Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value: $2.359B (67.7% shares, 32.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | ALLIANCE DATA SYSTEMS CORP | 60,000,000 | $267M | 11.3% | $4.45 | $3.81 | — | NOTE 4.750% 5/1 | 018581AC2 |
| SPY | SPDR S&P 500 ETF TR | 1,450,000 | $244M | 10.3% | $168.01 | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 600,000 | $101M | 4.3% | $168.01 | — | — | Call | 78462F103 |
| — | PRICELINE COM INC | 28,703,000 | $95.72M | 4.1% | $3.33 | $2.73 | — | NOTE 1.250% 3/1 | 741503AN6 |
| — | TRW AUTOMOTIVE INC | 27,000,000 | $66.08M | 2.8% | $2.45 | $2.29 | — | NOTE 3.500%12/0 | 87264MAH2 |
| — | CUBIST PHARMACEUTICALS INC | 22,500,000 | $50.76M | 2.2% | $2.26 | $1.76 | — | NOTE 2.500%11/0 | 229678AD9 |
| — | MICRON TECHNOLOGY INC | 25,000,000 | $47.83M | 2.0% | $1.91 | $1.91 | — | NOTE 2.375% 5/0 | 595112AW3 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 4,301,860 | $47.43M | 2.0% | $11.02 | $10.77 | — | UNIT | 85207H104 |
| — | CENTRAL FD CDA LTD | 2,754,129 | $40.49M | 1.7% | $14.70 | $14.15 | — | CL A | 153501101 |
| — | VALEANT PHARMACEUTICALS INTL | 329,498 | $34.38M | 1.5% | $104.33 | $86.08 | — | COM | 91911K102 |
| — | UNITED THERAPEUTICS CORP DEL | 20,000,000 | $34.01M | 1.4% | $1.70 | $1.45 | — | NOTE 1.000% 9/1 | 91307CAF9 |
| — | CHART INDS INC | 15,000,000 | $28M | 1.2% | $1.87 | $1.51 | — | NOTE 2.000% 8/0 | 16115QAC4 |
| — | UAL CORP | 7,625,000 | $27.26M | 1.2% | $3.57 | $3.66 | — | NOTE 6.000%10/1 | 902549AJ3 |
| — | GROUPE CGI INC | 769,283 | $27M | 1.1% | $35.10 | $29.29 | — | CL A SUB VTG | 39945C109 |
| R | RYDER SYS INC | 437,626 | $26.13M | 1.1% | $59.70 | $60.13 | -0.2% | COM | 783549108 |
| — | ONYX PHARMACEUTICALS INC | 7,500,000 | $24.06M | 1.0% | $3.21 | $3.21 | — | NOTE 4.000% 8/1 | 683399AB5 |
| — | NEWPORT CORP | 1,393,422 | $21.78M | 0.9% | $15.63 | $13.93 | — | COM | 651824104 |
| IWM | ISHARES | 200,000 | $21.32M | 0.9% | $106.61 | — | — | Put | 464287655 |
| — | QUINPARIO ACQUISITION CORP | 2,005,500 | $20.4M | 0.9% | $10.17 | $10.17 | — | UNIT 99/99/9999 | 74874R207 |
| — | GSI GROUP INC CDA NEW | 2,048,924 | $19.55M | 0.8% | $9.54 | $8.20 | — | COM NEW | 36191C205 |
| KRE | SPDR SERIES TRUST | 543,900 | $19.39M | 0.8% | $35.65 | $33.88 | — | S&P REGL BKG | 78464A698 |
| INTU | INTUIT | 290,200 | $19.24M | 0.8% | $66.31 * | $54.39 | +6.9% | COM | 461202103 |
| — | DENTSPLY INTL INC NEW | 435,032 | $18.89M | 0.8% | $43.42 | $41.47 | — | COM | 249030107 |
| — | ELECTRONICS FOR IMAGING INC | 589,150 | $18.66M | 0.8% | $31.68 | $28.29 | — | COM | 286082102 |
