Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 8, 2022

Total Value ($000): $251,749 (100.0% shares, 0.0% debt)

Holdings (34)

AOSL ALPHA AND OMEGA SEMICONDUCTOR LTD 9.6%

Value ($000) $24,137 Shares 398,569 Est. Cost $11.09 Unrealized +290.6%

PCRX PACIRA BIOSCIENCES 6.0%

Value ($000) $15,111 Shares 251,140 Est. Cost $45.37 Unrealized +21.5%

AMRC AMERESCO INC 5.8%

Value ($000) $14,680 Shares 180,260 Est. Cost $9.00 Unrealized +788.8%

— NEW RELIC INC 5.4%

Value ($000) $13,700 Shares 124,589 Est. Cost $40.57 Unrealized —

AL AIR LEASE CORP 5.4%

Value ($000) $13,492 Shares 305,043 Est. Cost $30.18 Unrealized +33.0%

BL BLACKLINE INC 5.1%

Value ($000) $12,823 Shares 123,843 Est. Cost $47.25 Unrealized +145.4%

CDNA CAREDX INC 5.0%

Value ($000) $12,614 Shares 277,347 Est. Cost $14.87 Unrealized +251.1%

YEXT YEXT INC 4.5%

Value ($000) $11,291 Shares 1,138,253 Est. Cost $14.62 Unrealized -23.2%

— APOLLO ENDOSURGERY INC 4.5%

Value ($000) $11,206 Shares 1,329,354 Est. Cost $4.03 Unrealized —

FIVN FIVE9 INC 4.4%

Value ($000) $11,159 Shares 81,266 Est. Cost $37.48 Unrealized +294.6%

— ENVIVA PARTNERS LP 4.0%

Value ($000) $10,195 Shares 144,777 Est. Cost $54.09 Unrealized —

NVGS NAVIGATOR HLDGS LTD 3.8%

Value ($000) $9,691 Shares 1,092,564 Est. Cost $9.47 Unrealized -10.4%

— E2OPEN PARENT HOLDINGS INC 3.8%

Value ($000) $9,469 Shares 840,947 Est. Cost $10.35 Unrealized —

EQIX EQUINIX INC 3.1%

Value ($000) $7,757 Shares 9,171 Est. Cost $267.23 Unrealized +176.2%

— SECUREWORKS CORP 3.0%

Value ($000) $7,484 Shares 468,599 Est. Cost $14.21 Unrealized —

— EVERBRIDGE INC 2.8%

Value ($000) $7,028 Shares 104,383 Est. Cost $66.88 Unrealized —

— LUMBER LIQUIDATORS HOLDINGS INC 2.8%

Value ($000) $6,995 Shares 409,756 Est. Cost $20.90 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 2.6%

