.7% | COM | 269796108 |
| ACRS | ACLARIS THERAPEUTICS | 1,260,847 | $34.22M | 2.4% | $27.14 * | $24.04 | +6.1% | COM | 00461U105 |
| ARDX | ARDELYX | 1,836,196 | $26.07M | 1.9% | $14.20 | $12.06 | +17.8% | COM | 039697107 |
| — | LION BIOTECHNOLOGIES INC | 3,567,553 | $24.79M | 1.8% | $6.95 | $8.82 | — | COM | 53619R102 |
| RGNX | REGENXBIO | 1,282,286 | $23.79M | 1.7% | $18.55 * | $19.92 | -4.1% | COM | 75901B107 |
| — | COLUCID PHARMACEUTICALS | 641,364 | $23.35M | 1.7% | $36.40 | $37.91 | — | COM | 19716T101 |
| — | LA JOLLA PHARMACEUTICAL | 1,319,274 | $23.13M | 1.6% | $17.53 | $18.73 | — | COM | 503459604 |
| — | AVEXIS | 473,531 | $22.6M | 1.6% | $47.73 | $45.07 | — | COM | 05366U100 |
| — | DBV TECHNOLOGIES ADR REPRESENTING 0.5 | 610,643 | $21.45M | 1.5% | $35.13 | $34.37 | — | COM | 23306J101 |
| GLPG | GALAPAGOS ADR REPRESENTING | 304,531 | $20.63M | 1.5% | $67.75 | $67.75 | — | COM | 36315X101 |
| — | VBI VACCINES | 6,565,843 | $20.35M | 1.4% | $3.10 | $3.25 | — | COM | 91822J103 |
| WVE | WAVE LIFE SCIENCES | 665,198 | $18.09M | 1.3% | $27.19 * | $17.06 | +90.7% | COM | Y95308105 |
| ANIP | ANI PHARMACEUTICALS | 267,100 | $16.19M | 1.2% | $60.62 | $60.02 | +1.9% | COM | 00182C103 |
| — | ACCELERON PHARMA | 619,987 | $15.82M | 1.1% | $25.52 | $28.52 | — | COM | 00434H108 |
| — | FOAMIX PHARMACEUTICALS | 1,322,994 | $14.69M | 1.0% | $11.10 | $7.58 | — | COM | M46135105 |
| — | AVADEL PHARMACEUTICALS | 1,388,240 | $14.42M | 1.0% | $10.39 | $10.39 | — | COM | 05337M104 |
| — | ACELRX PHARMACEUTICALS | 5,408,728 | $14.06M | 1.0% | $2.60 | $9.69 | — | COM | 00444T100 |
| — | QUOTIENT | 2,854,486 | $13.81M | 1.0% | $4.84 | $9.94 | — | COM | G73268107 |
| — | ACORDA THERAPEUTICS | 720,000 | $13.54M | 1.0% | $18.80 | $18.80 | — | COM | 00484M106 |
| — | ZYNERBA PHARMACEUTICALS | 842,128 | $13.13M | 0.9% | $15.59 | $12.65 | — | COM | 98986X109 |
| — | KADMON | 2,209,657 | $11.82M | 0.8% | $5.35 | $7.34 | — | COM | 48283N106 |
| IRTC | IRHYTHM TECHNOLOGIES | 352,241 | $10.57M | 0.8% | $30.00 * | $26.94 | 0.0% | COM | 450056106 |
| — | CORBUS PHARMACEUTICALS HOLDINGS INC | 1,250,000 | $10.56M | 0.8% | $8.45 | $2.85 | — | COM | 21833P103 |
| ALDX | ALDEYRA THERAPEUTICS | 1,940,458 | $10.38M | 0.7% | $5.35 * | $7.50 | -21.8% | COM | 01438T106 |
| CTMX | CYTOMX THERAPEUTICS | 923,763 | $10.15M | 0.7% | $10.99 * | $12.12 | 0.0% | COM | 23284F105 |
| — | RADIUS HEALTH | 263,872 | $10.04M | 0.7% | $38.03 | $54.09 | — | COM | 750469207 |
| — | DERMIRA | 325,583 | $9.875M | 0.7% | $30.33 | $22.40 | — | COM | 24983L104 |