| — | REXNORD CORP NEW | 894,288 | $18.6M | 0.8% | $20.80 | $18.36 | — | COM | 76169B102 |
| — | TAHOE RES INC | 1,032,787 | $18.51M | 0.8% | $17.92 | $14.15 | — | COM | 873868103 |
| — | TUESDAY MORNING CORP | 1,197,189 | $18.29M | 0.8% | $15.28 | $10.37 | — | COM NEW | 899035505 |
| OPLN | KAR AUCTION SVCS INC | 616,000 | $17.38M | 0.7% | $28.21 * | $8.45 | +18.0% | COM | 48238T109 |
| — | APACHE CORP | 203,520 | $17.33M | 0.7% | $85.14 | $83.92 | — | COM | 037411105 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,933,526 | $17.23M | 0.7% | $8.91 | $8.72 | — | UNIT | 85207Q104 |
| TSN | TYSON FOODS INC | 608,500 | $17.21M | 0.7% | $28.28 * | $21.29 | +4.5% | CL A | 902494103 |
| — | MOVE INC | 986,932 | $16.74M | 0.7% | $16.96 | $12.82 | — | COM NEW | 62458M207 |
| — | VIROPHARMA INC | 7,500,000 | $16.08M | 0.7% | $2.14 | $1.64 | — | NOTE 2.000% 3/1 | 928241AH1 |
| — | TRANSGLOBE ENERGY CORP | 2,012,603 | $15.82M | 0.7% | $7.86 | $6.20 | — | COM | 893662106 |
| — | ENERGY XXI (BERMUDA) LTD | 520,000 | $15.71M | 0.7% | $30.21 | $25.13 | — | USD UNRS SHS | G10082140 |
| OC | OWENS CORNING NEW | 400,800 | $15.22M | 0.6% | $37.98 * | $41.69 | -6.5% | COM | 690742101 |
| — | MICRON TECHNOLOGY INC | 8,000,000 | $15.15M | 0.6% | $1.89 | $1.89 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | CIMAREX ENERGY CO | 155,000 | $14.94M | 0.6% | $96.40 | $66.53 | — | COM | 171798101 |
| BIO | BIO RAD LABS INC | 127,002 | $14.93M | 0.6% | $117.56 | $117.39 | +0.5% | CL A | 090572207 |
| — | BROOKFIELD RESIDENTIAL PPTYS | 622,252 | $14.84M | 0.6% | $23.85 | $22.06 | — | COM | 11283W104 |
| — | CARMIKE CINEMAS INC | 654,891 | $14.46M | 0.6% | $22.08 | $19.70 | — | COM | 143436400 |
| GPN | GLOBAL PMTS INC | 277,800 | $14.19M | 0.6% | $51.08 * | $22.94 | 0.0% | COM | 37940X102 |
| — | TELEFLEX INC | 10,000,000 | $14.11M | 0.6% | $1.41 | $1.35 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | HEARTLAND PMT SYS INC | 354,596 | $14.09M | 0.6% | $39.72 | $37.31 | — | COM | 42235N108 |
| SNPS | SYNOPSYS INC | 371,800 | $14.02M | 0.6% | $37.70 | $35.52 | +4.3% | COM | 871607107 |
| — | CORPORATE EXECUTIVE BRD CO | 189,249 | $13.74M | 0.6% | $72.62 | $63.22 | — | COM | 21988R102 |
| — | ICG GROUP INC | 963,604 | $13.67M | 0.6% | $14.19 | $11.40 | — | COM | 44928D108 |
| — | HF2 FINL MGMT INC | 1,325,357 | $13.41M | 0.6% | $10.12 | $10.11 | — | CL A | 40421A104 |
| — | CELESTICA INC | 1,200,000 | $13.24M | 0.6% | $11.03 | $9.45 | — | SUB VTG SHS | 15101Q108 |
| MET | METLIFE INC | 281,700 | $13.23M | 0.6% | $46.95 * | $27.18 | +5.9% | COM | 59156R108 |
