Location: Pittsford, NY
CIK: 0001048703 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $2.166B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 1,040,294 | $255M | 11.8% | $245.29 | — | — | COM | 922908363 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 2,385,672 | $141M | 6.5% | $59.15 | — | — | COM | 922042874 |
| SPY | SPDR S&P 500 ETF TRUST | 378,935 | $101M | 4.7% | $266.86 | — | — | COM | 78462F103 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 507,829 | $75.06M | 3.5% | $147.80 | — | — | COM | 922908751 |
| — | EATON VANCE MUN BD FD COM | 5,239,206 | $65.54M | 3.0% | $12.51 | — | — | COM | 27827X101 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 4,583,352 | $64.44M | 3.0% | $14.06 | — | — | COM | 67066V101 |
| — | PENSARE ACQ CORP | 6,062,075 | $58.56M | 2.7% | $9.66 | — | — | COM | 70957e105 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 1,181,622 | $56.61M | 2.6% | $47.91 | — | — | COM | 78468R739 |
| — | BLACKROCK INCOME TR INC COM | 8,598,903 | $53.05M | 2.4% | $6.17 | — | — | COM | 09247F100 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 361,585 | $49.63M | 2.3% | $137.25 | — | — | COM | 922908769 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 3,419,346 | $47.02M | 2.2% | $13.75 | — | — | COM | 670657105 |
| VPL | VANGUARD FTSE PACIFIC ETF | 613,597 | $44.73M | 2.1% | $72.90 | — | — | COM | 922042866 |
| — | BLACKROCK CR ALLCTN INC TR COM | 3,218,128 | $42.87M | 2.0% | $13.32 | — | — | COM | 092508100 |
| — | INVESCO VALUE MUN INCOME TR COM | 2,847,037 | $42.42M | 2.0% | $14.90 | — | — | COM | 46132P108 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 917,901 | $42.14M | 1.9% | $45.91 | — | — | COM | 922042858 |
| — | MORGAN STANLEY TRUSTS INCOME SECS INC | 2,214,768 | $40.64M | 1.9% | $18.35 | — | — | COM | 61745P874 |
| — | MODERN MEDIA ACQ CORP; TNT ACQ DT: 2/12/2019; CASH: $10.10 | 4,091,306 | $40.18M | 1.9% | $9.82 | — | — | COM | 60765P103 |
| — | ADAMS DIVERSIFIED EQUITY FD COM | 2,572,066 | $38.66M | 1.8% | $15.03 | — | — | COM | 006212104 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 2,360,122 | $30.59M | 1.4% | $12.96 | — | — | COM | 670656107 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 544,033 | $29.77M | 1.4% | $54.72 | — | — | COM | 922042775 |
| — | FORUM MERGER CORPORATION; TNT ACQ DT: 4/12/2019 CASH: $10.10 | 2,973,988 | $29.68M | 1.4% | $9.98 | — | — | COM | 34985b103 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 328,764 | $26.82M | 1.2% | $81.57 | — | — | COM | 921937835 |
| — | GABELLI EQUITY TRUST | 4,220,126 | $26.12M | 1.2% | $6.19 | — | — | COM | 362397101 |
| — | HENNESSY CAPITAL III ACQ CORP | 2,506,555 | $24.56M | 1.1% | $9.80 | — | — | COM | 42588l105 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 254,870 | $24.23M | 1.1% | $95.08 | — | — | COM | 921937793 |
| — | ASIA PAC FD INC COM | 1,633,260 | $23.54M | 1.1% | $14.41 | — | — | COM | 044901106 |
| — | MANAGED DURATION INVT GRD FUND COM | 1,683,561 | $22.61M | 1.0% | $13.43 | — | — | COM | 56165r103 |
| EWC | ISHARES MSCI CDA ETF | 754,096 | $22.35M | 1.0% | $29.64 | — | — | COM | 464286509 |
