Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 12, 2021

Total Value ($000): $252,105 (100.0% shares, 0.0% debt)

Holdings (35)

CDNA CAREDX INC 6.4%

Value ($000) $16,095 Shares 253,990 Est. Cost $11.44 Unrealized +565.9%

BL BLACKLINE INC 5.8%

Value ($000) $14,621 Shares 123,843 Est. Cost $47.25 Unrealized +143.1%

AMRC AMERESCO INC 5.6%

Value ($000) $14,075 Shares 240,878 Est. Cost $9.00 Unrealized +632.0%

AOSL ALPHA AND OMEGA SEMICONDUCTORLTD 5.4%

Value ($000) $13,515 Shares 430,821 Est. Cost $11.09 Unrealized +150.0%

PCRX PACIRA BIOSCIENCES 5.3%

Value ($000) $13,448 Shares 240,142 Est. Cost $44.92 Unrealized +28.3%

FIVN FIVE9 INC 5.1%

Value ($000) $12,981 Shares 81,266 Est. Cost $37.48 Unrealized +386.9%

— EVERBRIDGE INC 4.8%

Value ($000) $12,117 Shares 80,222 Est. Cost $66.75 Unrealized —

— APOLLO ENDOSURGERY INC 4.8%

Value ($000) $12,044 Shares 1,329,354 Est. Cost $4.03 Unrealized —

AL AIR LEASE CORP 4.0%

Value ($000) $10,030 Shares 254,950 Est. Cost $28.22 Unrealized +33.0%

YEXT YEXT INC 3.9%

Value ($000) $9,774 Shares 812,496 Est. Cost $15.98 Unrealized -19.3%

— E2OPEN PARENT HOLDINGSINC 3.8%

Value ($000) $9,503 Shares 840,947 Est. Cost $10.35 Unrealized —

— SECUREWORKS CORP 3.7%

Value ($000) $9,316 Shares 468,599 Est. Cost $14.21 Unrealized —

— NEW RELIC INC 3.5%

Value ($000) $8,942 Shares 124,589 Est. Cost $40.57 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 3.4%

Value ($000) $8,667 Shares 973,781 Est. Cost $9.59 Unrealized -7.2%

— ENVIVA PARTNERS LP 3.1%

Value ($000) $7,831 Shares 144,777 Est. Cost $54.09 Unrealized —

— LUMBER LIQUIDATORS HOLDINGSINC 3.0%

Value ($000) $7,654 Shares 409,756 Est. Cost $20.90 Unrealized —

BLFS BIOLIFE SOLUTIONS INC 2.9%

Value ($000) $7,418 Shares 175,275 Est. Cost $16.81 Unrealized +186.4%

EQIX EQUINIX INC 2.9%

Value ($000) $7,246 Shares 9,171 Est. Cost $267.23 Unrealized +185.2%

— SOMALOGIC INC 2.5%

Value ($000) $6,356 Shares 512,968 Est. Cost $12.39 Unrealized —

EPD ENTERPRISE PRODS PARTNERSL P 2.4%

Value ($000) $5,972 Shares 275,981 Est. Cost $23.48 Unrealized —

PROF PROFOUND MED CORP 2.3%

Value ($000) $5,888 Shares 402,177 Est. Cost $13.82 Unrealized +10.3%

— ZUORA INC 2.2%

Value ($000) $5,604 Shares 337,993 Est. Cost $16.58 Unrealized —

ONTO ONTO INNOVATION INC 2.0%

Value ($000) $5,152 Shares 71,307 Est. Cost $34.27 Unrealized +110.4%

FRSH FRESHWORKS INC 2.0%

Value ($000) $5,062 Shares 118,577 Est. Cost $44.80 Unrealized 0.0%

— CASTLIGHT HEALTH INC 1.8%

Value ($000) $4,644 Shares 2,958,279 Est. Cost $3.14 Unrealized —

— CNFINANCE HOLDINGS LIMITED 1.6%

Value ($000) $3,939 Shares 667,568 Est. Cost $4.31 Unrealized —

CELC CELCUITY INC 1.3%

Value ($000) $3,382 Shares 187,873 Est. Cost $13.45 Unrealized +57.6%

— SEMA4 HOLDINGS CORP 1.1%

Value ($000) $2,811 Shares 370,410 Est. Cost $7.59 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONALINC 1.0%

