CIK: 0001048703 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value ($000): $1,977,764 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF | 970,303 | $215,465 | 10.9% | $180.56 | — | COM | 922908363 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 2,092,121 | $115,360 | 5.8% | $53.37 | — | COM | 922042874 |
| SHM | SPDR SERIES TRUST NUVN BR SHT MUNI ETF | 2,212,647 | $107,313 | 5.4% | $48.58 | — | COM | 78468R739 |
| SPY | SPDR S&P 500 ETF | 359,733 | $86,983 | 4.4% | $222.90 | — | COM | 78462F103 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 513,227 | $69,563 | 3.5% | $104.47 | — | COM | 922908751 |
| — | BLACKROCK INCOME TR | 9,522,730 | $60,660 | 3.1% | $6.50 | — | COM | 09247F100 |
| — | EATON VANCE MUN BD FD | 3,904,651 | $49,550 | 2.5% | $12.43 | — | COM | 27827X101 |
| — | ADAMS EXPRESS CO | 3,455,287 | $49,376 | 2.5% | $12.42 | — | COM | 006212104 |
| — | BLACKROCK CR ALLCTN INC TR | 3,211,312 | $43,192 | 2.2% | $12.94 | — | COM | 092508100 |
| VPL | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | 614,570 | $40,439 | 2.0% | $58.01 | — | COM | 922042866 |
| — | MORGAN STANLEY TRUSTS INCOME SECS | 2,203,918 | $40,155 | 2.0% | $17.67 | — | COM | 61745P874 |
| — | MODERN MEDIA ACQ CORP | 4,094,350 | $40,002 | 2.0% | $9.77 | — | COM | 60765P103 |
| — | LIBERTY ALL STAR EQUITY FD | 6,845,891 | $38,748 | 2.0% | $5.36 | — | COM | 530158104 |
| VTI | VANGUARD US TOTAL STOCK MKT ETF | 287,666 | $35,800 | 1.8% | $105.63 | — | COM | 922908769 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE ETF | 870,071 | $35,525 | 1.8% | $39.04 | — | COM | 922042858 |
| BND | VANGUARD TOTAL BOND ETF | 362,466 | $29,661 | 1.5% | $82.71 | — | COM | 921937835 |
| — | FORUM MERGER CORPORATION | 2,914,874 | $28,303 | 1.4% | $9.71 | — | COM | 34985b103 |
| — | MFS INVT GRADE MUN TR | 2,672,835 | $27,103 | 1.4% | $9.65 | — | COM | 59318B108 |
| — | VANGUARD INTERM-TERM CORP BD ETF | 292,885 | $25,636 | 1.3% | $86.96 | — | COM | 92206c870 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 241,448 | $25,540 | 1.3% | $105.11 | — | COM | 464288158 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 497,706 | $24,900 | 1.3% | $46.64 | — | COM | 922042775 |
| — | MFS INTER INCOME TR | 5,673,577 | $24,510 | 1.2% | $4.64 | — | COM | 55273C107 |
| — | GENERAL AMERN INVS | 693,683 | $23,828 | 1.2% | $33.23 | — | COM | 368802104 |
| — | NUVEEN NY AMT FREE MUN INCOME | 1,802,019 | $23,624 | 1.2% | $13.09 | — | COM | 670656107 |
| EWC | ISHARES MSCI CDA ETF | 799,305 | $21,389 | 1.1% | $25.84 | — | COM | 464286509 |
| — | POWERSHARES VRDO TAX-FREE WEEKLY PORTFOLIO | 853,740 | $21,292 | 1.1% | $24.94 | — | COM | 73936t433 |
