Gagnon Advisors, LLC Long-Term Concentrated

Location: New York, NY

CIK: 0001599466 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 12, 2020

Total Value: $163M (100.0% shares, 0.0% debt)

Holdings (30)

AMRC AMERESCO INC 9.0%

Value $14.7M Shares 440,020 Est. Cost $9.00 Unrealized +236.4%

CDNA CAREDX INC 8.0%

Value $13.09M Shares 344,886 Est. Cost $11.44 Unrealized +195.2%

PCRX PACIRA BIOSCIENCES 7.2%

Value $11.65M Shares 193,860 Est. Cost $41.32 Unrealized +40.6%

BL BLACKLINE INC 6.8%

Value $11.1M Shares 123,843 Est. Cost $47.25 Unrealized +77.6%

FIVN FIVE9 INC COM USD0.001 5.9%

Value $9.58M Shares 73,878 Est. Cost $22.98 Unrealized +423.3%

AL AIR LEASE CORP 4.6%

Value $7.501M Shares 254,950 Est. Cost $28.22 Unrealized -5.1%

NVGS NAVIGATOR HOLDINGS LTD 4.6%

Value $7.498M Shares 896,942 Est. Cost $9.70 Unrealized -17.2%

— NEW RELIC INC 4.3%

Value $7.022M Shares 124,589 Est. Cost $40.57 Unrealized —

EQIX EQUINIX INC COM 4.3%

Value $6.971M Shares 9,171 Est. Cost $267.23 Unrealized +155.8%

AOSL ALPHA AND OMEGA SEMICONDUCTOR 4.2%

Value $6.779M Shares 528,784 Est. Cost $11.09 Unrealized +8.8%

— EVERBRIDGE INC COM 3.9%

Value $6.393M Shares 50,846 Est. Cost $33.23 Unrealized —

— LUMBER LIQUIDATORS HLDGS 3.9%

Value $6.342M Shares 287,619 Est. Cost $20.81 Unrealized —

— GENERAL FIN CORP DEL 3.5%

Value $5.64M Shares 891,024 Est. Cost $4.50 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 3.5%

Value $5.636M Shares 194,750 Est. Cost $16.81 Unrealized +28.5%

PROF PROFOUND MED CORP 3.0%

Value $4.891M Shares 277,252 Est. Cost $13.18 Unrealized +20.6%

YEXT YEXT INC 3.0%

Value $4.82M Shares 317,529 Est. Cost $18.72 Unrealized -9.8%

ONTO ONTO INNOVATION INC 2.7%

Value $4.457M Shares 149,648 Est. Cost $34.27 Unrealized -3.2%

EPD ENTERPRISE PRODS PARTNERS L P 2.7%

Value $4.358M Shares 275,981 Est. Cost $23.48 Unrealized —

— SECUREWORKS CORP 2.4%

Value $3.99M Shares 350,335 Est. Cost $12.38 Unrealized —

— TFF PHARMACEUTICALS INC 2.0%

Value $3.259M Shares 176,471 Est. Cost $18.47 Unrealized —

MRK MERCK &CO. INC COM 2.0%

Value $3.199M Shares 38,565 Est. Cost $65.93 Unrealized 0.0%

— CM LIFE SCIENCES INC 1.5%

Value $2.488M Shares 237,634 Est. Cost $10.47 Unrealized —

— CASTLIGHT HEALTH INC 1.2%

Value $2.034M Shares 1,799,572 Est. Cost $4.33 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 1.2%

