CIK: 0001048703 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Dec 1, 2017
Total Value ($000): $1,970,540
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF | 1,018,664 | $235,067 | 11.9% | $182.95 | — | — | 922908363 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 2,258,391 | $131,732 | 6.7% | $53.74 | — | — | 922042874 |
| SHM | SPDR SERIES TRUST NUVN BR SHT MUNI ETF | 2,145,827 | $104,287 | 5.3% | $48.58 | — | — | 78468R739 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 512,394 | $72,411 | 3.7% | $104.47 | — | — | 922908751 |
| — | BLACKROCK INCOME TR | 9,462,828 | $59,427 | 3.0% | $6.50 | — | — | 09247F100 |
| — | PENSARE ACQUISITION CORP | 6,140,375 | $59,377 | 3.0% | $9.67 | — | — | 70957E105 |
| — | EATON VANCE MUN BD FD | 4,356,294 | $55,238 | 2.8% | $12.46 | — | — | 27827X101 |
| VCIT | VANGUARD INTERM-TERM CORP BD ETF | 563,450 | $49,589 | 2.5% | $88.01 | — | — | 92206C870 |
| — | BLACKROCK CR ALLCTN INC TR | 3,445,913 | $46,761 | 2.4% | $12.98 | — | — | 092508100 |
| — | ADAMS EXPRESS CO | 2,986,369 | $45,423 | 2.3% | $12.42 | — | — | 006212104 |
| VTI | VANGUARD US TOTAL STOCK MKT ETF | 331,424 | $42,926 | 2.2% | $108.78 | — | — | 922908769 |
| VPL | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | 619,318 | $42,237 | 2.1% | $58.01 | — | — | 922042866 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE ETF | 944,091 | $41,134 | 2.1% | $39.39 | — | — | 922042858 |
| — | MODERN MEDIA ACQ CORP | 4,129,400 | $40,303 | 2.0% | $9.77 | — | — | 60765P103 |
| — | MORGAN STANLEY TRUSTS INCOME SECS | 2,199,393 | $40,249 | 2.0% | $17.67 | — | — | 61745P874 |
| — | NUVEEN AMT-FREE MUN INCOME FD | 2,405,526 | $33,317 | 1.7% | $13.96 | — | — | 670657105 |
| — | LIBERTY ALL STAR EQUITY FD | 4,880,351 | $29,429 | 1.5% | $5.36 | — | — | 530158104 |
| — | FORUM MERGER CORP | 2,992,949 | $29,062 | 1.5% | $9.71 | — | — | 34985B103 |
| BND | VANGUARD TOTAL BOND ETF | 350,970 | $28,766 | 1.5% | $82.71 | — | — | 921937835 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 510,290 | $26,897 | 1.4% | $46.78 | — | — | 922042775 |
| — | HENNESSY CAPITAL III ACQ CORP | 2,565,430 | $25,295 | 1.3% | $9.86 | — | — | 42588L105 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 231,768 | $24,560 | 1.2% | $105.11 | — | — | 464288158 |
| — | NUVEEN NY AMT FREE MUN INCOME | 1,744,273 | $23,024 | 1.2% | $13.09 | — | — | 670656107 |
| EWC | ISHARES MSCI CDA ETF | 793,455 | $22,963 | 1.2% | $25.84 | — | — | 464286509 |
| — | ASIA PAC FD | 1,628,205 | $22,599 | 1.1% | $11.14 | — | — | 044901106 |
| — | GENERAL AMERN INVS | 615,262 | $22,162 | 1.1% | $33.23 | — | — | 368802104 |
| — | POWERSHARES VRDO TAX-FREE WEEKLY PORTFOLIO | 853,140 | $21,259 | 1.1% | $24.92 | — | — | 73936T433 |
| — | MANAGED DURATION INVESTMENT GR | 1,538,115 | $21,211 | 1.1% | $13.79 | — | — | 56165R103 |
| — | FIRST TRUST ABERDEEN GLOBAL | 1,646,828 | $19,416 | 1.0% | $10.42 | — | — | 337319107 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 235,850 | $18,826 | 1.0% | $80.38 | — | — | 921937827 |
