Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value: $2.366B (64.5% shares, 35.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLIANCE DATA SYSTEMS CORP | 60,000,000 | $332M | 14.0% | $5.53 | $3.81 | — | NOTE 4.750% 5/1 | 018581AC2 |
| SPY | SPDR S&P 500 ETF TR | 1,166,000 | $215M | 9.1% | $184.69 | — | — | Call | 78462F103 |
| — | ENDO HEALTH SOLUTIONS INC | 37,068,000 | $86.07M | 3.6% | $2.32 | $2.32 | — | NOTE 1.750% 4/1 | 29264FAB2 |
| — | TRW AUTOMOTIVE INC | 27,000,000 | $68.58M | 2.9% | $2.54 | $2.29 | — | NOTE 3.500%12/0 | 87264MAH2 |
| — | VIROPHARMA INC | 23,500,000 | $62.86M | 2.7% | $2.67 | $2.34 | — | NOTE 2.000% 3/1 | 928241AH1 |
| IWM | ISHARES | 495,100 | $57.12M | 2.4% | $115.36 | — | — | Put | 464287655 |
| — | CUBIST PHARMACEUTICALS INC | 22,500,000 | $54.6M | 2.3% | $2.43 | $1.76 | — | NOTE 2.500%11/0 | 229678AD9 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 5,282,917 | $52.62M | 2.2% | $9.96 | $10.62 | — | UNIT | 85207H104 |
| — | CENTRAL FD CDA LTD | 2,754,129 | $36.49M | 1.5% | $13.25 | $14.15 | — | CL A | 153501101 |
| — | MICRON TECHNOLOGY INC | 15,500,000 | $36M | 1.5% | $2.32 | $1.91 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | MICRON TECHNOLOGY INC | 15,500,000 | $35.49M | 1.5% | $2.29 | $2.09 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | VALEANT PHARMACEUTICALS INTL | 284,352 | $33.38M | 1.4% | $117.40 | $86.08 | — | COM | 91911K102 |
| — | UAL CORP | 7,625,000 | $33.35M | 1.4% | $4.37 | $3.66 | — | NOTE 6.000%10/1 | 902549AJ3 |
| — | CATAMARAN CORP | 688,461 | $32.67M | 1.4% | $47.46 | $47.44 | — | COM | 148887102 |
| OPLN | KAR AUCTION SVCS INC | 990,000 | $29.25M | 1.2% | $29.55 * | $9.36 | +16.0% | COM | 48238T109 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 935,798 | $25.22M | 1.1% | $26.95 | $27.42 | — | COM | 76973Q105 |
| — | NEWPORT CORP | 1,394,422 | $25.2M | 1.1% | $18.07 | $13.93 | — | COM | 651824104 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 2,814,692 | $24.43M | 1.0% | $8.68 | $8.71 | — | UNIT | 85207Q104 |
| — | TELEFLEX INC | 15,000,000 | $23.67M | 1.0% | $1.58 | $1.43 | — | NOTE 3.875% 8/0 | 879369AA4 |
| R | RYDER SYS INC | 300,000 | $22.13M | 0.9% | $73.78 * | $60.13 | +10.2% | Call | 783549108 |
| — | QUINPARIO ACQUISITION CORP | 2,005,500 | $20.26M | 0.9% | $10.10 | $10.10 | — | COM | 74874R108 |
| KRE | SPDR SERIES TRUST | 493,900 | $20.06M | 0.8% | $40.61 | $33.88 | — | S&P REGL BKG | 78464A698 |
| OC | OWENS CORNING NEW | 484,500 | $19.73M | 0.8% | $40.72 * | $41.04 | -7.6% | COM | 690742101 |
| — | ICG GROUP INC | 1,049,788 | $19.56M | 0.8% | $18.63 | $11.99 | — | COM | 44928D108 |
| — | APACHE CORP | 220,000 | $18.91M | 0.8% | $85.94 | $84.07 | — | COM | 037411105 |
| BIO | BIO RAD LABS INC | 145,338 | $17.96M | 0.8% | $123.61 | $117.95 | +3.3% | CL A | 090572207 |
| MPC | MARATHON PETE CORP | 192,248 | $17.64M | 0.7% | $91.73 * | $27.19 | -1.3% | COM | 56585A102 |