Value ($000) $2,506 Shares 626,584 Est. Cost $22.30 Unrealized -75.1%

— OPSENS INC 0.9%

Value ($000) $2,341 Shares 978,746 Est. Cost $1.83 Unrealized —

— MIROMATRIX MED INC 0.6%

Value ($000) $1,599 Shares 229,802 Est. Cost $11.65 Unrealized —

— E2OPEN PARENT HOLDINGSINC 0.3%

Value ($000) $813 Shares 280,316 Est. Cost $2.90 Unrealized —

— SOMALOGIC INC 0.1%

Value ($000) $354 Shares 102,594 Est. Cost $3.45 Unrealized —

WGSWW SEMA4 HOLDINGS CORP 0.1%

Value ($000) $262 Shares 123,469 Est. Cost $2.12 Unrealized —

— TFF PHARMACEUTICALS INC 0.1%

Value ($000) $143 Shares 18,565 Est. Cost $18.47 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	253,990	$16,095	6.4%	$11.44	+565.9%	COM	14167L103
BL	BLACKLINE INC	123,843	$14,621	5.8%	$47.25	+143.1%	COM	09239B109
AMRC	AMERESCO INC	240,878	$14,075	5.6%	$9.00	+632.0%	CLA	02361E108
AOSL	ALPHA AND OMEGA SEMICONDUCTORLTD	430,821	$13,515	5.4%	$11.09	+150.0%	SHS	G6331P104
PCRX	PACIRA BIOSCIENCES	240,142	$13,448	5.3%	$44.92	+28.3%	COM	695127100
FIVN	FIVE9 INC	81,266	$12,981	5.1%	$37.48	+386.9%	COM	338307101
—	EVERBRIDGE INC	80,222	$12,117	4.8%	$66.75	—	COM	29978A104
—	APOLLO ENDOSURGERY INC	1,329,354	$12,044	4.8%	$4.03	—	COM	03767D108
AL	AIR LEASE CORP	254,950	$10,030	4.0%	$28.22	+33.0%	CL A	00912X302
YEXT	YEXT INC	812,496	$9,774	3.9%	$15.98	-19.3%	CL A	98585N106
—	E2OPEN PARENT HOLDINGSINC	840,947	$9,503	3.8%	$10.35	—	COM CL A	29788T103
—	SECUREWORKS CORP	468,599	$9,316	3.7%	$14.21	—	CL A	81374A105
—	NEW RELIC INC	124,589	$8,942	3.5%	$40.57	—	COM	64829B100
NVGS	NAVIGATOR HOLDINGS LTD	973,781	$8,667	3.4%	$9.59	-7.2%	SHS	Y62132108
—	ENVIVA PARTNERS LP	144,777	$7,831	3.1%	$54.09	—	COM UNIT	29414J107
—	LUMBER LIQUIDATORS HOLDINGSINC	409,756	$7,654	3.0%	$20.90	—	COM	55003T107
BLFS	BIOLIFE SOLUTIONS INC	175,275	$7,418	2.9%	$16.81	+186.4%	COM NEW	09062W204
EQIX	EQUINIX INC	9,171	$7,246	2.9%	$267.23	+185.2%	COM	29444U700
—	SOMALOGIC INC	512,968	$6,356	2.5%	$12.39	—	CLASS A COM	83444K105
EPD	ENTERPRISE PRODS PARTNERSL P	275,981	$5,972	2.4%	$23.48	—	COM	293792107
PROF	PROFOUND MED CORP	402,177	$5,888	2.3%	$13.82	+10.3%	COM NEW	74319B502
—	ZUORA INC	337,993	$5,604	2.2%	$16.58	—	CL A	98983V106
ONTO	ONTO INNOVATION INC	71,307	$5,152	2.0%	$34.27	+110.4%	COM	683344105
FRSH	FRESHWORKS INC	118,577	$5,062	2.0%	$44.80	0.0%	CLASS A COM	358054104
—	CASTLIGHT HEALTH INC	2,958,279	$4,644	1.8%	$3.14	—	CL B	14862Q100
—	CNFINANCE HOLDINGS LIMITED	667,568	$3,939	1.6%	$4.31	—	SPON ADS	18979T105
CELC	CELCUITY INC	187,873	$3,382	1.3%	$13.45	+57.6%	COM	15102K100
—	SEMA4 HOLDINGS CORP	370,410	$2,811	1.1%	$7.59	—	COM CL A	81663L101
PSIX	POWER SOLUTIONS INTERNATIONALINC	626,584	$2,506	1.0%	$22.30	-75.1%	COM	73933G202
—	OPSENS INC	978,746	$2,341	0.9%	$1.83	—	COM	683823108
—	MIROMATRIX MED INC	229,802	$1,599	0.6%	$11.65	—	COM	60471P108
—	E2OPEN PARENT HOLDINGSINC	280,316	$813	0.3%	$2.90	—	W EXP 2/4/200	29788t111
—	SOMALOGIC INC	102,594	$354	0.1%	$3.45	—	W EXP 8/31/2026	83444K113
WGSWW	SEMA4 HOLDINGS CORP	123,469	$262	0.1%	$2.12	—	W EXP 07/22/2026	81663L119
—	TFF PHARMACEUTICALS INC	18,565	$143	0.1%	$18.47	—	COM	87241J104