| — | POWERSHARES VRDO TAX-FREE WEEKLY PORTFOLIO | 864,040 | $21.52M | 1.0% | $24.91 | — | — | COM | 73936t433 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 203,624 | $21.35M | 1.0% | $104.87 | — | — | COM | 464288158 |
| — | LIBERTY ALL STAR EQUITY FD SH BEN INT | 3,179,576 | $20.03M | 0.9% | $6.30 | — | — | COM | 530158104 |
| — | VANGUARD INTERM-TERM COPR BD ETF | 228,515 | $19.97M | 0.9% | $87.39 | — | — | COM | 92206c870 |
| — | LAZARD WORLD DIVID & INCOME FD COM | 1,624,437 | $18.89M | 0.9% | $11.63 | — | — | COM | 521076109 |
| EWJ | ISHARES MSCI JAPAN ETF | 309,969 | $18.58M | 0.9% | $59.93 | — | — | COM | 46434G822 |
| LII | LENNOX INTL INC COM | 85,972 | $17.91M | 0.8% | $208.27 | — | — | COM | 526107107 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 1,406,070 | $16.39M | 0.8% | $11.66 | — | — | COM | 337319107 |
| — | KBL MERGER CORP. IV; TNT ACQ DT: 3/1/2019; CASH: $10.10 | 1,684,160 | $16.37M | 0.8% | $9.72 | — | — | COM | 48242A104 |
| — | EATON VANCE MUN BD FD II COM | 1,312,838 | $16.16M | 0.7% | $12.31 | — | — | COM | 27827K109 |
| — | MADISON STRTG SECTOR PREM FD COM | 1,363,237 | $15.96M | 0.7% | $11.71 | — | — | COM | 558268108 |
| — | MADISON CVRED CALL & EQ STR FD COM | 2,057,318 | $15.88M | 0.7% | $7.72 | — | — | COM | 557437100 |
| VTV | VANGUARD VALUE ETF | 148,841 | $15.82M | 0.7% | $106.32 | — | — | COM | 922908744 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 198,100 | $15.67M | 0.7% | $79.10 | — | — | COM | 921937827 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 1,566,493 | $15.21M | 0.7% | $9.71 | — | — | COM | 59318B108 |
| — | M III ACQ CORP; TNT ACQ DT: 07/07/2018; CASH: $10.00 | 1,472,300 | $14.6M | 0.7% | $9.92 | — | — | COM | 55378T104 |
| — | NEW GERMANY FD INC COM | 721,448 | $14.03M | 0.6% | $19.44 | — | — | COM | 644465106 |
| — | INVESCO QUALITY MUNI INC TRST COM | 1,095,731 | $13.71M | 0.6% | $12.51 | — | — | COM | 46133G107 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,150,844 | $13.59M | 0.6% | $11.81 | — | — | COM | 47109U104 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,521,256 | $13.46M | 0.6% | $8.85 | — | — | COM | 26432k108 |
| — | INVESCO MUN OPPORTUNITY TR | 1,061,836 | $13.17M | 0.6% | $12.40 | — | — | COM | 46132C107 |
| — | SWISS HELVETIA FD INC COM | 990,662 | $12.64M | 0.6% | $12.76 | — | — | COM | 870875101 |
| — | WESTERN ASSET CLYM INFL OPP IN COM | 1,097,208 | $12.53M | 0.6% | $11.42 | — | — | COM | 95766R104 |
| — | BLACKROCK ENH CAP & INC FD INC COM | 749,886 | $12.28M | 0.6% | $16.38 | — | — | COM | 09256A109 |
| — | INVESCO PA VALUE MUN INCOME TR COM | 974,330 | $11.84M | 0.5% | $12.15 | — | — | COM | 46132K109 |
| — | BLACKROCK CORE BD TR SHS BEN INT | 791,591 | $11.11M | 0.5% | $14.04 | — | — | COM | 09249E101 |
| — | INDUSTREA ACQ CORP | 959,730 | $9.329M | 0.4% | $9.72 | — | — | COM | 45579j104 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 903,539 | $9.325M | 0.4% | $10.32 | — | — | COM | 36246K103 |