| — | LAZARD WORLD DIVID & INCOME FD | 1,654,583 | $18,730 | 1.0% | $9.99 | — | — | 521076109 |
| — | JAPAN SMALLER CAPTLZTN FD | 1,476,144 | $18,526 | 0.9% | $9.58 | — | — | 47109U104 |
| — | BLACKROCK CORE BD TR | 1,294,423 | $18,200 | 0.9% | $13.11 | — | — | 09249E101 |
| EWJ | ISHARES MSCI JAPAN ETF | 308,027 | $17,160 | 0.9% | $48.97 | — | — | 46434G822 |
| — | MADISON STRATEGIC SECTR PREM | 1,395,676 | $16,762 | 0.9% | $11.37 | — | — | 558268108 |
| — | KBL MERGER CORP. IV | 1,721,600 | $16,732 | 0.8% | $9.70 | — | — | 48242A104 |
| — | MADISON/CLAYMORE COVERED CAL | 2,090,972 | $16,414 | 0.8% | $7.66 | — | — | 557437100 |
| — | MFS INTER INCOME TR | 3,743,130 | $16,021 | 0.8% | $4.64 | — | — | 55273C107 |
| — | MFS INVT GRADE MUN TR | 1,578,705 | $15,771 | 0.8% | $9.65 | — | — | 59318B108 |
| — | INVESCO VALUE MUN INCOME TR | 1,046,062 | $15,649 | 0.8% | $14.99 | — | — | 46132P108 |
| LII | LENNOX INTL INC | 86,390 | $15,461 | 0.8% | $54.01 | +187.9% | — | 526107107 |
| — | M III ACQ CORP | 1,498,350 | $14,684 | 0.7% | $9.80 | — | — | 55378t104 |
| — | BLACKROCK ENH CAP & INC FD INC | 938,870 | $14,646 | 0.7% | $13.80 | — | — | 09256A109 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,516,066 | $14,008 | 0.7% | $9.24 | — | — | 26432K108 |
| — | WESTERN ASSET CLYM INFL OPP IN | 1,241,563 | $14,005 | 0.7% | $11.72 | — | — | 95766R104 |
| — | NEW GERMANY FD INC | 738,962 | $13,723 | 0.7% | $14.91 | — | — | 644465106 |
| — | SWISS HELVETIA FD INC | 1,028,060 | $13,127 | 0.7% | $12.53 | — | — | 870875101 |
| — | VAN KAMP PENN VAL MUNI INCOM | 992,430 | $12,217 | 0.6% | $12.28 | — | — | 46132K109 |
| — | NUVEEN DIVID ADVANTAGE MUN FD | 824,800 | $11,704 | 0.6% | $14.93 | — | — | 67066V101 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 988,758 | $11,035 | 0.6% | $11.16 | — | — | 18914E106 |
| — | EATON VANCE MUN BD FD II | 793,329 | $9,956 | 0.5% | $12.52 | — | — | 27827K109 |
| — | GABELLI HLTHCARE & WELLNESS TR | 922,805 | $9,330 | 0.5% | $10.95 | — | — | 36246K103 |
| — | NUVEEN CORE EQUITY ALPHA FUND | 576,134 | $8,953 | 0.5% | $13.67 | — | — | 67090X107 |
| BLV | VANGUARD LONG-TERM BOND ETF | 91,325 | $8,564 | 0.4% | $97.95 | — | — | 921937793 |
| — | FEDERATED PREMIER INT MUNI | 625,978 | $8,520 | 0.4% | $13.14 | — | — | 31423M105 |
| PHUN | STELLAR III ACQ CORP | 813,768 | $8,260 | 0.4% | $10.15 | — | — | Y8172W107 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND | 924,051 | $8,048 | 0.4% | $7.50 | — | — | 00306J109 |
| — | INDUSTREA ACQUISITION CORP | 807,780 | $7,868 | 0.4% | $9.74 | — | — | 45579J104 |
| — | BLACKROCK INTL GRWTH & INC TR | 1,062,880 | $6,972 | 0.4% | $5.87 | — | — | 092524107 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TRUST | 283,222 | $6,919 | 0.4% | $17.27 | — | — | 09258G104 |
| — | NUVEEN OHIO QUALITY INCOME MUN | 441,921 | $6,664 | 0.3% | $15.02 | — | — | 670980101 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 134,528 | $6,504 | 0.3% | $39.33 | — | — | 464288240 |