| — | MINERVA NEUROSCIENCES INC | 810,537 | $9.523M | 0.7% | $11.75 | $5.00 | — | COM | 603380106 |
| — | ZOGENIX | 752,999 | $9.149M | 0.7% | $12.15 | $12.13 | — | COM | 98978L204 |
| — | ANI PHARMACEUTICALS INC 01DEC19 3.0PCT | 7,500,000 | $8.7M | 0.6% | $1.16 | $1.05 | — | NOTE | 00182CAA1 |
| — | ASSEMBLY BIOSCIENCES | 714,354 | $8.679M | 0.6% | $12.15 | $7.21 | — | COM | 045396108 |
| BCRX | BIOCRYST PHARMACEUTICALS | 1,330,240 | $8.42M | 0.6% | $6.33 * | $5.20 | 0.0% | COM | 09058V103 |
| — | PFENEX | 914,376 | $8.293M | 0.6% | $9.07 | $13.00 | — | COM | 717071104 |
| — | FIVE PRIME THERAPEUTICS | 163,255 | $8.181M | 0.6% | $50.11 | $26.96 | — | COM | 33830X104 |
| — | MYOKARDIA | 624,694 | $8.089M | 0.6% | $12.95 | $15.01 | — | COM | 62857M105 |
| — | CIDARA THERAPEUTICS | 773,369 | $8.043M | 0.6% | $10.40 | $13.06 | — | COM | 171757107 |
| — | ALDER BIOPHARMACEUTICALS | 384,169 | $7.991M | 0.6% | $20.80 | $32.77 | — | COM | 014339105 |
| — | BLUEPRINT MEDICINES | 273,820 | $7.68M | 0.5% | $28.05 | $25.68 | — | COM | 09627Y109 |
| — | CLOVIS ONCOLOGY | 167,754 | $7.452M | 0.5% | $44.42 | $36.05 | — | COM | 189464100 |
| QURE | UNIQURE | 1,265,963 | $7.089M | 0.5% | $5.60 * | $18.17 | -63.1% | COM | N90064101 |
| — | ANTARES PHARMA | 2,917,253 | $6.797M | 0.5% | $2.33 | $2.33 | — | COM | 036642106 |
| — | CLEARSIDE BIOMEDICAL | 712,062 | $6.365M | 0.5% | $8.94 | $7.22 | — | COM | 185063104 |
| VRTX | VERTEX PHARMACEUTICALS | 85,509 | $6.299M | 0.4% | $73.66 * | $111.26 | -26.9% | COM | 92532F100 |
| — | NEPTUNE TECHNOLOGIES AND BIORESOURCES | 6,519,634 | $6.004M | 0.4% | $0.92 | $3.13 | — | COM | 64077P108 |
| — | FORWARD PHARMA ADR REPRESENTING 1 | 394,241 | $5.918M | 0.4% | $15.01 | $18.28 | — | COM | 34986J105 |
| XENE | XENON PHARMACEUTICALS | 740,272 | $5.7M | 0.4% | $7.70 * | $9.34 | -14.0% | COM | 98420N105 |
| JAZZ | JAZZ PHARMACEUTICALS | 52,000 | $5.67M | 0.4% | $109.04 * | $111.38 | 0.0% | COM | G50871105 |
| AKBA | AKEBIA THERAPEUTICS | 537,256 | $5.593M | 0.4% | $10.41 * | $8.44 | +2.0% | COM | 00972D105 |
| — | CAPITAL SENIOR LIVING | 320,173 | $5.222M | 0.4% | $16.31 | $24.19 | — | COM | 140475104 |
| EVH | EVOLENT HEALTH CLASS A | 307,800 | $4.555M | 0.3% | $14.80 * | $12.68 | +55.4% | COM | 30050B101 |
| BIO | BIO RAD LABORATORIES CLASS A | 24,416 | $4.451M | 0.3% | $182.30 * | $162.82 | +4.7% | COM | 090572207 |
| ALNY | ALNYLAM PHARMACEUTICALS | 118,475 | $4.436M | 0.3% | $37.44 * | $41.87 | 0.0% | COM | 02043Q107 |