| — | NUVEEN AMT-FREE MUN INCOME FD | 1,537,242 | $21,045 | 1.1% | $14.02 | — | COM | 670657105 |
| — | ASIA PAC FD | 1,588,395 | $20,649 | 1.0% | $11.07 | — | COM | 044901106 |
| — | FEDERATED PREMIER INT MUNI | 1,472,058 | $20,108 | 1.0% | $13.14 | — | COM | 31423M105 |
| — | MANAGED DURATION INVESTMENT GR | 1,434,277 | $19,793 | 1.0% | $13.61 | — | COM | 56165r103 |
| — | FIRST TRUST ABERDEEN GLOBAL | 1,680,404 | $19,577 | 1.0% | $10.42 | — | COM | 337319107 |
| — | BLACKROCK CORE BD TR | 1,355,055 | $18,808 | 1.0% | $13.11 | — | COM | 09249E101 |
| — | LAZARD WORLD DIVID & INCOME FD | 1,652,967 | $18,216 | 0.9% | $9.99 | — | COM | 521076109 |
| — | JAPAN SMALLER CAPTLZTN FD | 1,586,457 | $18,213 | 0.9% | $9.58 | — | COM | 47109U104 |
| — | TRI CONTL CORP | 746,060 | $18,167 | 0.9% | $18.94 | — | COM | 895436103 |
| — | MADISON STRATEGIC SECTR PREM | 1,399,348 | $16,848 | 0.9% | $11.37 | — | COM | 558268108 |
| EWJ | ISHARES MSCI JAPAN ETF | 310,147 | $16,639 | 0.8% | $48.97 | — | COM | 46434G822 |
| — | NUVEEN DIVID ADVANTAGE MUN FD | 1,176,216 | $16,514 | 0.8% | $14.93 | — | COM | 67066V101 |
| — | MADISON/CLAYMORE COVERED CAL | 2,094,102 | $16,397 | 0.8% | $7.66 | — | COM | 557437100 |
| LII | LENNOX INTL INC | 86,390 | $15,865 | 0.8% | $54.01 | +190.9% | COM | 526107107 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 198,100 | $15,818 | 0.8% | $80.49 | — | COM | 921937827 |
| — | BLACKROCK ENH CAP & INC FD INC | 1,014,646 | $15,108 | 0.8% | $13.80 | — | COM | 09256A109 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,624,141 | $14,926 | 0.8% | $9.58 | — | COM | 26432k108 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TRUST | 668,594 | $14,849 | 0.8% | $17.27 | — | COM | 09258G104 |
| — | SWISS HELVETIA FD INC | 1,136,826 | $14,438 | 0.7% | $12.53 | — | COM | 870875101 |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX ETF | 99,942 | $14,076 | 0.7% | $101.14 | — | COM | 92204A702 |
| — | WESTERN ASSET CLYM INFL OPP IN | 1,245,943 | $13,730 | 0.7% | $11.72 | — | COM | 95766R104 |
| — | KBL MERGER CORP. IV | 1,408,000 | $13,658 | 0.7% | $9.70 | — | COM | 48242A104 |
| — | M III ACQ CORP | 1,388,200 | $13,604 | 0.7% | $9.77 | — | COM | 55378T104 |
| — | VAN KAMP PENN VAL MUNI INCOM | 1,037,576 | $12,814 | 0.6% | $12.28 | — | COM | 46132K109 |
| — | EATON VANCE MUN BD FD II | 974,358 | $12,335 | 0.6% | $12.52 | — | COM | 27827K109 |
| — | NEW GERMANY FD INC | 717,300 | $11,929 | 0.6% | $14.80 | — | COM | 644465106 |