| GLD | SPDR GOLD TRUST | 100,000 | $12.82M | 0.5% | $128.18 | — | — | Put | 78463V107 |
| — | FOOT LOCKER INC | 375,600 | $12.75M | 0.5% | $33.94 | $34.77 | — | COM | 344849104 |
| AG | FIRST MAJESTIC SILVER CORP | 1,034,662 | $12.27M | 0.5% | $11.86 * | $11.47 | +12.5% | COM | 32076V103 |
| TBHC | KIRKLANDS INC | 647,209 | $11.94M | 0.5% | $18.44 * | $14.98 | +15.3% | COM | 497498105 |
| — | SELECT COMFORT CORP | 489,700 | $11.92M | 0.5% | $24.35 | $24.35 | — | COM | 81616X103 |
| BRKR | BRUKER CORP | 573,305 | $11.84M | 0.5% | $20.65 * | $16.60 | +10.6% | COM | 116794108 |
| EME | EMCOR GROUP INC | 301,300 | $11.79M | 0.5% | $39.13 * | $36.90 | +3.6% | COM | 29084Q100 |
| — | SUPERIOR ENERGY SVCS INC | 469,300 | $11.75M | 0.5% | $25.04 | $25.84 | — | COM | 868157108 |
| — | BELLATRIX EXPLORATION LTD | 1,500,000 | $11.41M | 0.5% | $7.61 | $6.08 | — | COM | 078314101 |
| — | EXFO INC | 2,046,427 | $11.3M | 0.5% | $5.52 | $4.46 | — | SUB VTG SHS | 302046107 |
| NXPI | NXP SEMICONDUCTORS N V | 296,200 | $11.02M | 0.5% | $37.21 * | $26.01 | +20.8% | COM | N6596X109 |
| — | STILLWATER MNG CO | 10,000,000 | $10.49M | 0.4% | $1.05 | $1.05 | — | NOTE 1.750%10/1 | 86074QAL6 |
| DIN | DINEEQUITY INC | 149,800 | $10.34M | 0.4% | $69.00 * | $40.58 | 0.0% | COM | 254423106 |
| — | CATAMARAN CORP | 222,419 | $10.22M | 0.4% | $45.95 | $47.41 | — | COM | 148887102 |
| — | CENTRAL GOLDTRUST | 213,516 | $9.86M | 0.4% | $46.18 | $45.75 | — | TR UNIT | 153546106 |
| AMWD | AMERICAN WOODMARK CORP | 284,217 | $9.848M | 0.4% | $34.65 * | $34.78 | +2.9% | COM | 030506109 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 342,400 | $9.669M | 0.4% | $28.24 | $28.24 | — | COM | 76973Q105 |
| MPC | MARATHON PETE CORP | 150,000 | $9.648M | 0.4% | $64.32 * | $27.29 | -10.6% | COM | 56585A102 |
| ENTG | ENTEGRIS INC | 949,318 | $9.645M | 0.4% | $10.16 * | $9.27 | -0.1% | COM | 29362U104 |
| SWK | STANLEY BLACK & DECKER INC | 106,000 | $9.6M | 0.4% | $90.57 * | $56.98 | +10.0% | COM | 854502101 |
| EBAY | EBAY INC | 165,000 | $9.206M | 0.4% | $55.79 * | $19.96 | 0.0% | COM | 278642103 |
| WHR | WHIRLPOOL CORP | 62,700 | $9.182M | 0.4% | $146.44 * | $132.29 | 0.0% | COM | 963320106 |
| — | GRAN TIERRA ENERGY INC | 1,291,648 | $9.158M | 0.4% | $7.09 | $6.58 | — | COM | 38500T101 |
| — | STEWART ENTERPRISES INC | 6,987,000 | $9.105M | 0.4% | $1.30 | $1.30 | — | NOTE 3.375% 7/1 | 860370AK1 |
| — | INCONTACT INC | 1,100,727 | $9.081M | 0.4% | $8.25 | $8.22 | — | COM | 45336E109 |
| SXT | SENSIENT TECHNOLOGIES CORP | 187,606 | $8.984M | 0.4% | $47.89 * | $39.63 | +10.3% | COM | 81725T100 |