| — | ABEONA THERAPEUTICS | 842,173 | $4.085M | 0.3% | $4.85 | $4.32 | — | COM | 00289Y107 |
| — | PEREGRINE PHARMACEUTICALS INC 10.5 | 200,000 | $3.982M | 0.3% | $19.91 | $19.91 | — | COM | 713661403 |
| — | INVITAE | 500,000 | $3.97M | 0.3% | $7.94 | $7.94 | — | COM | 46185L103 |
| — | PSIVIDA | 2,279,706 | $3.898M | 0.3% | $1.71 | $2.93 | — | COM | 74440J101 |
| — | ABEONA THERAPEUTICS CW-19 | 1,259,636 | $3.778M | 0.3% | $3.00 | $3.25 | — | WARRANTS | 00289y115 |
| — | AGILE THERAPEUTICS | 661,446 | $3.77M | 0.3% | $5.70 | $7.06 | — | COM | 00847L100 |
| — | ONCOBIOLOGICS | 1,248,990 | $3.759M | 0.3% | $3.01 | $3.40 | — | COM | 68235M105 |
| ADMA | ADMA BIOLOGICS | 721,102 | $3.692M | 0.3% | $5.12 * | $6.35 | -9.6% | COM | 000899104 |
| COLL | COLLEGIUM PHARMACEUTICAL | 196,728 | $3.063M | 0.2% | $15.57 * | $16.62 | 0.0% | COM | 19459J104 |
| — | CELGENE | 26,000 | $3.01M | 0.2% | $115.77 | $115.77 | — | COM | 151020104 |
| — | SYNERGY PHARMACEUTICALS | 490,300 | $2.986M | 0.2% | $6.09 | $5.98 | — | COM | 871639308 |
| — | HISTOGENCIS CORP | 1,777,777 | $2.968M | 0.2% | $1.67 | $3.21 | — | COM | 43358V109 |
| — | MYOVANT SCIENCES | 226,322 | $2.815M | 0.2% | $12.44 | $12.44 | — | COM | G637AM102 |
| — | MGC DIAGNOSTICS | 329,733 | $2.602M | 0.2% | $7.89 | $8.55 | — | COM | 552768103 |
| — | RA PHARMACEUTICALS | 165,000 | $2.506M | 0.2% | $15.19 | $15.19 | — | COM | 74933V108 |
| — | SELECTA BIOSCIENCES | 141,875 | $2.433M | 0.2% | $17.15 | $13.99 | — | COM | 816212104 |
| — | APTEVO THERAPEUTICS | 988,133 | $2.411M | 0.2% | $2.44 | $2.56 | — | COM | 03835L108 |
| — | CASCADIAN THERAPEUTICS | 546,498 | $2.355M | 0.2% | $4.31 | $4.31 | — | COM | 14740B606 |
| ABT | ABBOTT LABORATORIES | 50,000 | $1.921M | 0.1% | $38.42 * | $35.93 | -6.4% | COM | 002824100 |
| — | AERIE PHARMACEUTICALS | 50,000 | $1.893M | 0.1% | $37.86 | $37.74 | — | COM | 00771V108 |
| ATRC | ATRICURE | 94,400 | $1.847M | 0.1% | $19.57 * | $17.89 | +1.3% | COM | 04963C209 |
| — | EIGER BIOPHARMACEUTICALS | 157,679 | $1.836M | 0.1% | $11.64 | $15.33 | — | COM | 28249U105 |
| PFE | PFIZER | 55,000 | $1.786M | 0.1% | $32.47 * | $20.50 | 0.0% | COM | 717081103 |
| — | THERAPEUTICSMD | 300,000 | $1.731M | 0.1% | $5.77 | $5.77 | — | COM | 88338N107 |
| — | AVEO PHARMACEUTICALS | 3,108,808 | $1.678M | 0.1% | $0.54 | $0.96 | — | COM | 053588109 |
| — | AEVI GENOMIC MEDICINE | 293,460 | $1.52M | 0.1% | $5.18 | $5.18 | — | COM | 00835P105 |
| — | AFFIMED | 734,301 | $1.322M | 0.1% | $1.80 | $2.48 | — | COM | N01045108 |