| — | BLACKROCK INTL GRWTH & INC TR | 1,789,950 | $11,241 | 0.6% | $5.87 | — | COM | 092524107 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 769,851 | $10,809 | 0.5% | $14.17 | — | COM | 09253X102 |
| — | ALLIANZGI EQUITY & CONVERTIB | 543,407 | $10,732 | 0.5% | $18.26 | — | COM | 018829101 |
| — | FIRST TR ENHANCED EQTY INC FD | 726,304 | $10,640 | 0.5% | $12.90 | — | COM | 337318109 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 993,283 | $10,529 | 0.5% | $9.19 | — | COM | 18914e106 |
| — | GABELLI HLTHCARE & WELLNESS TR | 931,978 | $10,112 | 0.5% | $10.95 | — | COM | 36246K103 |
| — | NUVEEN CORE EQUITY ALPHA FUND | 682,524 | $10,006 | 0.5% | $13.67 | — | COM | 67090X107 |
| — | BLACKROCK MUNIYLD MICH QLTY FD | 659,618 | $9,254 | 0.5% | $13.65 | — | COM | 09254V105 |
| BLV | VANGUARD LONG-TERM BOND ETF | 89,825 | $8,366 | 0.4% | $98.02 | — | COM | 921937793 |
| — | STELLAR III ACQ CORP | 809,293 | $8,109 | 0.4% | $10.05 | — | COM | y8172w107 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND | 940,826 | $7,997 | 0.4% | $7.50 | — | COM | 00306J109 |
| — | BARINGTON HILCO ACQUISITION | 748,208 | $7,632 | 0.4% | $9.98 | — | COM | 06759v101 |
| — | HARMONY MERGER CORP | 703,850 | $7,272 | 0.4% | $9.91 | — | COM | 413247107 |
| — | NUVEEN OHIO QUALITY INCOME MUN | 483,803 | $7,257 | 0.4% | $15.02 | — | COM | 670980101 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 141,703 | $6,460 | 0.3% | $39.33 | — | COM | 464288240 |
| — | TEKLA HEALTHCARE OPPORTUNITIES | 344,813 | $6,324 | 0.3% | $17.39 | — | COM | 879105104 |
| — | ALLIANCE NATIONAL MUNI | 442,731 | $6,061 | 0.3% | $13.42 | — | COM | 01864u106 |
| — | JENSYN ACQ CORP | 570,000 | $5,837 | 0.3% | $10.05 | — | COM | 47632b102 |
| — | EASTERLY ACQUISITION CORP | 560,416 | $5,632 | 0.3% | $9.76 | — | COM | 27616l102 |
| — | SILVER RUN II ACQ CORP | 470,600 | $4,767 | 0.2% | $10.13 | — | COM | 82812a103 |
| — | HANCOCK JOHN INCOME SECS TR | 324,176 | $4,749 | 0.2% | $14.02 | — | COM | 410123103 |
| XXCHNXX | CHINA FD INC | 248,753 | $4,647 | 0.2% | $19.75 | — | COM | 169373107 |
| — | EUROPEAN EQUITY FUND | 501,645 | $4,600 | 0.2% | $7.39 | — | COM | 298768102 |
| — | NEW IRELAND FUND INC | 279,484 | $3,865 | 0.2% | $12.58 | — | COM | 645673104 |
| — | TEMPLETON DRAGON FD INC | 153,700 | $3,803 | 0.2% | $24.86 | — | COM | 88018T101 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT | 215,543 | $3,766 | 0.2% | $17.47 | — | COM | 92189f528 |
| — | M I ACQ CORP | 329,532 | $3,302 | 0.2% | $10.02 | — | COM | 55304a104 |
| — | VOYA GLOBAL ADVANTAGE AND PREMIUM OPP | 298,225 | $3,224 | 0.2% | $9.83 | — | COM | 92912R104 |
| — | ABERDEEN SINGAPORE FUND | 273,629 | $3,030 | 0.2% | $12.60 | — | COM | 003244100 |