Value $1.911M Shares 626,584 Est. Cost $22.30 Unrealized -83.7%

— WPX ENERGY INC 1.0%

Value $1.696M Shares 346,144 Est. Cost $10.28 Unrealized —

MRK MERCK & CO. INC 1.0%

Value $1.592M Shares 19,200 Est. Cost $65.93 Unrealized 0.0%

— APOLLO ENDOSURGERY INC 1.0%

Value $1.555M Shares 919,846 Est. Cost $3.65 Unrealized —

— GENERAL FIN CORP DEL 0.8%

Value $1.358M Shares 13,329 Est. Cost $100.38 Unrealized —

CELC CELCUITY INC 0.5%

Value $823K Shares 141,811 Est. Cost $12.99 Unrealized -55.9%

— CNFINANCE HLDGS LTD 0.4%

Value $576K Shares 181,633 Est. Cost $5.51 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
AMRC	AMERESCO INC	440,020	$14.7M	9.0%	$9.00	+236.4%	CLA	02361E108
CDNA	CAREDX INC	344,886	$13.09M	8.0%	$11.44	+195.2%	COM	14167L103
PCRX	PACIRA BIOSCIENCES	193,860	$11.65M	7.2%	$41.32	+40.6%	COM	695127100
BL	BLACKLINE INC	123,843	$11.1M	6.8%	$47.25	+77.6%	COM	09239B109
FIVN	FIVE9 INC COM USD0.001	73,878	$9.58M	5.9%	$22.98	+423.3%	COM	338307101
AL	AIR LEASE CORP	254,950	$7.501M	4.6%	$28.22	-5.1%	CL A	00912X302
NVGS	NAVIGATOR HOLDINGS LTD	896,942	$7.498M	4.6%	$9.70	-17.2%	SHS	Y62132108
—	NEW RELIC INC	124,589	$7.022M	4.3%	$40.57	—	COM	64829B100
EQIX	EQUINIX INC COM	9,171	$6.971M	4.3%	$267.23	+155.8%	COM	29444U700
AOSL	ALPHA AND OMEGA SEMICONDUCTOR	528,784	$6.779M	4.2%	$11.09	+8.8%	SHS	G6331P104
—	EVERBRIDGE INC COM	50,846	$6.393M	3.9%	$33.23	—	COM	29978A104
—	LUMBER LIQUIDATORS HLDGS	287,619	$6.342M	3.9%	$20.81	—	COM	55003T107
—	GENERAL FIN CORP DEL	891,024	$5.64M	3.5%	$4.50	—	CL A	369822101
BLFS	BIOLIFE SOLUTIONS INC	194,750	$5.636M	3.5%	$16.81	+28.5%	COM NEW	09062W204
PROF	PROFOUND MED CORP	277,252	$4.891M	3.0%	$13.18	+20.6%	COM NEW	74319B502
YEXT	YEXT INC	317,529	$4.82M	3.0%	$18.72	-9.8%	CL A	98585N106
ONTO	ONTO INNOVATION INC	149,648	$4.457M	2.7%	$34.27	-3.2%	COM	683344105
EPD	ENTERPRISE PRODS PARTNERS L P	275,981	$4.358M	2.7%	$23.48	—	COM	293792107
—	SECUREWORKS CORP	350,335	$3.99M	2.4%	$12.38	—	CL A	81374A105
—	TFF PHARMACEUTICALS INC	176,471	$3.259M	2.0%	$18.47	—	COM	87241J104
MRK	MERCK &CO. INC COM	38,565	$3.199M	2.0%	$65.93	0.0%	COM	58933Y105
—	CM LIFE SCIENCES INC	237,634	$2.488M	1.5%	$10.47	—	UNIT 9/1/2025	18978W208
—	CASTLIGHT HEALTH INC	1,799,572	$2.034M	1.2%	$4.33	—	CL B	14862Q100
PSIX	POWER SOLUTIONS INTERNATIONAL INC	626,584	$1.911M	1.2%	$22.30	-83.7%	COM	73933G202
—	WPX ENERGY INC	346,144	$1.696M	1.0%	$10.28	—	COM	98212B103
MRK	MERCK & CO. INC	19,200	$1.592M	1.0%	$65.93	0.0%	Call	58933Y105
—	APOLLO ENDOSURGERY INC	919,846	$1.555M	1.0%	$3.65	—	COM	03767D108
—	GENERAL FIN CORP DEL	13,329	$1.358M	0.8%	$100.38	—	PFD	369822507
CELC	CELCUITY INC	141,811	$823K	0.5%	$12.99	-55.9%	COM	15102K100
—	CNFINANCE HLDGS LTD	181,633	$576K	0.4%	$5.51	—	SPON ADS	18979T105