| — | ARROWHEAD Pharmaceuticals | 847,458 | $1.313M | 0.1% | $1.55 | $1.55 | — | com | 04280a100 |
| — | NEURODERM | 57,825 | $1.284M | 0.1% | $22.20 | $15.76 | — | COM | M74231107 |
| — | ALLIQUA BIOMEDICAL | 1,921,951 | $1.133M | 0.1% | $0.59 | $0.80 | — | COM | 019621200 |
| — | AZURRX BIOPHARMA | 227,272 | $1.077M | 0.1% | $4.74 | $4.74 | — | COM | 05502L105 |
| — | MEDICINES CO PUT 32 04/21/2017 | 200,000 | $1.07M | 0.1% | $5.35 | — | — | Put | 584688105 |
| — | BARCLAYS BANK IPATH SandP 500 VIX SHORT TERM FUTURES ETN EXP | 41,000 | $1.046M | 0.1% | $25.51 | $25.51 | — | COM | 06740Q252 |
| — | BRAINSTORM CELL THERAPEUTICS | 400,000 | $1.016M | 0.1% | $2.54 | $2.54 | — | COM | 10501E201 |
| CSBR | CHAMPIONS ONCOLOGY | 372,597 | $942K | 0.1% | $2.53 * | $6.08 | -68.0% | COM | 15870P307 |
| ARNI | ARNO THERAPEUTICS INC | 4,177,577 | $781K | 0.1% | $0.19 * | $0.59 | -44.7% | COM | 042564203 |
| — | QUORUM HEALTH | 100,604 | $731K | 0.1% | $7.27 | $7.27 | — | COM | 74909e106 |
| — | ACCRETIVE HEALTH | 315,000 | $709K | 0.1% | $2.25 | $2.33 | — | COM | 00438V103 |
| — | WELLCARE HEALTHCARE PLANS | 5,056 | $693K | 0.0% | $137.06 | $92.69 | — | COM | 94946T106 |
| EXEL | EXELIXIS | 46,361 | $691K | 0.0% | $14.90 * | $14.43 | 0.0% | COM | 30161Q104 |
| UTHR | UNITED THERAPEUTICS | 4,753 | $682K | 0.0% | $143.49 * | $126.54 | +0.9% | COM | 91307C102 |
| — | AMAG PHARMACEUTICALS | 19,524 | $679K | 0.0% | $34.78 | $24.53 | — | COM | 00163U106 |
| EXAS | EXACT SCIENCES CORP PUT 17 01/20/2017 | 200,000 | $670K | 0.0% | $3.35 | — | — | Put | 30063P105 |
| — | INC RESEARCH HOLDINGS CLASS A | 12,636 | $665K | 0.0% | $52.63 | $44.56 | — | COM | 45329R109 |
| — | PROTEON THERAPEUTICS | 334,116 | $635K | 0.0% | $1.90 | $8.74 | — | COM | 74371L109 |
| MTST | METASTAT INC | 500,000 | $618K | 0.0% | $1.24 * | $2.15 | 0.0% | COM | 59140A203 |
| — | ENZO BIOCHEM | 83,893 | $582K | 0.0% | $6.94 | $6.17 | — | COM | 294100102 |
| — | MAGELLAN HEALTH | 7,508 | $565K | 0.0% | $75.25 | $68.12 | — | COM | 559079207 |
| — | FIAT CHRYSLER AUTOMOBILES | 62,000 | $565K | 0.0% | $9.11 | $14.53 | — | COM | N31738102 |
| INCY | INCYTE | 5,619 | $563K | 0.0% | $100.20 * | $84.26 | +15.8% | COM | 45337C102 |
| — | SCYNEXIS | 171,185 | $546K | 0.0% | $3.19 | $8.79 | — | COM | 811292101 |
| BIIB | BIOGEN INC | 1,922 | $545K | 0.0% | $283.56 * | $296.18 | +0.1% | COM | 09062X103 |
| CCRN | CROSS COUNTRY HEALTHCARE | 34,819 | $544K | 0.0% | $15.62 * | $13.69 | 0.0% | COM | 227483104 |