| — | MFS INTER INCOME TR SH BEN INT | 2,098,806 | $8.71M | 0.4% | $4.15 | — | — | COM | 55273C107 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 580,851 | $8.504M | 0.4% | $14.64 | — | — | COM | 670980101 |
| — | STELLAR III ACQ CORP; TNT ACQ DT: 2/24/2018; CASH $10.32 | 813,975 | $8.311M | 0.4% | $10.21 | — | — | COM | y8172w107 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 878,137 | $7.919M | 0.4% | $9.02 | — | — | COM | 00306J109 |
| — | BLACKROCK MUNICIPAL 2018 TERM TRUST | 516,690 | $7.632M | 0.4% | $14.77 | — | — | COM | 09248c106 |
| ACWX | ISHARES TR MSCI ACWI EX US | 127,408 | $6.364M | 0.3% | $49.95 | — | — | COM | 464288240 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 456,606 | $6.356M | 0.3% | $13.92 | — | — | COM | 09253X102 |
| — | FEDERATED PREMIER MUNI INC | 446,022 | $6.262M | 0.3% | $14.04 | — | — | COM | 31423P108 |
| — | MARLIN PARTNERS ACQ CORP; TNT ACQ DT: 3/10/2019; CASH: $10.00 | 616,336 | $6.015M | 0.3% | $9.76 | — | — | COM | 57682v106 |
| IVV | ISHARES CORE S&P500 ETF | 21,730 | $5.842M | 0.3% | $268.84 | — | — | COM | 464287200 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD SHS | 331,966 | $5.816M | 0.3% | $17.52 | — | — | COM | 879105104 |
| XXCHNXX | CHINA FD INC COM | 267,202 | $5.785M | 0.3% | $21.65 | — | — | COM | 169373107 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 404,573 | $5.664M | 0.3% | $14.00 | — | — | COM | 09254V105 |
| — | JENSYN ACQ CORP; TNT ACQ DT: 3/7/2018; CASH: $10.39 | 546,075 | $5.625M | 0.3% | $10.30 | — | — | COM | 47632b102 |
| — | INDUSTREA ACQ CORP | 551,925 | $5.552M | 0.3% | $10.06 | — | — | COM | 45579j203 |
| — | NUVEEN BUILD AMER BD FD | 235,779 | $5.182M | 0.2% | $21.98 | — | — | COM | 67074C103 |
| — | BISON CAPITAL ACQ CORP | 514,924 | $5.082M | 0.2% | $9.87 | — | — | COM | g1142p104 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 361,263 | $4.841M | 0.2% | $13.40 | — | — | COM | 01864u106 |
| — | ATLANTIC ACQ CORP | 488,891 | $4.82M | 0.2% | $9.86 | — | — | COM | 048206106 |
| — | NUVEEN CORE EQUITY ALPHA FUND COM | 327,079 | $4.775M | 0.2% | $14.60 | — | — | COM | 67090X107 |
| — | I-AM CAPITAL ACQ CORP | 457,125 | $4.503M | 0.2% | $9.85 | — | — | COM | 45074q108 |
| — | ABERDEEN LATIN AMER EQTY FD COM | 163,151 | $4.359M | 0.2% | $26.72 | — | — | COM | 00306K106 |
| — | ABERDEEN INDONESIA FD INC | 543,559 | $4.153M | 0.2% | $7.64 | — | — | COM | 00305P106 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 372,520 | $4.053M | 0.2% | $10.88 | — | — | COM | 18914e106 |
| — | ABERDEEN SINGAPORE FD INC COM | 308,910 | $3.837M | 0.2% | $12.42 | — | — | COM | 003244100 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 381,788 | $3.604M | 0.2% | $9.44 | — | — | COM | 670687102 |
| — | M I ACQ CORP; TNT ACQ DT: 03/13/2018; CASH: $10.30 | 344,432 | $3.51M | 0.2% | $10.19 | — | — | COM | 55304a104 |
| — | DRAPER OAKWOOD TECHNOLOGY ACQ CORP | 333,400 | $3.257M | 0.2% | $9.77 | — | — | COM | 26146L103 |
| — | TAIWAN FD INC COM | 155,639 | $3.248M | 0.1% | $20.87 | — | — | COM | 874036106 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 176,643 | $3.045M | 0.1% | $17.24 | — | — | COM | 92189f528 |
