Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 12, 2020

Total Value ($000): $162,906 (100.0% shares, 0.0% debt)

Holdings (30)

AMRC AMERESCO INC 9.0%

Value ($000) $14,697 Shares 440,020 Est. Cost $9.00 Unrealized +236.4%

CDNA CAREDX INC 8.0%

Value ($000) $13,085 Shares 344,886 Est. Cost $11.44 Unrealized +195.2%

PCRX PACIRA BIOSCIENCES 7.2%

Value ($000) $11,655 Shares 193,860 Est. Cost $41.32 Unrealized +40.6%

BL BLACKLINE INC 6.8%

Value ($000) $11,100 Shares 123,843 Est. Cost $47.25 Unrealized +77.6%

FIVN FIVE9 INC COM USD0.001 5.9%

Value ($000) $9,580 Shares 73,878 Est. Cost $22.98 Unrealized +423.3%

AL AIR LEASE CORP 4.6%

Value ($000) $7,501 Shares 254,950 Est. Cost $28.22 Unrealized -5.1%

NVGS NAVIGATOR HOLDINGS LTD 4.6%

Value ($000) $7,498 Shares 896,942 Est. Cost $9.70 Unrealized -17.2%

— NEW RELIC INC 4.3%

Value ($000) $7,022 Shares 124,589 Est. Cost $40.57 Unrealized —

EQIX EQUINIX INC COM 4.3%

Value ($000) $6,971 Shares 9,171 Est. Cost $267.23 Unrealized +155.8%

AOSL ALPHA AND OMEGA SEMICONDUCTOR 4.2%

Value ($000) $6,779 Shares 528,784 Est. Cost $11.09 Unrealized +8.8%

— EVERBRIDGE INC COM 3.9%

Value ($000) $6,393 Shares 50,846 Est. Cost $33.23 Unrealized —

— LUMBER LIQUIDATORS HLDGS 3.9%

Value ($000) $6,342 Shares 287,619 Est. Cost $20.81 Unrealized —

— GENERAL FIN CORP DEL 3.5%

Value ($000) $5,640 Shares 891,024 Est. Cost $4.50 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 3.5%

Value ($000) $5,636 Shares 194,750 Est. Cost $16.81 Unrealized +28.5%

PROF PROFOUND MED CORP 3.0%

Value ($000) $4,891 Shares 277,252 Est. Cost $13.18 Unrealized +20.6%

YEXT YEXT INC 3.0%

Value ($000) $4,820 Shares 317,529 Est. Cost $18.72 Unrealized -9.8%

ONTO ONTO INNOVATION INC 2.7%

Value ($000) $4,457 Shares 149,648 Est. Cost $34.27 Unrealized -3.2%

EPD ENTERPRISE PRODS PARTNERS L P 2.7%

Value ($000) $4,358 Shares 275,981 Est. Cost $23.48 Unrealized —

— SECUREWORKS CORP 2.4%

Value ($000) $3,990 Shares 350,335 Est. Cost $12.38 Unrealized —

— TFF PHARMACEUTICALS INC 2.0%

Value ($000) $3,259 Shares 176,471 Est. Cost $18.47 Unrealized —

MRK MERCK &CO. INC COM 2.0%

Value ($000) $3,199 Shares 38,565 Est. Cost $65.93 Unrealized 0.0%

— CM LIFE SCIENCES INC 1.5%

Value ($000) $2,488 Shares 237,634 Est. Cost $10.47 Unrealized —

— CASTLIGHT HEALTH INC 1.2%

Value ($000) $2,034 Shares 1,799,572 Est. Cost $4.33 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 1.2%