| HUM | HUMANA INC CALL 210 04/21/2017 | 40,000 | $528K | 0.0% | $13.20 * | $176.81 | 0.0% | Call | 444859102 |
| — | ONCOBIOLOGICS INC WTS | 656,382 | $518K | 0.0% | $0.79 | $0.66 | — | W EXP 2/18/2017 | 68235M121 |
| ICLR | ICON | 6,873 | $517K | 0.0% | $75.22 * | $75.14 | +3.4% | COM | G4705A100 |
| UNH | UNITEDHEALTH GROUP | 3,223 | $516K | 0.0% | $160.10 * | $100.29 | +28.8% | COM | 91324P102 |
| — | TRACON PHARMACEUTICALS | 100,000 | $490K | 0.0% | $4.90 | $4.90 | — | COM | 89237H100 |
| AMN | AMN HEALTHCARE | 12,585 | $484K | 0.0% | $38.46 * | $37.99 | -10.1% | COM | 001744101 |
| — | APPLIED GENETIC TECHNOLOGIES | 50,251 | $470K | 0.0% | $9.35 | $11.75 | — | COM | 03820J100 |
| LNTH | LANTHEUS HOLDINGS | 53,763 | $462K | 0.0% | $8.59 * | $6.62 | +34.9% | COM | 516544103 |
| — | EXPRESS SCRIPTS HOLDING | 6,639 | $457K | 0.0% | $68.84 | $68.84 | — | COM | 30219G108 |
| HUM | HUMANA | 2,227 | $454K | 0.0% | $203.86 * | $176.81 | 0.0% | COM | 444859102 |
| — | AEGLEA BIOTHERAPEUTICS | 103,585 | $451K | 0.0% | $4.35 | $4.86 | — | COM | 00773J103 |
| — | HILL ROM HOLDINGS | 7,930 | $445K | 0.0% | $56.12 | $62.01 | — | COM | 431475102 |
| MCK | MCKESSON | 3,078 | $432K | 0.0% | $140.35 * | $158.09 | -13.4% | COM | 58155Q103 |
| — | IMMUNE DESIGN | 77,725 | $428K | 0.0% | $5.51 | $7.58 | — | COM | 45252L103 |
| — | NOVAVAX | 335,413 | $423K | 0.0% | $1.26 | $1.26 | — | COM | 670002104 |
| — | SUCAMPO PHARMACEUTICALS CLASS A | 30,694 | $416K | 0.0% | $13.55 | $11.14 | — | COM | 864909106 |
| MOH | MOLINA HEALTHCARE | 6,981 | $379K | 0.0% | $54.29 | $60.92 | -10.2% | COM | 60855R100 |
| RACE | FERRARI | 6,200 | $360K | 0.0% | $58.06 * | $40.37 | +35.1% | COM | N3167Y103 |
| PZRXQ | PHASERX | 200,000 | $310K | 0.0% | $1.55 * | $4.94 | -66.9% | COM | 71723F103 |
| IRIX | IRIDEX | 21,885 | $308K | 0.0% | $14.07 | $14.20 | 0.0% | COM | 462684101 |
| — | AGENUS | 72,187 | $297K | 0.0% | $4.11 | $7.18 | — | COM | 00847G705 |
| — | NIVALIS THERAPEUTICS | 122,275 | $274K | 0.0% | $2.24 | $12.97 | — | COM | 65481J109 |
| SRPT | SAREPTA THERAPEUTICS INC PUT 50 01/20/2017 | 10,900 | $249K | 0.0% | $22.84 * | $24.99 | +60.7% | Put | 803607100 |
| — | PERNIX THERAPEUTICS HOLD 01APR21 4.25PCT | 1,000,000 | $246K | 0.0% | $0.25 | $0.20 | — | Note | 71426VAK4 |
| — | ACASTI PHARMA CLASS A | 186,559 | $233K | 0.0% | $1.25 | $2.51 | — | COM | 00430K402 |
| PBYI | PUMA BIOTECHNOLOGY | 7,344 | $225K | 0.0% | $30.64 * | $50.56 | -14.5% | COM | 74587V107 |
| — | LHC GROUP | 4,745 | $217K | 0.0% | $45.73 | $36.88 | — | COM | 50187A107 |