| — | TAHOE RES INC | 1,032,787 | $17.19M | 0.7% | $16.64 | $14.15 | — | COM | 873868103 |
| — | GSI GROUP INC CDA NEW | 1,506,924 | $16.94M | 0.7% | $11.24 | $8.20 | — | COM NEW | 36191C205 |
| — | TRANSGLOBE ENERGY CORP | 2,012,603 | $16.82M | 0.7% | $8.36 | $6.20 | — | COM | 893662106 |
| TSN | TYSON FOODS INC | 500,000 | $16.73M | 0.7% | $33.46 * | $21.29 | +10.2% | CL A | 902494103 |
| MET | METLIFE INC | 295,000 | $15.91M | 0.7% | $53.92 * | $27.31 | +10.3% | COM | 59156R108 |
| TBHC | KIRKLANDS INC | 664,446 | $15.73M | 0.7% | $23.67 * | $15.10 | +31.0% | COM | 497498105 |
| — | QUARTET MERGER CORP | 1,600,000 | $15.47M | 0.7% | $9.67 | $9.67 | — | COM | 747717106 |
| — | VANTIV INC | 465,891 | $15.19M | 0.6% | $32.61 | $32.61 | — | CL A | 92210H105 |
| — | BROOKFIELD RESIDENTIAL PPTYS | 622,252 | $15.05M | 0.6% | $24.19 | $22.06 | — | COM | 11283W104 |
| — | HF2 FINL MGMT INC | 1,448,857 | $14.75M | 0.6% | $10.18 | $10.12 | — | CL A | 40421A104 |
| — | CIMAREX ENERGY CO | 139,500 | $14.63M | 0.6% | $104.91 | $66.53 | — | COM | 171798101 |
| — | DENTSPLY INTL INC NEW | 300,215 | $14.55M | 0.6% | $48.48 | $41.47 | — | COM | 249030107 |
| — | INCONTACT INC | 1,842,327 | $14.39M | 0.6% | $7.81 | $8.06 | — | COM | 45336E109 |
| — | GROUPE CGI INC | 428,398 | $14.33M | 0.6% | $33.46 | $29.29 | — | CL A SUB VTG | 39945C109 |
| — | VCA ANTECH INC | 455,000 | $14.27M | 0.6% | $31.36 | $31.36 | — | COM | 918194101 |
| — | ENERGY XXI (BERMUDA) LTD | 500,000 | $13.53M | 0.6% | $27.06 | $25.13 | — | USD UNRS SHS | G10082140 |
| — | REXNORD CORP NEW | 496,367 | $13.41M | 0.6% | $27.01 | $18.36 | — | COM | 76169B102 |
| FIS | FIDELITY NATL INFORMATION SV | 245,900 | $13.2M | 0.6% | $53.68 * | $40.05 | 0.0% | COM | 31620M106 |
| — | CELESTICA INC | 1,200,000 | $12.48M | 0.5% | $10.40 | $9.45 | — | SUB VTG SHS | 15101Q108 |
| EME | EMCOR GROUP INC | 293,800 | $12.47M | 0.5% | $42.44 * | $36.90 | -0.1% | COM | 29084Q100 |
| SNPS | SYNOPSYS INC | 303,800 | $12.32M | 0.5% | $40.57 * | $35.52 | +5.4% | COM | 871607107 |
| — | CENTRAL GOLDTRUST | 288,433 | $11.97M | 0.5% | $41.51 | $44.65 | — | TR UNIT | 153546106 |
| — | CHART INDS INC | 7,500,000 | $11.59M | 0.5% | $1.55 | $1.51 | — | NOTE 2.000% 8/0 | 16115QAC4 |
| — | GRAN TIERRA ENERGY INC | 1,567,166 | $11.46M | 0.5% | $7.31 | $6.71 | — | COM | 38500T101 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,130,000 | $11.36M | 0.5% | $10.05 | $10.05 | — | COM | 37953N108 |
| EBAY | EBAY INC | 205,800 | $11.29M | 0.5% | $54.86 * | $19.91 | -1.1% | COM | 278642103 |
| — | TWENTY FIRST CENTY FOX INC | 319,300 | $11.05M | 0.5% | $34.60 | $34.60 | — | CL B | 90130A200 |
| — | ELECTRONICS FOR IMAGING INC | 285,050 | $11.04M | 0.5% | $38.73 | $28.29 | — | COM | 286082102 |
| — | BIOMARIN PHARMACEUTICAL INC | 10,000,000 | $10.79M | 0.5% | $1.08 | $1.08 | — | NOTE 1.500%10/1 | 09061GAF8 |