Value ($000) $6,532 Shares 175,275 Est. Cost $16.81 Unrealized +155.3%

— ZUORA INC 2.5%

Value ($000) $6,314 Shares 337,993 Est. Cost $16.58 Unrealized —

EPD ENTERPRISE PRODS PARTNERS L P 2.4%

Value ($000) $6,061 Shares 275,981 Est. Cost $23.48 Unrealized —

— SOMALOGIC INC 2.4%

Value ($000) $5,971 Shares 512,968 Est. Cost $12.39 Unrealized —

— CASTLIGHT HEALTH INC 1.8%

Value ($000) $4,556 Shares 2,958,279 Est. Cost $3.14 Unrealized —

PROF PROFOUND MED CORP 1.8%

Value ($000) $4,516 Shares 402,177 Est. Cost $13.82 Unrealized -9.6%

— SEMA4 HOLDINGS CORP 1.3%

Value ($000) $3,296 Shares 739,100 Est. Cost $6.03 Unrealized —

FRSH FRESHWORKS INC 1.2%

Value ($000) $3,114 Shares 118,577 Est. Cost $44.80 Unrealized -19.0%

— OPSENS INC 1.2%

Value ($000) $2,935 Shares 1,195,840 Est. Cost $1.95 Unrealized —

— CNFINANCE HOLDINGS LIMITED 1.1%

Value ($000) $2,725 Shares 667,825 Est. Cost $4.31 Unrealized —

CELC CELCUITY INC 1.0%

Value ($000) $2,478 Shares 187,873 Est. Cost $13.45 Unrealized +18.9%

PSIX POWER SOLUTIONS INTERNATIONAL INC 0.7%

Value ($000) $1,880 Shares 626,584 Est. Cost $22.30 Unrealized -82.3%

— MIROMATRIX MED INC 0.4%

Value ($000) $1,078 Shares 229,802 Est. Cost $11.65 Unrealized —

ETWOW E2OPEN PARENT HOLDINGS INC 0.3%

Value ($000) $813 Shares 280,316 Est. Cost $2.90 Unrealized —

— SOMALOGIC INC 0.1%

Value ($000) $343 Shares 102,594 Est. Cost $3.45 Unrealized —

WGSWW SEMA4 HOLDINGS CORP 0.1%

Value ($000) $241 Shares 246,365 Est. Cost $1.55 Unrealized —

— AMERICAN WELL CORP 0.0%

Value ($000) $64 Shares 4,572 Est. Cost $14.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AOSL	ALPHA AND OMEGA SEMICONDUCTOR LTD	398,569	$24,137	9.6%	$11.09	+290.6%	SHS	G6331P104
PCRX	PACIRA BIOSCIENCES	251,140	$15,111	6.0%	$45.37	+21.5%	COM	695127100
AMRC	AMERESCO INC	180,260	$14,680	5.8%	$9.00	+788.8%	CLA	02361E108
—	NEW RELIC INC	124,589	$13,700	5.4%	$40.57	—	COM	64829B100
AL	AIR LEASE CORP	305,043	$13,492	5.4%	$30.18	+33.0%	CL A	00912X302
BL	BLACKLINE INC	123,843	$12,823	5.1%	$47.25	+145.4%	COM	09239B109
CDNA	CAREDX INC	277,347	$12,614	5.0%	$14.87	+251.1%	COM	14167L103
YEXT	YEXT INC	1,138,253	$11,291	4.5%	$14.62	-23.2%	CL A	98585N106
—	APOLLO ENDOSURGERY INC	1,329,354	$11,206	4.5%	$4.03	—	COM	03767D108
FIVN	FIVE9 INC	81,266	$11,159	4.4%	$37.48	+294.6%	COM	338307101
—	ENVIVA PARTNERS LP	144,777	$10,195	4.0%	$54.09	—	COM UNIT	29414J107
NVGS	NAVIGATOR HLDGS LTD	1,092,564	$9,691	3.8%	$9.47	-10.4%	SHS	Y62132108
—	E2OPEN PARENT HOLDINGS INC	840,947	$9,469	3.8%	$10.35	—	COM CL A	29788T103
EQIX	EQUINIX INC	9,171	$7,757	3.1%	$267.23	+176.2%	COM	29444U700
—	SECUREWORKS CORP	468,599	$7,484	3.0%	$14.21	—	CL A	81374A105
—	EVERBRIDGE INC	104,383	$7,028	2.8%	$66.88	—	COM	29978A104
—	LUMBER LIQUIDATORS HOLDINGS INC	409,756	$6,995	2.8%	$20.90	—	COM	55003T107
BLFS	BIOLIFE SOLUTIONS INC	175,275	$6,532	2.6%	$16.81	+155.3%	COM NEW	09062W204
—	ZUORA INC	337,993	$6,314	2.5%	$16.58	—	CL A	98983V106
EPD	ENTERPRISE PRODS PARTNERS L P	275,981	$6,061	2.4%	$23.48	—	COM	293792107
—	SOMALOGIC INC	512,968	$5,971	2.4%	$12.39	—	CLASS A COM	83444K105
—	CASTLIGHT HEALTH INC	2,958,279	$4,556	1.8%	$3.14	—	CL B	14862Q100
PROF	PROFOUND MED CORP	402,177	$4,516	1.8%	$13.82	-9.6%	COM NEW	74319B502
—	SEMA4 HOLDINGS CORP	739,100	$3,296	1.3%	$6.03	—	COM CL A	81663L101
FRSH	FRESHWORKS INC	118,577	$3,114	1.2%	$44.80	-19.0%	CLASS A COM	358054104
—	OPSENS INC	1,195,840	$2,935	1.2%	$1.95	—	COM	683823108
—	CNFINANCE HOLDINGS LIMITED	667,825	$2,725	1.1%	$4.31	—	SPON ADS	18979T105
CELC	CELCUITY INC	187,873	$2,478	1.0%	$13.45	+18.9%	COM	15102K100
PSIX	POWER SOLUTIONS INTERNATIONAL INC	626,584	$1,880	0.7%	$22.30	-82.3%	COM	73933G202
—	MIROMATRIX MED INC	229,802	$1,078	0.4%	$11.65	—	COM	60471P108
ETWOW	E2OPEN PARENT HOLDINGS INC	280,316	$813	0.3%	$2.90	—	*W EXP 02/04/202	29788T111
—	SOMALOGIC INC	102,594	$343	0.1%	$3.45	—	*W EXP 8/31/2026	83444K113
WGSWW	SEMA4 HOLDINGS CORP	246,365	$241	0.1%	$1.55	—	*W EXP 07/22/2026	81663L119
—	AMERICAN WELL CORP	4,572	$64	0.0%	$14.00	—	CALL	03044L105