| — | EUROPEAN EQUITY FUND COM | 308,310 | $3.043M | 0.1% | $9.87 | — | — | COM | 298768102 |
| — | SPDR DOUBLELINE TOTAL RETURN TACT ETF | 55,395 | $2.694M | 0.1% | $48.63 | — | — | COM | 78467v848 |
| — | ABERDEEN CHILE FD INC | 297,337 | $2.655M | 0.1% | $8.93 | — | — | COM | 00301w105 |
| — | BLACK RIDGE ACQ CORP | 261,255 | $2.524M | 0.1% | $9.66 | — | — | COM | 09216t107 |
| — | TEMPLETON EMERGING MKTS FD INC COM | 143,542 | $2.356M | 0.1% | $16.41 | — | — | COM | 880191101 |
| — | MORGAN STANLEY EMER MKTS FD COM | 128,987 | $2.308M | 0.1% | $17.89 | — | — | COM | 61744G107 |
| — | ABERDEEN GREATER CHINA FUND INC | 182,686 | $2.276M | 0.1% | $12.46 | — | — | COM | 003031101 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 160,762 | $2.116M | 0.1% | $13.16 | — | — | COM | 09249U105 |
| — | NUVEEN HIGH INCOME DECEMBER 2018 TARGET TERM FUND | 205,253 | $2.034M | 0.1% | $9.91 | — | — | COM | 67075p103 |
| — | MORGAN STANLEY ASIA PAC FD INC COM | 92,873 | $1.709M | 0.1% | $18.40 | — | — | COM | 61744U106 |
| — | ABERDEEN EMERGING MARKETS SM | 117,158 | $1.703M | 0.1% | $14.54 | — | — | COM | 00301T102 |
| — | EATON VANCE MUNICIPAL INCOME | 136,318 | $1.69M | 0.1% | $12.40 | — | — | COM | 27826U108 |
| IEV | ISHARES TR EUROPE ETF | 30,595 | $1.446M | 0.1% | $47.26 | — | — | COM | 464287861 |
| — | WESTERN ASSET CLYM INFL SEC IN | 118,750 | $1.4M | 0.1% | $11.79 | — | — | COM | 95766Q106 |
| — | COHEN & STEERS GLOBAL INC BLDR COM | 141,141 | $1.394M | 0.1% | $9.88 | — | — | COM | 19248M103 |
| — | MORGAN STANLEY INDIA INVS FD COM | 41,492 | $1.375M | 0.1% | $33.14 | — | — | COM | 61745C105 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 30,594 | $1.372M | 0.1% | $44.85 | — | — | COM | 921943858 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 106,184 | $1.309M | 0.1% | $12.33 | — | — | COM | 27827Y109 |
| — | VANGUARD INTERMEDIATE TERM TREASURY INDEX FUND ETF | 19,565 | $1.251M | 0.1% | $63.94 | — | — | COM | 92206c706 |
| — | EATON VANCE MI MUNI INCOME TR SH BEN INT | 91,853 | $1.178M | 0.1% | $12.82 | — | — | COM | 27826D106 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 97,516 | $1.022M | 0.0% | $10.48 | — | — | COM | 92912J102 |
| STZ | CONSTELLATION BRANDS INC CL A | 4,240 | $969K | 0.0% | $228.54 | — | — | COM | 21036P108 |
| XOM | EXXON MOBIL CORP COM | 10,668 | $892K | 0.0% | $83.61 | — | — | COM | 30231G102 |
| — | BIG ROCK PART ACQ CORP | 91,100 | $884K | 0.0% | $9.70 | — | — | COM | 089482103 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 18,620 | $877K | 0.0% | $47.10 | — | — | COM | 464287234 |
| — | EATON VANCE PA MUNI INCOME TR SH BEN INT | 61,979 | $756K | 0.0% | $12.20 | — | — | COM | 27826T101 |
| — | BLACKROCK MUNIYIELD NY INSUR | 57,668 | $745K | 0.0% | $12.92 | — | — | COM | 09255E102 |
| — | BLACKROCK MUNI NY INT DUR FD | 50,367 | $685K | 0.0% | $13.60 | — | — | COM | 09255F109 |
| IEI | ISHARES TR 3-7 YR TR BD ETF | 5,500 | $672K | 0.0% | $122.18 | — | — | COM | 464288661 |
| — | TEMPLETON DRAGON FD INC COM | 30,556 | $657K | 0.0% | $21.50 | — | — | COM | 88018T101 |