| MET | METLIFE INC | 200,000 | $10.78M | 0.5% | $53.92 * | $27.31 | +10.3% | Call | 59156R108 |
| RIO | RIO TINTO PLC | 180,000 | $10.16M | 0.4% | $56.43 | $56.43 | — | SPONSORED ADR | 767204100 |
| — | MOVE INC | 631,657 | $10.1M | 0.4% | $15.99 | $12.82 | — | COM NEW | 62458M207 |
| MG | MISTRAS GROUP INC | 478,031 | $9.981M | 0.4% | $20.88 * | $19.22 | 0.0% | COM | 60649T107 |
| — | MENTOR GRAPHICS CORP | 7,500,000 | $9.975M | 0.4% | $1.33 | $1.33 | — | SDCV 4.000% 4/0 | 587200AK2 |
| RM | REGIONAL MGMT CORP | 292,946 | $9.94M | 0.4% | $33.93 * | $23.96 | +12.7% | COM | 75902K106 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 171,200 | $9.863M | 0.4% | $57.61 * | $49.89 | 0.0% | COM | 04247X102 |
| GMED | GLOBUS MED INC | 487,300 | $9.834M | 0.4% | $20.18 * | $16.30 | +13.9% | CL A | 379577208 |
| — | FINISAR CORP | 410,000 | $9.807M | 0.4% | $23.92 | $23.04 | — | COM NEW | 31787A507 |
| WHR | WHIRLPOOL CORP | 62,300 | $9.772M | 0.4% | $156.85 * | $132.29 | +10.8% | COM | 963320106 |
| — | NEWPARK RES INC | 7,124,000 | $9.6M | 0.4% | $1.35 | $1.35 | — | NOTE 4.000%10/0 | 651718AC2 |
| — | STILLWATER MNG CO | 8,415,000 | $9.541M | 0.4% | $1.13 | $1.05 | — | NOTE 1.750%10/1 | 86074QAL6 |
| — | TECHNE CORP | 100,702 | $9.533M | 0.4% | $94.67 | $79.91 | — | COM | 878377100 |
| — | LEAP WIRELESS INTL INC | 537,000 | $9.344M | 0.4% | $17.40 | $15.80 | — | Put | 521863308 |
| MPAA | MOTORCAR PTS AMER INC | 481,100 | $9.285M | 0.4% | $19.30 * | $12.26 | +28.8% | COM | 620071100 |
| — | STEWART ENTERPRISES INC | 6,987,000 | $9.175M | 0.4% | $1.31 | $1.30 | — | NOTE 3.375% 7/1 | 860370AK1 |
| — | CORPORATE EXECUTIVE BRD CO | 118,449 | $9.172M | 0.4% | $77.43 | $63.22 | — | COM | 21988R102 |
| — | STEWART ENTERPRISES INC | 7,281,000 | $9.087M | 0.4% | $1.25 | $1.24 | — | NOTE 3.125% 7/1 | 860370AH8 |
| — | SAFEWAY INC | 278,200 | $9.061M | 0.4% | $32.57 | $32.57 | — | COM NEW | 786514208 |
| — | TUESDAY MORNING CORP | 548,564 | $8.755M | 0.4% | $15.96 | $10.37 | — | COM NEW | 899035505 |
| — | SINA CORP | 102,700 | $8.652M | 0.4% | $84.25 | $84.25 | — | ORD | G81477104 |
| URI | UNITED RENTALS INC | 109,000 | $8.497M | 0.4% | $77.95 * | $64.88 | 0.0% | COM | 911363109 |
| — | CARMIKE CINEMAS INC | 304,991 | $8.491M | 0.4% | $27.84 | $19.70 | — | COM | 143436400 |
| — | INFINERA CORPORATION | 840,821 | $8.223M | 0.3% | $9.78 | $10.42 | — | COM | 45667G103 |
| — | MERGEWORTHRX CORP | 1,011,446 | $8.223M | 0.3% | $8.13 | $8.13 | — | COM | 58952R106 |
| — | TAMINCO CORP | 400,000 | $8.084M | 0.3% | $20.21 | $20.21 | — | COM | 87509U106 |
| IWM | ISHARES | 70,000 | $8.075M | 0.3% | $115.36 | — | — | Call | 464287655 |
| — | CIS ACQUISITION LTD | 750,000 | $7.582M | 0.3% | $10.11 | $10.04 | — | SHS SER A | G21490209 |
| — | POWERSHARES QQQ TRUST | 83,500 | $7.345M | 0.3% | $87.96 | — | — | Call | 73935A104 |