| — | BROOKDALE SR LIVING INC | 7,000,000 | $8.246M | 0.3% | $1.18 | $1.18 | — | NOTE 2.750% 6/1 | 112463AA2 |
| MYGN | MYRIAD GENETICS INC | 350,000 | $8.225M | 0.3% | $23.50 | — | — | Call | 62855J104 |
| ETD | ETHAN ALLEN INTERIORS INC | 286,000 | $7.971M | 0.3% | $27.87 * | $14.88 | 0.0% | COM | 297602104 |
| RM | REGIONAL MGMT CORP | 250,000 | $7.95M | 0.3% | $31.80 * | $23.44 | 0.0% | COM | 75902K106 |
| — | FAMILY DLR STORES INC | 110,200 | $7.937M | 0.3% | $72.02 | — | — | Call | 307000109 |
| GMED | GLOBUS MED INC | 442,300 | $7.723M | 0.3% | $17.46 | $16.07 | +7.7% | CL A | 379577208 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 1,698,400 | $7.575M | 0.3% | $4.46 | $5.07 | — | COM | 518415104 |
| — | CIS ACQUISITION LTD | 750,000 | $7.575M | 0.3% | $10.10 | $10.04 | — | SHS SER A | G21490209 |
| — | COLLABRIUM JAPAN ACQUISITN C | 713,370 | $7.169M | 0.3% | $10.05 | $10.10 | — | SHS | G2266G102 |
| DECK | DECKERS OUTDOOR CORP | 105,000 | $6.922M | 0.3% | $65.92 * | $9.70 | 0.0% | COM | 243537107 |
| — | INFINERA CORPORATION | 600,721 | $6.8M | 0.3% | $11.32 | $10.67 | — | COM | 45667G103 |
| — | AQUASITION CORP | 674,396 | $6.764M | 0.3% | $10.03 | $9.93 | — | COM | Y0192H103 |
| — | CHART ACQUISITION CORP | 669,625 | $6.629M | 0.3% | $9.90 | $9.82 | — | COM | 161151105 |
| — | MEDWORTH ACQUISITION CORP | 803,846 | $6.479M | 0.3% | $8.06 | $8.06 | — | COM | 58508R105 |
| RRX | REGAL BELOIT CORP | 94,400 | $6.413M | 0.3% | $67.93 * | $66.43 | 0.0% | COM | 758750103 |
| — | HYDE PK ACQUISITION CORP II | 611,668 | $6.349M | 0.3% | $10.38 | $10.24 | — | COM | 448640102 |
| — | FINISAR CORP | 280,000 | $6.336M | 0.3% | $22.63 | $22.63 | — | COM NEW | 31787A507 |
| — | CAMBREX CORP | 479,800 | $6.333M | 0.3% | $13.20 | $13.97 | — | COM | 132011107 |
| NGD | NEW GOLD INC CDA | 1,045,259 | $6.251M | 0.3% | $5.98 * | $7.13 | -4.5% | COM | 644535106 |
| — | SODASTREAM INTERNATIONAL LTD | 100,000 | $6.236M | 0.3% | $62.36 | — | — | Call | M9068E105 |
| — | TUMI HLDGS INC | 304,100 | $6.128M | 0.3% | $20.15 | $20.15 | — | COM | 89969Q104 |
| — | MOLYCORP INC DEL | 7,500,000 | $6.014M | 0.3% | $0.80 | $0.77 | — | NOTE 6.000% 9/0 | 608753AF6 |
| — | STEWART ENTERPRISES INC | 4,781,000 | $5.919M | 0.3% | $1.24 | $1.24 | — | NOTE 3.125% 7/1 | 860370AH8 |
| — | TECHNE CORP | 73,202 | $5.861M | 0.2% | $80.07 | $74.36 | — | COM | 878377100 |
| — | LEAP WIRELESS INTL INC | 369,100 | $5.832M | 0.2% | $15.80 | $15.80 | — | Put | 521863308 |
| — | MOLYCORP INC DEL | 5,500,000 | $5.692M | 0.2% | $1.03 | $1.00 | — | NOTE 5.500% 2/0 | 608753AH2 |
