Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 12, 2021

Total Value ($000): $222,461 (100.0% shares, 0.0% debt)

Holdings (29)

CDNA CAREDX INC 11.2%

Value ($000) $24,987 Shares 344,886 Est. Cost $11.44 Unrealized +406.7%

AMRC AMERESCO INC 10.3%

Value ($000) $22,987 Shares 440,020 Est. Cost $9.00 Unrealized +378.8%

BL BLACKLINE INC 7.4%

Value ($000) $16,518 Shares 123,843 Est. Cost $47.25 Unrealized +136.1%

FIVN FIVE9 INC 5.8%

Value ($000) $12,884 Shares 73,878 Est. Cost $22.98 Unrealized +561.8%

AOSL ALPHA & OMEGA SEMICONDUCTOR LTD 5.6%

Value ($000) $12,500 Shares 528,784 Est. Cost $11.09 Unrealized +84.1%

PCRX PACIRA BIOSCIENCES INC 5.2%

Value ($000) $11,601 Shares 193,860 Est. Cost $41.32 Unrealized +41.7%

AL AIR LEASE CORP 5.1%

Value ($000) $11,325 Shares 254,950 Est. Cost $28.22 Unrealized +15.9%

NVGS NAVIGATOR HOLDINGS LTD 4.8%

Value ($000) $10,663 Shares 973,781 Est. Cost $9.59 Unrealized -14.5%

— LUMBER LIQUIDATORS HOLDINGS INC 4.0%

Value ($000) $8,841 Shares 287,619 Est. Cost $20.81 Unrealized —

— NEW RELIC INC 3.7%

Value ($000) $8,148 Shares 124,589 Est. Cost $40.57 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 3.5%

Value ($000) $7,769 Shares 194,750 Est. Cost $16.81 Unrealized +102.8%

— GENERAL FINANCE CORP 3.4%

Value ($000) $7,583 Shares 891,024 Est. Cost $4.50 Unrealized —

— EVERBRIDGE INC 3.4%

Value ($000) $7,580 Shares 50,846 Est. Cost $33.23 Unrealized —

ONTO ONTO INNOVATION INC 3.2%

Value ($000) $7,116 Shares 149,648 Est. Cost $34.27 Unrealized +17.0%

EQIX EQUINIX INC 2.9%

Value ($000) $6,550 Shares 9,171 Est. Cost $267.23 Unrealized +152.5%

YEXT YEXT INC 2.9%

Value ($000) $6,542 Shares 416,133 Est. Cost $18.34 Unrealized -6.7%

PROF PROFOUND MED CORP 2.6%

Value ($000) $5,700 Shares 277,252 Est. Cost $13.18 Unrealized +39.6%

EPD ENTERPRISE PRODS PARTNERS LP 2.4%

Value ($000) $5,406 Shares 275,981 Est. Cost $23.48 Unrealized —

— SECUREWORKS CORP 2.2%

Value ($000) $4,982 Shares 350,335 Est. Cost $12.38 Unrealized —

— CM LIFE SCIENCES INC 1.9%

Value ($000) $4,297 Shares 370,410 Est. Cost $10.88 Unrealized —

— APOLLO ENDOSURGERY INC 1.8%

Value ($000) $4,083 Shares 1,200,769 Est. Cost $3.59 Unrealized —

— CASTLIGHT HEALTH INC 1.7%

Value ($000) $3,846 Shares 2,958,279 Est. Cost $3.14 Unrealized —

— WPX ENERGY INC 1.3%

Value ($000) $2,821 Shares 346,144 Est. Cost $10.28 Unrealized —

— TFF PHARMACEUTICALS INC 1.1%

Value ($000) $2,527 Shares 176,471 Est. Cost $18.47 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 0.9%