| — | TEKLA HEALTHCARE OPPORTUNITIES | 338,004 | $6,277 | 0.3% | $17.39 | — | — | 879105104 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 435,810 | $6,175 | 0.3% | $14.17 | — | — | 09253X102 |
| — | FIRST TR ENHANCED EQTY INC FD | 402,683 | $6,060 | 0.3% | $12.90 | — | — | 337318109 |
| — | JENSYN ACQ CORP | 571,400 | $5,845 | 0.3% | $10.23 | — | — | 47632B102 |
| — | INDUSTREA ACQUISITION CORP | 572,225 | $5,785 | 0.3% | $10.11 | — | — | 45579J203 |
| — | BLACKROCK MUNIYLD MICH QLTY FD | 413,879 | $5,778 | 0.3% | $13.65 | — | — | 09254V105 |
| TOTL | SPDR DOUBLELINE TOTAL RETURN TACT ETF | 113,805 | $5,607 | 0.3% | $49.27 | — | — | 78467V848 |
| XXCHNXX | CHINA FD INC | 270,174 | $5,498 | 0.3% | $19.80 | — | — | 169373107 |
| — | ALLIANCE NATIONAL MUNI | 362,339 | $5,058 | 0.3% | $13.96 | — | — | 01864U106 |
| — | MARLIN PARTNERS ACQ CORP | 515,061 | $5,001 | 0.3% | $9.71 | — | — | 57682V106 |
| — | BISON CAPITAL ACQ CORP | 463,000 | $4,570 | 0.2% | $9.87 | — | — | G1142P104 |
| — | ATLANTIC ACQ CORP | 444,550 | $4,361 | 0.2% | $9.81 | — | — | 048206106 |
| — | EUROPEAN EQUITY FUND | 421,038 | $4,076 | 0.2% | $7.39 | — | — | 298768102 |
| — | ABERDEEN INDONESIA FD INC | 484,001 | $3,755 | 0.2% | $7.76 | — | — | 00305P106 |
| SMB | VANECK VECTORS ETF TR AMT FREE SHORT | 206,943 | $3,628 | 0.2% | $17.53 | — | — | 92189F528 |
| — | HANCOCK JOHN INCOME SECS TR | 237,607 | $3,524 | 0.2% | $14.02 | — | — | 410123103 |
| — | M I ACQ CORP | 346,157 | $3,496 | 0.2% | $10.10 | — | — | 55304A104 |
| — | TAIWAN FD INC | 156,564 | $3,222 | 0.2% | $20.04 | — | — | 874036106 |
| — | ABERDEEN SINGAPORE FUND | 261,537 | $3,044 | 0.2% | $12.60 | — | — | 003244100 |
| NESR | NATIONAL ENERGY SERVICES ACQ CORP | 282,600 | $2,719 | 0.1% | $9.62 | — | — | G6375R107 |
| — | TEMPLETON EMERGING MKTS FD | 155,989 | $2,572 | 0.1% | $14.17 | — | — | 880191101 |
| — | MORGAN STANLEY EMER MKTS FD | 132,905 | $2,310 | 0.1% | $14.61 | — | — | 61744G107 |
| — | BLACKROCK NY INS MUN | 162,262 | $2,174 | 0.1% | $13.01 | — | — | 09249U105 |
| — | ALLIANZGI EQUITY & CONVERTIB | 88,296 | $1,828 | 0.1% | $18.26 | — | — | 018829101 |
| ING | COHEN & STEERS GLOBAL INC BLDR | 182,839 | $1,775 | 0.1% | $9.71 | — | — | 456837103 |
| — | MORGAN STANLEY ASIA PAC FD | 102,475 | $1,767 | 0.1% | $15.45 | — | — | 61744U106 |
| — | TRI CONTL CORP | 63,042 | $1,611 | 0.1% | $18.94 | — | — | 895436103 |
| — | DWS HIGH INCOME OPPORTUNITIES | 104,875 | $1,587 | 0.1% | $15.13 | — | — | 25158Y102 |
| — | MORGAN STANLEY INDIA INVS FD | 43,387 | $1,486 | 0.1% | $26.68 | — | — | 61745C105 |
| IEV | ISHARES TR EUROPE ETF | 30,685 | $1,438 | 0.1% | $38.91 | — | — | 464287861 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 30,983 | $1,345 | 0.1% | $36.53 | — | — | 921943858 |
| VGIT | VANGUARD INTERMEDIATE TERM GOVT BD ETF | 20,640 | $1,335 | 0.1% | $64.68 | — | — | 92206C706 |
| — | EATON VANCE MI MUNI INCOME TR | 93,357 | $1,232 | 0.1% | $12.33 | — | — | 27826D106 |
| XENWX | EATON VANCE NEW YORK MUN BD FD | 91,942 | $1,189 | 0.1% | $12.40 | — | — | 27827Y109 |