| CVGI | COMMERCIAL VEH GROUP INC | 705,777 | $5.611M | 0.2% | $7.95 * | $7.54 | +0.2% | COM | 202608105 |
| — | HUDSON GLOBAL INC | 1,682,654 | $5.452M | 0.2% | $3.24 | $2.48 | — | COM | 443787106 |
| — | BGS ACQUISITION CORP | 530,200 | $5.366M | 0.2% | $10.12 | $10.02 | — | SH | G1082J100 |
| LVS | LAS VEGAS SANDS CORP | 80,000 | $5.314M | 0.2% | $66.42 * | $40.66 | 0.0% | COM | 517834107 |
| — | ASCENT CAP GROUP INC | 5,000,000 | $5.203M | 0.2% | $1.04 | $1.04 | — | NOTE 4.000% 7/1 | 043632AA6 |
| — | ANDINA ACQUISITION CORP | 515,000 | $5.186M | 0.2% | $10.07 | $10.00 | — | COM | G0440W100 |
| — | RTI INTL METALS INC | 5,000,000 | $5.184M | 0.2% | $1.04 | $0.94 | — | NOTE 1.625%10/1 | 74973WAB3 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $5.112M | 0.2% | $4.30 | $4.25 | 0.0% | COM | 29258Y103 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 5,000,000 | $5.05M | 0.2% | $1.01 | $0.97 | — | NOTE 3.250% 2/0 | G81075AE6 |
| MED | MEDIFAST INC | 176,800 | $4.754M | 0.2% | $26.89 * | $20.24 | 0.0% | COM | 58470H101 |
| — | SAEXPLORATION HLDGS INC | 489,812 | $4.658M | 0.2% | $9.51 | $9.51 | — | COM | 78636X105 |
| — | MENTOR GRAPHICS CORP | 3,500,000 | $4.631M | 0.2% | $1.32 | $1.32 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | M/I HOMES INC | 4,000,000 | $4.612M | 0.2% | $1.15 | $1.22 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| ACNT | SYNALLOY CP DEL | 275,000 | $4.504M | 0.2% | $16.38 * | $14.49 | 0.0% | COM | 871565107 |
| RGLD | ROYAL GOLD INC | 90,000 | $4.379M | 0.2% | $48.66 * | $51.85 | 0.0% | COM | 780287108 |
| KGC | KINROSS GOLD CORP | 861,600 | $4.351M | 0.2% | $5.05 * | $5.82 | -9.1% | COM NO PAR | 496902404 |
| UAL | UNITED CONTL HLDGS INC | 140,000 | $4.299M | 0.2% | $30.71 * | $32.18 | 0.0% | COM | 910047109 |
| APOG | APOGEE ENTERPRISES INC | 141,461 | $4.192M | 0.2% | $29.63 * | $20.74 | +6.6% | COM | 037598109 |
| — | INFINITY CROSS BORDER ACQUIS | 528,199 | $4.17M | 0.2% | $7.89 | $7.84 | — | SHS | G4772R101 |
| NEM | NEWMONT MINING CORP | 140,000 | $3.934M | 0.2% | $28.10 * | $25.34 | -10.8% | COM | 651639106 |
| — | RANDGOLD RES LTD | 54,600 | $3.906M | 0.2% | $71.54 | $65.23 | — | ADR | 752344309 |
| MPAA | MOTORCAR PTS AMER INC | 275,000 | $3.484M | 0.1% | $12.67 * | $9.61 | 0.0% | COM | 620071100 |
| — | KAYDON CORP | 95,000 | $3.374M | 0.1% | $35.52 | $35.52 | — | COM | 486587108 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 185,000 | $3.361M | 0.1% | $18.17 * | $17.49 | 0.0% | COM | 874054109 |
| — | ELDORADO GOLD CORP NEW | 500,000 | $3.355M | 0.1% | $6.71 | $6.18 | — | COM | 284902103 |