| — | ENDO INTERNATIONAL | 12,920 | $213K | 0.0% | $16.49 | $16.49 | — | COM | G30401106 |
| — | MERRIMACK PHARMACEUTICALS | 48,910 | $200K | 0.0% | $4.09 | $7.90 | — | COM | 590328100 |
| NTLA | INTELLIA THERAPEUTICS | 14,673 | $192K | 0.0% | $13.09 * | $26.61 | -43.5% | COM | 45826J105 |
| — | FIVE STAR QUALITY CARE | 67,797 | $183K | 0.0% | $2.70 | $2.70 | — | COM | 33832D106 |
| — | GENVEC | 56,131 | $180K | 0.0% | $3.21 | $3.21 | — | COM | 37246C406 |
| — | PSYCHEMEDICS | 6,626 | $164K | 0.0% | $24.75 | $19.80 | — | COM | 744375205 |
| — | AUDENTES THERAPEUTICS | 7,500 | $137K | 0.0% | $18.27 | $17.87 | — | COM | 05070R104 |
| — | ONCOBIOLOGICS INC WTS | 656,382 | $124K | 0.0% | $0.19 | $0.46 | — | W EXP 2/18/2017 | 68235M113 |
| — | STEMLINE THERAPEUTICS | 10,702 | $115K | 0.0% | $10.75 | $14.47 | — | COM | 85858C107 |
| — | AEVI GENOMIC MEDICINE WARRANT | 150,000 | $106K | 0.0% | $0.71 | $0.71 | — | WARRANTS | 58436Q120 |
| — | CYNOSURE CLASS A | 1,800 | $82,000 | 0.0% | $45.56 | $51.11 | — | COM | 232577205 |
| — | CEMPRA | 22,321 | $62,000 | 0.0% | $2.78 | $17.61 | — | COM | 15130J109 |
| — | IGNYTA | 6,584 | $35,000 | 0.0% | $5.32 | $15.09 | — | COM | 451731103 |
| VCEL | VERICEL | 9,385 | $28,000 | 0.0% | $2.98 * | $2.81 | -8.6% | COM | 92346J108 |
| — | CHINA BIOLOGIC PRODUCTS | 236 | $25,000 | 0.0% | $105.93 | $114.50 | — | COM | 16938C106 |
| — | OPHTHOTECH CORP PUT 20 01/20/2017 | 1,600 | $24,000 | 0.0% | $15.00 | — | — | Put | 683745103 |
| BMRN | BIOMARIN PHARMACEUTICAL | 250 | $21,000 | 0.0% | $84.00 * | $94.17 | -8.7% | COM | 09061G101 |
| — | ARIAD PHARMACEUTICALS | 1,551 | $19,000 | 0.0% | $12.25 | $12.25 | — | COM | 04033A100 |
| — | ABIOMED | 109 | $12,000 | 0.0% | $110.09 | $128.58 | — | COM | 003654100 |
| WST | WEST PHARMACEUTICAL SERVICES | 138 | $12,000 | 0.0% | $86.96 * | $76.11 | 0.0% | COM | 955306105 |
| SUPN | SUPERNUS PHARMACEUTICALS | 421 | $11,000 | 0.0% | $26.13 * | $13.99 | +59.8% | COM | 868459108 |
| — | CAPRICOR THERAPEUTICS | 4,000 | $11,000 | 0.0% | $2.75 | $8.75 | — | COM | 14070B101 |
| GKOS | GLAUKOS | 300 | $10,000 | 0.0% | $33.33 * | $32.53 | +5.2% | COM | 377322102 |
| INGN | INOGEN | 125 | $8,000 | 0.0% | $64.00 * | $42.28 | +45.9% | COM | 45780L104 |
| — | SEVION THERAPEUTICS INC | 59,220 | $8,000 | 0.0% | $0.14 | $0.20 | — | COM | 81834Q104 |
| — | PEREGRINE PHARMACEUTICALS | 24,332 | $8,000 | 0.0% | $0.33 | $0.37 | — | COM | 713661304 |
| — | INNOCOLL | 9,433 | $7,000 | 0.0% | $0.74 | $5.01 | — | COM | G4783X105 |