Value ($000) $2,068 Shares 626,584 Est. Cost $22.30 Unrealized -84.0%

CELC CELCUITY INC 0.6%

Value ($000) $1,299 Shares 141,811 Est. Cost $12.99 Unrealized -38.6%

— CC NEUBERGER PRINCIPAL HOLDINGS I 0.5%

Value ($000) $1,019 Shares 94,007 Est. Cost $10.84 Unrealized —

— CNFINANCE HOLDINGS LIMITED 0.3%

Value ($000) $765 Shares 181,633 Est. Cost $5.51 Unrealized —

— CC NEUBERGER PRINCIPAL HOLDINGS I 0.0%

Value ($000) $54 Shares 4,571 Est. Cost $11.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	344,886	$24,987	11.2%	$11.44	+406.7%	COM	14167L103
AMRC	AMERESCO INC	440,020	$22,987	10.3%	$9.00	+378.8%	CLA	02361E108
BL	BLACKLINE INC	123,843	$16,518	7.4%	$47.25	+136.1%	COM	09239B109
FIVN	FIVE9 INC	73,878	$12,884	5.8%	$22.98	+561.8%	COM	338307101
AOSL	ALPHA & OMEGA SEMICONDUCTOR LTD	528,784	$12,500	5.6%	$11.09	+84.1%	SHS	G6331P104
PCRX	PACIRA BIOSCIENCES INC	193,860	$11,601	5.2%	$41.32	+41.7%	COM	695127100
AL	AIR LEASE CORP	254,950	$11,325	5.1%	$28.22	+15.9%	CL A	00912X302
NVGS	NAVIGATOR HOLDINGS LTD	973,781	$10,663	4.8%	$9.59	-14.5%	SHS	Y62132108
—	LUMBER LIQUIDATORS HOLDINGS INC	287,619	$8,841	4.0%	$20.81	—	COM	55003T107
—	NEW RELIC INC	124,589	$8,148	3.7%	$40.57	—	COM	64829B100
BLFS	BIOLIFE SOLUTIONS INC	194,750	$7,769	3.5%	$16.81	+102.8%	COM NEW	09062W204
—	GENERAL FINANCE CORP	891,024	$7,583	3.4%	$4.50	—	CL A	369822101
—	EVERBRIDGE INC	50,846	$7,580	3.4%	$33.23	—	COM	29978A104
ONTO	ONTO INNOVATION INC	149,648	$7,116	3.2%	$34.27	+17.0%	COM	683344105
EQIX	EQUINIX INC	9,171	$6,550	2.9%	$267.23	+152.5%	COM	29444U700
YEXT	YEXT INC	416,133	$6,542	2.9%	$18.34	-6.7%	COM	98585N106
PROF	PROFOUND MED CORP	277,252	$5,700	2.6%	$13.18	+39.6%	COM NEW	74319B502
EPD	ENTERPRISE PRODS PARTNERS LP	275,981	$5,406	2.4%	$23.48	—	COM	293792107
—	SECUREWORKS CORP	350,335	$4,982	2.2%	$12.38	—	CL A	81374A105
—	CM LIFE SCIENCES INC	370,410	$4,297	1.9%	$10.88	—	UNIT 9/1/2025	18978W208
—	APOLLO ENDOSURGERY INC	1,200,769	$4,083	1.8%	$3.59	—	COM	03767D108
—	CASTLIGHT HEALTH INC	2,958,279	$3,846	1.7%	$3.14	—	CL B	14862Q100
—	WPX ENERGY INC	346,144	$2,821	1.3%	$10.28	—	COM	98212B103
—	TFF PHARMACEUTICALS INC	176,471	$2,527	1.1%	$18.47	—	COM	87241J104
PSIX	POWER SOLUTIONS INTERNATIONAL INC	626,584	$2,068	0.9%	$22.30	-84.0%	COM	73933G202
CELC	CELCUITY INC	141,811	$1,299	0.6%	$12.99	-38.6%	COM	15102K100
—	CC NEUBERGER PRINCIPAL HOLDINGS I	94,007	$1,019	0.5%	$10.84	—	COM	G1992Y114
—	CNFINANCE HOLDINGS LIMITED	181,633	$765	0.3%	$5.51	—	SPON ADS	18979T105
—	CC NEUBERGER PRINCIPAL HOLDINGS I	4,571	$54	0.0%	$11.81	—	UNIT 99/99/9999	G1992Y106