| — | COHEN & STEERS GLOBAL INC BLDR | 280,866 | $2,674 | 0.1% | $8.59 | — | COM | 19248M103 |
| — | TEMPLETON EMERGING MKTS FD | 169,227 | $2,523 | 0.1% | $14.17 | — | COM | 880191101 |
| — | MORGAN STANLEY EMER MKTS FD | 137,714 | $2,224 | 0.1% | $14.61 | — | COM | 61744G107 |
| — | BLACKROCK NY INS MUN | 164,262 | $2,199 | 0.1% | $13.01 | — | COM | 09249U105 |
| — | TAIWAN FD INC | 106,067 | $2,099 | 0.1% | $19.79 | — | COM | 874036106 |
| — | MORGAN STANLEY ASIA PAC FD | 118,080 | $1,964 | 0.1% | $15.45 | — | COM | 61744U106 |
| — | QUINPARIO ACQ CORP | 179,925 | $1,785 | 0.1% | $9.90 | — | COM | 74874u101 |
| — | VANGUARD INTERMEDIATE TERM GOVT BD ETF | 27,580 | $1,783 | 0.1% | $66.83 | — | COM | 92206c706 |
| XENWX | EATON VANCE NEW YORK MUN BD FD | 139,335 | $1,739 | 0.1% | $12.40 | — | COM | 27827Y109 |
| XMHIX | PIONEER MUNI HI INCOME TRUST | 131,201 | $1,590 | 0.1% | $11.62 | — | COM | 723763108 |
| — | DWS HIGH INCOME OPPORTUNITIES | 105,000 | $1,562 | 0.1% | $13.06 | — | COM | 25158y102 |
| — | NUVEEN INT DUR QUAL MUN TRM FD | 117,170 | $1,519 | 0.1% | $12.20 | — | COM | 670677103 |
| — | MORGAN STANLEY INDIA INVS FD | 43,397 | $1,405 | 0.1% | $26.68 | — | COM | 61745C105 |
| — | EATON VANCE MI MUNI INCOME TR | 102,335 | $1,385 | 0.1% | $12.33 | — | COM | 27826D106 |
| IEV | ISHARES TR EUROPE ETF | 30,325 | $1,344 | 0.1% | $38.81 | — | COM | 464287861 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 31,974 | $1,321 | 0.1% | $36.53 | — | COM | 921943858 |
| — | INVESCO VALUE MUN INCOME TR | 81,685 | $1,239 | 0.1% | $15.39 | — | COM | 46132P108 |
| — | VOYA EMERGING MKTS HIGH DIV EQ FD | 139,025 | $1,221 | 0.1% | $9.67 | — | COM | 92912P108 |
| — | VOYA ASIA PACIFIC HIGH DIVIDEND | 112,514 | $1,184 | 0.1% | $10.33 | — | COM | 92912J102 |
| — | MARLIN PARTNERS ACQ CORP | 111,600 | $1,078 | 0.1% | $9.66 | — | COM | 57682v106 |
| — | ABERDEEN LATIN AMER EQTY FD | 37,618 | $871 | 0.0% | $29.51 | — | COM | 00306K106 |
| XOM | EXXON MOBIL CORP | 10,668 | $861 | 0.0% | $56.11 | -1.2% | COM | 30231G102 |
| STZ | CONSTELLATION BRANDS INC-A | 4,240 | $821 | 0.0% | $135.96 | +14.5% | COM | 21036P108 |
| EEM | ISHARES MSCI EMERGING MKT INDEX ETF | 18,760 | $776 | 0.0% | $34.00 | — | COM | 464287234 |
| — | EATON VANCE PA MUNI INCOME TR | 63,439 | $773 | 0.0% | $11.81 | — | COM | 27826T101 |
| — | BLACKROCK MUNI NY INT DUR FD | 50,567 | $708 | 0.0% | $13.59 | — | COM | 09255F109 |
| — | JPMORGAN CHINA REGION FUND | 34,592 | $694 | 0.0% | $15.91 | — | COM | 48126T104 |
| — | EATON VANCE OH MUNICIPAL | 43,818 | $610 | 0.0% | $13.31 | — | COM | 27826G109 |