| ACAD | ACADIA PHARMACEUTICALS INC CALL 40 01/20/2017 | 100,000 | $7,000 | 0.0% | $0.07 * | $33.90 | -22.0% | Call | 004225108 |
| — | NEOS THERAPEUTICS | 1,056 | $6,000 | 0.0% | $5.68 | $9.53 | — | COM | 64052L106 |
| — | OPHTHOTECH CORP CALL 55 01/20/2017 | 220,400 | $5,000 | 0.0% | $0.02 | — | — | Call | 683745103 |
| — | DYNAVAX TECHNOLOGIES CALL 4 01/2017 | 15,600 | $5,000 | 0.0% | $0.32 | — | — | Call | 268158201 |
| — | AVINGER | 1,062 | $4,000 | 0.0% | $3.77 | $4.71 | — | COM | 053734109 |
| LLY | ELI LILLY & CO CALL 90 01/20/2017 | 100,000 | $3,000 | 0.0% | $0.03 | — | — | Call | 532457108 |
| XBI | SPDR SandP BIOTECH ETF | 50 | $3,000 | 0.0% | $60.00 | $60.00 | — | COM | 78464A870 |
| — | MIRATI THERAPEUTICS | 521 | $2,000 | 0.0% | $3.84 | $3.84 | — | COM | 60468T105 |
| AORT | CRYOLIFE | 123 | $2,000 | 0.0% | $16.26 * | $15.12 | +20.5% | COM | 228903100 |
| SGMO | SANGAMO BIOSCIENCES | 272 | $1,000 | 0.0% | $3.68 | $5.09 | -28.4% | COM | 800677106 |
| DIA | SPDR DOW JONES INDUSTRIAL AVERAGE ETF | 3 | $1,000 | 0.0% | $333.33 | $333.33 | — | COM | 78467X109 |
| TNGNQ | TENGION INC | 1,826,399 | $1,000 | 0.0% | $0.00 | $0.00 | +3.3% | COM | 88034G208 |
| — | FLEX PHARMA | 237 | $1,000 | 0.0% | $4.22 | $12.66 | — | COM | 33938A105 |
| IWS | ISHARES RUSSELL MID-CAP VALUE ETF | 2 | $0 | 0.0% | $0.00 | — | — | COM | 464287473 |
| — | IMPAX LABORATORIES | 1 | $0 | 0.0% | $0.00 | — | — | COM | 45256B101 |
| IVV | ISHARES CORE SandP 500 ETF | 1 | $0 | 0.0% | $0.00 | — | — | COM | 464287200 |
| JNJ | JOHNSON and JOHNSON | 2 | $0 | 0.0% | $0.00 | $89.71 | 0.0% | COM | 478160104 |
| TLT | ISHARES 20 PLUS YEAR TREASURY BOND ETF | 2 | $0 | 0.0% | $0.00 | — | — | NOTE | 464287432 |
| TMO | THERMO FISHER SCIENTIFIC | 2 | $0 | 0.0% | $0.00 | $143.74 | 0.0% | COM | 883556102 |
| GLD | SPDR GOLD SHARES ETF | 1 | $0 | 0.0% | $0.00 | — | — | COM | 78463V107 |
| NPCUF | ALLON THERAPEUTICS | 751,124 | $0 | 0.0% | $0.00 | $0.00 | -27.0% | COM | 019774108 |
| ZTS | ZOETIS CLASS A | 3 | $0 | 0.0% | $0.00 | $47.37 | 0.0% | COM | 98978V103 |
| BSX | BOSTON SCIENTIFIC | 3 | $0 | 0.0% | $0.00 | $21.82 | 0.0% | COM | 101137107 |
| DVA | DAVITA | 3 | $0 | 0.0% | $0.00 | $62.28 | 0.0% | COM | 23918K108 |
| — | CORBUS PHARMACEUTICALS HOLDINGS INC CALL 15 01/20/2017 | 1,600 | $0 | 0.0% | $0.00 | $2.85 | — | Call | 21833P103 |
| DHR | DANAHER | 3 | $0 | 0.0% | $0.00 | $66.37 | 0.0% | COM | 235851102 |
| — | CATALENT | 3 | $0 | 0.0% | $0.00 | — | — | COM | 148806102 |
| BRKR | BRUKER | 3 | $0 | 0.0% | $0.00 | $21.11 | 0.0% | COM | 116794108 |