Value ($000) $1,911 Shares 626,584 Est. Cost $22.30 Unrealized -83.7%

— WPX ENERGY INC 1.0%

Value ($000) $1,696 Shares 346,144 Est. Cost $10.28 Unrealized —

MRK MERCK & CO. INC 1.0%

Value ($000) $1,592 Shares 19,200 Est. Cost $65.93 Unrealized 0.0%

— APOLLO ENDOSURGERY INC 1.0%

Value ($000) $1,555 Shares 919,846 Est. Cost $3.65 Unrealized —

— GENERAL FIN CORP DEL 0.8%

Value ($000) $1,358 Shares 13,329 Est. Cost $100.38 Unrealized —

CELC CELCUITY INC 0.5%

Value ($000) $823 Shares 141,811 Est. Cost $12.99 Unrealized -55.9%

— CNFINANCE HLDGS LTD 0.4%

Value ($000) $576 Shares 181,633 Est. Cost $5.51 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AMRC	AMERESCO INC	440,020	$14,697	9.0%	$9.00	+236.4%	CLA	02361E108
CDNA	CAREDX INC	344,886	$13,085	8.0%	$11.44	+195.2%	COM	14167L103
PCRX	PACIRA BIOSCIENCES	193,860	$11,655	7.2%	$41.32	+40.6%	COM	695127100
BL	BLACKLINE INC	123,843	$11,100	6.8%	$47.25	+77.6%	COM	09239B109
FIVN	FIVE9 INC COM USD0.001	73,878	$9,580	5.9%	$22.98	+423.3%	COM	338307101
AL	AIR LEASE CORP	254,950	$7,501	4.6%	$28.22	-5.1%	CL A	00912X302
NVGS	NAVIGATOR HOLDINGS LTD	896,942	$7,498	4.6%	$9.70	-17.2%	SHS	Y62132108
—	NEW RELIC INC	124,589	$7,022	4.3%	$40.57	—	COM	64829B100
EQIX	EQUINIX INC COM	9,171	$6,971	4.3%	$267.23	+155.8%	COM	29444U700
AOSL	ALPHA AND OMEGA SEMICONDUCTOR	528,784	$6,779	4.2%	$11.09	+8.8%	SHS	G6331P104
—	EVERBRIDGE INC COM	50,846	$6,393	3.9%	$33.23	—	COM	29978A104
—	LUMBER LIQUIDATORS HLDGS	287,619	$6,342	3.9%	$20.81	—	COM	55003T107
—	GENERAL FIN CORP DEL	891,024	$5,640	3.5%	$4.50	—	CL A	369822101
BLFS	BIOLIFE SOLUTIONS INC	194,750	$5,636	3.5%	$16.81	+28.5%	COM NEW	09062W204
PROF	PROFOUND MED CORP	277,252	$4,891	3.0%	$13.18	+20.6%	COM NEW	74319B502
YEXT	YEXT INC	317,529	$4,820	3.0%	$18.72	-9.8%	CL A	98585N106
ONTO	ONTO INNOVATION INC	149,648	$4,457	2.7%	$34.27	-3.2%	COM	683344105
EPD	ENTERPRISE PRODS PARTNERS L P	275,981	$4,358	2.7%	$23.48	—	COM	293792107
—	SECUREWORKS CORP	350,335	$3,990	2.4%	$12.38	—	CL A	81374A105
—	TFF PHARMACEUTICALS INC	176,471	$3,259	2.0%	$18.47	—	COM	87241J104
MRK	MERCK &CO. INC COM	38,565	$3,199	2.0%	$65.93	0.0%	COM	58933Y105
—	CM LIFE SCIENCES INC	237,634	$2,488	1.5%	$10.47	—	UNIT 9/1/2025	18978W208
—	CASTLIGHT HEALTH INC	1,799,572	$2,034	1.2%	$4.33	—	CL B	14862Q100
PSIX	POWER SOLUTIONS INTERNATIONAL INC	626,584	$1,911	1.2%	$22.30	-83.7%	COM	73933G202
—	WPX ENERGY INC	346,144	$1,696	1.0%	$10.28	—	COM	98212B103
MRK	MERCK & CO. INC	19,200	$1,592	1.0%	$65.93	0.0%	Call	58933Y105
—	APOLLO ENDOSURGERY INC	919,846	$1,555	1.0%	$3.65	—	COM	03767D108
—	GENERAL FIN CORP DEL	13,329	$1,358	0.8%	$100.38	—	PFD	369822507
CELC	CELCUITY INC	141,811	$823	0.5%	$12.99	-55.9%	COM	15102K100
—	CNFINANCE HLDGS LTD	181,633	$576	0.4%	$5.51	—	SPON ADS	18979T105