| — | VOYA ASIA PACIFIC HIGH DIVIDEND | 110,174 | $1,180 | 0.1% | $10.33 | — | — | 92912J102 |
| — | WESTERN ASSET CLYM INFL SEC | 100,000 | $1,155 | 0.1% | $11.55 | — | — | 95766Q106 |
| — | ABERDEEN LATIN AMER EQTY FD | 35,323 | $966 | 0.0% | $29.51 | — | — | 00306K106 |
| — | VOYA GLOBAL ADVANTAGE AND PREMIUM OPP | 80,359 | $925 | 0.0% | $9.83 | — | — | 92912R104 |
| EEM | ISHARES MSCI EMERGING MKT INDEX ETF | 18,905 | $847 | 0.0% | $34.00 | — | — | 464287234 |
| STZ | CONSTELLATION BRANDS INC-A | 4,240 | $846 | 0.0% | $135.96 | +27.7% | — | 21036P108 |
| XOM | EXXON MOBIL CORP | 9,468 | $776 | 0.0% | $56.11 | -3.2% | — | 30231G102 |
| — | EATON VANCE PA MUNI INCOME TR | 61,979 | $760 | 0.0% | $11.81 | — | — | 27826T101 |
| — | BLACKROCK MUNI NY INT DUR FD | 50,567 | $707 | 0.0% | $13.59 | — | — | 09255F109 |
| NOVT | NOVANTA INC | 15,342 | $669 | 0.0% | $14.96 | +159.9% | — | 67000B104 |
| — | TEMPLETON DRAGON FD INC | 31,496 | $655 | 0.0% | $24.86 | — | — | 88018T101 |
| — | EATON VANCE OH MUNICIPAL | 43,818 | $595 | 0.0% | $13.31 | — | — | 27826G109 |
| — | EATON VANCE CA MUNI INC TRST | 45,009 | $562 | 0.0% | $12.26 | — | — | 27826F101 |
| XMHIX | PIONEER MUNI HI INCOME TRUST | 45,753 | $550 | 0.0% | $11.62 | — | — | 723763108 |
| — | CONSTELLATION BRANDS INC-B | 2,696 | $537 | 0.0% | $199.18 | — | — | 21036P207 |
| — | KAYNE ANDERSON ACQ CORP | 49,100 | $479 | 0.0% | $9.76 | — | — | 48661U102 |
| — | EATON VANCE NY MUNICIPAL INC | 35,758 | $471 | 0.0% | $13.17 | — | — | 27826W104 |
| — | ABERDEEN CHILE FD INC | 55,025 | $462 | 0.0% | $8.40 | — | — | 00301W105 |
| IEI | ISHARES 3-7 YR TR BD ETF | 3,700 | $457 | 0.0% | $122.97 | — | — | 464288661 |
| — | TURKISH INVT FD INC | 47,742 | $448 | 0.0% | $8.97 | — | — | 900145103 |
| IEUR | ISHARES CORE MSCI EUROPE ETF | 6,800 | $338 | 0.0% | $43.97 | — | — | 46434V738 |
| KMB | KIMBERLY CLARK CORP | 2,622 | $309 | 0.0% | $92.60 | -1.7% | — | 494368103 |
| PAYX | PAYCHEX INC | 4,726 | $283 | 0.0% | $46.69 | -4.5% | — | 704326107 |
| XNBOX | NEUBERGER BERMAN NY INTMD MU | 21,244 | $269 | 0.0% | $12.66 | — | — | 64124K102 |
| WPC | W P CAREY INC | 3,889 | $262 | 0.0% | $62.23 | — | — | 92936U109 |
| — | WESTERN ASSET HIGH YIELD DEFINE | 15,500 | $241 | 0.0% | $15.55 | — | — | 95768B107 |
| NUE | NUCOR CORP | 4,168 | $234 | 0.0% | $50.16 | -6.3% | — | 670346105 |
| JNJ | JOHNSON & JOHNSON | 1,775 | $231 | 0.0% | $104.97 | 0.0% | — | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC CL B | 1,250 | $229 | 0.0% | $167.31 | +5.6% | — | 084670702 |
| — | ALLIANCE CALIF MUN INCOME FD | 15,500 | $214 | 0.0% | $13.38 | — | — | 018546101 |
| — | BLACKROCK NEW YORK MUNI BOND | 13,708 | $204 | 0.0% | $14.11 | — | — | 09249P106 |
| — | INVESCO QUALITY MUNI INC TRST | 15,500 | $198 | 0.0% | $12.17 | — | — | 46133G107 |
| — | EATON VANCE PA MUN BD FD | 10,844 | $140 | 0.0% | $12.61 | — | — | 27828W102 |
| — | ELECTRUM SPECIAL ACQ CORP | 12,950 | $133 | 0.0% | $10.12 | — | — | G3105C104 |