| — | CONSTELLATION BRANDS INC CL B | 2,696 | $613K | 0.0% | $227.37 | — | — | COM | 21036p207 |
| — | EATON VANCE OH MUNI INCOME TR SH BEN INT | 43,818 | $571K | 0.0% | $13.03 | — | — | COM | 27826G109 |
| — | EATON VANCE CA MUNI INC TRST | 45,009 | $547K | 0.0% | $12.15 | — | — | COM | 27826F101 |
| — | INVESCO MUN TR | 43,446 | $543K | 0.0% | $12.50 | — | — | COM | 46131J103 |
| XMHIX | PIONEER MUNI HI INCOME TRUST | 45,753 | $542K | 0.0% | $11.85 | — | — | COM | 723763108 |
| HD | HOME DEPOT INC COM | 2,641 | $501K | 0.0% | $189.70 | — | — | COM | 437076102 |
| — | KAYNE ANDERSON ACQ CORP; TNT ACQ DT: 3/30/2019; CASH $10.00 | 49,100 | $477K | 0.0% | $9.71 | — | — | COM | 48661u102 |
| — | EATON VANCE NY MUNICIPAL INC | 32,769 | $416K | 0.0% | $12.69 | — | — | COM | 27826w104 |
| MSFT | MICROSOFT CORP | 4,822 | $412K | 0.0% | $85.44 | — | — | COM | 594918104 |
| — | DEUTSCHE HIGH INCOME OPPORT FD COM | 24,875 | $374K | 0.0% | $15.04 | — | — | COM | 25158y102 |
| — | CM SEVEN STAR ACQ CORP | 37,675 | $364K | 0.0% | $9.66 | — | — | COM | g2345n102 |
| IEUR | ISHARES TR CORE MSCI EURO | 6,800 | $341K | 0.0% | $50.15 | — | — | COM | 46434V738 |
| JNJ | JOHNSON & JOHNSON | 2,375 | $332K | 0.0% | $139.79 | — | — | COM | 478160104 |
| PAYX | PAYCHEX INC COM | 4,690 | $319K | 0.0% | $68.02 | — | — | COM | 704326107 |
| KMB | KIMBERLY CLARK CORP COM | 2,622 | $316K | 0.0% | $120.52 | — | — | COM | 494368103 |
| DIS | DISNEY WALT CO COM DISNEY | 2,887 | $310K | 0.0% | $107.38 | — | — | COM | 254687106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,564 | $310K | 0.0% | $198.21 | — | — | COM | 084670702 |
| PEP | PEPSICO INC | 2,500 | $300K | 0.0% | $120.00 | — | — | COM | 713448108 |
| — | NUVEEN BUILD AMER BD OPPTNY FD | 12,475 | $288K | 0.0% | $23.09 | — | — | COM | 67074Q102 |
| ORCL | ORACLE CORP | 5,758 | $272K | 0.0% | $47.24 | — | — | COM | 68389X105 |
| WPC | W P CAREY INC COM | 3,889 | $268K | 0.0% | $68.91 | — | — | COM | 92936U109 |
| NUE | NUCOR CORP COM | 4,168 | $265K | 0.0% | $63.58 | — | — | COM | 670346105 |
| — | DOWDUPOINT INC | 3,377 | $241K | 0.0% | $71.37 | — | — | COM | 26078j100 |
| — | WESTERN ASSET HIGH YIELD DEFINE | 15,500 | $234K | 0.0% | $15.10 | — | — | COM | 95768b107 |
| SRE | SEMPRA ENERGY COM | 2,050 | $219K | 0.0% | $106.83 | — | — | COM | 816851109 |
| JPM | JPMORGAN CHASE & CO | 2,042 | $218K | 0.0% | $106.76 | — | — | COM | 46625H100 |
| MTB | M & T BK CORP | 1,267 | $217K | 0.0% | $171.27 | — | — | COM | 55261F104 |
| — | NEUBERGER BERMAN NY INTMD MU | 17,414 | $212K | 0.0% | $12.17 | — | — | COM | 64124k102 |
| — | GENERAL AMERN INVS INC COM | 6,126 | $211K | 0.0% | $34.44 | — | — | COM | 368802104 |
| — | ALLIANCE CALIF MUN INCOME FD COM | 15,500 | $211K | 0.0% | $13.61 | — | — | COM | 018546101 |
| PG | PROCTER & GAMBLE CO | 2,273 | $209K | 0.0% | $91.95 | — | — | COM | 742718109 |
| — | EATON VANCE PA MUN BD FD COM | 10,844 | $135K | 0.0% | $12.45 | — | — | COM | 27828W102 |
| — | WESTERN ASSET MUN HI INCM FD COM | 10,903 | $81,000 | 0.0% | $7.43 | — | — | COM | 95766N103 |