| — | EATON VANCE CA MUNI INC TRST | 45,269 | $567 | 0.0% | $12.26 | — | COM | 27826F101 |
| NOVT | NOVANTA INC | 15,342 | $552 | 0.0% | $14.96 | +112.3% | COM | 67000B104 |
| — | CONSTELLATION BRANDS INC-B | 2,696 | $525 | 0.0% | $162.46 | — | COM | 21036p207 |
| — | PACHOLDER HIGH YIELD FUND, INC | 63,008 | $502 | 0.0% | $7.10 | — | COM | 693742108 |
| — | KAYNE ANDERSON ACQ CORP | 49,100 | $477 | 0.0% | $9.71 | — | COM | 48661u102 |
| — | EATON VANCE NY MUNICIPAL INC | 35,758 | $466 | 0.0% | $12.90 | — | COM | 27826w104 |
| — | WESTERN ASSET GLOBAL CP DEFINE | 26,141 | $466 | 0.0% | $17.13 | — | COM | 95790C107 |
| IEI | ISHARES 3-7 YR TR BD ETF | 3,700 | $457 | 0.0% | $122.97 | — | COM | 464288661 |
| — | JM GLOBAL ACQ CORP | 45,775 | $455 | 0.0% | $9.81 | — | COM | 46590H101 |
| HD | HOME DEPOT INC | 2,741 | $420 | 0.0% | $114.37 | +8.8% | COM | 437076102 |
| KMB | KIMBERLY CLARK CORP | 2,697 | $348 | 0.0% | $92.60 | +3.9% | COM | 494368103 |
| IEUR | ISHARES CORE MSCI EUROPE ETF | 7,000 | $328 | 0.0% | $43.97 | — | COM | 46434V738 |
| DIS | DISNEY WALT CO COM DISNEY | 2,944 | $313 | 0.0% | $103.01 | -0.5% | COM | 254687106 |
| — | NEUBERGER BERMAN NY INTMD MU | 23,744 | $303 | 0.0% | $12.53 | — | COM | 64124k102 |
| — | NUVEEN SELECT TAX FREE INCM | 20,884 | $286 | 0.0% | $13.32 | — | COM | 67063C106 |
| — | ALLIANCE CALIF MUN INCOME FD | 19,700 | $270 | 0.0% | $13.38 | — | COM | 018546101 |
| PAYX | PAYCHEX INC | 4,726 | $269 | 0.0% | $46.69 | -2.7% | COM | 704326107 |
| — | BLACKROCK NEW YORK MUNI BOND | 18,502 | $265 | 0.0% | $14.11 | — | COM | 09249P106 |
| WPC | W P CAREY INC | 3,889 | $257 | 0.0% | $62.23 | — | COM | 92936U109 |
| NUE | NUCOR CORP | 4,168 | $241 | 0.0% | $50.16 | -3.4% | COM | 670346105 |
| — | WESTERN ASSET HIGH YIELD DEFINE | 15,500 | $237 | 0.0% | $15.35 | — | COM | 95768b107 |
| — | EATON VANCE PA MUN BD FD | 18,000 | $233 | 0.0% | $12.61 | — | COM | 27828W102 |
| SRE | SEMPRA ENERGY | 2,050 | $231 | 0.0% | $39.94 | +7.2% | COM | 816851109 |
| — | WESTERN ASSET MUN HI INCM FD | 30,371 | $224 | 0.0% | $7.23 | — | COM | 95766N103 |
| — | INSIGHT SELECT INCOME FUND | 11,257 | $223 | 0.0% | $19.81 | — | COM | 45781w109 |
| BRK/B | BERKSHIRE HATHAWAY INC CL B | 1,250 | $212 | 0.0% | $167.31 | -0.6% | COM | 084670702 |
| — | TURKISH INVT FD INC | 18,312 | $177 | 0.0% | $8.30 | — | COM | 900145103 |
| — | NATIONAL ENERGY SERVICES ACQ CORP' | 18,425 | $176 | 0.0% | $9.55 | — | COM | g6375r107 |
| — | INVESCO QUALITY MUNI INC TRST | 10,740 | $137 | 0.0% | $11.91 | — | COM | 46133G107 |
| — | ELECTRUM SPECIAL ACQ CORP | 12,950 | $131 | 0.0% | $10.12 | — | COM | G3105C104 |