| — | COLLABRIUM JAPAN ACQUISITN C | 713,270 | $7.297M | 0.3% | $10.23 | $10.10 | — | SHS | G2266G102 |
| — | EXFO INC | 1,510,167 | $7.188M | 0.3% | $4.76 | $4.46 | — | SUB VTG SHS | 302046107 |
| — | AQUASITION CORP | 705,271 | $7.159M | 0.3% | $10.15 | $9.94 | — | COM | Y0192H103 |
| — | NUVERRA ENVIRONMENTAL SOLUTI | 406,523 | $6.826M | 0.3% | $16.79 | $16.79 | — | COM NEW | 67091K203 |
| — | CHART ACQUISITION CORP | 686,332 | $6.812M | 0.3% | $9.93 | $9.83 | — | COM | 161151105 |
| ETD | ETHAN ALLEN INTERIORS INC | 219,056 | $6.664M | 0.3% | $30.42 * | $14.88 | -0.5% | COM | 297602104 |
| — | SELECT COMFORT CORP | 314,700 | $6.637M | 0.3% | $21.09 | $24.35 | — | COM | 81616X103 |
| — | HUDSON GLOBAL INC | 1,626,264 | $6.538M | 0.3% | $4.02 | $2.48 | — | COM | 443787106 |
| — | M/I HOMES INC | 5,000,000 | $6.51M | 0.3% | $1.30 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | HYDE PK ACQUISITION CORP II | 612,697 | $6.311M | 0.3% | $10.30 | $10.24 | — | COM | 448640102 |
| NXPI | NXP SEMICONDUCTORS N V | 136,200 | $6.256M | 0.3% | $45.93 * | $26.01 | +40.7% | COM | N6596X109 |
| — | SEACOR HOLDINGS INC | 5,000,000 | $6.15M | 0.3% | $1.23 | $1.23 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | TANGOE INC | 339,002 | $6.105M | 0.3% | $18.01 | $18.01 | — | COM | 87582Y108 |
| — | MOLYCORP INC DEL | 7,500,000 | $6.089M | 0.3% | $0.81 | $0.77 | — | NOTE 6.000% 9/0 | 608753AF6 |
| KGC | KINROSS GOLD CORP | 1,301,418 | $5.698M | 0.2% | $4.38 * | $5.47 | -12.7% | COM NO PAR | 496902404 |
| DAL | DELTA AIR LINES INC DEL | 207,000 | $5.686M | 0.2% | $27.47 * | $23.32 | 0.0% | COM NEW | 247361702 |
| SXT | SENSIENT TECHNOLOGIES CORP | 117,006 | $5.677M | 0.2% | $48.52 * | $39.63 | +25.7% | COM | 81725T100 |
| — | MULTIMEDIA GAMES HLDG CO INC | 176,134 | $5.524M | 0.2% | $31.36 | $31.36 | — | COM | 625453105 |
| — | ALPHA NATURAL RESOURCES INC | 5,000,000 | $5.384M | 0.2% | $1.08 | $1.08 | — | NOTE 4.875%12/1 | 02076XAF9 |
| — | SUPERIOR ENERGY SVCS INC | 200,000 | $5.322M | 0.2% | $26.61 | $25.84 | — | COM | 868157108 |
| ANW 4 11/01/18 | AEGEAN MARINE PETE NETWORK I | 5,000,000 | $5.294M | 0.2% | $1.06 | $1.06 | — | NOTE 4.000%11/0 | Y0020QAA9 |
| — | MOLYCORP INC DEL | 5,500,000 | $5.266M | 0.2% | $0.96 | $1.00 | — | NOTE 5.500% 2/0 | 608753AH2 |
| — | ANDINA ACQUISITION CORP | 515,000 | $5.243M | 0.2% | $10.18 | $10.00 | — | COM | G0440W100 |
| — | POWERSHS DB US DOLLAR INDEX | 242,100 | $5.21M | 0.2% | $21.52 | — | — | Put | 73936D107 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 297,000 | $5.159M | 0.2% | $17.37 | $17.42 | -0.7% | COM | 874054109 |
| — | SODASTREAM INTERNATIONAL LTD | 103,300 | $5.128M | 0.2% | $49.64 | — | — | Call | M9068E105 |
| AMBA | AMBARELLA INC | 150,000 | $5.084M | 0.2% | $33.89 * | $22.95 | 0.0% | SHS | G037AX101 |
| — | KRISPY KREME DOUGHNUTS INC | 253,064 | $4.882M | 0.2% | $19.29 | $19.29 | — | COM | 501014104 |