| — | HI-TECH PHARMACAL INC | 75,000 | $3.236M | 0.1% | $43.15 | $43.15 | — | COM | 42840B101 |
| — | QUESTCOR PHARMACEUTICALS INC | 50,000 | $2.9M | 0.1% | $58.00 | — | — | Put | 74835Y101 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 2,500,000 | $2.766M | 0.1% | $1.11 | $0.98 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | ACTIVE NETWORK INC | 175,000 | $2.504M | 0.1% | $14.31 | $14.31 | — | COM | 00506D100 |
| — | ARC DOCUMENT SOLUTIONS INC | 543,907 | $2.497M | 0.1% | $4.59 | $4.00 | — | COM | 00191G103 |
| — | ASTEX PHARMACEUTICALS INC | 292,800 | $2.486M | 0.1% | $8.49 | $8.49 | — | COM | 04624B103 |
| — | ORGANOVO HLDGS INC | 420,000 | $2.423M | 0.1% | $5.77 | $5.77 | — | COM | 68620A104 |
| — | MAKO SURGICAL CORP | 75,000 | $2.213M | 0.1% | $29.51 | $29.51 | — | COM | 560879108 |
| — | LEAP WIRELESS INTL INC | 135,000 | $2.133M | 0.1% | $15.80 | $15.80 | — | COM NEW | 521863308 |
| PSLV | SPROTT PHYSICAL SILVER TR | 241,518 | $2.108M | 0.1% | $8.73 | $7.72 | — | TR UNIT | 85207K107 |
| — | GLOBECOMM SYSTEMS INC | 150,000 | $2.102M | 0.1% | $14.01 | $14.01 | — | COM | 37956X103 |
| BB | BLACKBERRY LTD | 253,800 | $2.056M | 0.1% | $8.10 | — | — | Call | 09228F103 |
| — | MCMORAN EXPLORATION CO | 2,000,000 | $2.031M | 0.1% | $1.02 | $1.02 | — | NOTE 5.250%10/0 | 582411AM6 |
| BC | BRUNSWICK CORP | 50,000 | $1.996M | 0.1% | $39.92 * | $30.54 | 0.0% | COM | 117043109 |
| — | LENDER PROCESSING SVCS INC | 60,000 | $1.996M | 0.1% | $33.27 | $32.34 | — | COM | 52602E102 |
| — | FLOW INTL CORP | 500,000 | $1.995M | 0.1% | $3.99 | $3.99 | — | COM | 343468104 |
| — | SAKS INC | 125,000 | $1.992M | 0.1% | $15.94 | $15.94 | — | COM | 79377W108 |
| — | MOLEX INC | 50,000 | $1.914M | 0.1% | $38.28 | $38.28 | — | CL A | 608554200 |
| — | EDWARDS GROUP LTD | 185,000 | $1.822M | 0.1% | $9.85 | $9.85 | — | SPONSORED ADR | 281736108 |
| — | DELL INC | 131,800 | $1.812M | 0.1% | $13.75 | — | — | Call | 24702R101 |
| — | SHFL ENTMT INC | 75,000 | $1.723M | 0.1% | $22.97 | $17.71 | — | COM | 78423R105 |
| — | TURQUOISE HILL RES LTD | 387,544 | $1.713M | 0.1% | $4.42 | $5.93 | — | COM | 900435108 |
| — | ELAN PLC | 100,000 | $1.558M | 0.1% | $15.58 | $15.22 | — | ADR | 284131208 |
| — | LIFELOCK INC | 99,700 | $1.479M | 0.1% | $14.83 | $14.83 | — | COM | 53224V100 |
| — | CAPITOL ACQUISITION CORP II | 150,000 | $1.448M | 0.1% | $9.65 | $9.65 | — | COM | 14056V105 |
| — | OPTIMER PHARMACEUTICALS INC | 114,846 | $1.446M | 0.1% | $12.59 | $12.59 | — | COM | 68401H104 |
| BANR | BANNER CORP | 35,000 | $1.336M | 0.1% | $38.17 | — | — | Call | 06652V208 |