| AMWD | AMERICAN WOODMARK CORP | 123,317 | $4.875M | 0.2% | $39.53 * | $34.78 | -0.2% | COM | 030506109 |
| — | CAMBREX CORP | 268,100 | $4.78M | 0.2% | $17.83 | $13.97 | — | COM | 132011107 |
| TMUS | T-MOBILE US INC | 141,130 | $4.748M | 0.2% | $33.64 * | $26.48 | 0.0% | COM | 872590104 |
| — | ARC DOCUMENT SOLUTIONS INC | 543,907 | $4.471M | 0.2% | $8.22 | $4.00 | — | COM | 00191G103 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 807,899 | $4.435M | 0.2% | $5.49 | $5.07 | — | COM | 518415104 |
| — | TUMI HLDGS INC | 195,900 | $4.418M | 0.2% | $22.55 | $20.15 | — | COM | 89969Q104 |
| — | MERITOR INC | 415,000 | $4.328M | 0.2% | $10.43 | — | — | Call | 59001K100 |
| — | SANTARUS INC | 135,000 | $4.315M | 0.2% | $31.96 | $31.96 | — | COM | 802817304 |
| — | INFINITY CROSS BORDER ACQUIS | 535,199 | $4.233M | 0.2% | $7.91 | $7.84 | — | SHS | G4772R101 |
| — | LSI CORPORATION | 375,000 | $4.138M | 0.2% | $11.03 | $11.03 | — | COM | 502161102 |
| — | LENDER PROCESSING SVCS INC | 105,000 | $3.925M | 0.2% | $37.38 | $34.50 | — | COM | 52602E102 |
| — | FIESTA RESTAURANT GROUP INC | 75,000 | $3.918M | 0.2% | $52.24 | $52.24 | — | COM | 31660B101 |
| — | ELDORADO GOLD CORP NEW | 675,000 | $3.841M | 0.2% | $5.69 | $6.05 | — | COM | 284902103 |
| — | RANDGOLD RES LTD | 59,600 | $3.743M | 0.2% | $62.80 | $65.03 | — | ADR | 752344309 |
| NEM | NEWMONT MINING CORP | 155,000 | $3.57M | 0.2% | $23.03 * | $24.80 | -20.4% | COM | 651639106 |
| — | MANITEX INTL INC | 212,552 | $3.375M | 0.1% | $15.88 | $15.88 | — | COM | 563420108 |
| — | NEONODE INC | 496,896 | $3.14M | 0.1% | $6.32 | $6.36 | — | COM NEW | 64051M402 |
| — | DEL FRISCOS RESTAURANT GROUP | 123,434 | $2.909M | 0.1% | $23.57 | $23.57 | — | COM | 245077102 |
| MED | MEDIFAST INC | 100,800 | $2.634M | 0.1% | $26.13 * | $20.24 | -4.2% | COM | 58470H101 |
| — | EDWARDS GROUP LTD | 225,000 | $2.29M | 0.1% | $10.18 | $9.91 | — | SPONSORED ADR | 281736108 |
| — | FLOW INTL CORP | 550,000 | $2.216M | 0.1% | $4.03 | $3.99 | — | COM | 343468104 |
| — | ENDOLOGIX INC | 2,000,000 | $2.045M | 0.1% | $1.02 | $1.02 | — | NOTE 2.250%12/1 | 29266SAA4 |
| PSLV | SPROTT PHYSICAL SILVER TR | 266,938 | $2.019M | 0.1% | $7.56 | $7.70 | — | TR UNIT | 85207K107 |
| — | SILVER EAGLE ACQUISITION COR | 200,000 | $1.936M | 0.1% | $9.68 | $9.68 | — | COM | 827694100 |
| PRKS | SEAWORLD ENTMT INC | 65,000 | $1.87M | 0.1% | $28.77 * | $29.76 | 0.0% | COM | 81282V100 |
| — | SPRINT CORP | 152,000 | $1.634M | 0.1% | $10.75 | — | — | Put | 85207U105 |
| — | SOLTA MED INC | 500,000 | $1.475M | 0.1% | $2.95 | $2.95 | — | COM | 83438K103 |
| — | CAPITOL ACQUISITION CORP II | 150,000 | $1.454M | 0.1% | $9.69 | $9.65 | — | COM | 14056V105 |
| — | PRECISION DRILLING CORP | 150,000 | $1.406M | 0.1% | $9.37 | $9.37 | — | COM 2010 | 74022D308 |
| — | EQUAL ENERGY LTD | 250,000 | $1.335M | 0.1% | $5.34 | $5.34 | — | COM | 29390Q109 |
| — | BROOKDALE SR LIVING INC | 1,100,000 | $1.307M | 0.1% | $1.19 | $1.18 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | LEAP WIRELESS INTL INC | 65,000 | $1.131M | 0.0% | $17.40 | $15.80 | — | COM NEW | 521863308 |
| — | ROI ACQUISITION CORP II | 115,358 | $1.128M | 0.0% | $9.78 | $9.78 | — | COM | 74966G101 |
| — | HI-TECH PHARMACAL INC | 25,405 | $1.102M | 0.0% | $43.38 | $43.15 | — | COM | 42840B101 |
| TIPT | TIPTREE FINL INC | 150,000 | $1.101M | 0.0% | $7.34 * | $7.48 | +1.4% | CL A | 88822Q103 |
| — | VITRAN CORP INC | 169,500 | $1.098M | 0.0% | $6.48 | $6.25 | — | COM | 92850E107 |
| — | SILVER STD RES INC | 138,552 | $964K | 0.0% | $6.96 | $6.34 | — | COM | 82823L106 |
| — | LEAP WIRELESS INTL INC | 54,500 | $948K | 0.0% | $17.39 | $15.80 | — | Call | 521863308 |
| NWS | NEWS CORP NEW | 52,300 | $933K | 0.0% | $17.84 * | $15.37 | 0.0% | CL B | 65249B208 |
| — | ENCANA CORP | 50,000 | $902K | 0.0% | $18.04 | $18.04 | — | COM | 292505104 |
| — | QUARTET MERGER CORP | 1,599,900 | $832K | 0.0% | $0.52 | $0.52 | — | RIGHT 99/99/9999 | 747717205 |
| — | BRIGUS GOLD CORP | 1,050,000 | $819K | 0.0% | $0.78 | $0.78 | — | COM | 109490102 |
| — | NUPATHE INC | 250,000 | $818K | 0.0% | $3.27 | $3.27 | — | COM | 67059M100 |
| — | COLEMAN CABLE INC | 25,000 | $656K | 0.0% | $26.24 | $26.24 | — | COM | 193459302 |
| — | QUINPARIO ACQUISITION CORP | 1,813,214 | $653K | 0.0% | $0.36 | $0.36 | — | *W EXP 09/27/201 | 74874R116 |
| — | MOLYCORP INC DEL | 111,634 | $627K | 0.0% | $5.62 | $6.20 | — | COM | 608753109 |
| — | ENDO HEALTH SOLUTIONS INC | 8,862 | $598K | 0.0% | $67.48 | $67.48 | — | COM | 29264F205 |
| — | TURQUOISE HILL RES LTD | 500,000 | $480K | 0.0% | $0.96 | $0.96 | — | RIGHT 01/07/2014 | 900435116 |
| — | SPRINT CORP | 36,800 | $396K | 0.0% | $10.76 | — | — | Call | 85207U105 |
| IYR | ISHARES | 5,000 | $315K | 0.0% | $63.00 | — | — | Put | 464287739 |
| — | HOME FED BANCORP INC MD | 10,000 | $149K | 0.0% | $14.90 | $14.90 | — | COM | 43710G105 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 69,483 | $149K | 0.0% | $2.14 | $1.63 | — | COM PAR $0.001 | 867931404 |
| — | AQUASITION CORP | 478,059 | $128K | 0.0% | $0.27 | $0.25 | — | *W EXP 99/99/999 | Y0192H111 |
| — | SILVER BULL RES INC | 312,500 | $109K | 0.0% | $0.35 | $0.39 | — | COM | 827458100 |
| — | SILVER EAGLE ACQUISITION COR | 171,565 | $103K | 0.0% | $0.60 | $0.60 | — | *W EXP 07/26/202 | 827694118 |
| — | CIS ACQUISITION LTD | 249,149 | $71,000 | 0.0% | $0.28 | $0.25 | — | *W EXP 99/99/999 | G21490118 |
| — | ROI ACQUISITION CORP II | 114,958 | $57,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 99/99/999 | 74966G119 |
| — | GALENA BIOPHARMA INC | 10,000 | $50,000 | 0.0% | $5.00 | — | — | Call | 363256108 |
| — | COLLABRIUM JAPAN ACQUISITN C | 356,160 | $39,000 | 0.0% | $0.11 | $0.26 | — | *W EXP 99/99/999 | G2266G110 |