| — | SPEED COMM INC | 400,000 | $1.312M | 0.1% | $3.28 | $3.28 | — | COM | 84764T106 |
| — | NEONODE INC | 200,000 | $1.284M | 0.1% | $6.42 | $6.42 | — | COM NEW | 64051M402 |
| — | CAPITALSOURCE INC | 103,900 | $1.234M | 0.1% | $11.88 | $11.88 | — | COM | 14055X102 |
| — | DELL INC | 81,100 | $1.115M | 0.0% | $13.75 | — | — | Put | 24702R101 |
| — | ASTEX PHARMACEUTICALS INC | 128,900 | $1.094M | 0.0% | $8.49 | $8.49 | — | Call | 04624B103 |
| — | MOLEX INC | 25,000 | $963K | 0.0% | $38.52 | $38.52 | — | COM | 608554101 |
| — | SPRINT CORP | 152,000 | $945K | 0.0% | $6.22 | — | — | Put | 85207U105 |
| — | PIXELWORKS INC | 220,600 | $887K | 0.0% | $4.02 | $4.02 | — | COM NEW | 72581M305 |
| — | SILVER STD RES INC | 138,552 | $852K | 0.0% | $6.15 | $6.34 | — | COM | 82823L106 |
| — | ELAN PLC | 50,000 | $779K | 0.0% | $15.58 | $15.22 | — | Put | 284131208 |
| — | CORNERSTONE THERAPEUTICS INC | 78,213 | $736K | 0.0% | $9.41 | $9.41 | — | COM | 21924P103 |
| TIPT | TIPTREE FINL INC | 98,708 | $735K | 0.0% | $7.45 | $7.42 | 0.0% | CL A | 88822Q103 |
| — | MOLYCORP INC DEL | 111,634 | $732K | 0.0% | $6.56 | $6.20 | — | COM | 608753109 |
| — | FIDELITY NATIONAL FINANCIAL | 20,000 | $532K | 0.0% | $26.60 | $26.60 | — | CL A | 31620R105 |
| — | SHIP FINANCE INTERNATIONAL L | 30,100 | $460K | 0.0% | $15.28 | $14.85 | — | SHS | G81075106 |
| — | BOISE INC | 34,000 | $428K | 0.0% | $12.59 | — | — | Call | 09746Y105 |
| — | HEALTH MGMT ASSOC INC NEW | 20,600 | $264K | 0.0% | $12.82 | — | — | Put | 421933102 |
| — | SPRINT CORP | 36,800 | $229K | 0.0% | $6.22 | — | — | Call | 85207U105 |
| — | ANDINA ACQUISITION CORP | 413,420 | $227K | 0.0% | $0.55 | $0.27 | — | *W EXP 03/16/201 | G0440W126 |
| — | COLLABRIUM JAPAN ACQUISITN C | 501,759 | $133K | 0.0% | $0.27 | $0.26 | — | *W EXP 99/99/999 | G2266G110 |
| — | AQUASITION CORP | 478,059 | $131K | 0.0% | $0.27 | $0.25 | — | *W EXP 99/99/999 | Y0192H111 |
| — | VITRAN CORP INC | 25,000 | $124K | 0.0% | $4.96 | $4.96 | — | COM | 92850E107 |
| — | SUPERCONDUCTOR TECHNOLOGIES | 69,483 | $113K | 0.0% | $1.63 | $1.63 | — | COM PAR $0.001 | 867931404 |
| — | SILVER BULL RES INC | 312,500 | $112K | 0.0% | $0.36 | $0.39 | — | COM | 827458100 |
| — | CIS ACQUISITION LTD | 249,149 | $91,000 | 0.0% | $0.37 | $0.25 | — | *W EXP 99/99/999 | G21490118 |
| — | BGS ACQUISITION CORP | 174,800 | $38,000 | 0.0% | $0.22 | $0.22 | — | *W EXP 03/21/201 | G1082J118 |
| — | ARMOUR RESIDENTIAL REIT INC | 305,800 | $1,000 | 0.0% | $0.00 | $0.01 | — | *W EXP 11/07/201 | 042315119 |
| — | SMITHFIELD FOODS INC | 385,800 | $0 | 0.0% | $0.00 | $32.73 | — | Call | 832248108 |